0000950103-19-002531.txt : 20190227 0000950103-19-002531.hdr.sgml : 20190227 20190227171013 ACCESSION NUMBER: 0000950103-19-002531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190225 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55990 FILM NUMBER: 19638754 BUSINESS ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Transportation Systems Holdings Inc. CENTRAL INDEX KEY: 0001754668 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 830543909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE CITY: NORWALK STATE: CT ZIP: 06851 FORMER COMPANY: FORMER CONFORMED NAME: Transporation Systems Holdings Inc. DATE OF NAME CHANGE: 20180928 4 1 ownership.xml X0306 4 2019-02-25 1 0001754668 Transportation Systems Holdings Inc. NONE 0000040545 GENERAL ELECTRIC CO 41 FARNSWORTH STREET BOSTON MA 02210 1 0 1 0 Common Stock, par value $0.01 per share 2019-02-25 4 J 0 8700000000 0.00 D 0 D Class B Preferred Stock 2019-02-25 4 S 0 10000 D 0 D Class C Convertible Preferred Stock 2019-02-25 4 J 0 1 D 0 D Common Stock, par value $0.01 per share 2019-02-25 4 J 0 141889.81 D 0 I Through Subsidiary On the transaction date, the reporting person distributed all of the shares of common stock of the issuer to its stockholders of record as of the close of business on February 14, 2019, on a pro rata basis, pursuant to the Separation, Distribution and Sale Agreement, dated as of May 20, 2018 and as amended January 25, 2019, among the reporting person, the issuer, Westinghouse Air Brake Technologies Corporation ("Wabtec") and Wabtec US Rail, Inc. The number of securities reflects an internal restructuring of the issuer's equity securities prior to the transaction date, before and after which the reporting person held 100% of the issuer's equity securities. On the transaction date, the reporting person sold 10,000 shares of Class B Preferred Stock of the issuer to Wabtec for $10 million in cash. Such securities of the issuer were received by the reporting person in connection with the internal restructuring of the issuer's equity securities described in Footnote 2. On the transaction date, one share of Class C Preferred Stock of the issuer was converted into 10,000 shares of Wabtec Series A non-voting convertible preferred stock, par value $0.01 per share, and 19,018,207 shares of Wabtec common stock, par value $0.01 per share. Such share of Class C Preferred Stock was received by the reporting person in connection with the internal restructuring of the issuer's equity securities described in Footnote 2. Represents shares of common stock of the issuer received by a wholly-owned subsidiary of the reporting person in the distribution described in Footnote 1 and held indirectly by the reporting person through such wholly-owned subsidiary, which such shares were immediately converted into 762 shares of Wabtec common stock, par value $0.01 per share, plus cash in lieu of a fractional share of Wabtec common stock, on the transaction date. /s/ Christoph A. Pereira, Vice President, Chief Corporate, Securities and Finance Counsel on behalf of General Electric Company 2019-02-27