0001209191-24-005243.txt : 20240405 0001209191-24-005243.hdr.sgml : 20240405 20240405144721 ACCESSION NUMBER: 0001209191-24-005243 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240405 DATE AS OF CHANGE: 20240405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paddock David CENTRAL INDEX KEY: 0002018088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 24826158 MAIL ADDRESS: STREET 1: 11011 SUNSET HILLS ROAD CITY: RESTON STATE: X1 ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11011 SUNSET HILLS RD CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-876-3000 MAIL ADDRESS: STREET 1: 11011 SUNSET HILLS RD CITY: RESTON STATE: VA ZIP: 20190 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2024-04-01 0 0000040533 GENERAL DYNAMICS CORP GD 0002018088 Paddock David C/O GENERAL DYNAMICS CORPORATION 11011 SUNSET HILLS ROAD RESTON VA 20190 0 1 0 0 Vice President Common Stock 25629 D Stock Options 191.71 2027-02-28 Common Stock 5400 D Stock Options 223.93 2028-03-06 Common Stock 4260 D Stock Options 167.61 2029-03-05 Common Stock 6170 D Stock Options 189.00 2029-09-02 Common Stock 4740 D Stock Options 165.47 2030-03-03 Common Stock 25070 D Stock Options 168.56 2031-03-02 Common Stock 23480 D Stock Options 232.90 2032-03-01 Common Stock 18480 D Stock Options 227.58 2033-03-07 Common Stock 16010 D Stock Options 274.51 2034-03-05 Common Stock 14280 D Includes 1,540 shares of restricted stock units (RSUs), 1,675 shares of RSUs and 1,570 shares of RSUs, each of which are subject to service-based vesting and will release three years after the grant date. The RSUs are settled on a one-to-one basis in Common Stock. Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent became exercisable on 02/29/2020. Fifty percent became exercisable on 03/07/2020 and the remaining fifty percent became exercisable on 03/07/2021. Fifty percent became exercisable on 03/06/2021 and the remaining fifty percent became exercisable on 03/06/2022. Fifty percent became exercisable on 09/03/2021 and the remaining fifty percent became exercisable on 09/03/2022. Fifty percent became exercisable on 03/04/2022 and the remaining fifty percent became exercisable on 03/04/2023. Fifty percent became exercisable on 03/03/2023 and the remaining fifty percent became exercisable on 03/03/2024. Fifty percent became exercisable on 03/02/2024 and the remaining fifty percent will become exercisable on 03/02/2025. Fifty percent will become exercisable on 03/08/2025 and the remaining fifty percent will become exercisable on 03/08/2026. Fifty percent will become exercisable on 03/06/2026 and the remaining fifty percent will become exercisable on 03/06/2027. Tracy Lundquist, by Power of Attorney 2024-04-05 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all persons by these presents, that David Paddock, whose signature appears below, constitutes and appoints Gregory S. Gallopoulos, Nicholas R. Barnaby and Tracy Lundquist and each of them, as his true and lawful attorney-in-fact and agent, with full and several power of substitution and with authority to act alone, for him and in his name, place and stead, in any and all capacities, to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission ("SEC") a Form ID, including any amendments thereto, and any other documents necessary or appropriate to obtain and maintain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned Forms 3, 4, and 5 and any amendments and supplements to those forms in accordance with Section 16(a) of the Exchange Act and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and any amendments and supplements to those forms and file such form with the SEC and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as they or he/she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his/her or their substitute or substitutes may lawfully do or cause to be done by virtue thereof. This Power of Attorney is continuing and shall remain in effect so long as the undersigned is an officer or director of General Dynamics Corporation, a Delaware corporation, unless the undersigned executes and delivers to the Secretary of General Dynamics Corporation a written revocation of this Power of Attorney. The undersigned acknowledges that each foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. Date: March 19, 2024 /s/ David Paddock