0001209191-16-140745.txt : 20160909 0001209191-16-140745.hdr.sgml : 20160909 20160909162028 ACCESSION NUMBER: 0001209191-16-140745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160907 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELM ROBERT W CENTRAL INDEX KEY: 0001216508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 161879039 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-07 0 0000040533 GENERAL DYNAMICS CORP GD 0001216508 HELM ROBERT W C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 0 1 0 0 Senior Vice President Common Stock, $1.00 par value 2016-09-07 4 M 0 41250 74.81 A 108118.65 D Common Stock, $1.00 par value 2016-09-07 4 S 0 35250 152.994 D 72868.65 D Common Stock, $1.00 par value 2016-09-08 4 M 0 41250 74.81 A 114118.65 D Common Stock, $1.00 par value 2016-09-08 4 M 0 73410 71.01 A 187528.65 D Common Stock, $1.00 par value 2016-09-08 4 S 0 82269 152.191 D 105259.65 D Common Stock, $1.00 par value 2016-09-08 4 S 0 32391 152.423 D 72868.65 D Stock Options 74.81 2016-09-07 4 M 0 41250 0.00 D 2018-03-01 Common Stock 41250 41250 D Stock Options 74.81 2016-09-08 4 M 0 41250 0.00 D 2018-03-01 Common Stock 41250 0 D Stock Options 71.01 2016-09-08 4 M 0 73410 0.00 D 2019-03-06 Common Stock 73410 0 D Sale prices ranged from $152.81 to $153.18. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Sale prices ranged from $151.36 to $152.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Sale prices ranged from $152.36 to $152.62. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014. L. Neal Wheeler, by Power of Attorney 2016-09-09