8-K 1 oct8k.txt OCTOBER MORS FOR 8K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2003 --------------- General DataComm Industries, Inc. --------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 1-8086 06-0853856 -------- ------ ---------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) Naugatuck, Connecticut 06770 ---------------------- ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (203) 729-0271 -------------- N/A (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events The registrant is conducting its business as a debtor-in-possession under the Federal Bankruptcy Code. The Registrant has been unable to prepare certified financial statements for its fiscal years ended September 30, 2001 and 2002 because of its limited cash resources. However, the Registrant is required to file periodic reports of its operations and financial condition with the Bankruptcy Court and the U.S. Trustee. Each such report covers a monthly period and contains an income statement, balance sheet and statement of cash receipts and disbursements, all of which are unaudited, but certified by officers of the Registrant. Once filed, such reports are publicly available for inspection. In order to make such reports more readily available for stockholders and members of the public, the Registrant is filing the reports under Form 8-K excluding copies of bank statements and operations of inactive subsidiaries. Since the reports are filed separately for each Registrant and each of its U.S. subsidiaries that have filed petitions under the Bankruptcy Code, the Registrant is also filing an unaudited consolidated balance sheet, income statement, and schedule of cash receipts and disbursements. Item 7. Exhibits 99.1 Unaudited monthly operating reports for the month of October 2002 for General DataComm Industries, Inc. 99.2 Unaudited monthly operating reports for the month of October 2002 for General DataComm, Inc. 99.3 Unaudited monthly operating reports for the month of October 2002 for DataComm Leasing Corporation 99.4 Unaudited monthly operating reports for the month of October 2002 for GDC Naugatuck, Inc. 99.5 Unaudited monthly operating reports for the month of October 2002 for GDC Holding Company, LLC 99.6 Consolidated report (unaudited), which includes the Company's U.K. subsidiary, which is not a part of the bankruptcy. Such consolidated report is not filed in Bankruptcy Court. - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. General DataComm Industries, Inc. --------------------------------- (Registrant) By: /S/ WILLIAM G. HENRY William G. Henry Vice President and Principal Financial Officer Dated: January 15, 2003 - 3 -