0000040417-13-000057.txt : 20130912 0000040417-13-000057.hdr.sgml : 20130912 20130912093059 ACCESSION NUMBER: 0000040417-13-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130911 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL AMERICAN INVESTORS CO INC CENTRAL INDEX KEY: 0000040417 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135098450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129168400 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTSCHUL ARTHUR G JR CENTRAL INDEX KEY: 0001173479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00041 FILM NUMBER: 131092794 MAIL ADDRESS: STREET 1: C/O OVERBROOK MANAGEMENT CORP STREET 2: 122 E. 42ND STREET, SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10168 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-09-11 0 0000040417 GENERAL AMERICAN INVESTORS CO INC GAM 0001173479 ALTSCHUL ARTHUR G JR C/O OVERBROOK MANAGEMENT CORP 122 E. 42ND STREET, SUITE 2500 NEW YORK NY 10168 1 0 0 0 Common Stock 2013-09-11 4 S 0 15000 33.8754 D 146033 I TTEE & Beneficiary Common Stock 2143 D Common Stock 78207 I Director is a Trustee Common Stock 142165 I FDN Director Common Stock 24460 I Trust Beneficiary Common Stock 2902 I Director has POA for owner. 5.95% Preferred Stock 61400 I Director is a Trustee and Beneficiary 5.95% Preferred Stock 4000 I Trustee Director is both a trustee and the beneficiary of various trusts. Director is a trustee of various trusts. He disclaims any beneficial interest in these shares. Director is a director of a private non-profit foundation. Director is a beneficiary of a trust. Director has POA for his mother. Shares were gifted to a dynasty trust. /s/ Arthur G. Altschul, Jr. 2013-09-12