0001246360-19-000358.txt : 20190128 0001246360-19-000358.hdr.sgml : 20190128 20190128142113 ACCESSION NUMBER: 0001246360-19-000358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYONS ROBERT C CENTRAL INDEX KEY: 0001204288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 19544854 MAIL ADDRESS: STREET 1: 500 WEST MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-01-24 false 0000040211 GATX CORP GATX 0001204288 LYONS ROBERT C 233 S. WACKER DR. CHICAGO IL 60606 false true false false EVP and President Rail NA Common Stock 48763 D Common Stock 401(k) 2691 I 401(k) Plan 2019 NQ Stock Option (Right to Buy) 71.525 2019-01-24 4 A false 18500 0 A 2020-01-24 2026-01-24 Common Stock 18500 18500 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons 2019-01-28