0001246360-18-000382.txt : 20180130 0001246360-18-000382.hdr.sgml : 20180130 20180130182812 ACCESSION NUMBER: 0001246360-18-000382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Earl James F CENTRAL INDEX KEY: 0001310741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 18560457 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-01-29 false 0000040211 GATX CORP GATX 0001310741 Earl James F C/O 222 W. ADAMS ST. CHICAGO IL 60606 false true false false EVP and Pres., GATX Rail Intl. Common Stock 401(k) 10570 I 401(k) Plan Common Stock 2018-01-29 4 M false 19200 45.891 A 102059 D Common Stock 2018-01-29 4 F false 15664 72.31 D 86395 D Common Stock 2018-01-30 4 S false 3536 71.5597 D 82859 D Stock-Settled Stock Appreciation Right 45.891 2018-01-29 4 M false 19200 0 D 2014-01-24 2020-01-24 Common Stock 19200 0 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Represents the weighted average sale price. The highest price at which shares were sold was $71.79 and the lowest price at which shares were sold was $71.22 Lisa M. Ibarra, by Power of Attorney on behalf of James F. Earl 2018-01-30