0001246360-13-000948.txt : 20130206 0001246360-13-000948.hdr.sgml : 20130206 20130206191509 ACCESSION NUMBER: 0001246360-13-000948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130205 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENN CURT F CENTRAL INDEX KEY: 0001279438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 13579675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-02-05 false 0000040211 GATX CORP GMT 0001279438 GLENN CURT F 580 CALIFORNIA STREET SAN FRANCISCO CA 94104 false true false false Sr. VP, Portfolio Management Common Stock 401(k) 10626.15 I 401(k) Plan Common Stock 2013-02-05 4 M false 6500 38.625 A 23145.8279 D Common Stock 2013-02-06 4 F false 5690 48.27 D 17455.8279 D Common Stock 2013-02-06 4 S false 410 48.0532 D 17045.8279 D Common Stock 2013-02-06 4 S false 300 48.06 D 16745.8279 D Common Stock 2013-02-06 4 S false 100 48.07 D 16645.8279 D Stock-Settled Stock Appreciation Right 38.625 2013-02-05 4 M false 6500 0 D 2007-03-10 2013-03-10 Common Stock 6500 0 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Lisa M. Ibarra, by Power of Attorney on behalf of Curt F. Glenn 2013-02-06