-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QUbw78z7ekW35CPa0y6NOpf+JKxeXB0ClFPud+8ZCz/2CvHDkNJ2p8ac5vs0byo/ tLVoQRMIJNCKG5QotnCz7A== 0001020075-04-000011.txt : 20040820 0001020075-04-000011.hdr.sgml : 20040820 20040820155253 ACCESSION NUMBER: 0001020075-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040818 FILED AS OF DATE: 20040820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126216200 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS DAVID M CENTRAL INDEX KEY: 0001020075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 04989064 BUSINESS ADDRESS: STREET 1: GATX CORP STREET 2: 500 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126216603 MAIL ADDRESS: STREET 1: GATX CORP STREET 2: 500 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60661 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-08-18 0 0000040211 GATX CORP GMT 0001020075 EDWARDS DAVID M 500 WEST MONROE STREET CHICAGO IL 60661 0 1 0 0 VP and President GATX Rail Common Stock 2004-08-18 4 M 0 20000.00 20.9063 A 47446.40 D Common Stock 2004-08-18 4 S 0 19800.00 25.4326 D 27646.40 D Common Stock 2004-08-18 4 G 0 100.00 0 D 27546.40 D Common Stock 2004-08-18 4 G 0 100.00 0 D 27446.40 D Common Stock 2004-08-18 4 G 0 100.00 0 A 200.00 I Adult sons Common Stock - 401(k) 8023.06 I 401(k) 1994 NQ Stock Option (right to buy) 20.9063 2004-08-18 4 M 0 20000 0 D 1995-10-28 2004-10-28 Common Stock 20000 0 D Gift to son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. Mr. Edwards disclaims beneficial ownership of the shares held by his adult sons, including the 100 shares disposed of by gift and reported herein. Mr. Edwards' adult sons own 200 shares of GATX stock. Mr. Edwards disclaims beneficial ownership of these shares. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, partipants purchase units of the fund rather than company shares of stock. The number of units held by a particpant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused units in Mr. Edwards' 401(k) fund to be reduced without any actual disposition of shares. 50% of option granted may be exercised commencing 1 year from the date of the grant, an additional 25% commencing 2 years from th e date of the grant and the remaining 25% commencing 3 years from the date of the grant. Lisa M. Ibarra, by Power of Attorney on behalf of David M. E 2004-08-20 -----END PRIVACY-ENHANCED MESSAGE-----