0001179110-18-011939.txt : 20181002
0001179110-18-011939.hdr.sgml : 20181002
20181002170747
ACCESSION NUMBER: 0001179110-18-011939
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181002
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shullaw Steven Gary
CENTRAL INDEX KEY: 0001626579
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07395
FILM NUMBER: 181102383
MAIL ADDRESS:
STREET 1: 8601 NORTH SCOTTSDALE ROAD
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AV Homes, Inc.
CENTRAL INDEX KEY: 0000039677
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 231739078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 4802147400
MAIL ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: AVATAR HOLDINGS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAC CORP /DE/
DATE OF NAME CHANGE: 19801023
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL ACCEPTANCE CORP
DATE OF NAME CHANGE: 19710208
4
1
edgar.xml
FORM 4 -
X0306
4
2018-10-02
1
0000039677
AV Homes, Inc.
AVHI
0001626579
Shullaw Steven Gary
6730 N SCOTTSDALE ROAD
SUITE 150
SCOTTSDALE
AZ
85253
0
1
0
0
EVP and General Counsel
Common Stock
2018-10-02
4
D
0
28372
21.50
D
0
D
Employee Stock Option (right to buy)
17.65
2018-10-02
4
D
0
8631
3.85
D
2027-01-31
Common Stock
8631
0
D
Employee Stock Option (right to buy)
16.90
2018-10-02
4
D
0
11329
4.60
D
2028-01-31
Common Stock
11329
0
D
Disposed of as a result of merger pursuant to previously announced Agreement and Plan of Merger, dated as of June 7, 2018 by and among the issuer, Taylor Morrison Home Corporation, Taylor Morrison Communities, Inc., and Thor Merger Sub, Inc.
Of the total shares disposed, 5,029 were exchanged for $21.50 per share. The remaining shares represent restricted stock and restricted stock unit awards to acquire 23,343 shares of AV Homes common stock (assuming applicable performance conditions are fully achieved or achieved at target levels, as applicable) that were exchanged for restricted stock and restricted stock unit awards to acquire 22,859 shares of Taylor Morrison common stock having a market value of $18.17 per share based on the closing price of the Taylor Morrison common stock on October 2, 2018. The replacement restricted stock and restricted stock unit awards are subject to the substantially the same terms and conditions as the AV Homes restricted stock restricted stock unit awards (other than any performance-based vesting conditions).
Fully vested.
/s/ Steven Gary Shullaw
2018-10-02