0001179110-18-011939.txt : 20181002 0001179110-18-011939.hdr.sgml : 20181002 20181002170747 ACCESSION NUMBER: 0001179110-18-011939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shullaw Steven Gary CENTRAL INDEX KEY: 0001626579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07395 FILM NUMBER: 181102383 MAIL ADDRESS: STREET 1: 8601 NORTH SCOTTSDALE ROAD STREET 2: SUITE 225 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AV Homes, Inc. CENTRAL INDEX KEY: 0000039677 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 231739078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8601 N. SCOTTSDALE RD. STREET 2: SUITE 225 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 4802147400 MAIL ADDRESS: STREET 1: 8601 N. SCOTTSDALE RD. STREET 2: SUITE 225 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: AVATAR HOLDINGS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAC CORP /DE/ DATE OF NAME CHANGE: 19801023 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ACCEPTANCE CORP DATE OF NAME CHANGE: 19710208 4 1 edgar.xml FORM 4 - X0306 4 2018-10-02 1 0000039677 AV Homes, Inc. AVHI 0001626579 Shullaw Steven Gary 6730 N SCOTTSDALE ROAD SUITE 150 SCOTTSDALE AZ 85253 0 1 0 0 EVP and General Counsel Common Stock 2018-10-02 4 D 0 28372 21.50 D 0 D Employee Stock Option (right to buy) 17.65 2018-10-02 4 D 0 8631 3.85 D 2027-01-31 Common Stock 8631 0 D Employee Stock Option (right to buy) 16.90 2018-10-02 4 D 0 11329 4.60 D 2028-01-31 Common Stock 11329 0 D Disposed of as a result of merger pursuant to previously announced Agreement and Plan of Merger, dated as of June 7, 2018 by and among the issuer, Taylor Morrison Home Corporation, Taylor Morrison Communities, Inc., and Thor Merger Sub, Inc. Of the total shares disposed, 5,029 were exchanged for $21.50 per share. The remaining shares represent restricted stock and restricted stock unit awards to acquire 23,343 shares of AV Homes common stock (assuming applicable performance conditions are fully achieved or achieved at target levels, as applicable) that were exchanged for restricted stock and restricted stock unit awards to acquire 22,859 shares of Taylor Morrison common stock having a market value of $18.17 per share based on the closing price of the Taylor Morrison common stock on October 2, 2018. The replacement restricted stock and restricted stock unit awards are subject to the substantially the same terms and conditions as the AV Homes restricted stock restricted stock unit awards (other than any performance-based vesting conditions). Fully vested. /s/ Steven Gary Shullaw 2018-10-02