N-PX 1 fi_npx.htm N-PX Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00032



American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: December 31

Date of reporting period: July 1, 2011 - June 30, 2012





Patrick F. Quan
American Funds Fundamental Investors
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 

 

Item 1: Proxy Voting Record
 
Fund Name: American Funds Fundamental Investors
 
Report Period: July 01, 2011 - June 30, 2012
 
                 
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
01/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of an Amendment to Increase Dividends from Legal Reserves
Mgmt
For
For
For
 
                 
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Atieh
 
Mgmt
For
For
For
 
 
2
Elect Mary Cirillo
 
Mgmt
For
For
For
 
 
3
Elect Thomas Neff
 
Mgmt
For
For
For
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Approval of Statutory Financial Statements
Mgmt
For
For
For
 
 
6
Approval of Consolidated Financial Statements
Mgmt
For
For
For
 
 
7
Allocation of Disposable Profits
 
Mgmt
For
For
For
 
 
8
Discharge Of The Board Of Directors
Mgmt
For
For
For
 
 
9
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
10
Appointment of Statutory Auditor (Zurich)
Mgmt
For
For
For
 
 
11
Appointment of Independent Auditor (US)
Mgmt
For
For
For
 
 
12
Appointment of Special Auditor (Zurich)
Mgmt
For
For
For
 
 
13
Distribution Through Par Value Reduction
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Fernando Aguirre
 
Mgmt
For
For
For
 
 
2
Elect Mark Bertolini
 
Mgmt
For
For
For
 
 
3
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Betsy Cohen
 
Mgmt
For
For
For
 
 
5
Elect Molly Coye
 
Mgmt
For
For
For
 
 
6
Elect Roger Farah
 
Mgmt
For
For
For
 
 
7
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
8
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
Aggreko plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AGK
CINS G0116S102
 
07/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Return of Cash and Subdivision of Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
                 
Aggreko plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AGK
CINS G0116S169
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Rupert Soames
 
Mgmt
For
For
For
 
 
5
Elect Angus Cockburn
 
Mgmt
For
For
For
 
 
6
Elect George Walker
 
Mgmt
For
For
For
 
 
7
Elect Bill Caplan
 
Mgmt
For
For
For
 
 
8
Elect Kash Pandya
 
Mgmt
For
For
For
 
 
9
Elect David Hamill
 
Mgmt
For
For
For
 
 
10
Elect Robert MacLeod
 
Mgmt
For
For
For
 
 
11
Elect Russell King
 
Mgmt
For
For
For
 
 
12
Elect Ken Hanna
 
Mgmt
For
For
For
 
 
13
Appointment of Auditor
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
16
Directors' Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
20
Authority to Repurchase B Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kathryn Fuller
 
Mgmt
For
For
For
 
 
2
Elect Judith Gueron
 
Mgmt
For
For
For
 
 
3
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
4
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Elimination of Supermajority Requirement Relating to Fair Price Protection
Mgmt
For
For
For
 
 
8
Elimination of Supermajority Requirement Relating to Director Elections
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirement Relating to Removal of Directors
Mgmt
For
For
For
 
 
10
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
11
Permit Written Consent
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Altria Group Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect Martin Barrington
 
Mgmt
For
For
For
 
 
4
Elect John Casteen III
 
Mgmt
For
For
For
 
 
5
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
6
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
7
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
8
Elect W. Leo Kiely III
 
Mgmt
For
For
For
 
 
9
Elect Kathryn McQuade
 
Mgmt
For
For
For
 
 
10
Elect George Muñoz
 
Mgmt
For
For
For
 
 
11
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amazon.com Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMZN
CUSIP 023135106
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
 
Mgmt
For
For
For
 
 
2
Elect Tom Alberg
 
Mgmt
For
For
For
 
 
3
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
4
Elect William Gordon
 
Mgmt
For
For
For
 
 
5
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
6
Elect Blake Krikorian
 
Mgmt
For
For
For
 
 
7
Elect Alain Monié
 
Mgmt
For
For
For
 
 
8
Elect Jonathan Rubinstein
 
Mgmt
For
For
For
 
 
9
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
10
Elect Patricia Stonesifer
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1997 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
America Movil S.A.B.DE C.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMX
CUSIP 02364W105
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Election of Directors - Class L Shareholders
Mgmt
For
For
For
 
 
2
Election of Meeting Delegates
 
Mgmt
For
For
For
 
                 
                 
                 
                 
American Express Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
04/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
1.2
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
1.5
Elect Theodore Leonsis
 
Mgmt
For
For
For
 
 
1.6
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Levin
 
Mgmt
For
For
For
 
 
1.8
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
1.9
Elect Edward Miller
 
Mgmt
For
For
For
 
 
1.10
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Walter
 
Mgmt
For
For
For
 
 
1.12
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Amendment to the 2007 Incentive Compensation Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
American Tower Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMT
CUSIP 029912201
 
11/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reorganization
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
American Tower Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMT
CUSIP 03027X100
 
06/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Raymond Dolan
 
Mgmt
For
For
For
 
 
2
Elect Ronald Dykes
 
Mgmt
For
For
For
 
 
3
Elect Carolyn Katz
 
Mgmt
For
For
For
 
 
4
Elect Gustavo Lara Cantu
 
Mgmt
For
For
For
 
 
5
Elect JoAnn Reed
 
Mgmt
For
For
For
 
 
6
Elect Pamela Reeve
 
Mgmt
For
For
For
 
 
7
Elect David Sharbutt
 
Mgmt
For
For
For
 
 
8
Elect James Taiclet, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Samme Thompson
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Water Works Co. Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AWK
CUSIP 030420103
 
05/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Adik
 
Mgmt
For
For
For
 
 
2
Elect Martha Goss
 
Mgmt
For
For
For
 
 
3
Elect Julie Dobson
 
Mgmt
For
For
For
 
 
4
Elect Richard Grigg
 
Mgmt
For
For
For
 
 
5
Elect Julia Johnson
 
Mgmt
For
For
For
 
 
6
Elect George MacKenzie
 
Mgmt
For
For
For
 
 
7
Elect William Marrazzo
 
Mgmt
For
For
For
 
 
8
Elect Jeffry Sterba
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Bonus Deferral Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AMP Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASX
CINS Q0344G101
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Re-elect Paul Fegan
 
Mgmt
For
For
For
 
 
3
Re-elect John Palmer
 
Mgmt
For
For
For
 
 
4
Re-elect Nora Scheinkestel
 
Mgmt
For
For
For
 
 
5
Remuneration Report
 
Mgmt
For
For
For
 
 
6
Equity Grant (MD/CEO Craig Dunn)
Mgmt
For
For
For
 
 
7
Approve Issue of Securities
 
Mgmt
For
For
For
 
 
8
Adopt New Constitution
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Amphenol Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APH
CUSIP 032095101
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Jepsen
 
Mgmt
For
For
For
 
 
2
Elect John Lord
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
6
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
7
2012 Restricted Stock Plan for Directors
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Analog Devices Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADI
CUSIP 032654105
 
03/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ray Stata
 
Mgmt
For
For
For
 
 
2
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
3
Elect James Champy
 
Mgmt
For
For
For
 
 
4
Elect John Hodgson
 
Mgmt
For
For
For
 
 
5
Elect Yves-Andre Istel
 
Mgmt
For
For
For
 
 
6
Elect Neil Novich
 
Mgmt
For
For
For
 
 
7
Elect F. Grant Saviers
 
Mgmt
For
For
For
 
 
8
Elect Paul Severino
 
Mgmt
For
For
For
 
 
9
Elect Kenton Sicchitano
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger/Reorganization and Reincorporation from Delaware to the United Kingdom
Mgmt
For
For
For
 
 
2
Reduction of Capital
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP G0408V102
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
 
Mgmt
For
For
For
 
 
2
Elect Gregory Case
 
Mgmt
For
For
For
 
 
3
Elect Fulvio Conti
 
Mgmt
For
For
For
 
 
4
Elect Cheryl Francis
 
Mgmt
For
For
For
 
 
5
Elect Edgar Jannotta
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
7
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
8
Elect Richard Myers
 
Mgmt
For
For
For
 
 
9
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
10
Elect Gloria Santona
 
Mgmt
For
For
For
 
 
11
Elect Carolyn Woo
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Apple Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Cook
 
Mgmt
For
For
For
 
 
1.3
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.4
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Iger
 
Mgmt
For
For
For
 
 
1.6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.7
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.8
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
ARM Holdings
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ARMH
CINS G0483X122
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
4
Elect Sir John Buchanan
 
Mgmt
For
For
For
 
 
5
Elect Warren East
 
Mgmt
For
For
For
 
 
6
Elect Andy Green
 
Mgmt
For
For
For
 
 
7
Elect Larry Hirst
 
Mgmt
For
For
For
 
 
8
Elect Mike Inglis
 
Mgmt
For
For
For
 
 
9
Elect Mike Muller
 
Mgmt
For
For
For
 
 
10
Elect Kathleen O'Donovan
 
Mgmt
For
For
For
 
 
11
Elect Janice Roberts
 
Mgmt
For
For
For
 
 
12
Elect Philip Rowley
 
Mgmt
For
For
For
 
 
13
Elect Tim Score
 
Mgmt
For
For
For
 
 
14
Elect Simon Segars
 
Mgmt
For
For
For
 
 
15
Elect Young Sohn
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
ASM Pacific Technology Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
00522
CINS G0535Q133
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
8
Amendments to Articles
 
Mgmt
For
For
For
 
 
9
Adoption of New Articles
 
Mgmt
For
For
For
 
 
10
Amendments to Articles Regarding Director Term Limits
Mgmt
For
For
For
 
 
11
Elect John LOK Kam Chong
 
Mgmt
For
For
For
 
 
12
Elect Peter LO Tsan Yin
 
Mgmt
For
For
For
 
 
13
Elect Robert LEE Shiu Hung
 
Mgmt
For
For
For
 
 
14
Elect Orasa Livasiri
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ASML Holding NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASML
CUSIP N07059186
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
3
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Performance Share Plan Grant
 
Mgmt
For
For
For
 
 
6
Stock Option Grants to Employees
 
Mgmt
For
For
For
 
 
7
Elect O.B. Bilous
 
Mgmt
For
For
For
 
 
8
Elect Fritz Fröhlich
 
Mgmt
For
For
For
 
 
9
Elect Arthur van der Poel
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Suppress Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares in Case of Merger/Acquisition
Mgmt
For
For
For
 
 
14
Authority to Suppress Preemptive Rights in Case of Merger/Acquisition
Mgmt
For
Against
Against
 
 
15
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
17
Authority to Cancel Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ASML Holding NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASML
CINS N07059178
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Performance Share Plan Grant
 
Mgmt
For
For
For
 
 
10
Stock Option Grants to Employees
 
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Elect O.B. Bilous
 
Mgmt
For
For
For
 
 
13
Elect Fritz Fröhlich
 
Mgmt
For
For
For
 
 
14
Elect Arthur van der Poel
 
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Suppress Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Issue Shares in Case of Merger/Acquisition
Mgmt
For
For
For
 
 
20
Authority to Suppress Preemptive Rights in Case of Merger/Acquisition
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
25
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
26
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Astrazeneca plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AZN
CINS G0593M107
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor
 
Mgmt
For
For
For
 
 
4
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
5
Elect Louis Schweitzer
 
Mgmt
For
For
For
 
 
6
Elect David Brennan
 
Mgmt
For
For
For
 
 
7
Elect Simon Lowth
 
Mgmt
For
For
For
 
 
8
Elect Geneviève Berger
 
Mgmt
For
For
For
 
 
9
Elect D. Bruce Burlington
 
Mgmt
For
For
For
 
 
10
Elect Graham Chipchase
 
Mgmt
For
For
For
 
 
11
Elect Jean-Philippe Courtois
 
Mgmt
For
For
For
 
 
12
Elect Leif Johansson
 
Mgmt
For
For
For
 
 
13
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
14
Elect Nancy Rothwell
 
Mgmt
For
For
For
 
 
15
Elect Shriti Vadera
 
Mgmt
For
For
For
 
 
16
Elect John Varley
 
Mgmt
For
For
For
 
 
17
Elect Marcus Wallenberg
 
Mgmt
For
For
For
 
 
18
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
19
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Savings-Related Share Option Scheme
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
25
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
AT&T, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
3
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
4
Elect James Blanchard
 
Mgmt
For
For
For
 
 
5
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
6
Elect James Kelly
 
Mgmt
For
For
For
 
 
7
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
8
Elect John McCoy
 
Mgmt
For
For
For
 
 
9
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
10
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
11
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Restoration of Written Consent
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Automatic Data Processing Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Clark
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect Linda Gooden
 
Mgmt
For
For
For
 
 
1.7
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.8
Elect John Jones
 
Mgmt
For
For
For
 
 
1.9
Elect Enrique Salem
 
Mgmt
For
For
For
 
 
1.10
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Avago Technologies Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVGO
CUSIP Y0486S104
 
04/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hock Tan
 
Mgmt
For
For
For
 
 
2
Elect Adam Clammer
 
Mgmt
For
For
For
 
 
3
Elect John Dickson
 
Mgmt
For
For
For
 
 
4
Elect James Diller
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Hao
 
Mgmt
For
For
For
 
 
6
Elect John Hsuan
 
Mgmt
For
For
For
 
 
7
Elect Justine Lien
 
Mgmt
For
For
For
 
 
8
Elect Donald Macleod
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Directors' Fees
 
Mgmt
For
For
For
 
 
11
Authority to Issue Shares Without Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AXA S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXA
CINS F06106102
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Elect François Martineau
 
Mgmt
For
For
For
 
 
9
Elect Stefan Lippe
 
Mgmt
For
For
For
 
 
10
Elect Doina Palici-Chehab
 
Mgmt
For
For
For
 
 
11
Elect Fewzia Allaouat
 
Mgmt
Against
Against
For
 
 
12
Elect Olivier Dot
 
Mgmt
Against
Against
For
 
 
13
Elect Herbert Fuchs
 
Mgmt
Against
Against
For
 
 
14
Elect Denis Gouyou-Beauchamps
 
Mgmt
Against
Against
For
 
 
15
Elect Thierry Jousset
 
Mgmt
Against
Against
For
 
 
16
Elect Rodney Koch
 
Mgmt
Against
Against
For
 
 
17
Elect Emmanuel Ramé
 
Mgmt
Against
Against
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Appointment of Alternate Auditor
 
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
22
Employee Stock Purchase Plan for Overseas Employees
Mgmt
For
For
For
 
 
23
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
24
Amendment Regarding Related Party Transactions
Mgmt
For
For
For
 
 
25
Amendment Regarding Electronic Signature of Ballots
Mgmt
For
For
For
 
 
26
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
27
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Baker Hughes Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Martin Craighead
 
Mgmt
For
For
For
 
 
1.4
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.5
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.8
Elect James Lash
 
Mgmt
For
For
For
 
 
1.9
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.10
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect James Stewart
 
Mgmt
For
For
For
 
 
1.12
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Baxter International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAX
CUSIP 071813109
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Gavin III
 
Mgmt
For
For
For
 
 
2
Elect Peter Hellman
 
Mgmt
For
For
For
 
 
3
Elect Kees Storm
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
For
For
For
 
 
7
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
For
For
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRK.A
CUSIP 084670108
 
05/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
1.5
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.6
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.7
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.8
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.9
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.10
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.11
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.12
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRK.B
CUSIP 084670702
 
05/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
1.5
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.6
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.7
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.8
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.9
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.10
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.11
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.12
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Blackrock Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BLK
CUSIP 09247X101
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Demchak
 
Mgmt
For
For
For
 
 
2
Elect Laurence Fink
 
Mgmt
For
For
For
 
 
3
Elect Robert Kapito
 
Mgmt
For
For
For
 
 
4
Elect Thomas O'Brien
 
Mgmt
For
For
For
 
 
5
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
6
Amendment to Certificate of Incorporation to Declassify Board
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Boeing Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
04/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Calhoun
 
Mgmt
For
For
For
 
 
2
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Linda Cook
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Edmund Giambastiani, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Lawrence Kellner
 
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
10
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
11
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Borg Warner Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BWA
CUSIP 099724106
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Phyllis Bonanno
 
Mgmt
For
For
For
 
 
2
Elect Alexis Michas
 
Mgmt
For
For
For
 
 
3
Elect Richard Schaum
 
Mgmt
For
For
For
 
 
4
Elect Thomas Stallkamp
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto  Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
8
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
9
Elect Elliott Sigal
 
Mgmt
For
For
For
 
 
10
Elect Gerald Storch
 
Mgmt
For
For
For
 
 
11
Elect Togo West, Jr.
 
Mgmt
For
For
For
 
 
12
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2012 Stock Award and Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
British American Tobacco
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BTI
CINS G1510J102
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
6
Elect Richard  Burrows
 
Mgmt
For
For
For
 
 
7
Elect John Daly
 
Mgmt
For
For
For
 
 
8
Elect Karen de Segundo
 
Mgmt
For
For
For
 
 
9
Elect Nicandro Durante
 
Mgmt
For
For
For
 
 
10
Elect Robert Lerwill
 
Mgmt
For
For
For
 
 
11
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
12
Elect Gerard Murphy
 
Mgmt
For
For
For
 
 
13
Elect Kieran Poynter
 
Mgmt
For
For
For
 
 
14
Elect Anthony Ruys
 
Mgmt
For
For
For
 
 
15
Elect Sir Nicholas Scheele
 
Mgmt
For
For
For
 
 
16
Elect Ben Stevens
 
Mgmt
For
For
For
 
 
17
Elect Ann Godbehere
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
C&C Group
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GCC
CINS G1826G107
 
06/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Sir Brian Stewart
 
Mgmt
For
For
For
 
 
4
Elect Stephen Glancey
 
Mgmt
For
For
For
 
 
5
Elect Kenny Neison
 
Mgmt
For
For
For
 
 
6
Elect John Burgess
 
Mgmt
For
For
For
 
 
7
Elect Stewart Gilliland
 
Mgmt
For
For
For
 
 
8
Elect John Hogan
 
Mgmt
For
For
For
 
 
9
Elect Richard Holroyd
 
Mgmt
For
For
For
 
 
10
Elect Philip Lynch
 
Mgmt
For
For
For
 
 
11
Elect Breege O'Donoghue
 
Mgmt
For
For
For
 
 
12
Elect Tony Smurfit
 
Mgmt
For
For
For
 
 
13
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
14
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
20
Amendment to the Profit Sharing Scheme
Mgmt
For
For
For
 
 
21
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
 
22
Amendment to the Joint Share Ownership Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Canadian Western Bank
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CWB
CUSIP 13677F101
 
03/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Albrecht Bellstedt
 
Mgmt
For
For
For
 
 
2.2
Elect Linda Hohol
 
Mgmt
For
For
For
 
 
2.3
Elect Allan Jackson
 
Mgmt
For
For
For
 
 
2.4
Elect Wendy Leaney
 
Mgmt
For
For
For
 
 
2.5
Elect Robert Manning
 
Mgmt
For
For
For
 
 
2.6
Elect Gerald McGavin
 
Mgmt
For
For
For
 
 
2.7
Elect Howard Pechet
 
Mgmt
For
For
For
 
 
2.8
Elect Robert Phillips
 
Mgmt
For
For
For
 
 
2.9
Elect Laurence Pollock
 
Mgmt
For
For
For
 
 
2.10
Elect Raymond Protti
 
Mgmt
For
For
For
 
 
2.11
Elect Ian Reid
 
Mgmt
For
For
For
 
 
2.12
Elect H. Sanford Riley
 
Mgmt
For
For
For
 
 
2.13
Elect Alan Rowe
 
Mgmt
For
For
For
 
 
2.14
Elect Arnold Shell
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Capitalsource Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSE
CUSIP 14055X102
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Byrnes
 
Mgmt
For
For
For
 
 
1.2
Elect John Delaney
 
Mgmt
For
For
For
 
 
1.3
Elect Sara Lewis
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Cardinal Health, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAH
CUSIP 14149Y108
 
11/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Colleen Arnold
 
Mgmt
For
For
For
 
 
2
Elect George Barrett
 
Mgmt
For
For
For
 
 
3
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
4
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
5
Elect Calvin Darden
 
Mgmt
For
For
For
 
 
6
Elect Bruce Downey
 
Mgmt
For
For
For
 
 
7
Elect John Finn
 
Mgmt
For
For
For
 
 
8
Elect Gregory Kenny
 
Mgmt
For
For
For
 
 
9
Elect David King
 
Mgmt
For
For
For
 
 
10
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
11
Elect David Raisbeck
 
Mgmt
For
For
For
 
 
12
Elect Jean Spaulding
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Carmax Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMX
CUSIP 143130102
 
06/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
2
Elect Vivian Stephenson
 
Mgmt
For
For
For
 
 
3
Elect Beth A. Stewart
 
Mgmt
For
For
For
 
 
4
Elect William Tiefel
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Amendment to the Annual Performance-Based Bonus Plan
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Caterpillar Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAT
CUSIP 149123101
 
06/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.2
Elect Daniel Dickinson
 
Mgmt
For
For
For
 
 
1.3
Elect Eugene Fife
 
Mgmt
For
For
For
 
 
1.4
Elect Juan Gallardo
 
Mgmt
For
For
For
 
 
1.5
Elect David Goode
 
Mgmt
For
For
For
 
 
1.6
Elect Jesse Greene, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Jon Huntsman, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Magowan
 
Mgmt
For
For
For
 
 
1.9
Elect Dennis Muilenburg
 
Mgmt
For
For
For
 
 
1.10
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
1.11
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.12
Elect Charles Powell
 
Mgmt
For
For
For
 
 
1.13
Elect Edward Rust, Jr.
 
Mgmt
For
For
For
 
 
1.14
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
1.15
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
1.16
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
5
Amendment to Advance Notice Requirement
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Celanese Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CE
CUSIP 150870103
 
04/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barlett
 
Mgmt
For
For
For
 
 
2
Elect David Hoffmeister
 
Mgmt
For
For
For
 
 
3
Elect Paul O'Neill
 
Mgmt
For
For
For
 
 
4
Elect Jay Ihlenfeld
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Amendment to the 2009 Global Incentive Plan
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
2
Elect Robert Denham
 
Mgmt
For
For
For
 
 
3
Elect Chuck Hagel
 
Mgmt
For
For
For
 
 
4
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
5
Elect George Kirkland
 
Mgmt
For
For
For
 
 
6
Elect Charles Moorman, IV
 
Mgmt
For
For
For
 
 
7
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
8
Elect John Stumpf
 
Mgmt
For
For
For
 
 
9
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
10
Elect Carl Ware
 
Mgmt
For
For
For
 
 
11
Elect John Watson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Exclusive Forum Provisions
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
China Yurun Food Group Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1068
CINS G21159101
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Bermuda
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Elect Jiao Shuge
 
Mgmt
For
For
For
 
 
5
Elect Wang Kaitian
 
Mgmt
For
For
For
 
 
6
Elect LI Chenghua
 
Mgmt
For
For
For
 
 
7
Elect CHEN Jianguo
 
Mgmt
For
For
For
 
 
8
Directors' Fees
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Chipotle Mexican Grill
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMG
CUSIP 169656105
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Ells
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Flynn
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Cimarex Energy Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XEC
CUSIP 171798101
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph  Albi
 
Mgmt
For
Abstain
Against
 
 
2
Elect Jerry Box
 
Mgmt
For
Against
Against
 
 
3
Elect Michael Sullivan
 
Mgmt
For
Abstain
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Citigroup Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Franz Humer
 
Mgmt
For
For
For
 
 
2
Elect Robert Joss
 
Mgmt
For
For
For
 
 
3
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
4
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
5
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
6
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
7
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
8
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
9
Elect Joan Spero
 
Mgmt
For
For
For
 
 
10
Elect Diana Taylor
 
Mgmt
For
For
For
 
 
11
Elect William Thompson, Jr.
 
Mgmt
For
For
For
 
 
12
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cliffs Natural Resources Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 18683K101
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
2
Elect Susan Cunningham
 
Mgmt
For
For
For
 
 
3
Elect Barry Eldridge
 
Mgmt
For
For
For
 
 
4
Elect Andrés  Gluski
 
Mgmt
For
For
For
 
 
5
Elect Susan Green
 
Mgmt
For
For
For
 
 
6
Elect Janice Henry
 
Mgmt
For
For
For
 
 
7
Elect James Kirsch
 
Mgmt
For
For
For
 
 
8
Elect Francis McAllister
 
Mgmt
For
For
For
 
 
9
Elect Richard Riederer
 
Mgmt
For
For
For
 
 
10
Elect Richard Ross
 
Mgmt
For
For
For
 
 
11
Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
2012 Incentive Equity Plan
 
Mgmt
For
For
For
 
 
14
2012 Executive Management Performance Incentive Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CME Group Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CME
CUSIP 12572Q105
 
06/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dennis Chookaszian
 
Mgmt
For
For
For
 
 
1.2
Elect Larry Gerdes
 
Mgmt
For
For
For
 
 
1.3
Elect Daniel Glickman
 
Mgmt
For
For
For
 
 
1.4
Elect James Oliff
 
Mgmt
For
For
For
 
 
1.5
Elect Edemir Pinto
 
Mgmt
For
For
For
 
 
1.6
Elect Alex Pollock
 
Mgmt
For
For
For
 
 
1.7
Elect William Shepard
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal
Mgmt
For
For
For
 
 
5
Amendment to the Omnibus Stock Plan
Mgmt
For
For
For
 
 
6
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CNO Financial Group Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNO
CUSIP 12621E103
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Bonach
 
Mgmt
For
For
For
 
 
2
Elect Ellyn Brown
 
Mgmt
For
For
For
 
 
3
Elect Robert Greving
 
Mgmt
For
For
For
 
 
4
Elect R. Keith Long
 
Mgmt
For
For
For
 
 
5
Elect Charles Murphy
 
Mgmt
For
For
For
 
 
6
Elect Neal Schneider
 
Mgmt
For
For
For
 
 
7
Elect Frederick Sievert
 
Mgmt
For
For
For
 
 
8
Elect Michael Tokarz
 
Mgmt
For
For
For
 
 
9
Elect John Turner
 
Mgmt
For
For
For
 
 
10
Amended and Restated Section 382 of Shareholders Rights Plan
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Coca-Cola Amatil
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CINS Q2594P146
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Remuneration Report
 
Mgmt
For
For
For
 
 
3
Re-elect David Gonski
 
Mgmt
For
For
For
 
 
4
Re-elect Geoffrey Kelly
 
Mgmt
For
For
For
 
 
5
Re-elect Martin Jansen
 
Mgmt
For
For
For
 
 
6
Equity Grant (LTISRP - MD Davis)
 
Mgmt
For
For
For
 
 
7
Equity Grant (STIP - MD Davis)
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Comcast Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.2
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.4
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.5
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.6
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.7
Elect Eduardo  Mestre
 
Mgmt
For
For
For
 
 
1.8
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.9
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.10
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
1.11
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Poison Pills
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Concho Resources Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CXO
CUSIP 20605P101
 
06/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Beal
 
Mgmt
For
For
For
 
 
1.2
Elect Tucker Bridwell
 
Mgmt
For
For
For
 
 
1.3
Elect Mark Puckett
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2006 Stock Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Conoco Phillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Ryan Lance
 
Mgmt
For
For
For
 
 
7
Elect Mohd Hassan Marican
 
Mgmt
For
For
For
 
 
8
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
9
Elect James Mulva
 
Mgmt
For
For
For
 
 
10
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
11
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
12
Elect William Reilly
 
Mgmt
For
For
For
 
 
13
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
14
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
15
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Consol Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNX
CUSIP 20854P109
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.2
Elect Philip  Baxter
 
Mgmt
For
For
For
 
 
1.3
Elect James Altmeyer, Sr.
 
Mgmt
For
For
For
 
 
1.4
Elect William Davis
 
Mgmt
For
For
For
 
 
1.5
Elect Raj Gupta
 
Mgmt
For
For
For
 
 
1.6
Elect Patricia  Hammick
 
Mgmt
For
For
For
 
 
1.7
Elect David Hardesty, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect John Mills
 
Mgmt
For
For
For
 
 
1.9
Elect William Powell
 
Mgmt
For
For
For
 
 
1.10
Elect Joseph Williams
 
Mgmt
For
For
For
 
 
2
Amendment to the Equity Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Corning, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
2
Elect Stephanie Burns
 
Mgmt
For
For
For
 
 
3
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
4
Elect Richard Clark
 
Mgmt
For
For
For
 
 
5
Elect James Flaws
 
Mgmt
For
For
For
 
 
6
Elect Gordon Gund
 
Mgmt
For
For
For
 
 
7
Elect Kurt Landgraf
 
Mgmt
For
For
For
 
 
8
Elect Deborah Rieman
 
Mgmt
For
For
For
 
 
9
Elect H. Onno Ruding
 
Mgmt
For
For
For
 
 
10
Elect Mark Wrighton
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2012 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
                 
                 
                 
                 
Costco Wholesale Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COST
CUSIP 22160K105
 
01/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Sinegal
 
Mgmt
For
For
For
 
 
1.2
Elect Jeffrey Brotman
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Galanti
 
Mgmt
For
For
For
 
 
1.4
Elect Daniel Evans
 
Mgmt
For
For
For
 
 
1.5
Elect Jeffrey Raikes
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Crescent Point Energy Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CPG
CUSIP 22576C101
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect Peter Bannister
 
Mgmt
For
For
For
 
 
2.2
Elect Paul Colborne
 
Mgmt
For
For
For
 
 
2.3
Elect Kenney Cugnet
 
Mgmt
For
For
For
 
 
2.4
Elect D. Hugh Gillard
 
Mgmt
For
For
For
 
 
2.5
Elect Gerald Romanzin
 
Mgmt
For
For
For
 
 
2.6
Elect Scott Saxberg
 
Mgmt
For
For
For
 
 
2.7
Elect Gregory Turnbull
 
Mgmt
For
For
For
 
 
3
Amendment to Bylaws
 
Mgmt
For
For
For
 
 
4
Amendment to the Restricted Share Bonus Plan
Mgmt
For
For
For
 
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
CRH Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CRH
CINS G25508105
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
4
Elect Ernst Bärtschi
 
Mgmt
For
For
For
 
 
5
Elect Maeve Carton
 
Mgmt
For
For
For
 
 
6
Elect William Egan
 
Mgmt
For
For
For
 
 
7
Elect Utz-Hellmuth Felcht
 
Mgmt
For
For
For
 
 
8
Elect Nicky Hartery
 
Mgmt
For
For
For
 
 
9
Elect Jan Maarten de Jong
 
Mgmt
For
For
For
 
 
10
Elect John Kennedy
 
Mgmt
For
For
For
 
 
11
Elect Myles Lee
 
Mgmt
For
For
For
 
 
12
Elect Heather Ann McSharry
 
Mgmt
For
For
For
 
 
13
Elect Albert Manifold
 
Mgmt
For
For
For
 
 
14
Elect Daniel O'Connor
 
Mgmt
For
For
For
 
 
15
Elect Mark Towe
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
19
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
20
Amendments to Articles Regarding Listing References
Mgmt
For
For
For
 
 
21
Amendments to Articles Regarding Director Age Provisions
Mgmt
For
For
For
 
                 
                 
                 
                 
Crown Castle International Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCI
CUSIP 228227104
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Cindy  Christy
 
Mgmt
For
For
For
 
 
1.2
Elect Ari Fitzgerald
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Garrison II
 
Mgmt
For
For
For
 
 
1.4
Elect John Kelly
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
CSX Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
2
Elect John Breaux
 
Mgmt
For
For
For
 
 
3
Elect Pamela Carter
 
Mgmt
For
For
For
 
 
4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
7
Elect John McPherson
 
Mgmt
For
For
For
 
 
8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
12
Elect J.C. Watts, Jr.
 
Mgmt
For
For
For
 
 
13
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Cummins Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMI
CUSIP 231021106
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
2
Elect William Miller
 
Mgmt
For
For
For
 
 
3
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
4
Elect Georgia Nelson
 
Mgmt
For
For
For
 
 
5
Elect Carl Ware
 
Mgmt
For
For
For
 
 
6
Elect Robert Herdman
 
Mgmt
For
For
For
 
 
7
Elect Robert Bernhard
 
Mgmt
For
For
For
 
 
8
Elect Franklin Chang-Diaz
 
Mgmt
For
For
For
 
 
9
Elect Stephen Dobbs
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
2012 Omnibus Incentive Plan
 
Mgmt
For
For
For
 
 
13
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
2
Elect David Dorman
 
Mgmt
For
For
For
 
 
3
Elect Anne Finucane
 
Mgmt
For
For
For
 
 
4
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
5
Elect Marian Heard
 
Mgmt
For
For
For
 
 
6
Elect Larry Merlo
 
Mgmt
For
For
For
 
 
7
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
8
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
9
Elect Richard Swift
 
Mgmt
For
For
For
 
 
10
Elect Tony White
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Authorization of Written Consent by Less Than Unanimous Approval
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Daimler AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DAI
CINS D1668R123
 
04/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Elect Clemens Börsig
 
Mgmt
For
For
For
 
                 
                 
                 
                 
DCC Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DDC
CINS G2689P101
 
07/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
4
Elect Tommy Breen
 
Mgmt
For
For
For
 
 
5
Elect Róisín Brennan
 
Mgmt
For
For
For
 
 
6
Elect Michael Buckley
 
Mgmt
For
For
For
 
 
7
Elect David Byrne
 
Mgmt
For
For
For
 
 
8
Elect Kevin Melia
 
Mgmt
For
For
For
 
 
9
Elect John Moloney
 
Mgmt
For
For
For
 
 
10
Elect Donal Murphy
 
Mgmt
For
For
For
 
 
11
Elect Fergal O'Dwyer
 
Mgmt
For
For
For
 
 
12
Elect Bernard Somers
 
Mgmt
For
For
For
 
 
13
Elect Leslie Van de Walle
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Issuance of Treasury Shares
 
Mgmt
For
For
For
 
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Deere & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/29/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
5
Elect Clayton Jones
 
Mgmt
For
For
For
 
 
6
Elect Joachim Milberg
 
Mgmt
For
For
For
 
 
7
Elect Richard Myers
 
Mgmt
For
For
For
 
 
8
Elect Thomas Patrick
 
Mgmt
For
For
For
 
 
9
Elect Sherry Smith
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Non-Employee Director Stock Ownership Plan
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Denbury Resources Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNR
CUSIP 247916208
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Wieland Wettstein
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Beatty
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Decker
 
Mgmt
For
For
For
 
 
1.4
Elect Ronald Greene
 
Mgmt
For
For
For
 
 
1.5
Elect Gregory McMichael
 
Mgmt
For
For
For
 
 
1.6
Elect Kevin Myers
 
Mgmt
For
For
For
 
 
1.7
Elect Gareth Roberts
 
Mgmt
For
For
For
 
 
1.8
Elect Phil Rykhoek
 
Mgmt
For
For
For
 
 
1.9
Elect Randy Stein
 
Mgmt
For
For
For
 
 
1.10
Elect Laura  Sugg
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Elimination of Two-Thirds
Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions
Mgmt
For
For
For
 
 
4
Amendment of the Limited Liability Company Agreement
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Dendreon Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNDN
CUSIP 24823Q107
 
06/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Johnson
 
Mgmt
For
For
For
 
 
2
Elect Susan Bayh
 
Mgmt
For
For
For
 
 
3
Elect Dennis Fenton
 
Mgmt
For
For
For
 
 
4
Elect David Urdal
 
Mgmt
For
For
For
 
 
5
Amendment to the 2009 Equity Incentive Plan
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Diageo plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DGE
CINS G42089113
 
10/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
5
Elect Laurence Danon
 
Mgmt
For
For
For
 
 
6
Elect Lord Mervyn Davies
 
Mgmt
For
For
For
 
 
7
Elect Betsey Holden
 
Mgmt
For
For
For
 
 
8
Elect Franz Humer
 
Mgmt
For
For
For
 
 
9
Elect Deirdre Mahlan
 
Mgmt
For
For
For
 
 
10
Elect Philip Scott
 
Mgmt
For
For
For
 
 
11
Elect H. Todd Stitzer
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Appointment of Auditor
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Digital Realty Trust Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DLR
CUSIP 253868103
 
04/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Election of Directors
 
Mgmt
For
For
For
 
 
2
Elect Laurence Chapman
 
Mgmt
For
For
For
 
 
3
Elect Kathleen Earley
 
Mgmt
For
For
For
 
 
4
Elect Ruann Ernst
 
Mgmt
For
For
For
 
 
5
Elect Dennis Singleton
 
Mgmt
For
For
For
 
 
6
Elect Robert Zerbst
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
DIRECTV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DTV
CUSIP 25490A101
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Boyd, Jr.
 
Mgmt
For
For
For
 
 
2
Elect David Dillon
 
Mgmt
For
For
For
 
 
3
Elect Samuel DiPiazza, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Dixon Doll
 
Mgmt
For
For
For
 
 
5
Elect Peter Lund
 
Mgmt
For
For
For
 
 
6
Elect Nancy Newcomb
 
Mgmt
For
For
For
 
 
7
Elect Lorrie Norrington
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Elimination of Dual Class Stock
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Discovery Communications Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DISCA
CUSIP 25470F104
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Beck
 
Mgmt
For
For
For
 
 
1.2
Elect J. David Wargo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Dow Chemical Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect John Hess
 
Mgmt
For
For
For
 
 
6
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
7
Elect Paul Polman
 
Mgmt
For
For
For
 
 
8
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
9
Elect James Ringler
 
Mgmt
For
For
For
 
 
10
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
2012 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
14
2012 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Du Pont (E.I.) De Nemours & Co
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DD
CUSIP 263534109
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Richard Brown
 
Mgmt
For
For
For
 
 
3
Elect Robert Brown
 
Mgmt
For
For
For
 
 
4
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
5
Elect Curtis Crawford
 
Mgmt
For
For
For
 
 
6
Elect Alexander Cutler
 
Mgmt
For
For
For
 
 
7
Elect Eleuthère Du Pont
 
Mgmt
For
For
For
 
 
8
Elect Marillyn Hewson
 
Mgmt
For
For
For
 
 
9
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
10
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
11
Elect Lee Thomas
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Report on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Duke Energy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DUK
CUSIP 26441C105
 
08/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reverse Stock Split
 
Mgmt
For
For
For
 
 
2
Merger
 
Mgmt
For
For
For
 
 
3
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
Duke Energy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DUK
CUSIP 26441C105
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Barnet III
 
Mgmt
For
For
For
 
 
1.2
Elect G. Alex Bernhardt, Sr.
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Browning
 
Mgmt
For
For
For
 
 
1.4
Elect Daniel DiMicco
 
Mgmt
For
For
For
 
 
1.5
Elect John Forsgren
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Maynard Gray
 
Mgmt
For
For
For
 
 
1.7
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect E. James Reinsch
 
Mgmt
For
For
For
 
 
1.9
Elect James Rhodes
 
Mgmt
For
For
For
 
 
1.10
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.11
Elect Philip Sharp
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Amendment to the Certificate of Incorporation to Reduce the Supermajority Requirement
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Coal Risk
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
                 
Dun & Bradstreet Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNB
CUSIP 26483E100
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Austin Adams
 
Mgmt
For
For
For
 
 
2
Elect John Alden
 
Mgmt
For
For
For
 
 
3
Elect Christopher Coughlin
 
Mgmt
For
For
For
 
 
4
Elect James Fernandez
 
Mgmt
For
For
For
 
 
5
Elect Raul Garcia
 
Mgmt
For
For
For
 
 
6
Elect Douglas Kehring
 
Mgmt
For
For
For
 
 
7
Elect Sara Mathew
 
Mgmt
For
For
For
 
 
8
Elect Sandra Peterson
 
Mgmt
For
For
For
 
 
9
Elect Michael Winkler
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EAD
CINS F17114103
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
4
Elect Arnaud Lagardère
 
Mgmt
For
For
For
 
 
5
Elect Thomas Enders
 
Mgmt
For
For
For
 
 
6
Elect Dominique D'Hinnin
 
Mgmt
For
For
For
 
 
7
Elect Hermann-Josef Lamberti
 
Mgmt
For
For
For
 
 
8
Elect Lakshmi Mittal
 
Mgmt
For
For
For
 
 
9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
10
Elect Michel Pébereau
 
Mgmt
For
For
For
 
 
11
Elect Josep Piqué i Camps
 
Mgmt
For
For
For
 
 
12
Elect Wilfried Porth
 
Mgmt
For
For
For
 
 
13
Elect Jean-Claude Trichet
 
Mgmt
For
For
For
 
 
14
Elect Bodo Uebber
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor (Ernst & Young)
Mgmt
For
For
For
 
 
16
Appointment of Auditor (KPMG)
 
Mgmt
For
For
For
 
 
17
Amendments to Articles
 
Mgmt
For
For
For
 
 
18
Compensation Policy; Directors' Fees
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Cancellation of Shares
 
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Ecolab, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ECL
CUSIP 278865100
 
11/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger/Acquisition
 
Mgmt
For
For
For
 
 
2
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
3
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Ecolab, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ECL
CUSIP 278865100
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Biller
 
Mgmt
For
For
For
 
 
2
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
3
Elect Michael Larson
 
Mgmt
For
For
For
 
 
4
Elect Victoria Reich
 
Mgmt
For
For
For
 
 
5
Elect John Zillmer
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Poison Pill
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
                 
Edison International
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EIX
CUSIP 281020107
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagjeet Bindra
 
Mgmt
For
For
For
 
 
2
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
3
Elect France Córdova
 
Mgmt
For
For
For
 
 
4
Elect Theodore Craver, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Charles Curtis
 
Mgmt
For
For
For
 
 
6
Elect Bradford Freeman
 
Mgmt
For
For
For
 
 
7
Elect Luis Nogales
 
Mgmt
For
For
For
 
 
8
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
9
Elect Richard Schlosberg, III
 
Mgmt
For
For
For
 
 
10
Elect Thomas Sutton
 
Mgmt
For
For
For
 
 
11
Elect Peter Taylor
 
Mgmt
For
For
For
 
 
12
Elect Brett White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
El Paso Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EP
CUSIP 28336L109
 
03/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
 
                 
                 
                 
                 
EMC Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMC
CUSIP 268648102
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
 
Mgmt
For
For
For
 
 
2
Elect Randolph Cowen
 
Mgmt
For
For
For
 
 
3
Elect Gail Deegan
 
Mgmt
For
For
For
 
 
4
Elect James DiStasio
 
Mgmt
For
For
For
 
 
5
Elect John Egan
 
Mgmt
For
For
For
 
 
6
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
7
Elect Windle Priem
 
Mgmt
For
For
For
 
 
8
Elect Paul Sagan
 
Mgmt
For
For
For
 
 
9
Elect David Strohm
 
Mgmt
For
For
For
 
 
10
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Enbridge Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ENB
CUSIP 29250N105
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Arledge
 
Mgmt
For
For
For
 
 
1.2
Elect James Blanchard
 
Mgmt
For
For
For
 
 
1.3
Elect J. Lorne Braithwaite
 
Mgmt
For
For
For
 
 
1.4
Elect Patrick Daniel
 
Mgmt
For
For
For
 
 
1.5
Elect J. Herb England
 
Mgmt
For
For
For
 
 
1.6
Elect Charles Fischer
 
Mgmt
For
For
For
 
 
1.7
Elect V. Maureen Kempston Darkes
Mgmt
For
For
For
 
 
1.8
Elect David Leslie
 
Mgmt
For
For
For
 
 
1.9
Elect Al Monaco
 
Mgmt
For
For
For
 
 
1.10
Elect George Petty
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Shultz
 
Mgmt
For
For
For
 
 
1.12
Elect Dan Tutcher
 
Mgmt
For
For
For
 
 
1.13
Elect Catherine Williams
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Report on First Nations' Opposition to Northern Gateway Project
Mgmt
Against
Against
For
 
                 
                 
                 
                 
Exelon Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
11/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger/Acquisition
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
Exelon Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
04/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect Christopher  Crane
 
Mgmt
For
For
For
 
 
3
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
4
Elect Nicholas DeBenedictis
 
Mgmt
For
For
For
 
 
5
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
6
Elect Sue Ling Gin
 
Mgmt
For
For
For
 
 
7
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
8
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
9
Elect Richard Mies
 
Mgmt
For
For
For
 
 
10
Elect John Palms
 
Mgmt
For
For
For
 
 
11
Elect William Richardson
 
Mgmt
For
For
For
 
 
12
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
13
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
14
Elect John Rowe
 
Mgmt
For
For
For
 
 
15
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
16
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
17
Elect Ann Berzin
 
Mgmt
For
For
For
 
 
18
Elect Yves de Balmann
 
Mgmt
For
For
For
 
 
19
Elect Robert Lawless
 
Mgmt
For
For
For
 
 
20
Elect Mayo Shattuck III
 
Mgmt
For
For
For
 
 
21
Ratification of Auditor
 
Mgmt
For
For
For
 
 
22
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
                 
Expedia Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXPE
CUSIP 30212P105
 
12/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Spin-off
 
Mgmt
For
For
For
 
 
2
Reverse Stock Split
 
Mgmt
For
For
For
 
 
3
Merger/Acquisition
 
Mgmt
For
For
For
 
 
4
Misc. Article Amendments
 
Mgmt
For
For
For
 
 
5.1
Elect A. George Battle
 
Mgmt
For
For
For
 
 
5.2
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5.3
Elect Jonathan Dolgen
 
Mgmt
For
For
For
 
 
5.4
Elect William Fitzgerald
 
Mgmt
For
For
For
 
 
5.5
Elect Craig Jacobson
 
Mgmt
For
For
For
 
 
5.6
Elect Victor Kaufman
 
Mgmt
For
For
For
 
 
5.7
Elect Peter Kern
 
Mgmt
For
For
For
 
 
5.8
Elect Dara Khosrowshahi
 
Mgmt
For
For
For
 
 
5.9
Elect John Malone
 
Mgmt
For
For
For
 
 
5.10
Elect Jose Antonio Tazon Garcia
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
Expedia Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXPE
CUSIP 30212P303
 
06/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect A. George Battle
 
Mgmt
For
For
For
 
 
1.2
Elect Barry Diller
 
Mgmt
For
For
For
 
 
1.3
Elect Jonathan Dolgen
 
Mgmt
For
For
For
 
 
1.4
Elect William Fitzgerald
 
Mgmt
For
For
For
 
 
1.5
Elect Craig Jacobson
 
Mgmt
For
For
For
 
 
1.6
Elect Victor Kaufman
 
Mgmt
For
For
For
 
 
1.7
Elect Peter Kern
 
Mgmt
For
For
For
 
 
1.8
Elect Dara Khosrowshahi
 
Mgmt
For
For
For
 
 
1.9
Elect John Malone
 
Mgmt
For
For
For
 
 
1.10
Elect José Antonio Tazón Garcia
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
                 
Fairfax Financial Holdings, Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FFH
CUSIP 303901102
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Anthony Griffiths
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Gunn
 
Mgmt
For
For
For
 
 
1.3
Elect Alan Horn
 
Mgmt
For
For
For
 
 
1.4
Elect John Palmer
 
Mgmt
For
For
For
 
 
1.5
Elect Timothy Price
 
Mgmt
For
For
For
 
 
1.6
Elect Brandon Sweitzer
 
Mgmt
For
For
For
 
 
1.7
Elect V. Prem Watsa
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Fastenal Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FAST
CUSIP 311900104
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kierlin
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Slaggie
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Gostomski
 
Mgmt
For
For
For
 
 
1.4
Elect Willard Oberton
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Dolan
 
Mgmt
For
For
For
 
 
1.6
Elect Reyne Wisecup
 
Mgmt
For
For
For
 
 
1.7
Elect Hugh Miller
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Ancius
 
Mgmt
For
For
For
 
 
1.9
Elect Scott Satterlee
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Amendment to the Incentive Plan
 
Mgmt
For
For
For
 
 
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Fidelity National Information Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FIS
CUSIP 31620M106
 
05/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Foley II
 
Mgmt
For
For
For
 
 
2
Elect Thomas Hagerty
 
Mgmt
For
For
For
 
 
3
Elect Keith Hughes
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
First Solar Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FSLR
CUSIP 336433107
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Ahearn
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect Richard  Chapman
 
Mgmt
For
For
For
 
 
1.3
Elect George Hambro
 
Mgmt
For
For
For
 
 
1.4
Elect Craig Kennedy
 
Mgmt
For
For
For
 
 
1.5
Elect James Nolan
 
Mgmt
For
For
For
 
 
1.6
Elect William Post
 
Mgmt
For
For
For
 
 
1.7
Elect J. Thomas Presby
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Stebbins
 
Mgmt
For
For
For
 
 
1.9
Elect Michael Sweeney
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Board Diversity
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Flir Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLIR
CUSIP 302445101
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Earl Lewis
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Wynne
 
Mgmt
For
For
For
 
 
2
2012 Executive Bonus Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
FMC Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FMC
CUSIP 302491303
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Eduardo Cordeiro
 
Mgmt
For
For
For
 
 
2
Elect G. Peter D'Aloia
 
Mgmt
For
For
For
 
 
3
Elect C. Scott Greer
 
Mgmt
For
For
For
 
 
4
Elect Paul Norris
 
Mgmt
For
For
For
 
 
5
Elect William Powell
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
FMC Technologies Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTI
CUSIP 30249U101
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mike Bowlin
 
Mgmt
For
For
For
 
 
2
Elect Philip Burguieres
 
Mgmt
For
For
For
 
 
3
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
4
Elect James Ringler
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Focus Media Hldg
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FMCN
CUSIP 34415V109
 
11/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Chao
 
Mgmt
For
For
For
 
 
2
Elect Ying Wu
 
Mgmt
For
For
For
 
 
3
Elect Kit Low
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
France Telecom SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTE
CINS F4113C103
 
06/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Elect Claudie Haigneré
 
Mgmt
For
For
For
 
 
10
Elect José-Luis Durán
 
Mgmt
For
For
For
 
 
11
Elect Charles-Henri Filippi
 
Mgmt
For
For
For
 
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
13
Relocation of Corporate Headquarters
Mgmt
For
For
For
 
 
14
Amendment Regarding Shareholder Disclosure Rules
Mgmt
For
Against
Against
 
 
15
Amendment Regarding Consultative Commissions
Mgmt
For
For
For
 
 
16
Amendments Regarding Shareholder Meetings
Mgmt
For
For
For
 
 
17
Authority to Issue Shares within Framework of Liquidity Contract with Holders of Orange SA Shares and Options
Mgmt
For
For
For
 
 
18
Authority to Issue Options-Based Liquidity Instruments within Framework of Liquidity Contract with Holders of Orange SA Options
Mgmt
For
For
For
 
 
19
Authority to Grant Restricted Shares
Mgmt
For
For
For
 
 
20
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
21
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
22
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
23
Shareholder Proposal Regarding Amendment to Proposal 3.00 (Resolution A)
ShrHoldr
N/A
Against
N/A
 
 
24
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
25
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
GDF Suez
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GSZ
CINS F42768105
 
04/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports; Approval of Non Tax-Deductible Expenses
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Elect Gérard Mestrallet
 
Mgmt
For
For
For
 
 
11
Elect Jean-François Cirelli
 
Mgmt
For
For
For
 
 
12
Elect Jean-Louis Beffa
 
Mgmt
For
For
For
 
 
13
Elect Paul Desmarais, Jr.
 
Mgmt
For
For
For
 
 
14
Elect Lord Simon Highbury
 
Mgmt
For
For
For
 
 
15
Elect Gérard Lamarche as Censor
 
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and Convertibles w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
17
Authority to Issue Shares and Convertibles w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares for Private Placement w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Case of Contributions in Kind
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital for Employee Savings Plan
Mgmt
For
For
For
 
 
22
Authority to Increase Capital for Equity Compensation Plan for Overseas Employees
Mgmt
For
For
For
 
 
23
Global Ceiling on Increases in Capital and Debt Issuances
Mgmt
For
Against
Against
 
 
24
Authority to Increase Capital through Capitalizations
Mgmt
For
For
For
 
 
25
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
26
Authority to Issue Restricted Stock
 
Mgmt
For
For
For
 
 
27
Amendment to Articles Regarding Employee Representative Term Lengths
Mgmt
For
Against
Against
 
 
28
Amendments to Articles Regarding Director Age Limit
Mgmt
For
For
For
 
 
29
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
30
Scrip Dividend Option
 
Mgmt
For
Against
Against
 
 
31
Shareholder Proposal Regarding Allocation of Profits
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
General Dynamics Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
3
Elect James Crown
 
Mgmt
For
For
For
 
 
4
Elect William Fricks
 
Mgmt
For
For
For
 
 
5
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
6
Elect James Jones
 
Mgmt
For
For
For
 
 
7
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
8
Elect John Keane
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect Phebe Novakovic
 
Mgmt
For
For
For
 
 
11
Elect William Osborn
 
Mgmt
For
For
For
 
 
12
Elect Sir Robert Walmsley
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
2012 Equity Compensation Plan
 
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
General Electric Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect James Tisch
 
Mgmt
For
For
For
 
 
16
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
Abstain
Against
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Amendment to the 2007 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
20
Approval of Material Terms of Senior Officer Performance Goals
Mgmt
For
Against
Against
 
 
21
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
22
Shareholder Proposal Regarding Nuclear Activities
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Motors Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GM
CUSIP 37045V100
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect David Bonderman
 
Mgmt
For
For
For
 
 
3
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Stephen Girsky
 
Mgmt
For
For
For
 
 
5
Elect E. Neville Isdell
 
Mgmt
For
For
For
 
 
6
Elect Robert Krebs
 
Mgmt
For
For
For
 
 
7
Elect Philip Laskawy
 
Mgmt
For
For
For
 
 
8
Elect Kathryn Marinello
 
Mgmt
For
For
For
 
 
9
Elect James Mulva
 
Mgmt
For
For
For
 
 
10
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
11
Elect Thomas Schoewe
 
Mgmt
For
For
For
 
 
12
Elect Carol Stephenson
 
Mgmt
For
For
For
 
 
13
Elect Theodore Solso
 
Mgmt
For
For
For
 
 
14
Elect Cynthia Telles
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Gilead Sciences, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GILD
CUSIP 375558103
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cogan
 
Mgmt
For
For
For
 
 
1.2
Elect Etienne Davignon
 
Mgmt
For
For
For
 
 
1.3
Elect James Denny
 
Mgmt
For
For
For
 
 
1.4
Elect Carla Hills
 
Mgmt
For
For
For
 
 
1.5
Elect Kevin Lofton
 
Mgmt
For
For
For
 
 
1.6
Elect John Madigan
 
Mgmt
For
For
For
 
 
1.7
Elect John Martin
 
Mgmt
For
For
For
 
 
1.8
Elect Gordon Moore
 
Mgmt
For
For
For
 
 
1.9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
1.10
Elect Richard Whitley
 
Mgmt
For
For
For
 
 
1.11
Elect Gayle Wilson
 
Mgmt
For
For
For
 
 
1.12
Elect Per Wold-Olsen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Poison Pill
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Goldman Sachs Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GS
CUSIP 38141G104
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lloyd Blankfein
 
Mgmt
For
For
For
 
 
2
Elect M. Michele  Burns
 
Mgmt
For
For
For
 
 
3
Elect Gary Cohn
 
Mgmt
For
For
For
 
 
4
Elect Claes Dahlbäck
 
Mgmt
For
For
For
 
 
5
Elect Stephen Friedman
 
Mgmt
For
For
For
 
 
6
Elect William George
 
Mgmt
For
For
For
 
 
7
Elect James Johnson
 
Mgmt
For
For
For
 
 
8
Elect Lakshmi Mittal
 
Mgmt
For
For
For
 
 
9
Elect James Schiro
 
Mgmt
For
For
For
 
 
10
Elect Debra  Spar
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
14
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Google Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
06/21/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
Withhold
Against
 
 
1.5
Elect Diane Greene
 
Mgmt
For
For
For
 
 
1.6
Elect John Hennessy
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Otellini
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect K. Ram Shriram
 
Mgmt
For
For
For
 
 
1.10
Elect Shirley Tilghman
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Establish Class C Capital Stock
 
Mgmt
For
Against
Against
 
 
4
Increase in Authorized Shares of Class A Common Stock
Mgmt
For
Against
Against
 
 
5
Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock
Mgmt
For
Against
Against
 
 
6
2012 Stock Plan
 
Mgmt
For
Against
Against
 
 
7
2012 Incentive Compensation Plan
 
Mgmt
For
Against
Against
 
 
8
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Arbitration
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Grafton Group
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GN5
CINS G4035Q189
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Michael Chadwick
 
Mgmt
For
For
For
 
 
3
Elect Charles Fisher
 
Mgmt
For
For
For
 
 
4
Elect Richard Jewson
 
Mgmt
For
For
For
 
 
5
Elect Annette Flynn
 
Mgmt
For
For
For
 
 
6
Elect Roderick Ryan
 
Mgmt
For
For
For
 
 
7
Elect Colm Nualláin
 
Mgmt
For
For
For
 
 
8
Elect Gavin Slark
 
Mgmt
For
For
For
 
 
9
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
10
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
13
Authority to Set Price Range for Re-Issuance of Treasury Shares
Mgmt
For
For
For
 
 
14
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
H.J. Heinz Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Hess Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HES
CUSIP 42809H107
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Hess
 
Mgmt
For
For
For
 
 
2
Elect Samuel Bodman, III
 
Mgmt
For
For
For
 
 
3
Elect Risa Lavizzo-Mourey
 
Mgmt
For
For
For
 
 
4
Elect Craig Matthews
 
Mgmt
For
For
For
 
 
5
Elect Ernst von Metzsch
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Amendment to the 2008 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
For
N/A
 
                 
                 
                 
                 
Holcim Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOLN
CINS H36940130
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Remuneration Report
 
Mgmt
For
For
For
 
 
5
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
6
Allocation of Profits
 
Mgmt
For
For
For
 
 
7
Dividend from Reserves
 
Mgmt
For
For
For
 
 
8
Elect Adrian Loader
 
Mgmt
For
For
For
 
 
9
Elect Thomas Schmidheiny
 
Mgmt
For
For
For
 
 
10
Elect Dieter Spälti
 
Mgmt
For
For
For
 
 
11
Elect Wolfgang Reitzle
 
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Home Depot, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Francis Blake
 
Mgmt
For
For
For
 
 
3
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
4
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
5
Elect J. Frank Brown
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
 
 
16
Elect Dong Juan As Supervisor
 
ShrHoldr
Against
Against
For
 
 
17
Elect Yang Kaisheng
 
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Stormwater Management Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Honeywell International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HON
CUSIP 438516106
 
04/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
2
Elect Kevin Burke
 
Mgmt
For
For
For
 
 
3
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
4
Elect David Cote
 
Mgmt
For
For
For
 
 
5
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
6
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
7
Elect Judd Gregg
 
Mgmt
For
For
For
 
 
8
Elect Lord Clive Hollick
 
Mgmt
For
For
For
 
 
9
Elect George Paz
 
Mgmt
For
For
For
 
 
10
Elect Bradley Sheares
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Hospira Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSP
CUSIP 441060100
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Barbara Bowles
 
Mgmt
For
For
For
 
 
2
Elect Roger Hale
 
Mgmt
For
For
For
 
 
3
Elect John Staley
 
Mgmt
For
For
For
 
 
4
Elect William Dempsey
 
Mgmt
For
For
For
 
 
5
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
6
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hospitality Properties Trust
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPT
CUSIP 44106M102
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bruce Gans
 
Mgmt
For
For
For
 
 
2
Elect Adam Portnoy
 
Mgmt
For
For
For
 
 
3
2012 Equity Compensation Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Hudbay Minerals Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HBM
CUSIP 443628102
 
06/14/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect J. Bruce Barraclough
 
Mgmt
For
For
For
 
 
2.2
Elect Roque Benavides
 
Mgmt
For
For
For
 
 
2.3
Elect David  Garofalo
 
Mgmt
For
For
For
 
 
2.4
Elect Tom Goodman
 
Mgmt
For
For
For
 
 
2.5
Elect Alan Hibben
 
Mgmt
For
For
For
 
 
2.6
Elect W. Warren Holmes
 
Mgmt
For
For
For
 
 
2.7
Elect John Knowles
 
Mgmt
For
For
For
 
 
2.8
Elect Alan Lenczner
 
Mgmt
For
For
For
 
 
2.9
Elect Kenneth Stowe
 
Mgmt
For
For
For
 
 
2.10
Elect Wesley Voorheis
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Hyundai Mobis
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
012330
CINS Y3849A109
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Amendments to Articles (Bundled)
 
Mgmt
For
For
For
 
 
3
Election of Directors (Slate)
 
Mgmt
For
For
For
 
 
4
Election of Audit Committee Members (Slate)
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ICICI Bank Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ICICIBANK
CINS Y38575109
 
06/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Dividend on Preference Shares
 
Mgmt
For
For
For
 
 
3
Dividend on Equity Shares
 
Mgmt
For
For
For
 
 
4
Elect Homi Khusrokhan
 
Mgmt
For
For
For
 
 
5
Elect Venkatesan Sridar
 
Mgmt
For
For
For
 
 
6
Elect N.S. Kannan
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Appointment of Branch Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Elect Swati Piramal
 
Mgmt
For
For
For
 
 
10
Amendment to Compensation of Chanda Kochhar
Mgmt
For
For
For
 
 
11
Amendment to Compensation of N.S. Kannan
Mgmt
For
For
For
 
 
12
Amendment to Compensation of K. Ramkumar
Mgmt
For
For
For
 
 
13
Amendment to Compensation of  Rajiv Sabharwal
Mgmt
For
For
For
 
 
14
Amendment to Employee Stock Option Plan
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Amendment to Employee Stock Option Plan for Subsidiaries
Mgmt
For
For
For
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Imperial Oil Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IMO
CUSIP 453038408
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Krystyna Hoeg
 
Mgmt
For
For
For
 
 
2.2
Elect Bruce March
 
Mgmt
For
For
For
 
 
2.3
Elect Jack Mintz
 
Mgmt
For
For
For
 
 
2.4
Elect Robert Olsen
 
Mgmt
For
For
For
 
 
2.5
Elect David Sutherland
 
Mgmt
For
For
For
 
 
2.6
Elect Sheelagh Whittaker
 
Mgmt
For
For
For
 
 
2.7
Elect Victor Young
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Industria De Diseno Textil SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ITX
CINS E6282J109
 
07/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Information on New Chairman of the Board
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports; Ratification of Board Acts
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Elect Irene Miller
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor
 
Mgmt
For
For
For
 
 
8
Amendments to Articles
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Directors' Fees
 
Mgmt
For
For
For
 
 
11
Restricted Stock Plan for Chairman and CEO
Mgmt
For
Against
Against
 
 
12
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
13
Presentation of Amendments to Board Regulations
Mgmt
For
For
For
 
 
14
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Industrial & Commercial Bank of China Ltd.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS Y3990B112
 
11/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Issue of Subordinated Bonds
 
 
Mgmt
For
For
For
 
 
4
Elect Jiang Jianqing
 
Mgmt
For
For
For
 
 
5
Elect Yang Kaisheng
 
Mgmt
For
For
For
 
 
6
Elect Frank WONG Kwong Shing
 
Mgmt
For
For
For
 
 
7
Elect TIAN Guoqiang
 
Mgmt
For
For
For
 
 
8
Elect Wang Chixi As Supervisor
 
Mgmt
For
For
For
 
 
9
Elect Huan Huiwu
 
Mgmt
For
Abstain
Against
 
 
10
Elect Wang Xiaoya
 
Mgmt
For
Abstain
Against
 
 
11
Elect GE Rongrong
 
Mgmt
For
Abstain
Against
 
 
12
Elect LI Jun
 
Mgmt
For
Abstain
Against
 
 
13
Elect Wang Xiaolan
 
Mgmt
For
Abstain
Against
 
 
14
Elect Yao Zhongli
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
Industrial & Commercial Bank of China Ltd.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS Y3990B112
 
02/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Fixed Assets Investment Budget
 
Mgmt
For
For
For
 
 
2
Elect Or Ching Fai
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Industrial & Commercial Bank of China Ltd.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS Y3990B112
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Directors' Report
 
Mgmt
For
For
For
 
 
4
Supervisors' Report
 
Mgmt
For
For
For
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Elect Dong Juan As Supervisor
 
Mgmt
For
For
For
 
 
9
Elect MENG Yan as Supervisor
 
Mgmt
For
For
For
 
 
10
Elect HONG Yongmiao as Director
 
Mgmt
For
For
For
 
 
11
Fees of Directors and Supervisors
 
Mgmt
For
For
For
 
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
                 
Infineon Technologies AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IFNNY
CINS D35415104
 
03/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Ingersoll-Rand Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IR
CUSIP G47791101
 
06/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ann Berzin
 
Mgmt
For
For
For
 
 
2
Elect John Bruton
 
Mgmt
For
For
For
 
 
3
Elect Jared Cohon
 
Mgmt
For
For
For
 
 
4
Elect Gary Forsee
 
Mgmt
For
For
For
 
 
5
Elect Peter Godsoe
 
Mgmt
For
For
For
 
 
6
Elect Edward Hagenlocker
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect Michael Lamach
 
Mgmt
For
For
For
 
 
9
Elect Theodore Martin
 
Mgmt
For
For
For
 
 
10
Elect Richard Swift
 
Mgmt
For
For
For
 
 
11
Elect Tony White
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Inpex Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1605
CINS J2467E101
 
06/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Naoki Kuroda
 
Mgmt
For
For
For
 
 
5
Elect Masatoshi Sugioka
 
Mgmt
For
For
For
 
 
6
Elect Toshiaki  Kitamura
 
Mgmt
For
For
For
 
 
7
Elect Seiji Yui
 
Mgmt
For
For
For
 
 
8
Elect Masaharu Sano
 
Mgmt
For
For
For
 
 
9
Elect Shunichiroh Sugaya
 
Mgmt
For
For
For
 
 
10
Elect Masahiro Murayama
 
Mgmt
For
For
For
 
 
11
Elect Seiya Itoh
 
Mgmt
For
For
For
 
 
12
Elect Wataru Tanaka
 
Mgmt
For
For
For
 
 
13
Elect Takahiko Ikeda
 
Mgmt
For
For
For
 
 
14
Elect Yoshikazu Kurasawa
 
Mgmt
For
For
For
 
 
15
Elect Kazuo Wakasugi
 
Mgmt
For
For
For
 
 
16
Elect Yoshiyuki Kagawa
 
Mgmt
For
For
For
 
 
17
Elect Seiji Katoh
 
Mgmt
For
For
For
 
 
18
Elect Rentaroh Tonoike
 
Mgmt
For
For
For
 
 
19
Elect Yasuhiko Okada
 
Mgmt
For
For
For
 
 
20
Bonus
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Intercontinental Hotels Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IHG
CINS G4804L122
 
05/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Luke Mayhew
 
Mgmt
For
For
For
 
 
5
Elect Dale Morrison
 
Mgmt
For
For
For
 
 
6
Elect Tracy Robbins
 
Mgmt
For
For
For
 
 
7
Elect Thomas  Singer
 
Mgmt
For
For
For
 
 
8
Elect Graham Allan
 
Mgmt
For
For
For
 
 
9
Elect David Kappler
 
Mgmt
For
For
For
 
 
10
Elect Kirk Kinsell
 
Mgmt
For
For
For
 
 
11
Elect Jennifer Laing
 
Mgmt
For
For
For
 
 
12
Elect Jonathan Linen
 
Mgmt
For
For
For
 
 
13
Elect Richard Solomons
 
Mgmt
For
For
For
 
 
14
Elect David Webster
 
Mgmt
For
For
For
 
 
15
Elect Ying Yeh
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Intuit Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTU
CUSIP 461202103
 
01/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Christopher Brody
 
Mgmt
For
For
For
 
 
2
Elect William Campbell
 
Mgmt
For
For
For
 
 
3
Elect Scott Cook
 
Mgmt
For
For
For
 
 
4
Elect Diane Greene
 
Mgmt
For
For
For
 
 
5
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
6
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
7
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
8
Elect Brad Smith
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Intuitive Surgical Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ISRG
CUSIP 46120E602
 
04/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gary Guthart
 
Mgmt
For
For
For
 
 
2
Elect Mark Rubash
 
Mgmt
For
For
For
 
 
3
Elect Lonnie Smith
 
Mgmt
For
For
For
 
 
4
Amendment to the 2010 Incentive Award Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
J.C. Penny Company, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCP
CUSIP 708160106
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ackman
 
Mgmt
For
For
For
 
 
2
Elect Colleen Barrett
 
Mgmt
For
For
For
 
 
3
Elect Thomas Engibous
 
Mgmt
For
For
For
 
 
4
Elect Kent Foster
 
Mgmt
For
For
For
 
 
5
Elect Ronald Johnson
 
Mgmt
For
For
For
 
 
6
Elect Geraldine Laybourne
 
Mgmt
For
For
For
 
 
7
Elect Burl Osborne
 
Mgmt
For
For
For
 
 
8
Elect Leonard Roberts
 
Mgmt
For
For
For
 
 
9
Elect Steven Roth
 
Mgmt
For
For
For
 
 
10
Elect Javier Teruel
 
Mgmt
For
For
For
 
 
11
Elect R. Gerald Turner
 
Mgmt
For
For
For
 
 
12
Elect Mary Beth West
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2012 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
15
Management Incentive Compensation Program
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Jefferies Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JEF
CUSIP 472319102
 
05/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Handler
 
Mgmt
For
For
For
 
 
1.2
Elect Brian Friedman
 
Mgmt
For
For
For
 
 
1.3
Elect W. Patrick Campbell
 
Mgmt
For
For
For
 
 
1.4
Elect Ian Cumming
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Dooley
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Joyal
 
Mgmt
For
For
For
 
 
1.7
Elect Michael O'Kane
 
Mgmt
For
For
For
 
 
1.8
Elect Joseph Steinberg
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Ian Davis
 
Mgmt
For
For
For
 
 
4
Elect Alex Gorsky
 
Mgmt
For
For
For
 
 
5
Elect Michael Johns
 
Mgmt
For
Against
Against
 
 
6
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
7
Elect Anne Mulcahy
 
Mgmt
For
Against
Against
 
 
8
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
9
Elect William Perez
 
Mgmt
For
Against
Against
 
 
10
Elect Charles Prince
 
Mgmt
For
Against
Against
 
 
11
Elect David Satcher
 
Mgmt
For
For
For
 
 
12
Elect William Weldon
 
Mgmt
For
For
For
 
 
13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
2012 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dennis Archer
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Vergnano
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Goodman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Joy Global, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JOY
CUSIP 481165108
 
03/06/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Gerard
 
Mgmt
For
For
For
 
 
1.2
Elect John Gremp
 
Mgmt
For
For
For
 
 
1.3
Elect John Hanson
 
Mgmt
For
For
For
 
 
1.4
Elect Gale Klappa
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Loynd
 
Mgmt
For
For
For
 
 
1.6
Elect P. Eric Siegert
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Sutherlin
 
Mgmt
For
For
For
 
 
1.8
Elect James Tate
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
5
Amendment to the 2007 Stock Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Kellogg Co
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
K
CUSIP 487836108
 
04/20/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Benjamin Carson, Sr.
 
Mgmt
For
For
For
 
 
1.2
Elect John Dillon
 
Mgmt
For
For
For
 
 
1.3
Elect James Jenness
 
Mgmt
For
For
For
 
 
1.4
Elect Donald Knauss
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Kinder Morgan Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMI
CUSIP 49456B101
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Kinder
 
Mgmt
For
For
For
 
 
1.2
Elect C.Park Sharper
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Kean
 
Mgmt
For
For
For
 
 
1.4
Elect Henry Cornell
 
Mgmt
For
For
For
 
 
1.5
Elect Deborah Macdonald
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Miller
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Morgan
 
Mgmt
For
For
For
 
 
1.8
Elect Kenneth  Pontarelli
 
Mgmt
For
For
For
 
 
1.9
Elect Fayez Sarofim
 
Mgmt
For
For
For
 
 
1.10
Elect Joel Staff
 
Mgmt
For
For
For
 
 
1.11
Elect John Stokes
 
Mgmt
For
For
For
 
 
1.12
Elect R.Baran Tekkora
 
Mgmt
For
For
For
 
 
1.13
Elect Glenn Youngkin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Koninklijke KPN NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KPN
CINS N4297B146
 
04/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Elect P.A.M. van Bommel
 
Mgmt
For
For
For
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
14
Authority to Reduce Share Capital
 
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Kraft Foods Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Myra Hart
 
Mgmt
For
For
For
 
 
2
Elect Peter Henry
 
Mgmt
For
For
For
 
 
3
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
4
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
6
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
7
Elect Jorge Mesquita
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
10
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
11
Elect Jean-Francois van Boxmeer
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Company Name Change
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Sustainable Forestry Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Extended Producer Responsibility
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Lobbying Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Laboratory Corp. Of America Holdings
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LH
CUSIP 50540R409
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David King
 
Mgmt
For
For
For
 
 
2
Elect Kerrii Anderson
 
Mgmt
For
For
For
 
 
3
Elect Jean-Luc Bélingard
 
Mgmt
For
For
For
 
 
4
Elect N. Anthony Coles, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Wendy Lane
 
Mgmt
For
For
For
 
 
6
Elect Thomas Mac Mahon
 
Mgmt
For
For
For
 
 
7
Elect Robert Mittelstaedt, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Arthur Rubenstein
 
Mgmt
For
For
For
 
 
9
Elect M. Keith Weikel
 
Mgmt
For
For
For
 
 
10
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
2012 Omnibus Incentive Plan
 
Mgmt
For
For
For
 
 
13
Amendment to the 1997 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Legal & General Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LGEN
CINS G54404127
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Stuart Popham
 
Mgmt
For
For
For
 
 
4
Elect Julia  Wilson
 
Mgmt
For
For
For
 
 
5
Elect Tim Breedon
 
Mgmt
For
For
For
 
 
6
Elect Michael Fairey
 
Mgmt
For
For
For
 
 
7
Elect Dame Clara Furse
 
Mgmt
For
For
For
 
 
8
Elect Mark Gregory
 
Mgmt
For
For
For
 
 
9
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
10
Elect John Pollock
 
Mgmt
For
For
For
 
 
11
Elect Nick Prettejohn
 
Mgmt
For
For
For
 
 
12
Elect Henry Staunton
 
Mgmt
For
For
For
 
 
13
Elect John Stewart
 
Mgmt
For
For
For
 
 
14
Elect Nigel Wilson
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
19
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Liberty Media Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LINTA
CUSIP 53071M104
 
09/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Evan Malone
 
Mgmt
For
For
For
 
 
1.2
Elect David Rapley
 
Mgmt
For
For
For
 
 
1.3
Elect Larry Romrell
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
2011 Nonemployee Director Incentive Plan
Mgmt
For
For
For
 
 
5
Company Name Change
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Linear Technology Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Agnos
 
Mgmt
For
For
For
 
 
1.4
Elect John Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect David Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.7
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
2
Elect Rosalind Brewer
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
7
Elect James Loy
 
Mgmt
For
For
For
 
 
8
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
9
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
10
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
11
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Lowe`s Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
06/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raul Alvarez
 
Mgmt
For
For
For
 
 
1.2
Elect David Bernauer
 
Mgmt
For
For
For
 
 
1.3
Elect Leonard Berry
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Dreiling
 
Mgmt
For
For
For
 
 
1.6
Elect Dawn Hudson
 
Mgmt
For
For
For
 
 
1.7
Elect Robert  Johnson
 
Mgmt
For
For
For
 
 
1.8
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.9
Elect Richard Lochridge
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
1.11
Elect Eric Wiseman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
LyondellBasell Industries NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LYB
CUSIP N53745100
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robin Buchanan
 
Mgmt
For
For
For
 
 
2
Elect Stephen Cooper
 
Mgmt
For
For
For
 
 
3
Elect Robert G. Gwin
 
Mgmt
For
For
For
 
 
4
Elect Marvin Schlanger
 
Mgmt
For
For
For
 
 
5
Approval of Annual Accounts
 
Mgmt
For
For
For
 
 
6
Officer Liability/Indemnification
 
Mgmt
For
For
For
 
 
7
Director Liability/Indemnification
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor for the Dutch Annual Accounts
Mgmt
For
For
For
 
 
10
Remuneration of Supervisory Board
Mgmt
For
For
For
 
 
11
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendment to the 2010 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
14
2012 Global Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Macy`s Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
M
CUSIP 55616P104
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
2
Elect Deirdre Connelly
 
Mgmt
For
For
For
 
 
3
Elect Meyer Feldberg
 
Mgmt
For
For
For
 
 
4
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
7
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
8
Elect Paul Varga
 
Mgmt
For
For
For
 
 
9
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
10
Elect Marna Whittington
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Approval of the Senior Executive Compensation Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Fur Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Marriott International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAR
CUSIP 571903202
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect J.W. Marriott, Jr.
 
Mgmt
For
For
For
 
 
2
Elect John Marriott III
 
Mgmt
For
For
For
 
 
3
Elect Mary Bush
 
Mgmt
For
For
For
 
 
4
Elect Lawrence Kellner
 
Mgmt
For
For
For
 
 
5
Elect Debra Lee
 
Mgmt
For
For
For
 
 
6
Elect George Muñoz
 
Mgmt
For
For
For
 
 
7
Elect Harry Pearce
 
Mgmt
For
For
For
 
 
8
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
9
Elect Lawrence Small
 
Mgmt
For
For
For
 
 
10
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zachary Carter
 
Mgmt
For
For
For
 
 
2
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3
Elect Óscar Fanjul Martín
 
Mgmt
For
For
For
 
 
4
Elect H. Edward Hanway
 
Mgmt
For
For
For
 
 
5
Elect Lord Ian Lang
 
Mgmt
For
For
For
 
 
6
Elect Elaine La Roche
 
Mgmt
For
For
For
 
 
7
Elect Steven Mills
 
Mgmt
For
For
For
 
 
8
Elect Bruce Nolop
 
Mgmt
For
For
For
 
 
9
Elect Marc Oken
 
Mgmt
For
For
For
 
 
10
Elect Morton Schapiro
 
Mgmt
For
For
For
 
 
11
Elect Adele Simmons
 
Mgmt
For
For
For
 
 
12
Elect Lloyd Yates
 
Mgmt
For
For
For
 
 
13
Elect R. David Yost
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
MasterCard Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MA
CUSIP 57636Q104
 
06/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajaypal Banga
 
Mgmt
For
For
For
 
 
2
Elect David Carlucci
 
Mgmt
For
For
For
 
 
3
Elect Steven Freiberg
 
Mgmt
For
For
For
 
 
4
Elect Richard Haythornthwaite
 
Mgmt
For
For
For
 
 
5
Elect Marc Olivié
 
Mgmt
For
For
For
 
 
6
Elect Rima Qureshi
 
Mgmt
For
For
For
 
 
7
Elect Mark Schwartz
 
Mgmt
For
For
For
 
 
8
Elect Jackson Tai
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Amendment to the 2006 Non-Employee Director Equity Compensation Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2006 Long Term Incentive Plan
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
11/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
For
For
 
 
1.3
Elect James Bergman
 
Mgmt
For
For
For
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
For
For
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
McDonald`s Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
4
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
5
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
2012 Omnibus Stock Ownership Plan
Mgmt
For
For
For
 
 
8
Declassification of the Board of Directors
 
Mgmt
For
For
For
 
 
9
Right to Call Special Meetings
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
McGraw-Hill Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHP
CUSIP 580645109
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pedro Aspe
 
Mgmt
For
For
For
 
 
2
Elect Sir Winfried Bischoff
 
Mgmt
For
For
For
 
 
3
Elect Willaim Green
 
Mgmt
For
For
For
 
 
4
Elect Linda Lorimer
 
Mgmt
For
For
For
 
 
5
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
6
Elect Robert McGraw
 
Mgmt
For
For
For
 
 
7
Elect Hilda Ochoa-Brillembourg
 
Mgmt
For
For
For
 
 
8
Elect Sir Michael Rake
 
Mgmt
For
For
For
 
 
9
Elect Edward Rust, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Kurt Schmoke
 
Mgmt
For
For
For
 
 
11
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
12
Elect Richard Thornburgh
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Meadwestvaco Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MWV
CUSIP 583334107
 
04/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Campbell
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cole, Jr.
 
Mgmt
For
For
For
 
 
3
Elect James Kaiser
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
5
Elect James Kilts
 
Mgmt
For
For
For
 
 
6
Elect Susan Kropf
 
Mgmt
For
For
For
 
 
7
Elect Douglas Luke
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Gracia Martore
 
Mgmt
For
For
For
 
 
10
Elect Timothy Powers
 
Mgmt
For
For
For
 
 
11
Elect Jane Warner
 
Mgmt
For
For
For
 
 
12
Elect Alan Wilson
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Meggitt plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MGGT
CINS G59640105
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Sir Colin Terry
 
Mgmt
For
For
For
 
 
5
Elect Terry Twigger
 
Mgmt
For
For
For
 
 
6
Elect Philip Green
 
Mgmt
For
For
For
 
 
7
Elect Paul Heiden
 
Mgmt
For
For
For
 
 
8
Elect David Robins
 
Mgmt
For
For
For
 
 
9
Elect David Williams
 
Mgmt
For
For
For
 
 
10
Elect Stephen Young
 
Mgmt
For
For
For
 
 
11
Elect Brenda Reichelderfer
 
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
 
13
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
15
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
16
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
17
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Merck & Co., Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 58933Y105
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
4
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
5
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
6
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
7
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
8
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
9
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
10
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
11
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
12
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Reviewing Political Spending or Lobbying
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Microchip Technology, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCHP
CUSIP 595017104
 
08/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Sanghi
 
Mgmt
For
For
For
 
 
1.2
Elect Albert Hugo-Martinez
 
Mgmt
For
For
For
 
 
1.3
Elect L. B. Day
 
Mgmt
For
For
For
 
 
1.4
Elect Matthew Chapman
 
Mgmt
For
For
For
 
 
1.5
Elect Wade Meyercord
 
Mgmt
For
For
For
 
 
2
Amendment to the Executive Management Incentive Compensation Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Microsoft Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
Against
Against
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Gates III
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
6
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Moody`s Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCO
CUSIP 615369105
 
04/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ewald Kist
 
Mgmt
For
For
For
 
 
2
Elect Henry McKinnell, Jr.
 
Mgmt
For
For
For
 
 
3
Elect John Wulff
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
MTU Aero Engines Holding AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MTX
CINS D5565H104
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Murphy Oil Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MUR
CUSIP 626717102
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Blue
 
Mgmt
For
For
For
 
 
2
Elect Steven Cossé
 
Mgmt
For
For
For
 
 
3
Elect Claiborne Deming
 
Mgmt
For
For
For
 
 
4
Elect Robert Hermes
 
Mgmt
For
For
For
 
 
5
Elect James Kelley
 
Mgmt
For
For
For
 
 
6
Elect Walentin Mirosh
 
Mgmt
For
For
For
 
 
7
Elect R. Madison Murphy
 
Mgmt
For
For
For
 
 
8
Elect Neal Schmale
 
Mgmt
For
For
For
 
 
9
Elect David Smith
 
Mgmt
For
For
For
 
 
10
Elect Caroline Theus
 
Mgmt
For
For
For
 
 
11
Elect David Wood
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
2012 Long-Term incentive Plan
 
Mgmt
For
For
For
 
 
14
2012 Annual Incentive Plan
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
National Grid Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NG
CINS G6375K151
 
07/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect John Parker
 
Mgmt
For
For
For
 
 
5
Elect Steven Holliday
 
Mgmt
For
For
For
 
 
6
Elect Andrew Bonfield
 
Mgmt
For
For
For
 
 
7
Elect Thomas King
 
Mgmt
For
For
For
 
 
8
Elect Nick Winser
 
Mgmt
For
For
For
 
 
9
Elect Kenneth Harvey
 
Mgmt
For
For
For
 
 
10
Elect Linda Adamany
 
Mgmt
For
For
For
 
 
11
Elect Philip Aiken
 
Mgmt
For
For
For
 
 
12
Elect Stephen Pettit
 
Mgmt
For
For
For
 
 
13
Elect Maria Richter
 
Mgmt
For
For
For
 
 
14
Elect George Rose
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
22
Share Incentive Plan Renewal
 
Mgmt
For
For
For
 
 
23
Employee Stock Purchase Plan Renewal
Mgmt
For
For
For
 
 
24
Sharesave Plan
 
Mgmt
For
For
For
 
 
25
Long Term Performance Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nestle SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NESN
CINS H57312649
 
04/19/2012
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
5
Compensation Report
 
Mgmt
For
TNA
N/A
 
 
6
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
8
Elect Daniel Borel
 
Mgmt
For
TNA
N/A
 
 
9
Elect Henri de Castries
 
Mgmt
For
TNA
N/A
 
 
10
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
11
Cancellation of Shares and Reduction of Share Capital
Mgmt
For
TNA
N/A
 
 
12
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
New York Community Bancorp Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NYB
CUSIP 649445103
 
06/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Maureen Clancy
 
Mgmt
For
For
For
 
 
1.2
Elect Hanif Dahya
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Ficalora
 
Mgmt
For
For
For
 
 
1.4
Elect James O'Donovan
 
Mgmt
For
For
For
 
 
2
2012 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Newfield Exploration Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NFX
CUSIP 651290108
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lee Boothby
 
Mgmt
For
For
For
 
 
2
Elect Philip Burguieres
 
Mgmt
For
For
For
 
 
3
Elect Pamela Gardner
 
Mgmt
For
For
For
 
 
4
Elect John Kemp III
 
Mgmt
For
For
For
 
 
5
Elect J. Michael Lacey
 
Mgmt
For
For
For
 
 
6
Elect Joseph Netherland
 
Mgmt
For
For
For
 
 
7
Elect Howard Newman
 
Mgmt
For
For
For
 
 
8
Elect Thomas Ricks
 
Mgmt
For
For
For
 
 
9
Elect Juanita Romans
 
Mgmt
For
For
For
 
 
10
Elect Charles Shultz
 
Mgmt
For
For
For
 
 
11
Elect J. Terry Strange
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Abstain
Against
 
                 
                 
                 
                 
Newmont Mining Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEM
CUSIP 651639106
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bruce Brook
 
Mgmt
For
For
For
 
 
2
Elect Vincent Calarco
 
Mgmt
For
Against
Against
 
 
3
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
4
Elect Noreen Doyle
 
Mgmt
For
For
For
 
 
5
Elect Veronica Hagen
 
Mgmt
For
For
For
 
 
6
Elect Michael Hamson
 
Mgmt
For
Against
Against
 
 
7
Elect Jane Nelson
 
Mgmt
For
For
For
 
 
8
Elect Richard O'Brien
 
Mgmt
For
For
For
 
 
9
Elect John Prescott
 
Mgmt
For
Against
Against
 
 
10
Elect Donald Roth
 
Mgmt
For
For
For
 
 
11
Elect Simon Thompson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Noble Energy Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NBL
CUSIP 655044105
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Berenson
 
Mgmt
For
For
For
 
 
2
Elect Michael Cawley
 
Mgmt
For
For
For
 
 
3
Elect Edward Cox
 
Mgmt
For
For
For
 
 
4
Elect Charles Davidson
 
Mgmt
For
For
For
 
 
5
Elect Thomas Edelman
 
Mgmt
For
For
For
 
 
6
Elect Eric Grubman
 
Mgmt
For
For
For
 
 
7
Elect Kirby Hedrick
 
Mgmt
For
For
For
 
 
8
Elect Scott Urban
 
Mgmt
For
For
For
 
 
9
Elect William Van Kleef
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Increase of Authorized Common Stock
Mgmt
For
For
For
 
                 
                 
                 
                 
Northrop Grumman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOC
CUSIP 666807102
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wesley Bush
 
Mgmt
For
For
For
 
 
2
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
3
Elect Victor Fazio
 
Mgmt
For
For
For
 
 
4
Elect Donald Felsinger
 
Mgmt
For
For
For
 
 
5
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
6
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
7
Elect Madeleine Kleiner
 
Mgmt
For
For
For
 
 
8
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
11
Elect Gary Roughead
 
Mgmt
For
For
For
 
 
12
Elect Thomas Schoewe
 
Mgmt
For
For
For
 
 
13
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to Remove Requirement of Shareholder Approval for Significant Actions
Mgmt
For
For
For
 
 
17
Additional Rights of Action by Written Consent
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Nucor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NUE
CUSIP 670346105
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Clayton Daley, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect John Ferriola
 
Mgmt
For
For
For
 
 
1.3
Elect Harvey Gantt
 
Mgmt
For
For
For
 
 
1.4
Elect Bernard Kasriel
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
NV Energy Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NVE
CUSIP 67073Y106
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph Anderson, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Glenn Christenson
 
Mgmt
For
For
For
 
 
3
Elect Susan Clark
 
Mgmt
For
For
For
 
 
4
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
5
Elect Brian Kennedy
 
Mgmt
For
For
For
 
 
6
Elect Maureen Mullarkey
 
Mgmt
For
For
For
 
 
7
Elect John O'Reilly
 
Mgmt
For
For
For
 
 
8
Elect Philip Satre
 
Mgmt
For
For
For
 
 
9
Elect Donald Snyder
 
Mgmt
For
For
For
 
 
10
Elect Michael Yackira
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Amendment to the 2003 Non-Employee Director Stock Plan
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Occidental Petroleum Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OXY
CUSIP 674599105
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
 
Mgmt
For
For
For
 
 
2
Elect Howard Atkins
 
Mgmt
For
For
For
 
 
3
Elect Stephen Chazen
 
Mgmt
For
For
For
 
 
4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
5
Elect John Feick
 
Mgmt
For
For
For
 
 
6
Elect Margaret Foran
 
Mgmt
For
For
For
 
 
7
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
8
Elect Ray Irani
 
Mgmt
For
For
For
 
 
9
Elect Avedick Poladian
 
Mgmt
For
For
For
 
 
10
Elect Aziz Syriani
 
Mgmt
For
For
For
 
 
11
Elect Rosemary Tomich
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Oceaneering International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OII
CUSIP 675232102
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jerold DesRoche
 
Mgmt
For
For
For
 
 
1.2
Elect John Huff
 
Mgmt
For
For
For
 
 
1.3
Elect M. Kevin McEvoy
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
 
Mgmt
For
For
For
 
 
1.2
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.4
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Chizen
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect George Conrades
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Hurd
 
Mgmt
For
Withhold
Against
 
 
1.11
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.12
Elect Naomi Seligman
 
Mgmt
For
Withhold
Against
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Orica Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORI
CINS Q7160T109
 
07/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Approve Buy-Back of Step-Up Preference Shares
Mgmt
For
For
For
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Paccar Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCAR
CUSIP 693718108
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mark Pigott
 
Mgmt
For
For
For
 
 
1.2
Elect Warren Staley
 
Mgmt
For
For
For
 
 
1.3
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
For
For
For
 
 
3
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Parker-Hannifin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PH
CUSIP 701094104
 
10/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Bohn
 
Mgmt
For
For
For
 
 
1.2
Elect Linda Harty
 
Mgmt
For
For
For
 
 
1.3
Elect William Kassling
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Kohlhepp
 
Mgmt
For
For
For
 
 
1.5
Elect Klaus-Peter Müller
 
Mgmt
For
For
For
 
 
1.6
Elect Candy Obourn
 
Mgmt
For
For
For
 
 
1.7
Elect Joseph Scaminace
 
Mgmt
For
For
For
 
 
1.8
Elect Wolfgang Schmitt
 
Mgmt
For
For
For
 
 
1.9
Elect Åke Svensson
 
Mgmt
For
For
For
 
 
1.10
Elect James Wainscott
 
Mgmt
For
For
For
 
 
1.11
Elect Donald Washkewicz
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Penn National Gaming, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PENN
CUSIP 707569109
 
06/06/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Handler
 
Mgmt
For
For
For
 
 
1.2
Elect John Jacquemin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Pepsico Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibargüen
 
Mgmt
For
For
For
 
 
7
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
8
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
9
Elect James Schiro
 
Mgmt
For
For
For
 
 
10
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
11
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
12
Elect Alberto Weisser
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Reapproval of the 2007 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Risk Oversight Committee
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Pernod Ricard
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RI
CINS F72027109
 
11/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports; Approval of Non Tax-Deductible Expenses
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-Option of Laurent Burelle
Mgmt
For
For
For
 
 
9
Elect Nicole Bouton
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Appointment of Alternate Auditor
 
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
14
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
15
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
17
Authority to Increase Share Issuance Limit
Mgmt
For
For
For
 
 
18
Increase in Increase Capital in Consideration of Contributions in Kind
Mgmt
For
For
For
 
 
19
Increase in Increase Capital in Case of Exchange Offer
Mgmt
For
Against
Against
 
 
20
Authority to Issue Debt Instruments
 
Mgmt
For
For
For
 
 
21
Increase in Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
22
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
23
Authority to Issue Warrants as a Takeover Defense
Mgmt
For
Against
Against
 
 
24
Amendment Regarding Staggered Board
Mgmt
For
For
For
 
 
25
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
26
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Petroleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
08/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles Regarding Employee Representatives
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
12/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Mergers by Absorption
 
Mgmt
For
For
For
 
 
2
Elect Josué Christiano Gomes da Silva
Mgmt
For
For
For
 
                 
                 
                 
Petroleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
01/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratification of Appointment of Appraiser
Mgmt
For
For
For
 
 
2
Valuation Report
 
Mgmt
For
For
For
 
 
3
Spin-off Agreement
 
Mgmt
For
For
For
 
 
4
Spin-Off
 
Mgmt
For
For
For
 
 
5
Ratification of Appointment of Appraiser
Mgmt
For
For
For
 
 
6
Valuation Report
 
Mgmt
For
For
For
 
 
7
Merger Agreement
 
Mgmt
For
For
For
 
 
8
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
02/28/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles Regarding Management Board
Mgmt
For
For
For
 
 
2
Elect Maria das Graças Silva Foster
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
03/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Capital Expenditure Budget
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Election of Directors
 
Mgmt
For
For
For
 
 
5
Election of Board Member(s) Representative of Minority/Preferred Shareholders
Mgmt
For
For
For
 
 
6
Election of Chairman of the Board
 
Mgmt
For
For
For
 
 
7
Election of Supervisory Council Members
Mgmt
For
For
For
 
 
8
Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders
Mgmt
For
For
For
 
 
9
Remuneration Policy
 
Mgmt
For
For
For
 
 
10
Capitalization of Reserves w/o Share Issue
Mgmt
For
For
For
 
                 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
3
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
4
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
5
Elect William Gray, III
 
Mgmt
For
For
For
 
 
6
Elect Helen Hobbs
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect George Lorch
 
Mgmt
For
For
For
 
 
10
Elect John Mascotte
 
Mgmt
For
For
For
 
 
11
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
12
Elect Ian Read
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect Marc Tessier-Lavigne
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PG & E Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCG
CUSIP 69331C108
 
05/14/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
 
Mgmt
For
For
For
 
 
2
Elect Lewis Chew
 
Mgmt
For
For
For
 
 
3
Elect C. Lee Cox
 
Mgmt
For
For
For
 
 
4
Elect Anthony Earley, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Fred Fowler
 
Mgmt
For
For
For
 
 
6
Elect Maryellen Herringer
 
Mgmt
For
For
For
 
 
7
Elect Roger  Kimmel
 
Mgmt
For
For
For
 
 
8
Elect Richard Meserve
 
Mgmt
For
For
For
 
 
9
Elect Forrest Miller
 
Mgmt
For
For
For
 
 
10
Elect Rosendo Parra
 
Mgmt
For
For
For
 
 
11
Elect Barbara Rambo
 
Mgmt
For
For
For
 
 
12
Elect Barry Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Jennifer Li
 
Mgmt
For
For
For
 
 
6
Elect Graham Mackay
 
Mgmt
For
For
For
 
 
7
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
8
Elect Kalpana Morparia
 
Mgmt
For
For
For
 
 
9
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
10
Elect Robert Polet
 
Mgmt
For
For
For
 
 
11
Elect Carlos Slim Helú
 
Mgmt
For
For
For
 
 
12
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2012 Performance Incentive Plan
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Abstain
Against
 
 
17
Shareholder Proposal Regarding Formation of Ethics Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PNC Financial Services Group
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNC
CUSIP 693475105
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Paul Chellgren
 
Mgmt
For
For
For
 
 
4
Elect Kay James
 
Mgmt
For
For
For
 
 
5
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
6
Elect Bruce Lindsay
 
Mgmt
For
For
For
 
 
7
Elect Anthony Massaro
 
Mgmt
For
For
For
 
 
8
Elect Jane Pepper
 
Mgmt
For
For
For
 
 
9
Elect James Rohr
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Lorene Steffes
 
Mgmt
For
For
For
 
 
12
Elect Dennis Strigl
 
Mgmt
For
For
For
 
 
13
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
14
Elect George Walls, Jr.
 
Mgmt
For
For
For
 
 
15
Elect Helge Wehmeier
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Portugal Telecom, S.G.P.S., S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PTC
CINS X6769Q104
 
07/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Portugal
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Amendments to By-Laws Regarding Class A Shares
Mgmt
For
For
For
 
 
6
Amendment to By-Laws Regarding Executive Committee
Mgmt
For
For
For
 
 
7
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Potash Corp. Of Saskatchewan Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
POT
CUSIP 73755L107
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
 
Mgmt
For
For
For
 
 
1.2
Elect Donald Chynoweth
 
Mgmt
For
For
For
 
 
1.3
Elect Daniel Clauw
 
Mgmt
For
For
For
 
 
1.4
Elect William Doyle
 
Mgmt
For
For
For
 
 
1.5
Elect John Estey
 
Mgmt
For
For
For
 
 
1.6
Elect Gerald Grandey
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Hoffman
 
Mgmt
For
For
For
 
 
1.8
Elect Dallas Howe
 
Mgmt
For
For
For
 
 
1.9
Elect Alice Laberge
 
Mgmt
For
For
For
 
 
1.10
Elect Keith Martell
 
Mgmt
For
For
For
 
 
1.11
Elect Jeffrey McCaig
 
Mgmt
For
For
For
 
 
1.12
Elect Mary Mogford
 
Mgmt
For
For
For
 
 
1.13
Elect Elena Viyella de Paliza
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Performance Option Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
PPL Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PPL
CUSIP 69351T103
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Bernthal
 
Mgmt
For
For
For
 
 
1.2
Elect John Conway
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Elliot
 
Mgmt
For
For
For
 
 
1.4
Elect Louise Goeser
 
Mgmt
For
For
For
 
 
1.5
Elect Stuart Graham
 
Mgmt
For
For
For
 
 
1.6
Elect Stuart Heydt
 
Mgmt
For
For
For
 
 
1.7
Elect Raja Rajamannar
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Rogerson
 
Mgmt
For
For
For
 
 
1.9
Elect William Spence
 
Mgmt
For
For
For
 
 
1.10
Elect Natica von Althann
 
Mgmt
For
For
For
 
 
1.11
Elect Keith Williamson
 
Mgmt
For
For
For
 
 
2
2012 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Bernardes
 
Mgmt
For
For
For
 
 
1.3
Elect Bret Clayton
 
Mgmt
For
For
For
 
 
1.4
Elect Nance  Dicciani
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.8
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.9
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.10
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Precision Castparts Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCP
CUSIP 740189105
 
08/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Don Graber
 
Mgmt
For
For
For
 
 
1.2
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
1.3
Elect Timothy Wicks
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Procter & Gamble Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PG
CUSIP 742718109
 
10/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Angela Braly
 
Mgmt
For
For
For
 
 
2
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
3
Elect Scott Cook
 
Mgmt
For
For
For
 
 
4
Elect Susan Desmond-Hellmann
 
Mgmt
For
For
For
 
 
5
Elect Robert McDonald
 
Mgmt
For
For
For
 
 
6
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
8
Elect Margaret Whitman
 
Mgmt
For
For
For
 
 
9
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
10
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
11
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Technical Amendments Regarding Preferred Stock
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Quest Diagnostics, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DGX
CUSIP 74834L100
 
05/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jenne Britell
 
Mgmt
For
For
For
 
 
2
Elect Gail Wilensky
 
Mgmt
For
For
For
 
 
3
Elect John Ziegler
 
Mgmt
For
For
For
 
 
4
Amendment to the Employee Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
For
N/A
 
                 
                 
                 
                 
Rackspace Hosting Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RAX
CUSIP 750086100
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect S. James Bishkin
 
Mgmt
For
For
For
 
 
2
Elect Fred  Reichheld
 
Mgmt
For
For
For
 
 
3
Elect Mark Mellin
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Amendment to the 2007 Long Term Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Regeneron Pharmaceuticals, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
REGN
CUSIP 75886F107
 
06/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Charles Baker
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Brown
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Ryan
 
Mgmt
For
For
For
 
 
1.4
Elect George Sing
 
Mgmt
For
For
For
 
 
1.5
Elect Marc Tessier-Lavigne
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Rio Tinto plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIO
CINS G75754104
 
04/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Chris Lynch
 
Mgmt
For
For
For
 
 
4
Elect John Varley
 
Mgmt
For
For
For
 
 
5
Elect Tom Albanese
 
Mgmt
For
For
For
 
 
6
Elect Robert Brown
 
Mgmt
For
For
For
 
 
7
Elect Vivienne Cox
 
Mgmt
For
For
For
 
 
8
Elect Jan du Plessis
 
Mgmt
For
For
For
 
 
9
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
10
Elect Michael Fitzpatrick
 
Mgmt
For
For
For
 
 
11
Elect Ann Godbehere
 
Mgmt
For
For
For
 
 
12
Elect Richard Goodmanson
 
Mgmt
For
For
For
 
 
13
Elect Lord John Kerr of Kinlochard
 
Mgmt
For
For
For
 
 
14
Elect Paul Tellier
 
Mgmt
For
For
For
 
 
15
Elect Samuel  Walsh
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Global Employee Share Plan
 
Mgmt
For
For
For
 
 
18
Share Savings Plan Renewal
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
24
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Rockwell Automation Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ROK
CUSIP 773903109
 
02/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Betty Alewine
 
Mgmt
For
For
For
 
 
1.2
Elect Verne Istock
 
Mgmt
For
For
For
 
 
1.3
Elect David Speer
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Approval of the 2012 Long Term Incentives Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Nigel Sheinwald
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
6
Elect Simon Henry
 
Mgmt
For
For
For
 
 
7
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
9
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
10
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
12
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
13
Elect Peter Voser
 
Mgmt
For
For
For
 
 
14
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259206
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Nigel Sheinwald
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
6
Elect Simon Henry
 
Mgmt
For
For
For
 
 
7
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
9
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
10
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
12
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
13
Elect Peter Voser
 
Mgmt
For
For
For
 
 
14
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Samsung Electronics
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
005930
CINS Y74718100
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Election of Independent Directors (Slate): (i) Yoon Dong Min; (ii) Kim Han Joong; and (iii) Lee Byung Ki
Mgmt
For
For
For
 
 
3
Election Of Executive Directors (Slate): (I) Choi Gee Sung; (Ii) Kwon Oh Hyun; And (Iii) Yoon Ju Hwa
Mgmt
For
For
For
 
 
4
Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Spin-off
 
Mgmt
For
For
For
 
 
7
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Schlumberger Ltd. (Netherlands Antilles)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Currie
 
Mgmt
For
For
For
 
 
2
Elect Anthony Isaac
 
Mgmt
For
For
For
 
 
3
Elect K.V. Kamath
 
Mgmt
For
For
For
 
 
4
Elect Paal Kibsgaard
 
Mgmt
For
For
For
 
 
5
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
6
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
7
Elect Michael Marks
 
Mgmt
For
For
For
 
 
8
Elect Elizabeth Moler
 
Mgmt
For
For
For
 
 
9
Elect Lubna Olayan
 
Mgmt
For
For
For
 
 
10
Elect Leo  Reif
 
Mgmt
For
For
For
 
 
11
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
12
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Schneider Electric
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CINS F86921107
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Supplementary Retirement Benefits for Management Board Members
Mgmt
For
For
For
 
 
8
Severance Agreement for Jean-Pascal Tricoire
Mgmt
For
For
For
 
 
9
Elect Léo Apotheker
 
Mgmt
For
For
For
 
 
10
Ratification of the Co-option of Xavier Fontanet
Mgmt
For
For
For
 
 
11
Elect Antoine Gosset-Grainville
 
Mgmt
For
For
For
 
 
12
Elect Willy Kissling
 
Mgmt
For
For
For
 
 
13
Elect Henri Lachmann
 
Mgmt
For
For
For
 
 
14
Elect Richard Thoman
 
Mgmt
For
For
For
 
 
15
Elect Manfred Brill
 
Mgmt
Against
For
Against
 
 
16
Elect Claude Briquet
 
Mgmt
Against
For
Against
 
 
17
Elect Magali Herbaut
 
Mgmt
For
For
For
 
 
18
Elect Thierry Jacquet
 
Mgmt
Against
For
Against
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Employee Stock Purchase Plan for Overseas Employees
Mgmt
For
For
For
 
 
21
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
SES SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
28734
CINS L8300G135
 
04/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports; Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Allocation of Profits to Reserves
 
Mgmt
For
For
For
 
 
4
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor's Acts
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Elect Hadelin de Liedekerke Beaufort
Mgmt
For
For
For
 
 
10
Elect Conny Kullman
 
Mgmt
For
For
For
 
 
11
Elect Miriam Meckel
 
Mgmt
For
For
For
 
 
12
Elect Marc Speeckaert
 
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Elect Serge  Allegrezza
 
Mgmt
For
For
For
 
 
15
Elect Victor Rod
 
Mgmt
For
For
For
 
 
16
Directors' Fees
 
Mgmt
For
For
For
 
 
17
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
19
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
SES SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
28734
CINS L8300G135
 
04/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles
 
Mgmt
For
For
For
 
 
2
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Siemens AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIE
CINS D69671218
 
01/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Board Gender Diversity
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Sigma-Aldrich Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIAL
CUSIP 826552101
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Rebecca Bergman
 
Mgmt
For
For
For
 
 
2
Elect George Church
 
Mgmt
For
For
For
 
 
3
Elect W. Lee McCollum
 
Mgmt
For
For
For
 
 
4
Elect Avi Nash
 
Mgmt
For
For
For
 
 
5
Elect Steven Paul
 
Mgmt
For
For
For
 
 
6
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
7
Elect Rakesh Sachdev
 
Mgmt
For
For
For
 
 
8
Elect D. Dean Spatz
 
Mgmt
For
For
For
 
 
9
Elect Barrett Toan
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Softbank Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
9984
CINS J75963108
 
06/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Starbucks Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SBUX
CUSIP 855244109
 
03/21/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Schultz
 
Mgmt
For
For
For
 
 
2
Elect William Bradley
 
Mgmt
For
For
For
 
 
3
Elect Mellody Hobson
 
Mgmt
For
For
For
 
 
4
Elect Kevin Johnson
 
Mgmt
For
For
For
 
 
5
Elect Olden Lee
 
Mgmt
For
For
For
 
 
6
Elect Joshua Ramo
 
Mgmt
For
For
For
 
 
7
Elect James Shennan, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Clara Shih
 
Mgmt
For
For
For
 
 
9
Elect Javier Teruel
 
Mgmt
For
For
For
 
 
10
Elect Myron Ullman III
 
Mgmt
For
For
For
 
 
11
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Amendment to the Executive Management Bonus Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Steel Dynamics Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STLD
CUSIP 858119100
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mark Millett
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Teets, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect John Bates
 
Mgmt
For
For
For
 
 
1.4
Elect Keith Busse
 
Mgmt
For
For
For
 
 
1.5
Elect Frank Byrne
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Edgerley
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Freeland
 
Mgmt
For
For
For
 
 
1.8
Elect Jürgen Kolb
 
Mgmt
For
For
For
 
 
1.9
Elect James Marcuccilli
 
Mgmt
For
For
For
 
 
1.10
Elect Gabriel  Shaheen
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Stericycle Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SRCL
CUSIP 858912108
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Miller
 
Mgmt
For
For
For
 
 
2
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
3
Elect Thomas Brown
 
Mgmt
For
For
For
 
 
4
Elect Rod Dammeyer
 
Mgmt
For
For
For
 
 
5
Elect William Hall
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Lord
 
Mgmt
For
For
For
 
 
7
Elect John Patience
 
Mgmt
For
For
For
 
 
8
Elect James Reid-Anderson
 
Mgmt
For
For
For
 
 
9
Elect Ronald Spaeth
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Suncor Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CUSIP 867224107
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mel Benson
 
Mgmt
For
For
For
 
 
1.2
Elect Dominic D'Alessandro
 
Mgmt
For
For
For
 
 
1.3
Elect John Ferguson
 
Mgmt
For
For
For
 
 
1.4
Elect W. Douglas Ford
 
Mgmt
For
For
For
 
 
1.5
Elect Paul Haseldonckx
 
Mgmt
For
For
For
 
 
1.6
Elect John Huff
 
Mgmt
For
For
For
 
 
1.7
Elect Jacques Lamarre
 
Mgmt
For
For
For
 
 
1.8
Elect Maureen McCaw
 
Mgmt
For
For
For
 
 
1.9
Elect Michael O'Brien
 
Mgmt
For
For
For
 
 
1.10
Elect James Simpson
 
Mgmt
For
For
For
 
 
1.11
Elect Eira Thomas
 
Mgmt
For
For
For
 
 
1.12
Elect Steven Williams
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Suntrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STI
CUSIP 867914103
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
2
Elect Alston Correll
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Crowe
 
Mgmt
For
For
For
 
 
4
Elect Blake Garrett, Jr.
 
Mgmt
For
For
For
 
 
5
Elect David Hughes
 
Mgmt
For
For
For
 
 
6
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
7
Elect Kyle Legg
 
Mgmt
For
For
For
 
 
8
Elect William Linnenbringer
 
Mgmt
For
For
For
 
 
9
Elect G. Gilmer Minor III
 
Mgmt
For
For
For
 
 
10
Elect Donna Morea
 
Mgmt
For
For
For
 
 
11
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
12
Elect William Rogers, Jr.
 
Mgmt
For
For
For
 
 
13
Elect Thomas Watjen
 
Mgmt
For
For
For
 
 
14
Elect Phail Wynn, Jr.
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Syngenta AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYNN
CINS H84140112
 
04/24/2012
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Report
 
Mgmt
For
TNA
N/A
 
 
5
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
 
 
6
Cancellation of Shares and Reduction in Share Capital
Mgmt
For
TNA
N/A
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
TNA
N/A
 
 
9
Amendments to Articles
 
Mgmt
For
TNA
N/A
 
 
10
Elect Stefan Borgas
 
Mgmt
For
TNA
N/A
 
 
11
Elect Peggy Bruzelius
 
Mgmt
For
TNA
N/A
 
 
12
Elect David Lawrence
 
Mgmt
For
TNA
N/A
 
 
13
Elect Jürg Witmer
 
Mgmt
For
TNA
N/A
 
 
14
Elect Vinita Bali
 
Mgmt
For
TNA
N/A
 
 
15
Elect Gunnar Brock
 
Mgmt
For
TNA
N/A
 
 
16
Elect Michel Demaré
 
Mgmt
For
TNA
N/A
 
 
17
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
18
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Synovus Financial Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SNV
CUSIP 87161C105
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Catherine Allen
 
Mgmt
For
For
For
 
 
2
Elect Frank Brumley
 
Mgmt
For
For
For
 
 
3
Elect Stephen Butler
 
Mgmt
For
For
For
 
 
4
Elect Elizabeth Camp
 
Mgmt
For
For
For
 
 
5
Elect T. Michael Goodrich
 
Mgmt
For
For
For
 
 
6
Elect V. Nathaniel Hansford
 
Mgmt
For
For
For
 
 
7
Elect Mason Lampton
 
Mgmt
For
For
For
 
 
8
Elect Jerry Nix
 
Mgmt
For
For
For
 
 
9
Elect H. Lynn Page
 
Mgmt
For
For
For
 
 
10
Elect Joseph Prochaska, Jr.
 
Mgmt
For
For
For
 
 
11
Elect J. Neal Purcell
 
Mgmt
For
For
For
 
 
12
Elect Kessel Stelling, Jr.
 
Mgmt
For
For
For
 
 
13
Elect Melvin Stith
 
Mgmt
For
For
For
 
 
14
Elect Philip Tomlinson
 
Mgmt
For
For
For
 
 
15
Elect James Yancey
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Reapproval of the 2007 Omnibus Plan
Mgmt
For
For
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
 
19
Are You The Beneficial Owner, In All Capacities, Of More Than 1,139,063 Shares Of Synovus Common Stock? If You Answered No, To Question 5A, Do Not Answer Question 5B Your Shares Represented By The Proxy Are Entitled To Ten Votes Per Share.
Mgmt
N/A
For
N/A
 
 
20
IF YOUR ANSWER TO QUESTION 5A WAS YES, HAVE YOU ACQUIRED MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK SINCE FEBRUARY 16, 2008 (INCLUDING SHARES RECEIVED AS A STOCK DIVIDEND)? IF YOU ANSWERED NO, TO QUESTION 5B, . YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE.
Mgmt
N/A
For
N/A
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CUSIP 874039100
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Amendments to Procedural Rules: Election of Directors and Supervisors
Mgmt
For
For
For
 
 
5.1
Elect Morris Chang
 
Mgmt
For
For
For
 
 
5.2
Elect Fan-Cheng TSENG
 
Mgmt
For
For
For
 
 
5.3
Elect Johnsee Lee
 
Mgmt
For
For
For
 
 
5.4
Elect Rick Tsai
 
Mgmt
For
For
For
 
 
5.5
Elect Peter Bonfield
 
Mgmt
For
For
For
 
 
5.6
Elect Stan SHIH
 
Mgmt
For
For
For
 
 
5.7
Elect Thomas Engibous
 
Mgmt
For
For
For
 
 
5.8
Elect Gregory Chow
 
Mgmt
For
For
For
 
 
5.9
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CINS Y84629107
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Amendments to Articles
 
Mgmt
For
For
For
 
 
8
Amendments to Procedural Rules: Election of Directors and Supervisors
Mgmt
For
For
For
 
 
9
Elect Morris Chang
 
Mgmt
For
For
For
 
 
10
Elect Fan-Cheng TSENG
 
Mgmt
For
For
For
 
 
11
Elect Johnsee Lee
 
Mgmt
For
For
For
 
 
12
Elect Rick Tsai
 
Mgmt
For
For
For
 
 
13
Elect Peter Bonfield
 
Mgmt
For
For
For
 
 
14
Elect Stan SHIH
 
Mgmt
For
For
For
 
 
15
Elect Thomas Engibous
 
Mgmt
For
For
For
 
 
16
Elect Gregory Chow
 
Mgmt
For
For
For
 
 
17
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
 
18
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Talisman Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TLM
CUSIP 87425E103
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christiane Bergevin
 
Mgmt
For
For
For
 
 
1.2
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.3
Elect William Dalton
 
Mgmt
For
For
For
 
 
1.4
Elect Kevin Dunne
 
Mgmt
For
For
For
 
 
1.5
Elect Harold Kvisle
 
Mgmt
For
For
For
 
 
1.6
Elect John Manzoni
 
Mgmt
For
For
For
 
 
1.7
Elect Lisa Stewart
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Tomsett
 
Mgmt
For
For
For
 
 
1.9
Elect Michael Waites
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Winograd
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
TE Connectivity Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CINS H84989104
 
03/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pierre Brondeau
 
Mgmt
For
For
For
 
 
2
Elect Juergen Gromer
 
Mgmt
For
For
For
 
 
3
Elect William Jeffrey
 
Mgmt
For
For
For
 
 
4
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
5
Elect Nam Yong
 
Mgmt
For
For
For
 
 
6
Elect Daniel Phelan
 
Mgmt
For
For
For
 
 
7
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
8
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
9
Elect Paula Sneed
 
Mgmt
For
For
For
 
 
10
Elect David Steiner
 
Mgmt
For
For
For
 
 
11
Election John Van Scoter
 
Mgmt
For
For
For
 
 
12
2011 Annual Report
 
Mgmt
For
For
For
 
 
13
Statutory Financial Statements
 
Mgmt
For
For
For
 
 
14
Consolidated Financial Statements
 
Mgmt
For
For
For
 
 
15
Release Board of Directors and Executive Officers
Mgmt
For
For
For
 
 
16
Deloitte & Touche
 
Mgmt
For
For
For
 
 
17
Deloitte AG, Zurich
 
Mgmt
For
For
For
 
 
18
PricewaterhouseCoopers AG, Zurich
Mgmt
For
For
For
 
 
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
20
Amendment to the 2007 Stock and Incentive Plan
Mgmt
For
For
For
 
 
21
Reduction of Share Capital Under the Share Repurchase Program
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Dividend Distribution Through a Reduction of Capital
Mgmt
For
For
For
 
 
24
Reallocation of Free Reserves to Legal Reserves
Mgmt
For
For
For
 
 
25
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Technip
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEC
CINS F90676101
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko)
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation
Mgmt
For
For
For
 
 
11
Authority to Issue Shares and/or Convertible Securities  w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares and/or Convertible Securities  through Private Placement
Mgmt
For
For
For
 
 
14
Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries
Mgmt
For
For
For
 
 
15
Authority to Issue Restricted Shares to Corporate Officers
Mgmt
For
For
For
 
 
16
Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries
Mgmt
For
For
For
 
 
17
Grant Stock Options to Corporate Officers
Mgmt
For
For
For
 
 
18
Employee Stock Purchase Plan For Overseas Employees
Mgmt
For
For
For
 
 
19
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
20
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
21
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Tenaris S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEN
CUSIP 88031M109
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
6
Election of Directors
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Authorize Electronic Communications
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
 
11
Amendment Regarding Board Minutes
Mgmt
For
For
For
 
 
12
Amendment Regarding Power of Attorney
Mgmt
For
For
For
 
 
13
Amendment Regarding Appointment of Auditors
Mgmt
For
For
For
 
 
14
Amendment Regarding Time of Annual Shareholder Meeting
Mgmt
For
For
For
 
 
15
Amendment Regarding Notice of Meeting
Mgmt
For
For
For
 
 
16
Amendment Eliminating Shareblocking and Establishing Record Date
Mgmt
For
For
For
 
 
17
Amendment Regarding Extraordinary General Meeting
Mgmt
For
For
For
 
 
18
Amendment Regarding Distribution of Dividends
Mgmt
For
For
For
 
 
19
Amendment Regarding Electronic Disclosure of Documents
Mgmt
For
For
For
 
 
20
Amendment Regarding Distribution of Dividends
Mgmt
For
For
For
 
                 
                 
                 
                 
Texas Instruments Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
4
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
5
Elect Robert Sanchez
 
Mgmt
For
For
For
 
 
6
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
7
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
8
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
9
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Mosaic Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MOS
CUSIP 61945C103
 
10/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Nancy Cooper
 
Mgmt
For
For
For
 
 
1.2
Elect James Popowich
 
Mgmt
For
For
For
 
 
1.3
Elect James Prokopanko
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Seibert
 
Mgmt
For
For
For
 
 
2
Elimination of Dual Class Stock
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Time Warner Cable Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward  Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2012 Annual Bonus Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Time Warner Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect William Barr
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Robert Clark
 
Mgmt
For
For
For
 
 
6
Elect Mathias Döpfner
 
Mgmt
For
For
For
 
 
7
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
8
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
9
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
10
Elect Paul Wachter
 
Mgmt
For
For
For
 
 
11
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Tingyi (Cayman Islands) Holding Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
322
CINS G8878S103
 
02/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Contribution Agreement
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tingyi (Cayman Islands) Holding Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
322
CINS G8878S103
 
06/05/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Elect Takeshi Ida
 
Mgmt
For
For
For
 
 
6
Elect Wei Ying-Chiao
 
Mgmt
For
For
For
 
 
7
Elect HSU Shin Chun
 
Mgmt
For
For
For
 
 
8
Elect Hiromu Fukada
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Total S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FP
CINS F92124100
 
05/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Elect Christophe de Margerie
 
Mgmt
For
For
For
 
 
10
Elect Patrick Artus
 
Mgmt
For
For
For
 
 
11
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
12
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
13
Elect Michel Pébereau
 
Mgmt
For
For
For
 
 
14
Ratification of the Co-option of Gérard Lamarche
Mgmt
For
For
For
 
 
15
Elect Anne-Marie Idrac
 
Mgmt
For
For
For
 
 
16
Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
21
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
22
Employee Stock Purchase Plan for Overseas Employees
Mgmt
For
For
For
 
 
23
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
24
Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A)
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Loyalty Dividend (Resolution B)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Transocean Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIG
CUSIP H8817H100
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Glyn Barker
 
Mgmt
For
For
For
 
 
4
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
5
Elect Chad  Deaton
 
Mgmt
For
For
For
 
 
6
Elect Edward Muller
 
Mgmt
For
Against
Against
 
 
7
Elect Tan Ek Kia
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Travelers Companies Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRV
CUSIP 89417E109
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Beller
 
Mgmt
For
For
For
 
 
2
Elect John Dasburg
 
Mgmt
For
For
For
 
 
3
Elect Janet Dolan
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Jay Fishman
 
Mgmt
For
For
For
 
 
6
Elect Lawrence Graev
 
Mgmt
For
For
For
 
 
7
Elect Patricia Higgins
 
Mgmt
For
For
For
 
 
8
Elect Thomas Hodgson
 
Mgmt
For
For
For
 
 
9
Elect William Kane
 
Mgmt
For
For
For
 
 
10
Elect Cleve Killingsworth, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
12
Elect Laurie Thomsen
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Unilever NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNA
CINS N8981F271
 
09/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Authority to Repurchase Preference Shares
Mgmt
For
For
For
 
                 
                 
                 
Unilever NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNA
CINS N8981F271
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Ratification of Executive Directors' Acts
Mgmt
For
For
For
 
 
4
Ratification of Non-Executive Directors' Acts
Mgmt
For
For
For
 
 
5
Elect Paul Polman
 
Mgmt
For
For
For
 
 
6
Elect Jean-Marc Huët
 
Mgmt
For
For
For
 
 
7
Elect Louise Fresco
 
Mgmt
For
For
For
 
 
8
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
9
Elect Charles Golden
 
Mgmt
For
For
For
 
 
10
Elect Byron Grote
 
Mgmt
For
For
For
 
 
11
Elect Sunil Bharti Mittal
 
Mgmt
For
For
For
 
 
12
Elect Hixonia Nyasulu
 
Mgmt
For
For
For
 
 
13
Elect Malcolm Rifkind
 
Mgmt
For
For
For
 
 
14
Elect Kees Storm
 
Mgmt
For
For
For
 
 
15
Elect Michael Treschow
 
Mgmt
For
For
For
 
 
16
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
17
Amendments to Articles
 
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
19
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Appointment of Auditor
 
Mgmt
For
For
For
 
 
22
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
                 
Union Pacific Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Unitedhealth Group Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNH
CUSIP 91324P102
 
06/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ballard, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Richard Burke
 
Mgmt
For
For
For
 
 
3
Elect Robert Darretta
 
Mgmt
For
For
For
 
 
4
Elect Stephen Hemsley
 
Mgmt
For
For
For
 
 
5
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
6
Elect Rodger Lawson
 
Mgmt
For
For
For
 
 
7
Elect Douglas Leatherdale
 
Mgmt
For
For
For
 
 
8
Elect Glenn Renwick
 
Mgmt
For
For
For
 
 
9
Elect Kenneth Shine
 
Mgmt
For
For
For
 
 
10
Elect Gail Wilensky
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
US Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
USB
CUSIP 902973304
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Y. Marc Belton
 
Mgmt
For
For
For
 
 
3
Elect Victoria Buyniski Gluckman
 
Mgmt
For
For
For
 
 
4
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Richard Davis
 
Mgmt
For
For
For
 
 
6
Elect Roland Hernandez
 
Mgmt
For
For
For
 
 
7
Elect Joel Johnson
 
Mgmt
For
For
For
 
 
8
Elect Olivia Kirtley
 
Mgmt
For
For
For
 
 
9
Elect Jerry Levin
 
Mgmt
For
For
For
 
 
10
Elect David O'Maley
 
Mgmt
For
For
For
 
 
11
Elect O'Dell Owens
 
Mgmt
For
For
For
 
 
12
Elect Craig Schnuck
 
Mgmt
For
For
For
 
 
13
Elect Patrick Stokes
 
Mgmt
For
For
For
 
 
14
Elect Doreen  Woo Ho
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Verizon Communications Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrión
 
Mgmt
For
For
For
 
 
2
Elect Melanie Healey
 
Mgmt
For
For
For
 
 
3
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
4
Elect Robert Lane
 
Mgmt
For
For
For
 
 
5
Elect Lowell McAdam
 
Mgmt
For
For
For
 
 
6
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
7
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
8
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
9
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Hugh Price
 
Mgmt
For
For
For
 
 
11
Elect Rodney Slater
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vertex Pharmaceuticals, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VRTX
CUSIP 92532F100
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Leiden
 
Mgmt
For
For
For
 
 
1.2
Elect Bruce Sachs
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Stock and Option Plan
Mgmt
For
Against
Against
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Virgin Media Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VMED
CUSIP 92769L101
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Neil Berkett
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Simmons
 
Mgmt
For
For
For
 
 
1.3
Elect Doreen Toben
 
Mgmt
For
For
For
 
 
1.4
Elect George Zoffinger
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Visa Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
V
CUSIP 92826C839
 
01/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gary Coughlan
 
Mgmt
For
For
For
 
 
2
Elect Mary Cranston
 
Mgmt
For
For
For
 
 
3
Elect Francisco Javier Fernández Carbajal
Mgmt
For
For
For
 
 
4
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
5
Elect Cathy Minehan
 
Mgmt
For
For
For
 
 
6
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
7
Elect David Pang
 
Mgmt
For
For
For
 
 
8
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
9
Elect William Shanahan
 
Mgmt
For
For
For
 
 
10
Elect John Swainson
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Amendment to the 2007 Equity Incentive Compenastion Plan
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VOD
CINS G93882135
 
07/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
3
Elect John Buchanan
 
Mgmt
For
For
For
 
 
4
Elect Vittorio Colao
 
Mgmt
For
For
For
 
 
5
Elect Michel Combes
 
Mgmt
For
For
For
 
 
6
Elect Andy Halford
 
Mgmt
For
For
For
 
 
7
Elect Steve Pusey
 
Mgmt
For
For
For
 
 
8
Elect Renee James
 
Mgmt
For
For
For
 
 
9
Elect Alan Jebson
 
Mgmt
For
For
For
 
 
10
Elect Samuel Jonah
 
Mgmt
For
For
For
 
 
11
Elect Nick Land
 
Mgmt
For
For
For
 
 
12
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
13
Elect Luc Vandevelde
 
Mgmt
For
For
For
 
 
14
Elect Anthony Watson
 
Mgmt
For
For
For
 
 
15
Elect Philip Yea
 
Mgmt
For
For
For
 
 
16
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
17
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Walt Disney Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DIS
CUSIP 254687106
 
03/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Judith Estrin
 
Mgmt
For
For
For
 
 
4
Elect Robert Iger
 
Mgmt
For
For
For
 
 
5
Elect Fred Langhammer
 
Mgmt
For
Against
Against
 
 
6
Elect Aylwin Lewis
 
Mgmt
For
For
For
 
 
7
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
8
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
9
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
10
Elect Orin Smith
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2011 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WM
CUSIP 94106L109
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
3
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
5
Elect John Pope
 
Mgmt
For
For
For
 
 
6
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
7
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
8
Elect David Steiner
 
Mgmt
For
For
For
 
 
9
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Wells Fargo & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect Elaine Chao
 
Mgmt
For
For
For
 
 
3
Elect John Chen
 
Mgmt
For
For
For
 
 
4
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
5
Elect Susan Engel
 
Mgmt
For
For
For
 
 
6
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Donald James
 
Mgmt
For
For
For
 
 
8
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
10
Elect Federico Peña
 
Mgmt
For
For
For
 
 
11
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
12
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect John Stumpf
 
Mgmt
For
For
For
 
 
15
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting in Contested Elections
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Debra Cafaro
 
Mgmt
For
For
For
 
 
2
Elect Mark Emmert
 
Mgmt
For
For
For
 
 
3
Elect Daniel Fulton
 
Mgmt
For
For
For
 
 
4
Elect John Kieckhefer
 
Mgmt
For
For
For
 
 
5
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
6
Elect Nicole Piasecki
 
Mgmt
For
For
For
 
 
7
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
3
Elect John Doyle
 
Mgmt
For
For
For
 
 
4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
5
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
7
Elect Albert Pimentel
 
Mgmt
For
For
For
 
 
8
Elect Marshall Turner, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
10
Amendment to the 1990 Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
12
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
XL Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XL
CUSIP G98290102
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ramani Ayer
 
Mgmt
For
For
For
 
 
2
Elect Dale Comey
 
Mgmt
For
For
For
 
 
3
Elect Robert Glauber
 
Mgmt
For
For
For
 
 
4
Elect Suzanne Labarge
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)



By /s/ Paul F. Roye
Paul F. Roye, Executive Vice President and
Principal Executive Officer
 
Date: August 24, 2012