0000051931-11-000504.txt : 20110826 0000051931-11-000504.hdr.sgml : 20110826 20110826124505 ACCESSION NUMBER: 0000051931-11-000504 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110826 DATE AS OF CHANGE: 20110826 EFFECTIVENESS DATE: 20110826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FUNDS FUNDAMENTAL INVESTORS CENTRAL INDEX KEY: 0000039473 IRS NUMBER: 221557722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00032 FILM NUMBER: 111058958 BUSINESS ADDRESS: STREET 1: ONE MARKET - STEUART TOWER STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-421-9360 MAIL ADDRESS: STREET 1: P.O. BOX 7650 (MICG) CITY: SAN FRANCISCO STATE: CA ZIP: 94120 FORMER COMPANY: FORMER CONFORMED NAME: FUNDAMENTAL INVESTORS INC DATE OF NAME CHANGE: 19920703 0000039473 S000009227 FUNDAMENTAL INVESTORS C000025050 Class A ANCFX C000025051 Class R-1 RFNAX C000025052 Class R-2 RFNBX C000025053 Class R-3 RFNCX C000025054 Class R-4 RFNEX C000025055 Class R-5 RFNFX C000025056 Class B AFIBX C000025057 Class C AFICX C000025058 Class F-1 AFIFX C000025059 Class 529-A CFNAX C000025060 Class 529-B CFNBX C000025061 Class 529-C CFNCX C000025062 Class 529-E CFNEX C000025063 Class 529-F-1 CFNFX C000068558 Class F-2 FINFX C000077853 Class R-6 RFNGX N-PX 1 fi_npx.htm N-PX Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00032



American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: December 31

Date of reporting period: July 1, 2010 - June 30, 2011





Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 
 
 
Item 1: Proxy Voting Record
 
Fund Name: American Funds Fundamental Investors
 
Reporting Period:  July 01, 2010 - June 30, 2011
                 
                 
                 
Ace Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ACE
CUSIP H0023R105
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Evan Greenberg
  
Mgmt
For
For
For
  
 
2
Elect Leo Mullin
  
Mgmt
For
For
For
  
 
3
Elect Olivier Steimer
  
Mgmt
For
For
For
  
 
4
Elect Michael Connors
  
Mgmt
For
For
For
  
 
5
Elect Eugene B. Shanks, Jr.
  
Mgmt
For
For
For
  
 
6
Elect John Krol
  
Mgmt
For
For
For
  
 
7
Approval of Annual Report
  
Mgmt
For
For
For
  
 
8
Approval of Statutory Financial Statements
Mgmt
For
For
For
  
 
9
Approval of Consolidated Financial Statements
Mgmt
For
For
For
  
 
10
Allocation of Disposable Profits
Mgmt
For
For
For
  
 
11
DISCHARGE OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
  
 
12
Appointment of Auditor (Zurich)
Mgmt
For
For
For
  
 
13
Appointment of Auditor (US)
  
Mgmt
For
For
For
  
 
14
Appointment of Special Auditor (Zurich)
Mgmt
For
For
For
  
 
15
APPROVAL OF DIVIDENDS FROM LEGAL RESERVES
Mgmt
For
For
For
  
 
16
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
  
                 
                 
                 
                 
Acergy S.A.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ACY
CINS L00306107
  
11/09/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Luxembourg
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Approval of the Merger
  
Mgmt
For
For
For
  
 
4
Election of Directors
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Acergy S.A.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ACY
CINS L00306107
  
12/20/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Luxembourg
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bob Long
  
Mgmt
For
For
For
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Aetna Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AET
CUSIP 00817Y108
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Bertolini
  
Mgmt
For
For
For
  
 
2
Elect Frank Clark, Jr.
  
Mgmt
For
For
For
  
 
3
Elect Betsy Cohen
  
Mgmt
For
For
For
  
 
4
Elect Molly Coye
  
Mgmt
For
For
For
  
 
5
Elect Roger Farah
  
Mgmt
For
For
For
  
 
6
Elect Barbara Franklin
  
Mgmt
For
For
For
  
 
7
Elect Jeffrey Garten
  
Mgmt
For
For
For
  
 
8
Elect Gerald Greenwald
  
Mgmt
For
For
For
  
 
9
Elect Ellen Hancock
  
Mgmt
For
For
For
  
 
10
Elect Richard Harrington
  
Mgmt
For
For
For
  
 
11
Elect Edward Ludwig
  
Mgmt
For
For
For
  
 
12
Elect Joseph Newhouse
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Amendment to the 2010 Stock Incentive Plan
Mgmt
For
Against
Against
  
 
15
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Agricultural Bank of China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
1288
CINS Y00289119
  
03/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Amendments to Procedural Rules of Shareholders' Meetings
Mgmt
For
For
For
  
 
4
Amendments to Procedural Rules of Board of Directors
Mgmt
For
For
For
  
 
5
Amendments to Procedural Rules of Supervisors
Mgmt
For
For
For
  
 
6
Elect Frederick MA Si-Hang
  
Mgmt
For
For
For
  
 
7
Elect WEN Tiejun
  
Mgmt
For
For
For
  
 
8
Renewal of Liability Insurance
  
Mgmt
For
For
For
  
 
9
Issuance of Subordinated Bonds
Mgmt
For
For
For
  
 
10
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Agricultural Bank of China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
1288
CINS Y00289119
  
06/08/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Directors' Report
  
Mgmt
For
For
For
  
 
5
Supervisors' Report
  
Mgmt
For
For
For
  
 
6
Accounts and Reports
  
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Fixed Assets Investment Budget for 2011
Mgmt
For
For
For
  
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
10
Elect LI Yelin
  
Mgmt
For
For
For
  
 
11
2010 Final Emoluments Plan for Directors and Supervisors
Mgmt
For
For
For
  
                 
                 
                 
                 
Alcoa Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AA
CUSIP 013817101
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Klaus Kleinfeld
  
Mgmt
For
For
For
  
 
2
Elect James Owens
  
Mgmt
For
For
For
  
 
3
Elect Ratan Tata
  
Mgmt
For
For
For
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
7
Annual Cash Incentive Plan
  
Mgmt
For
For
For
  
 
8
Elimination of Supermajority Requirement Relating to Fair Price Protection
Mgmt
For
For
For
  
 
9
Elimination of Supermajority Requirement Relating to the Board of Directors
Mgmt
For
For
For
  
 
10
Elimination of Supermajority Requirement Relating to the Removal of Directors
Mgmt
For
For
For
  
 
11
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Altria Group, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MO
CUSIP 02209S103
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
  
Mgmt
For
For
For
  
 
2
Elect Gerald Baliles
  
Mgmt
For
For
For
  
 
3
Elect John Casteen III
  
Mgmt
For
For
For
  
 
4
Elect Dinyar Devitre
  
Mgmt
For
For
For
  
 
5
Elect Thomas Farrell II
  
Mgmt
For
For
For
  
 
6
Elect Thomas Jones
  
Mgmt
For
For
For
  
 
7
Elect George Munoz
  
Mgmt
For
For
For
  
 
8
Elect Nabil Sakkab
  
Mgmt
For
For
For
  
 
9
Elect Michael Szymanczyk
  
Mgmt
For
For
For
  
 
10
Ratification of Auditor
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Amazon.com, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AMZN
CUSIP 023135106
  
06/07/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
  
Mgmt
For
For
For
  
 
2
Elect Tom Alberg
  
Mgmt
For
For
For
  
 
3
Elect John Seely Brown
  
Mgmt
For
For
For
  
 
4
Elect William Gordon
  
Mgmt
For
For
For
  
 
5
Elect Alain Monie
  
Mgmt
For
For
For
  
 
6
Elect Jonathan Rubinstein
  
Mgmt
For
For
For
  
 
7
Elect Thomas Ryder
  
Mgmt
For
For
For
  
 
8
Elect Patricia Stonesifer
  
Mgmt
For
For
For
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
12
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
13
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
American Express Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AXP
CUSIP 025816109
  
05/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Akerson
  
Mgmt
For
For
For
  
 
1.2
Elect Charlene Barshefsky
  
Mgmt
For
For
For
  
 
1.3
Elect Ursula Burns
  
Mgmt
For
For
For
  
 
1.4
Elect Kenneth Chenault
  
Mgmt
For
For
For
  
 
1.5
Elect Peter Chernin
  
Mgmt
For
For
For
  
 
1.6
Elect Theodore Leonsis
  
Mgmt
For
For
For
  
 
1.7
Elect Jan Leschly
  
Mgmt
For
For
For
  
 
1.8
Elect Richard Levin
  
Mgmt
For
For
For
  
 
1.9
Elect Richard McGinn
  
Mgmt
For
For
For
  
 
1.10
Elect Edward Miller
  
Mgmt
For
For
For
  
 
1.11
Elect Steven Reinemund
  
Mgmt
For
For
For
  
 
1.12
Elect Robert Walter
  
Mgmt
For
For
For
  
 
1.13
Elect Ronald Williams
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
6
Sharehoholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
American Water Works Company, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AWK
CUSIP 030420103
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Adik
  
Mgmt
For
For
For
  
 
2
Elect Martha Clark Goss
  
Mgmt
For
For
For
  
 
3
Elect Julie Dobson
  
Mgmt
For
For
For
  
 
4
Elect Richard Grigg
  
Mgmt
For
For
For
  
 
5
Elect Julia Johnson
  
Mgmt
For
For
For
  
 
6
Elect George MacKenzie
  
Mgmt
For
For
For
  
 
7
Elect William Marrazzo
  
Mgmt
For
For
For
  
 
8
Elect Jeffry Sterba
  
Mgmt
For
For
For
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
AMP Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AMP
CINS Q0344G101
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Australia
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Re-elect J. Brian Clark
  
Mgmt
For
For
For
  
 
3
Re-elect Peter Shergold
  
Mgmt
For
For
For
  
 
4
Elect Catherine Brenner
  
Mgmt
For
For
For
  
 
5
Elect Richard Allert
  
Mgmt
For
For
For
  
 
6
Elect Patricia Akopiantz
  
Mgmt
For
For
For
  
 
7
Remuneration Report
  
Mgmt
For
For
For
  
 
8
Equity Grant (MD/CEO Craig Dunn)
Mgmt
For
For
For
  
 
9
Increase NEDs' Fee Cap
  
Mgmt
For
For
For
  
 
10
Ratify Issue of Convertible Notes
Mgmt
For
For
For
  
                 
                 
                 
                 
Amphenol Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
APH
CUSIP 032095101
  
05/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald Badie
  
Mgmt
For
For
For
  
 
1.2
Elect R. Adam Norwitt
  
Mgmt
For
For
For
  
 
1.3
Elect Dean Secord
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Analog Devices, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ADI
CUSIP 032654105
  
03/08/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ray Stata
  
Mgmt
For
For
For
  
 
2
Elect Jerald Fishman
  
Mgmt
For
For
For
  
 
3
Elect James Champy
  
Mgmt
For
For
For
  
 
4
Elect John Doyle
  
Mgmt
For
For
For
  
 
5
Elect John Hodgson
  
Mgmt
For
For
For
  
 
6
Elect Yves-Andre Istel
  
Mgmt
For
For
For
  
 
7
Elect Neil Novich
  
Mgmt
For
For
For
  
 
8
Elect F. Grant Saviers
  
Mgmt
For
For
For
  
 
9
Elect Paul Severino
  
Mgmt
For
For
For
  
 
10
Elect Kenton Sicchitano
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Aon Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AON
CUSIP 037389103
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
  
Mgmt
For
For
For
  
 
2
Elect Gregory Case
  
Mgmt
For
For
For
  
 
3
Elect Fulvio Conti
  
Mgmt
For
For
For
  
 
4
Elect Cheryl Francis
  
Mgmt
For
For
For
  
 
5
Elect Judson Green
  
Mgmt
For
For
For
  
 
6
Elect Edgar Jannotta
  
Mgmt
For
For
For
  
 
7
Elect Jan Kalff
  
Mgmt
For
For
For
  
 
8
Elect J. Michael Losh
  
Mgmt
For
For
For
  
 
9
Elect R. Eden Martin
  
Mgmt
For
For
For
  
 
10
Elect Andrew McKenna
  
Mgmt
For
For
For
  
 
11
Elect Robert Morrison
  
Mgmt
For
For
For
  
 
12
Elect Richard Myers
  
Mgmt
For
For
For
  
 
13
Elect Richard Notebaert
  
Mgmt
For
For
For
  
 
14
Elect John Rogers, Jr.
  
Mgmt
For
For
For
  
 
15
Elect Gloria Santona
  
Mgmt
For
For
For
  
 
16
Elect Carolyn Woo
  
Mgmt
For
For
For
  
 
17
Ratification of Auditor
  
Mgmt
For
For
For
  
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
20
2011 Incentive Plan
  
Mgmt
For
Against
Against
  
 
21
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
  
                 
                 
                 
                 
Aon Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AON
CUSIP 037389103
  
09/20/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
  
Mgmt
For
For
For
  
 
2
Right to Adjourn Meeting
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Apache Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
APA
CUSIP 037411105
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect G. Steven Farris
  
Mgmt
For
For
For
  
 
2
Elect Randolph Ferlic
  
Mgmt
For
For
For
  
 
3
Elect A. D. Frazier, Jr.
  
Mgmt
For
For
For
  
 
4
Elect John Kocur
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
  
 
9
Increase of Preferred Stock
  
Mgmt
For
For
For
  
 
10
2011 Omnibus Equity Compensation Plan
Mgmt
For
Against
Against
  
                 
                 
                 
                 
Apple Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AAPL
CUSIP 037833100
  
02/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
  
Mgmt
For
For
For
  
 
1.2
Elect Millard Drexler
  
Mgmt
For
For
For
  
 
1.3
Elect Albert Gore, Jr.
  
Mgmt
For
For
For
  
 
1.4
Elect Steven Jobs
  
Mgmt
For
For
For
  
 
1.5
Elect Andrea Jung
  
Mgmt
For
For
For
  
 
1.6
Elect Arthur Levinson
  
Mgmt
For
For
For
  
 
1.7
Elect Ronald Sugar
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
ShrHoldr
Against
Against
For
  
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
ARM Holdings plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ARM
CINS G0483X122
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Director's Remuneration Report
Mgmt
For
For
For
  
 
4
Elect Larry Hirst
  
Mgmt
For
For
For
  
 
5
Elect Janice Roberts
  
Mgmt
For
For
For
  
 
6
Elect Andy Green
  
Mgmt
For
For
For
  
 
7
Elect Doug Dunn
  
Mgmt
For
For
For
  
 
8
Elect Warren East
  
Mgmt
For
For
For
  
 
9
Elect Tudor Brown
  
Mgmt
For
For
For
  
 
10
Elect Mike Inglis
  
Mgmt
For
For
For
  
 
11
Elect Mike Muller
  
Mgmt
For
For
For
  
 
12
Elect Kathleen O'Donovan
  
Mgmt
For
For
For
  
 
13
Elect Philip Rowley
  
Mgmt
For
For
For
  
 
14
Elect Tim Score
  
Mgmt
For
For
For
  
 
15
Elect Simon Segars
  
Mgmt
For
For
For
  
 
16
Elect Young Sohn
  
Mgmt
For
For
For
  
 
17
Appointment of Auditor
  
Mgmt
For
For
For
  
 
18
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
20
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
21
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
23
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
24
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
25
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
26
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
27
Authority to Set General Meeting Period to 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
ASML Holding N.V.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ASML
CINS N07059178
  
04/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Netherlands
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
  
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
  
 
7
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
8
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
9
Amendments to Articles
  
Mgmt
For
For
For
  
 
10
Stock Option Grants to Employees
Mgmt
For
For
For
  
 
11
Elect William Siegle
  
Mgmt
For
For
For
  
 
12
Elect Josephus Westerburgen
  
Mgmt
For
For
For
  
 
13
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
14
Supervisory Board Fees
  
Mgmt
For
For
For
  
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
20
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
21
Authority to Cancel Shares
  
Mgmt
For
For
For
  
 
22
Authority to Cancel Additional Shares
Mgmt
For
For
For
  
 
23
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
24
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Astrazeneca plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AZN
CINS G0593M107
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Appointment of Auditor
  
Mgmt
For
For
For
  
 
4
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
5
Elect Louis Schweitzer
  
Mgmt
For
For
For
  
 
6
Elect David Brennan
  
Mgmt
For
For
For
  
 
7
Elect Simon Lowth
  
Mgmt
For
For
For
  
 
8
Elect D. Bruce Burlington
  
Mgmt
For
For
For
  
 
9
Elect Jean-Philippe Courtois
  
Mgmt
For
For
For
  
 
10
Elect Michele Hooper
  
Mgmt
For
For
For
  
 
11
Elect Rudy Markham
  
Mgmt
For
For
For
  
 
12
Elect Nancy Rothwell
  
Mgmt
For
For
For
  
 
13
Elect Shriti Vadera
  
Mgmt
For
For
For
  
 
14
Elect John Varley
  
Mgmt
For
For
For
  
 
15
Elect Marcus Wallenberg
  
Mgmt
For
For
For
  
 
16
Directors' Remuneration Report
Mgmt
For
For
For
  
 
17
Authorisation of Political Donations
Mgmt
For
For
For
  
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
AT&T Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
T
CUSIP 00206R102
  
04/29/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
  
Mgmt
For
For
For
  
 
2
Elect Gilbert Amelio
  
Mgmt
For
For
For
  
 
3
Elect Reuben Anderson
  
Mgmt
For
For
For
  
 
4
Elect James Blanchard
  
Mgmt
For
For
For
  
 
5
Elect Jaime Chico Pardo
  
Mgmt
For
For
For
  
 
6
Elect James Kelly
  
Mgmt
For
For
For
  
 
7
Elect Jon Madonna
  
Mgmt
For
For
For
  
 
8
Elect Lynn Martin
  
Mgmt
For
For
For
  
 
9
Elect John McCoy
  
Mgmt
For
For
For
  
 
10
Elect Joyce Roche
  
Mgmt
For
For
For
  
 
11
Elect Matthew Rose
  
Mgmt
For
For
For
  
 
12
Elect Laura Tyson
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
2011 Incentive Plan
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Automatic Data Processing, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ADP
CUSIP 053015103
  
11/09/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
  
Mgmt
For
For
For
  
 
1.2
Elect Leslie Brun
  
Mgmt
For
For
For
  
 
1.3
Elect Gary Butler
  
Mgmt
For
For
For
  
 
1.4
Elect Leon Cooperman
  
Mgmt
For
For
For
  
 
1.5
Elect Eric Fast
  
Mgmt
For
For
For
  
 
1.6
Elect Linda Gooden
  
Mgmt
For
For
For
  
 
1.7
Elect R. Glenn Hubbard
  
Mgmt
For
For
For
  
 
1.8
Elect John Jones
  
Mgmt
For
For
For
  
 
1.9
Elect Sharon Rowlands
  
Mgmt
For
For
For
  
 
1.10
Elect Enrique Salem
  
Mgmt
For
For
For
  
 
1.11
Elect Gregory Summe
  
Mgmt
For
For
For
  
 
2
Amendment to the Employees' Savings-Stock Purchase Plan
Mgmt
For
For
For
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Avago Technologies Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AVGO
CUSIP Y0486S104
  
03/30/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hock Tan
  
Mgmt
For
For
For
  
 
2
Elect Adam Clammer
  
Mgmt
For
For
For
  
 
3
Elect James Davidson
  
Mgmt
For
For
For
  
 
4
Elect James Diller
  
Mgmt
For
For
For
  
 
5
Elect Kenneth Hao
  
Mgmt
For
For
For
  
 
6
Elect John Hsuan
  
Mgmt
For
For
For
  
 
7
Elect David Kerko
  
Mgmt
For
For
For
  
 
8
Elect Justine Lien
  
Mgmt
For
For
For
  
 
9
Elect Donald Macleod
  
Mgmt
For
For
For
  
 
10
Elect Bock Seng Tan
  
Mgmt
For
For
For
  
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
12
Directors' Fees
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
15
Authority to Issue Shares Without Preemptive Rights
Mgmt
For
For
For
  
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
  
                 
                 
                 
                 
Avon Products, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
AVP
CUSIP 054303102
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
  
Mgmt
For
For
For
  
 
1.2
Elect V. Ann Hailey
  
Mgmt
For
For
For
  
 
1.3
Elect Fred Hassan
  
Mgmt
For
For
For
  
 
1.4
Elect Andrea Jung
  
Mgmt
For
For
For
  
 
1.5
Elect Maria Lagomasino
  
Mgmt
For
For
For
  
 
1.6
Elect Ann Moore
  
Mgmt
For
For
For
  
 
1.7
Elect Paul Pressler
  
Mgmt
For
For
For
  
 
1.8
Elect Gary Rodkin
  
Mgmt
For
For
For
  
 
1.9
Elect Paula Stern
  
Mgmt
For
For
For
  
 
1.10
Elect Lawrence Weinbach
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
Elimination of Supermajority Requirement
Mgmt
For
For
For
  
                 
                 
                 
                 
Baker Hughes Incorporated
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BHI
CUSIP 057224107
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
  
Mgmt
For
For
For
  
 
1.2
Elect Clarence Cazalot, Jr.
  
Mgmt
For
For
For
  
 
1.3
Elect Chad Deaton
  
Mgmt
For
For
For
  
 
1.4
Elect Anthony Fernandes
  
Mgmt
For
For
For
  
 
1.5
Elect Claire Gargalli
  
Mgmt
For
For
For
  
 
1.6
Elect Pierre Jungels
  
Mgmt
For
For
For
  
 
1.7
Elect James Lash
  
Mgmt
For
For
For
  
 
1.8
Elect J. Larry Nichols
  
Mgmt
For
For
For
  
 
1.9
Elect H. John Riley, Jr.
  
Mgmt
For
For
For
  
 
1.10
Elect J.W. Stewart
  
Mgmt
For
For
For
  
 
1.11
Elect Charles Watson
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Bank of America Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BAC
CUSIP 060505104
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mukesh Ambani
  
Mgmt
For
For
For
  
 
2
Elect Susan Bies
  
Mgmt
For
For
For
  
 
3
Elect Frank Bramble, Sr.
  
Mgmt
For
For
For
  
 
4
Elect Virgis Colbert
  
Mgmt
For
For
For
  
 
5
Elect Charles Gifford
  
Mgmt
For
For
For
  
 
6
Elect Charles Holliday, Jr.
  
Mgmt
For
For
For
  
 
7
Elect D. Paul Jones, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Monica Lozano
  
Mgmt
For
For
For
  
 
9
Elect Thomas May
  
Mgmt
For
For
For
  
 
10
Elect Brian Moynihan
  
Mgmt
For
For
For
  
 
11
Elect Donald Powell
  
Mgmt
For
For
For
  
 
12
Elect Charles Rossotti
  
Mgmt
For
For
For
  
 
13
Elect Robert Scully
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
 
17
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
  
 
21
Shareholder Proposal Regarding Report OTC Derivative Trading
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
23
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
Against
For
  
 
24
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Baxter International Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BAX
CUSIP 071813109
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Hockmeyer
  
Mgmt
For
For
For
  
 
2
Elect Robert Parkinson, Jr.
  
Mgmt
For
For
For
  
 
3
Elect Thomas Stallkamp
  
Mgmt
For
For
For
  
 
4
Elect Albert Stroucken
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
8
Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
9
2011 Incentive Plan
  
Mgmt
For
For
For
  
 
10
Repeal of Classified Board
  
Mgmt
For
For
For
  
                 
                 
                 
                 
BG Group plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BG
CINS G1245Z108
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Directors' Remuneration Report
Mgmt
For
For
For
  
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
4
Elect Fabio de Oliveira Barbosa
Mgmt
For
For
For
  
 
5
Elect Caio Kock-Weser
  
Mgmt
For
For
For
  
 
6
Elect Patrick Thomas
  
Mgmt
For
For
For
  
 
7
Elect Peter Backhouse
  
Mgmt
For
For
For
  
 
8
Elect Frank Chapman
  
Mgmt
For
For
For
  
 
9
Elect Baroness Hogg
  
Mgmt
For
For
For
  
 
10
Elect John Hood
  
Mgmt
For
For
For
  
 
11
Elect Martin Houston
  
Mgmt
For
For
For
  
 
12
Elect Sir David Manning
  
Mgmt
For
For
For
  
 
13
Elect Mark Seligman
  
Mgmt
For
For
For
  
 
14
Elect Philippe Varin
  
Mgmt
For
For
For
  
 
15
Elect Sir Robert Wilson
  
Mgmt
For
For
For
  
 
16
Appointment of Auditor
  
Mgmt
For
For
For
  
 
17
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
18
Authorisation of Political Donations
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
23
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Boston Scientific Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BSX
CUSIP 101137107
  
05/10/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Katharine Bartlett
  
Mgmt
For
For
For
  
 
2
Elect Bruce Byrnes
  
Mgmt
For
For
For
  
 
3
Elect Nelda Connors
  
Mgmt
For
For
For
  
 
4
Elect J. Raymond Elliott
  
Mgmt
For
For
For
  
 
5
Elect Kristina Johnson
  
Mgmt
For
For
For
  
 
6
Elect Ernest Mario
  
Mgmt
For
For
For
  
 
7
Elect N.J. Nicholas, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Pete Nicholas
  
Mgmt
For
For
For
  
 
9
Elect Uwe Reinhardt
  
Mgmt
For
For
For
  
 
10
Elect John Sununu
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
  
 
13
2011 Long-Term Incentive Plan
Mgmt
For
Against
Against
  
 
14
2006 Global Employee Stock Ownership Plan
Mgmt
For
For
For
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Bristol-Myers Squibb Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BMY
CUSIP 110122108
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto Andreotti
  
Mgmt
For
For
For
  
 
2
Elect Lewis Campbell
  
Mgmt
For
For
For
  
 
3
Elect James Cornelius
  
Mgmt
For
For
For
  
 
4
Elect Louis Freeh
  
Mgmt
For
For
For
  
 
5
Elect Laurie Glimcher
  
Mgmt
For
For
For
  
 
6
Elect Michael Grobstein
  
Mgmt
For
For
For
  
 
7
Elect Leif Johansson
  
Mgmt
For
For
For
  
 
8
Elect Alan Lacy
  
Mgmt
For
For
For
  
 
9
Elect Vicki Sato
  
Mgmt
For
For
For
  
 
10
Elect Elliott Sigal
  
Mgmt
For
For
For
  
 
11
Elect Togo West, Jr.
  
Mgmt
For
For
For
  
 
12
Elect R. Sanders Williams
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
16
Shareholder Proposal Regarding Disclosure of Executive Compensation
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
British American Tobacco plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BATS
CINS G1510J102
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Director's Remuneration Report
Mgmt
For
For
For
  
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
4
Appointment of Auditor
  
Mgmt
For
For
For
  
 
5
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
6
Elect Richard Burrows
  
Mgmt
For
For
For
  
 
7
Elect Karen de Segundo
  
Mgmt
For
For
For
  
 
8
Elect Nicandro Durante
  
Mgmt
For
For
For
  
 
9
Elect Robert Lerwill
  
Mgmt
For
For
For
  
 
10
Elect Christine Morin-Postel
  
Mgmt
For
For
For
  
 
11
Elect Gerard Murphy
  
Mgmt
For
For
For
  
 
12
Elect Anthony Ruys
  
Mgmt
For
For
For
  
 
13
Elect Sir Nicholas Scheele
  
Mgmt
For
For
For
  
 
14
Elect Ben Stevens
  
Mgmt
For
For
For
  
 
15
Elect John Daly
  
Mgmt
For
For
For
  
 
16
Elect Kieran Poynter
  
Mgmt
For
For
For
  
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
20
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
  
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
22
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
C&C Group plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GCC
CINS G1826G107
  
06/29/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Ireland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Elect Sir Brian Stewart
  
Mgmt
For
For
For
  
 
4
Elect John Dunsmore
  
Mgmt
For
For
For
  
 
5
Elect Stephen Glancey
  
Mgmt
For
For
For
  
 
6
Elect Kenny Neison
  
Mgmt
For
For
For
  
 
7
Elect John Burgess
  
Mgmt
For
For
For
  
 
8
Elect Liam Fitzgerald
  
Mgmt
For
For
For
  
 
9
Elect John Hogan
  
Mgmt
For
For
For
  
 
10
Elect Richard Holroyd
  
Mgmt
For
For
For
  
 
11
Elect Philip Lynch
  
Mgmt
For
For
For
  
 
12
Elect Breege O'Donoghue
  
Mgmt
For
For
For
  
 
13
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
14
Directors' Remuneration Report
Mgmt
For
For
For
  
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
18
Authority to Reissue Treasury Shares
Mgmt
For
For
For
  
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
20
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
C&C Group plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GCC
CINS G1826G107
  
08/05/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Ireland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Elect Sir Brian Stewart
  
Mgmt
For
For
For
  
 
4
Elect Kenny Neison
  
Mgmt
For
For
For
  
 
5
Elect John Burgess
  
Mgmt
For
For
For
  
 
6
Elect Liam FitzGerald
  
Mgmt
For
For
For
  
 
7
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
8
Directors' Remuneration Report
Mgmt
For
For
For
  
 
9
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
11
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
12
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
14
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
15
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
16
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
17
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
18
Issuance of Treasury Shares
  
Mgmt
For
For
For
  
 
19
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
20
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
21
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
22
Scrip Dividend
  
Mgmt
For
For
For
  
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
24
Adoption of New Articles
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Canadian Western Bank
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CWB
CUSIP 13677F101
  
03/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
  
Mgmt
For
For
For
  
 
2.1
Elect Albrecht Bellstedt
  
Mgmt
For
For
For
  
 
2.2
Elect Allan Jackson
  
Mgmt
For
For
For
  
 
2.3
Elect Wendy Leaney
  
Mgmt
For
For
For
  
 
2.4
Elect Robert Manning
  
Mgmt
For
For
For
  
 
2.5
Elect Gerald McGavin
  
Mgmt
For
For
For
  
 
2.6
Elect Howard Pechet
  
Mgmt
For
For
For
  
 
2.7
Elect Robert Phillips
  
Mgmt
For
For
For
  
 
2.8
Elect Laurence Pollock
  
Mgmt
For
For
For
  
 
2.9
Elect Raymond Protti
  
Mgmt
For
For
For
  
 
2.10
Elect Ian Reid
  
Mgmt
For
For
For
  
 
2.11
Elect H. Sanford Riley
  
Mgmt
For
For
For
  
 
2.12
Elect Alan Rowe
  
Mgmt
For
For
For
  
 
2.13
Elect Arnold Shell
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Amendments to By-laws Regarding Board Appointments
Mgmt
For
For
For
  
                 
                 
                 
                 
CapitalSource Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CSE
CUSIP 14055X102
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Eubank, II
  
Mgmt
For
For
For
  
 
1.2
Elect Timothy Hurd
  
Mgmt
For
For
For
  
 
1.3
Elect Steven Museles
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Cardinal Health, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CAH
CUSIP 14149Y108
  
11/03/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Colleen Arnold
  
Mgmt
For
For
For
  
 
2
Elect George Barrett
  
Mgmt
For
For
For
  
 
3
Elect Glenn Britt
  
Mgmt
For
For
For
  
 
4
Elect Carrie Cox
  
Mgmt
For
For
For
  
 
5
Elect Calvin Darden
  
Mgmt
For
For
For
  
 
6
Elect Bruce Downey
  
Mgmt
For
For
For
  
 
7
Elect John Finn
  
Mgmt
For
For
For
  
 
8
Elect Gregory Kenny
  
Mgmt
For
For
For
  
 
9
Elect James Mongan
  
Mgmt
For
For
For
  
 
10
Elect Richard Notebaert
  
Mgmt
For
For
For
  
 
11
Elect David Raisbeck
  
Mgmt
For
For
For
  
 
12
Elect Jean Spaulding
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Amendment to Code of Regulations
Mgmt
For
For
For
  
 
15
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
  
 
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
CarMax, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
KMX
CUSIP 143130102
  
06/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Folliard
  
Mgmt
For
For
For
  
 
1.2
Elect Rakesh Gangwal
  
Mgmt
For
For
For
  
 
1.3
Elect Shira Goodman
  
Mgmt
For
For
For
  
 
1.4
Elect W. Robert Grafton
  
Mgmt
For
For
For
  
 
1.5
Elect Edgar Grubb
  
Mgmt
For
For
For
  
 
1.6
Elect Mitchell Steenrod
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Caterpillar Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CAT
CUSIP 149123101
  
06/08/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Calhoun
  
Mgmt
For
For
For
  
 
1.2
Elect Daniel Dickinson
  
Mgmt
For
For
For
  
 
1.3
Elect Eugene Fife
  
Mgmt
For
For
For
  
 
1.4
Elect Juan Gallardo
  
Mgmt
For
For
For
  
 
1.5
Elect David Goode
  
Mgmt
For
For
For
  
 
1.6
Elect Jesse Greene, Jr.
  
Mgmt
For
For
For
  
 
1.7
Elect Peter Magowan
  
Mgmt
For
For
For
  
 
1.8
Elect Dennis Muilenburg
  
Mgmt
For
For
For
  
 
1.9
Elect Douglas Oberhelman
  
Mgmt
For
For
For
  
 
1.10
Elect William Osborn
  
Mgmt
For
For
For
  
 
1.11
Elect Charles Powell
  
Mgmt
For
For
For
  
 
1.12
Elect Edward Rust, Jr.
  
Mgmt
For
For
For
  
 
1.13
Elect Susan Schwab
  
Mgmt
For
For
For
  
 
1.14
Elect Joshua Smith
  
Mgmt
For
For
For
  
 
1.15
Elect Miles White
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the Executive Short-Term Incentive Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
  
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
9
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
 
10
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
11
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
  
 
12
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Cenovus Energy Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CVE
CUSIP 15135U109
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ralph Cunningham
  
Mgmt
For
For
For
  
 
1.2
Elect Patrick Daniel
  
Mgmt
For
For
For
  
 
1.3
Elect Ian Delaney
  
Mgmt
For
For
For
  
 
1.4
Elect Brian Ferguson
  
Mgmt
For
For
For
  
 
1.5
Elect Michael Grandin
  
Mgmt
For
For
For
  
 
1.6
Elect Valerie Nielsen
  
Mgmt
For
For
For
  
 
1.7
Elect Charles Rampacek
  
Mgmt
For
For
For
  
 
1.8
Elect Colin Taylor
  
Mgmt
For
For
For
  
 
1.9
Elect Wayne Thomson
  
Mgmt
For
For
For
  
 
2
Appointment of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Chevron Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CVX
CUSIP 166764100
  
05/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
  
Mgmt
For
For
For
  
 
2
Elect Robert Denham
  
Mgmt
For
For
For
  
 
3
Elect Robert Eaton
  
Mgmt
For
For
For
  
 
4
Elect Chuck Hagel
  
Mgmt
For
For
For
  
 
5
Elect Enrique Hernandez, Jr.
  
Mgmt
For
For
For
  
 
6
Elect George Kirkland
  
Mgmt
For
For
For
  
 
7
Elect Donald Rice
  
Mgmt
For
For
For
  
 
8
Elect Kevin Sharer
  
Mgmt
For
For
For
  
 
9
Elect Charles Shoemate
  
Mgmt
For
For
For
  
 
10
Elect John Stumpf
  
Mgmt
For
For
For
  
 
11
Elect Ronald Sugar
  
Mgmt
For
For
For
  
 
12
Elect Carl Ware
  
Mgmt
For
For
For
  
 
13
Elect John Watson
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
17
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Establishment of Human Rights Committee
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
  
 
21
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
Against
For
  
 
23
Shareholder Proposal Regarding Offshore Drilling Report
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
China Telecom Corporation Ltd.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
728
CINS Y1505D102
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Accounts and Reports
  
Mgmt
For
For
For
  
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
6
Elect WANG Xiaochu
  
Mgmt
For
For
For
  
 
7
Elect SHANG Bing
  
Mgmt
For
For
For
  
 
8
Elect WU Andi
  
Mgmt
For
For
For
  
 
9
Elect ZHANG Jiping
  
Mgmt
For
For
For
  
 
10
Elect ZHANG Chenshuang
  
Mgmt
For
For
For
  
 
11
Elect YANG Xiaowei
  
Mgmt
For
For
For
  
 
12
Elect YANG Jie
  
Mgmt
For
For
For
  
 
13
Elect SUN Kangmin
  
Mgmt
For
For
For
  
 
14
Elect LI Jinming
  
Mgmt
For
For
For
  
 
15
Elect WU Jichuan
  
Mgmt
For
For
For
  
 
16
Elect QIN Xiao
  
Mgmt
For
For
For
  
 
17
Elect Aloysius TSE Hau Yin
  
Mgmt
For
For
For
  
 
18
Elect Laura CHA May Lung
  
Mgmt
For
For
For
  
 
19
Elect XU Erming
  
Mgmt
For
For
For
  
 
20
Elect MIAO Jianhua
  
Mgmt
For
For
For
  
 
21
Elect ZHU Lihao
  
Mgmt
For
For
For
  
 
22
Elect XU Cailiao
  
Mgmt
For
For
For
  
 
23
Elect HAN Fang
  
Mgmt
For
For
For
  
 
24
Elect DU Zuguo
  
Mgmt
For
For
For
  
 
25
Amendments to Articles
  
Mgmt
For
For
For
  
 
26
Issuance of Debentures
  
Mgmt
For
For
For
  
 
27
Specific Terms and Conditions
Mgmt
For
For
For
  
 
28
Issuance of Bonds
  
Mgmt
For
For
For
  
 
29
Specific Terms and Conditions
Mgmt
For
For
For
  
 
30
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
31
Increase in Authorized Capital
  
Mgmt
For
Against
Against
  
                 
                 
                 
                 
China Telecom Corporation Ltd.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
728
CINS Y1505D102
  
10/25/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Renewal of Telecom CDMA Lease and Annual Caps
Mgmt
For
For
For
  
                 
                 
                 
                 
Chipotle Mexican Grill, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CMG
CUSIP 169656105
  
05/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Charlesworth
  
Mgmt
For
For
For
  
 
1.2
Elect Montgomery Moran
  
Mgmt
For
For
For
  
 
2
2011 Stock Incentive Plan
  
Mgmt
For
For
For
  
 
3
Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
6
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Cincinnati Financial Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CINF
CUSIP 172062101
  
04/30/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Lichtendahl
  
Mgmt
For
For
For
  
 
1.2
Elect W. Rodney McMullen
  
Mgmt
For
For
For
  
 
1.3
Elect Thomas Schiff
  
Mgmt
For
For
For
  
 
1.4
Elect John Steele, Jr.
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Reapproval of the 2006 Stock Compensation Plan
Mgmt
For
For
For
  
                 
                 
                 
                 
Cisco Systems, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CSCO
CUSIP 17275R102
  
11/18/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
  
Mgmt
For
For
For
  
 
2
Elect M. Michele Burns
  
Mgmt
For
For
For
  
 
3
Elect Michael Capellas
  
Mgmt
For
For
For
  
 
4
Elect Larry Carter
  
Mgmt
For
For
For
  
 
5
Elect John Chambers
  
Mgmt
For
For
For
  
 
6
Elect Brian Halla
  
Mgmt
For
For
For
  
 
7
Elect John Hennessy
  
Mgmt
For
For
For
  
 
8
Elect Richard Kovacevich
  
Mgmt
For
For
For
  
 
9
Elect Roderick McGeary
  
Mgmt
For
For
For
  
 
10
Elect Michael Powell
  
Mgmt
For
For
For
  
 
11
Elect Arun Sarin
  
Mgmt
For
For
For
  
 
12
Elect Steven West
  
Mgmt
For
For
For
  
 
13
Elect Jerry Yang
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
 
16
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Restricting Sales to China
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Citigroup Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
C
CUSIP 172967101
  
04/21/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
  
Mgmt
For
For
For
  
 
2
Elect Timothy Collins
  
Mgmt
For
For
For
  
 
3
Elect Jerry Grundhofer
  
Mgmt
For
For
For
  
 
4
Elect Robert Joss
  
Mgmt
For
For
For
  
 
5
Elect Michael O'Neill
  
Mgmt
For
For
For
  
 
6
Elect Vikram Pandit
  
Mgmt
For
For
For
  
 
7
Elect Richard Parsons
  
Mgmt
For
For
For
  
 
8
Elect Lawrence Ricciardi
  
Mgmt
For
For
For
  
 
9
Elect Judith Rodin
  
Mgmt
For
For
For
  
 
10
Elect Robert Ryan
  
Mgmt
For
For
For
  
 
11
Elect Anthony Santomero
  
Mgmt
For
For
For
  
 
12
Elect Diana Taylor
  
Mgmt
For
For
For
  
 
13
Elect William Thompson, Jr.
  
Mgmt
For
For
For
  
 
14
Elect Ernesto Zedillo
  
Mgmt
For
For
For
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
 
16
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
  
 
17
2011 Executive Performance Plan
Mgmt
For
Against
Against
  
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
20
Reverse Stock Split Extension
  
Mgmt
For
For
For
  
 
21
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
23
Shareholder Proposal Regarding Risk Management Report
ShrHoldr
Against
Against
For
  
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
 
25
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Cliffs Natural Resources Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CLF
CUSIP 18683K101
  
05/17/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph Carrabba
  
Mgmt
For
For
For
  
 
2
Elect Susan Cunningham
  
Mgmt
For
For
For
  
 
3
Elect Barry Eldridge
  
Mgmt
For
For
For
  
 
4
Elect Andres Ricardo Gluski Weilert
Mgmt
For
For
For
  
 
5
Elect Susan Green
  
Mgmt
For
For
For
  
 
6
Elect Janice Henry
  
Mgmt
For
For
For
  
 
7
Elect James Kirsch
  
Mgmt
For
For
For
  
 
8
Elect Francis McAllister
  
Mgmt
For
For
For
  
 
9
Elect Roger Phillips
  
Mgmt
For
For
For
  
 
10
Elect Richard Riederer
  
Mgmt
For
For
For
  
 
11
Elect Richard Ross
  
Mgmt
For
For
For
  
 
12
Elect Alan Schwartz
  
Mgmt
For
For
For
  
 
13
Increase of Authorized Common Stock
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
17
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
CNO Financial Group, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CNO
CUSIP 12621E103
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Greving
  
Mgmt
For
For
For
  
 
2
Elect R. Keith Long
  
Mgmt
For
For
For
  
 
3
Elect Charles Murphy
  
Mgmt
For
For
For
  
 
4
Elect C. James Prieur
  
Mgmt
For
For
For
  
 
5
Elect Neal Schneider
  
Mgmt
For
For
For
  
 
6
Elect Fedweick Sievert
  
Mgmt
For
For
For
  
 
7
Elect Michael Tokarz
  
Mgmt
For
For
For
  
 
8
Elect John Turner
  
Mgmt
For
For
For
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Coca-Cola Amatil Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CCL
CINS Q2594P146
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Australia
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Remuneration Report
  
Mgmt
For
For
For
  
 
3
Re-elect Catherine Brenner
  
Mgmt
For
For
For
  
 
4
Re-elect Wallace King
  
Mgmt
For
For
For
  
 
5
Re-elect David Meiklejohn
  
Mgmt
For
For
For
  
 
6
Elect Anthony (Tony) Froggatt
  
Mgmt
For
For
For
  
 
7
Elect Ilana Atlas
  
Mgmt
For
For
For
  
 
8
Increase NEDs' Fee Cap
  
Mgmt
For
For
For
  
 
9
Equity Grant (Group MD Terry Davis)
Mgmt
For
For
For
  
                 
                 
                 
                 
Comcast Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CMCSA
CUSIP 20030N101
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
  
Mgmt
For
For
For
  
 
1.2
Elect Kenneth Bacon
  
Mgmt
For
For
For
  
 
1.3
Elect Sheldon Bonovitz
  
Mgmt
For
For
For
  
 
1.4
Elect Edward Breen
  
Mgmt
For
For
For
  
 
1.5
Elect Joseph Collins
  
Mgmt
For
For
For
  
 
1.6
Elect J. Michael Cook
  
Mgmt
For
For
For
  
 
1.7
Elect Gerald Hassell
  
Mgmt
For
For
For
  
 
1.8
Elect Jeffrey Honickman
  
Mgmt
For
For
For
  
 
1.9
Elect Eduardo Mestre
  
Mgmt
For
For
For
  
 
1.10
Elect Brian Roberts
  
Mgmt
For
For
For
  
 
1.11
Elect Ralph Roberts
  
Mgmt
For
For
For
  
 
1.12
Elect Judith Rodin
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
For
For
  
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
8
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Concho Resources Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CXO
CUSIP 20605P101
  
06/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Timothy Leach
  
Mgmt
For
For
For
  
 
1.2
Elect William Easter III
  
Mgmt
For
For
For
  
 
1.3
Elect W. Howard Keenan, Jr.
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
ConocoPhillips
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
COP
CUSIP 20825C104
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
  
Mgmt
For
For
For
  
 
2
Elect Richard Auchinleck
  
Mgmt
For
For
For
  
 
3
Elect James Copeland, Jr.
  
Mgmt
For
For
For
  
 
4
Elect Kenneth Duberstein
  
Mgmt
For
For
For
  
 
5
Elect Ruth Harkin
  
Mgmt
For
For
For
  
 
6
Elect Harold McGraw III
  
Mgmt
For
For
For
  
 
7
Elect James Mulva
  
Mgmt
For
For
For
  
 
8
Elect Robert Niblock
  
Mgmt
For
For
For
  
 
9
Elect Harald Norvik
  
Mgmt
For
For
For
  
 
10
Elect William Reilly
  
Mgmt
For
For
For
  
 
11
Elect Victoria Tschinkel
  
Mgmt
For
For
For
  
 
12
Elect Kathryn Turner
  
Mgmt
For
For
For
  
 
13
Elect William Wade, Jr.
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
17
2011 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
  
 
18
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
  
 
21
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
  
 
23
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
  
 
24
Shareholder Proposal Regarding the Financial Risks of Climate Change
ShrHoldr
Against
Against
For
  
 
25
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
CONSOL Energy Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CNX
CUSIP 20854P109
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Brett Harvey
  
Mgmt
For
For
For
  
 
1.2
Elect John Whitmire
  
Mgmt
For
For
For
  
 
1.3
Elect Philip Baxter
  
Mgmt
For
For
For
  
 
1.4
Elect James Altmeyer, Sr.
  
Mgmt
For
For
For
  
 
1.5
Elect William Davis
  
Mgmt
For
For
For
  
 
1.6
Elect Raj Gupta
  
Mgmt
For
For
For
  
 
1.7
Elect Patricia Hammick
  
Mgmt
For
For
For
  
 
1.8
Elect David Hardesty, Jr.
  
Mgmt
For
For
For
  
 
1.9
Elect John Mills
  
Mgmt
For
For
For
  
 
1.10
Elect William Powell
  
Mgmt
For
For
For
  
 
1.11
Elect Joseph Williams
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
  
                 
                 
                 
                 
Corning Incorporated
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GLW
CUSIP 219350105
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
  
Mgmt
For
For
For
  
 
2
Elect John Canning Jr.
  
Mgmt
For
For
For
  
 
3
Elect Gordon Gund
  
Mgmt
For
For
For
  
 
4
Elect Kurt Landgraf
  
Mgmt
For
For
For
  
 
5
Elect H. Onno Ruding
  
Mgmt
For
For
For
  
 
6
Elect Glenn Tilton
  
Mgmt
For
For
For
  
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
 
10
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Costco Wholesale Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
COST
CUSIP 22160K105
  
01/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Susan Decker
  
Mgmt
For
For
For
  
 
1.2
Elect Richard Libenson
  
Mgmt
For
For
For
  
 
1.3
Elect John Meisenbach
  
Mgmt
For
For
For
  
 
1.4
Elect Charles Munger
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Say When on Pay
  
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Crescent Point Energy Corp.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CPG
CUSIP 22576C101
  
05/30/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
  
Mgmt
For
For
For
  
 
2.1
Elect Peter Bannister
  
Mgmt
For
For
For
  
 
2.2
Elect Paul Colborne
  
Mgmt
For
For
For
  
 
2.3
Elect Kenney Cugnet
  
Mgmt
For
For
For
  
 
2.4
Elect D. Hugh Gillard
  
Mgmt
For
For
For
  
 
2.5
Elect Gerald Romanzin
  
Mgmt
For
For
For
  
 
2.6
Elect Scott Saxberg
  
Mgmt
For
For
For
  
 
2.7
Elect Gregory Turnbull
  
Mgmt
For
For
For
  
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
4
Amendments to Articles Regarding Shareholder Meeting Location
Mgmt
For
For
For
  
 
5
Amendments to By-Laws (Short-Form By-Laws)
Mgmt
For
For
For
  
                 
                 
                 
                 
CRH Plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CRH
CINS G25508105
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Ireland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Directors' Remuneration Report
Mgmt
For
For
For
  
 
4
Elect Maeve Carton
  
Mgmt
For
For
For
  
 
5
Elect William Egan
  
Mgmt
For
For
For
  
 
6
Elect Utz-Hellmuth Felcht
  
Mgmt
For
For
For
  
 
7
Elect Nicky Hartery
  
Mgmt
For
For
For
  
 
8
Elect Jan Maarten de Jong
  
Mgmt
For
For
For
  
 
9
Elect John Kennedy
  
Mgmt
For
For
For
  
 
10
Elect Myles Lee
  
Mgmt
For
For
For
  
 
11
Elect Albert Manifold
  
Mgmt
For
For
For
  
 
12
Elect Kieran McGowan
  
Mgmt
For
For
For
  
 
13
Elect Daniel O'Connor
  
Mgmt
For
For
For
  
 
14
Elect Liam O'Mahony
  
Mgmt
For
For
For
  
 
15
Elect Mark Towe
  
Mgmt
For
For
For
  
 
16
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
18
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
19
Authority to Reissue Treasury Shares
Mgmt
For
For
For
  
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
21
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
CSL Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CSL
CINS Q3018U109
  
10/13/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Australia
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Turner
  
Mgmt
For
Abstain
Against
  
 
2
Re-elect John Akehurst
  
Mgmt
For
Abstain
Against
  
 
3
Re-elect David Anstice
  
Mgmt
For
Abstain
Against
  
 
4
Re-elect Ian Renard
  
Mgmt
For
For
For
  
 
5
Remuneration Report
  
Mgmt
For
For
For
  
 
6
Equity Grant (Executive Directors)
Mgmt
For
For
For
  
 
7
Increase NEDs' Fee Cap
  
Mgmt
For
For
For
  
 
8
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
CSX Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CSX
CUSIP 126408103
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
  
Mgmt
For
For
For
  
 
2
Elect John Breaux
  
Mgmt
For
For
For
  
 
3
Elect Pamela Carter
  
Mgmt
For
For
For
  
 
4
Elect Steven Halverson
  
Mgmt
For
For
For
  
 
5
Elect Edward Kelly, III
  
Mgmt
For
For
For
  
 
6
Elect Gilbert Lamphere
  
Mgmt
For
For
For
  
 
7
Elect John McPherson
  
Mgmt
For
For
For
  
 
8
Elect Timothy O'Toole
  
Mgmt
For
For
For
  
 
9
Elect David Ratcliffe
  
Mgmt
For
For
For
  
 
10
Elect Donald Shepard
  
Mgmt
For
For
For
  
 
11
Elect Michael Ward
  
Mgmt
For
For
For
  
 
12
Elect J.C. Watts, Jr.
  
Mgmt
For
For
For
  
 
13
Elect J. Steven Whisler
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
CVS Caremark Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
CVS
CUSIP 126650100
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edwin Banks
  
Mgmt
For
For
For
  
 
2
Elect C. David Brown II
  
Mgmt
For
For
For
  
 
3
Elect David Dorman
  
Mgmt
For
For
For
  
 
4
Elect Anne Finucane
  
Mgmt
For
For
For
  
 
5
Elect Kristen Gibney Williams
  
Mgmt
For
For
For
  
 
6
Elect Marian Heard
  
Mgmt
For
For
For
  
 
7
Elect Larry Merlo
  
Mgmt
For
For
For
  
 
8
Elect Jean-Pierre Millon
  
Mgmt
For
For
For
  
 
9
Elect Terrence Murray
  
Mgmt
For
For
For
  
 
10
Elect C.A. Lance Piccolo
  
Mgmt
For
For
For
  
 
11
Elect Richard Swift
  
Mgmt
For
For
For
  
 
12
Elect Tony White
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Political Contributions or Expenditure
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Daimler AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DAI
CINS D1668R123
  
04/13/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Germany
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
  
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
  
 
8
Compensation Policy
  
Mgmt
For
For
For
  
 
9
Appointment of Auditor
  
Mgmt
For
For
For
  
 
10
Supervisory Board Members' Fees
Mgmt
For
For
For
  
 
11
Elect Manfred Bischoff
  
Mgmt
For
For
For
  
 
12
Elect Lynton Wilson
  
Mgmt
For
For
For
  
 
13
Elect Petraea Heynike
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Deere & Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DE
CUSIP 244199105
  
02/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Holliday, Jr.
  
Mgmt
For
For
For
  
 
2
Elect Dipak Jain
  
Mgmt
For
For
For
  
 
3
Elect Joachim Milberg
  
Mgmt
For
For
For
  
 
4
Elect Richard Myers
  
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
7
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Denbury Resources Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DNR
CUSIP 247916208
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Wieland Wettstein
  
Mgmt
For
For
For
  
 
1.2
Elect Michael Beatty
  
Mgmt
For
For
For
  
 
1.3
Elect Michael Decker
  
Mgmt
For
For
For
  
 
1.4
Elect Ronald Greene
  
Mgmt
For
For
For
  
 
1.5
Elect David Heather
  
Mgmt
For
For
For
  
 
1.6
Elect Gregory McMichael
  
Mgmt
For
For
For
  
 
1.7
Elect Gareth Roberts
  
Mgmt
For
For
For
  
 
1.8
Elect Phil Rykhoek
  
Mgmt
For
For
For
  
 
1.9
Elect Randy Stein
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Diageo PLC
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DGE
CINS G42089113
  
10/14/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Director's Remuneration Report
Mgmt
For
For
For
  
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
4
Elect Peggy Bruzelius
  
Mgmt
For
For
For
  
 
5
Elect Laurence Danon
  
Mgmt
For
For
For
  
 
6
Elect Betsey Holden
  
Mgmt
For
For
For
  
 
7
Elect Lord Clive Hollick
  
Mgmt
For
For
For
  
 
8
Elect Franz Humer
  
Mgmt
For
For
For
  
 
9
Elect Philip Scott
  
Mgmt
For
For
For
  
 
10
Elect H. Todd Stitzer
  
Mgmt
For
For
For
  
 
11
Elect Paul Walker
  
Mgmt
For
For
For
  
 
12
Elect Paul Walsh
  
Mgmt
For
For
For
  
 
13
Elect Lord Mervyn Davies
  
Mgmt
For
For
For
  
 
14
Elect Deirdre Mahlan
  
Mgmt
For
For
For
  
 
15
Appointment of Auditor
  
Mgmt
For
For
For
  
 
16
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
20
Authorisation of Political Donations
Mgmt
For
For
For
  
 
21
Share Incentive Plan Renewal
  
Mgmt
For
For
For
  
 
22
Sharesave Plan
  
Mgmt
For
For
For
  
 
23
Authority to Establish International Share Plans
Mgmt
For
For
For
  
 
24
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
Digital Realty Trust, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DLR
CUSIP 253868103
  
04/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Magnuson
  
Mgmt
For
For
For
  
 
1.2
Elect Michael Foust
  
Mgmt
For
For
For
  
 
1.3
Elect Laurence Chapman
  
Mgmt
For
For
For
  
 
1.4
Elect Kathleen Earley
  
Mgmt
For
For
For
  
 
1.5
Elect Ruann Ernst
  
Mgmt
For
For
For
  
 
1.6
Elect Dennis Singleton
  
Mgmt
For
For
For
  
 
1.7
Elect Robert Zerbst
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
DIRECTV
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DTV
CUSIP 25490A101
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Dillon
  
Mgmt
For
For
For
  
 
1.2
Elect Samuel DiPiazza, Jr.
  
Mgmt
For
For
For
  
 
1.3
Elect Lorrie Norrington
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to Dual Class Stock
Mgmt
For
For
For
  
 
4
Repeal of Classified Board
  
Mgmt
For
For
For
  
 
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
  
 
6
Limitation of Right to Call a Special Meeting
Mgmt
For
For
For
  
 
7
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
For
For
  
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Dominion Resources, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
D
CUSIP 25746U109
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barr
  
Mgmt
For
For
For
  
 
2
Elect Peter Brown
  
Mgmt
For
For
For
  
 
3
Elect George Davidson, Jr.
  
Mgmt
For
For
For
  
 
4
Elect Helen Dragas
  
Mgmt
For
For
For
  
 
5
Elect Thomas Farrell II
  
Mgmt
For
For
For
  
 
6
Elect John Harris
  
Mgmt
For
For
For
  
 
7
Elect Robert Jepson, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Mark Kington
  
Mgmt
For
For
For
  
 
9
Elect Margaret McKenna
  
Mgmt
For
For
For
  
 
10
Elect Frank Royal
  
Mgmt
For
For
For
  
 
11
Elect Robert Spilman, Jr.
  
Mgmt
For
For
For
  
 
12
Elect David Wollard
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Nuclear Power Plant Construction
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
21
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Duke Energy Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DUK
CUSIP 26441C105
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Barnet III
  
Mgmt
For
For
For
  
 
1.2
Elect G. Alex Bernhardt, Sr.
  
Mgmt
For
For
For
  
 
1.3
Elect Michael Browning
  
Mgmt
For
For
For
  
 
1.4
Elect Daniel DiMicco
  
Mgmt
For
For
For
  
 
1.5
Elect John Forsgren
  
Mgmt
For
For
For
  
 
1.6
Elect Ann Maynard Gray
  
Mgmt
For
For
For
  
 
1.7
Elect James Hance, Jr.
  
Mgmt
For
For
For
  
 
1.8
Elect E. James Reinsch
  
Mgmt
For
For
For
  
 
1.9
Elect James Rhodes
  
Mgmt
For
For
For
  
 
1.10
Elect James Rogers
  
Mgmt
For
For
For
  
 
1.11
Elect Philip Sharp
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
  
 
6
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
E. I. du Pont de Nemours and Company
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DD
CUSIP 263534109
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Brown
  
Mgmt
For
For
For
  
 
2
Elect Robert Brown
  
Mgmt
For
For
For
  
 
3
Elect Bertrand Collomb
  
Mgmt
For
For
For
  
 
4
Elect Curtis Crawford
  
Mgmt
For
For
For
  
 
5
Elect Alexander Cutler
  
Mgmt
For
For
For
  
 
6
Elect Eleuthere Du Pont
  
Mgmt
For
For
For
  
 
7
Elect Marillyn Hewson
  
Mgmt
For
For
For
  
 
8
Elect Lois Juliber
  
Mgmt
For
For
For
  
 
9
Elect Ellen Kullman
  
Mgmt
For
For
For
  
 
10
Elect William Reilly
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Amendment to the Equity and Incentive Plan
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
16
Shareholder Proposal Regarding Genetically Engineered Organisms
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Comparison Between Executive and Employee Pay
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
EAD
CINS F17114103
  
05/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Netherlands
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
5
Accounts and Reports
  
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Ratification of Board Acts
  
Mgmt
For
For
For
  
 
8
Appointment of Auditor
  
Mgmt
For
For
For
  
 
9
Appointment of Auditor
  
Mgmt
For
For
For
  
 
10
Amendments to Articles
  
Mgmt
For
For
For
  
 
11
Approval of Compensation Policy; Directors' Fees
Mgmt
For
For
For
  
 
12
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
  
 
13
Cancellation of Shares
  
Mgmt
For
For
For
  
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
15
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Ecolab Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ECL
CUSIP 278865100
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
  
Mgmt
For
For
For
  
 
2
Elect Barbara Beck
  
Mgmt
For
For
For
  
 
3
Elect Jerry Levin
  
Mgmt
For
For
For
  
 
4
Elect Robert Lumpkins
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Amendment to the Stock Purchase Plan
Mgmt
For
For
For
  
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
9
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
Against
For
  
 
10
Shareholder Proposal Regarding Simple Majority Voting
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Edison International
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
EIX
CUSIP 281020107
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagjeet Bindra
  
Mgmt
For
For
For
  
 
2
Elect Vanessa Chang
  
Mgmt
For
For
For
  
 
3
Elect France Cordova
  
Mgmt
For
For
For
  
 
4
Elect Theodore Craver, Jr.
  
Mgmt
For
For
For
  
 
5
Elect Charles Curtis
  
Mgmt
For
For
For
  
 
6
Elect Bradford Freeman
  
Mgmt
For
For
For
  
 
7
Elect Luis Nogales
  
Mgmt
For
For
For
  
 
8
Elect Ronald Olson
  
Mgmt
For
For
For
  
 
9
Elect James Rosser
  
Mgmt
For
For
For
  
 
10
Elect Richard Schlosberg, III
  
Mgmt
For
For
For
  
 
11
Elect Thomas Sutton
  
Mgmt
For
For
For
  
 
12
Elect Brett White
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Amendment to the 2007 Performance Incentive Plan
Mgmt
For
For
For
  
                 
                 
                 
                 
Electricite de France
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
EDF
CINS F2940H113
  
05/24/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
  
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Related Party Transactions
  
Mgmt
For
For
For
  
 
8
Directors' Fees
  
Mgmt
For
For
For
  
 
9
Appointment of Auditor (KPMG)
Mgmt
For
For
For
  
 
10
Appointment of Auditor (Deloitte et Associes)
Mgmt
For
For
For
  
 
11
Appointment of Alternate Auditor (KPMG Audit IS)
Mgmt
For
For
For
  
 
12
Appointment of Alternate Auditor (BEAS)
Mgmt
For
For
For
  
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
14
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
  
 
15
Amendment to Article 10
  
Mgmt
For
For
For
  
 
16
Amendment to Article 19
  
Mgmt
For
For
For
  
 
17
Amendment to Article 20
  
Mgmt
For
For
For
  
 
18
Amendment to Article 24 Regarding Loyalty Dividends
Mgmt
For
Against
Against
  
 
19
Authority to Carry Out Formalities
Mgmt
For
For
For
  
 
20
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Eli Lilly and Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LLY
CUSIP 532457108
  
04/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Eskew
  
Mgmt
For
For
For
  
 
2
Elect Alfred Gilman
  
Mgmt
For
For
For
  
 
3
Elect Karen Horn
  
Mgmt
For
For
For
  
 
4
Elect John Lechleiter
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
8
Repeal of Classified Board
  
Mgmt
For
For
For
  
 
9
Elimination of Supermajority Requirements
Mgmt
For
For
For
  
 
10
Executive Officer Incentive Plan
Mgmt
For
Against
Against
  
                 
                 
                 
                 
EMC Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
EMC
CUSIP 268648102
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
  
Mgmt
For
For
For
  
 
2
Elect Randolph Cowen
  
Mgmt
For
For
For
  
 
3
Elect Michael Cronin
  
Mgmt
For
For
For
  
 
4
Elect Gail Deegan
  
Mgmt
For
For
For
  
 
5
Elect James DiStasio
  
Mgmt
For
For
For
  
 
6
Elect John Egan
  
Mgmt
For
For
For
  
 
7
Elect Edmund Kelly
  
Mgmt
For
For
For
  
 
8
Elect Windle Priem
  
Mgmt
For
For
For
  
 
9
Elect Paul Sagan
  
Mgmt
For
For
For
  
 
10
Elect David Strohm
  
Mgmt
For
For
For
  
 
11
Elect Joseph Tucci
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Amendment to the 2003 Stock Plan
Mgmt
For
For
For
  
 
14
Amendment to Right to Call a Special Meeting
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Exelon Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
EXC
CUSIP 30161N101
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
  
Mgmt
For
For
For
  
 
2
Elect M. Walter D'Alessio
  
Mgmt
For
For
For
  
 
3
Elect Nicholas DeBenedictis
  
Mgmt
For
For
For
  
 
4
Elect Nelson Diaz
  
Mgmt
For
For
For
  
 
5
Elect Sue Ling Gin
  
Mgmt
For
For
For
  
 
6
Elect Rosemarie Greco
  
Mgmt
For
For
For
  
 
7
Elect Paul Joskow
  
Mgmt
For
For
For
  
 
8
Elect Richard Mies
  
Mgmt
For
For
For
  
 
9
Elect John Palms
  
Mgmt
For
For
For
  
 
10
Elect William Richardson
  
Mgmt
For
For
For
  
 
11
Elect Thomas Ridge
  
Mgmt
For
For
For
  
 
12
Elect John Rogers, Jr.
  
Mgmt
For
For
For
  
 
13
Elect John Rowe
  
Mgmt
For
For
For
  
 
14
Elect Stephen Steinour
  
Mgmt
For
For
For
  
 
15
Elect Donald Thompson
  
Mgmt
For
For
For
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
 
17
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Fastenal Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FAST
CUSIP 311900104
  
04/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kierlin
  
Mgmt
For
For
For
  
 
1.2
Elect Stephen Slaggie
  
Mgmt
For
For
For
  
 
1.3
Elect Michael Gostomski
  
Mgmt
For
For
For
  
 
1.4
Elect Willard Oberton
  
Mgmt
For
For
For
  
 
1.5
Elect Michael Dolan
  
Mgmt
For
For
For
  
 
1.6
Elect Reyne Wisecup
  
Mgmt
For
For
For
  
 
1.7
Elect Hugh Miller
  
Mgmt
For
For
For
  
 
1.8
Elect Michael Ancius
  
Mgmt
For
For
For
  
 
1.9
Elect Scott Satterlee
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Fidelity National Information Services, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FIS
CUSIP 31620M106
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Hunt
  
Mgmt
For
For
For
  
 
2
Elect Richard Massey
  
Mgmt
For
For
For
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Annual Incentive Plan
  
Mgmt
For
For
For
  
                 
                 
                 
                 
First Solar, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FSLR
CUSIP 336433107
  
05/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Ahearn
  
Mgmt
For
For
For
  
 
1.2
Elect Robert Gillette
  
Mgmt
For
For
For
  
 
1.3
Elect Craig Kennedy
  
Mgmt
For
For
For
  
 
1.4
Elect James Nolan
  
Mgmt
For
For
For
  
 
1.5
Elect William Post
  
Mgmt
For
For
For
  
 
1.6
Elect J. Thomas Presby
  
Mgmt
For
For
For
  
 
1.7
Elect Paul Stebbins
  
Mgmt
For
For
For
  
 
1.8
Elect Michael Sweeney
  
Mgmt
For
For
For
  
 
1.9
Elect Jose Villarreal
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
Shareholder Proposal Regarding Report on Impacts of Immigration Reform
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Firstenergy Corp.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FE
CUSIP 337932107
  
09/14/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
  
Mgmt
For
For
For
  
 
2
Increase of Authorized Common Stock
Mgmt
For
For
For
  
 
3
Right to Adjourn Meeting
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Flir Systems, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FLIR
CUSIP 302445101
  
04/29/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Crouch
  
Mgmt
For
For
For
  
 
1.2
Elect Angus Macdonald
  
Mgmt
For
For
For
  
 
2
2011 Stock Incentive Plan
  
Mgmt
For
For
For
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
FMC Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FMC
CUSIP 302491303
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Mooney
  
Mgmt
For
For
For
  
 
2
Elect Enrique Sosa
  
Mgmt
For
For
For
  
 
3
Elect Vincent Volpe Jr.
  
Mgmt
For
For
For
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
FMC Technologies, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FTI
CUSIP 30249U101
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Maury Devine
  
Mgmt
For
For
For
  
 
2
Elect John Gremp
  
Mgmt
For
For
For
  
 
3
Elect Thomas Hamilton
  
Mgmt
For
For
For
  
 
4
Elect Richard Pattarozzi
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
  
                 
                 
                 
                 
Frontier Communications Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FTR
CUSIP 35906A108
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Leroy Barnes, Jr.
  
Mgmt
For
For
For
  
 
1.2
Elect Peter Bynoe
  
Mgmt
For
For
For
  
 
1.3
Elect Jeri Finard
  
Mgmt
For
For
For
  
 
1.4
Elect Edward Fraioli
  
Mgmt
For
For
For
  
 
1.5
Elect James Kahan
  
Mgmt
For
For
For
  
 
1.6
Elect Pamela Reeve
  
Mgmt
For
For
For
  
 
1.7
Elect Howard Schrott
  
Mgmt
For
For
For
  
 
1.8
Elect Larraine Segil
  
Mgmt
For
For
For
  
 
1.9
Elect Mark Shapiro
  
Mgmt
For
For
For
  
 
1.10
Elect Myron Wick III
  
Mgmt
For
For
For
  
 
1.11
Elect Mary Wilderotter
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
For
Against
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
GDF Suez (fka Gaz de France)
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GSZ
CINS F42768105
  
05/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
5
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
  
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Related Party Transactions
  
Mgmt
For
For
For
  
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
10
Elect Albert Frere
  
Mgmt
For
For
For
  
 
11
Elect Edmond Alphandery
  
Mgmt
For
For
For
  
 
12
Elect Aldo Cardoso
  
Mgmt
For
For
For
  
 
13
Elect Rene Carron
  
Mgmt
For
For
For
  
 
14
Elect Thierry de Rudder
  
Mgmt
For
For
For
  
 
15
Elect Francoise  Malrieu
  
Mgmt
For
For
For
  
 
16
Relocation of Corporate Headquarters
Mgmt
For
For
For
  
 
17
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
18
Authority to Increase Capital Under Employee Savings Plan for Overseas Employees
Mgmt
For
For
For
  
 
19
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
20
Authority to Carry Out Formalities
Mgmt
For
For
For
  
 
21
Shareholder Proposal Regarding Allocation of Profits/Dividends
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
General Dynamics Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GD
CUSIP 369550108
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
  
Mgmt
For
For
For
  
 
2
Elect Nicholas Chabraja
  
Mgmt
For
For
For
  
 
3
Elect James Crown
  
Mgmt
For
For
For
  
 
4
Elect William Fricks
  
Mgmt
For
For
For
  
 
5
Elect Jay Johnson
  
Mgmt
For
For
For
  
 
6
Elect George Joulwan
  
Mgmt
For
For
For
  
 
7
Elect Paul Kaminski
  
Mgmt
For
For
For
  
 
8
Elect John Keane
  
Mgmt
For
For
For
  
 
9
Elect Lester Lyles
  
Mgmt
For
For
For
  
 
10
Elect William Osborn
  
Mgmt
For
For
For
  
 
11
Elect Robert Walmsley
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
15
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
  
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
General Electric Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GE
CUSIP 369604103
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
  
Mgmt
For
For
For
  
 
2
Elect James Cash, Jr.
  
Mgmt
For
For
For
  
 
3
Elect Ann Fudge
  
Mgmt
For
For
For
  
 
4
Elect Susan Hockfield
  
Mgmt
For
For
For
  
 
5
Elect Jeffrey Immelt
  
Mgmt
For
For
For
  
 
6
Elect Andrea Jung
  
Mgmt
For
For
For
  
 
7
Elect Alan Lafley
  
Mgmt
For
For
For
  
 
8
Elect Robert Lane
  
Mgmt
For
For
For
  
 
9
Elect Ralph Larsen
  
Mgmt
For
For
For
  
 
10
Elect Rochelle Lazarus
  
Mgmt
For
For
For
  
 
11
Elect James Mulva
  
Mgmt
For
For
For
  
 
12
Elect Sam Nunn
  
Mgmt
For
For
For
  
 
13
Elect Roger Penske
  
Mgmt
For
For
For
  
 
14
Elect Robert Swieringa
  
Mgmt
For
For
For
  
 
15
Elect James Tisch
  
Mgmt
For
For
For
  
 
16
Elect Douglas Warner III
  
Mgmt
For
For
For
  
 
17
Ratification of Auditor
  
Mgmt
For
For
For
  
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
20
Shareholder Proposal Cumulative Voting
ShrHoldr
Against
For
Against
  
 
21
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
  
 
23
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
ShrHoldr
Against
Against
For
  
 
24
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
General Motors Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GM
CUSIP 37045V100
  
06/07/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
  
Mgmt
For
For
For
  
 
2
Elect David Bonderman
  
Mgmt
For
For
For
  
 
3
Elect Erroll Davis, Jr.
  
Mgmt
For
For
For
  
 
4
Elect Stephen Girsky
  
Mgmt
For
For
For
  
 
5
Elect E. Neville Isdell
  
Mgmt
For
For
For
  
 
6
Elect Robert Krebs
  
Mgmt
For
For
For
  
 
7
Elect Philip Laskawy
  
Mgmt
For
For
For
  
 
8
Elect Kathryn Marinello
  
Mgmt
For
For
For
  
 
9
Elect Patricia Russo
  
Mgmt
For
For
For
  
 
10
Elect Carol Stephenson
  
Mgmt
For
For
For
  
 
11
Elect Cynthia Telles
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
                 
                 
                 
                 
Gilead Sciences, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GILD
CUSIP 375558103
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cogan
  
Mgmt
For
For
For
  
 
1.2
Elect Etienne Davignon
  
Mgmt
For
For
For
  
 
1.3
Elect James Denny
  
Mgmt
For
For
For
  
 
1.4
Elect Carla Hills
  
Mgmt
For
For
For
  
 
1.5
Elect Kevin Lofton
  
Mgmt
For
For
For
  
 
1.6
Elect John Madigan
  
Mgmt
For
For
For
  
 
1.7
Elect John Martin
  
Mgmt
For
For
For
  
 
1.8
Elect Gordon Moore
  
Mgmt
For
For
For
  
 
1.9
Elect Nicholas Moore
  
Mgmt
For
For
For
  
 
1.10
Elect Richard Whitley
  
Mgmt
For
For
For
  
 
1.11
Elect Gayle Wilson
  
Mgmt
For
For
For
  
 
1.12
Elect Per Wold-Olsen
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the 162(m) Bonus Plan
Mgmt
For
For
For
  
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
  
 
5
Right to Call a Special Meeting
  
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Google Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GOOG
CUSIP 38259P508
  
06/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Page
  
Mgmt
For
For
For
  
 
1.2
Elect Sergey Brin
  
Mgmt
For
For
For
  
 
1.3
Elect Eric Schmidt
  
Mgmt
For
For
For
  
 
1.4
Elect L. John Doerr
  
Mgmt
For
Against
Against
  
 
1.5
Elect John Hennessy
  
Mgmt
For
For
For
  
 
1.6
Elect Ann Mather
  
Mgmt
For
For
For
  
 
1.7
Elect Paul Otellini
  
Mgmt
For
Against
Against
  
 
1.8
Elect K. Ram Shriram
  
Mgmt
For
For
For
  
 
1.9
Elect Shirley Tilghman
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the 2004 Stock Plan
Mgmt
For
Against
Against
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
  
 
6
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
  
 
8
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Grafton Group plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GN5
CINS G4035Q189
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Ireland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Elect Charles Fisher
  
Mgmt
For
For
For
  
 
3
Elect Annette Flynn
  
Mgmt
For
For
For
  
 
4
Elect Richard Jewson
  
Mgmt
For
For
For
  
 
5
Elect Roderick Ryan
  
Mgmt
For
For
For
  
 
6
Elect Gavin Slark
  
Mgmt
For
For
For
  
 
7
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
8
Directors' Remuneration Report
Mgmt
For
For
For
  
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
11
Authority to Reissue Treasury Shares
Mgmt
For
For
For
  
 
12
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
13
Long Term Incentive Plan
  
Mgmt
For
For
For
  
 
14
SAYE Plan
  
Mgmt
For
For
For
  
                 
                 
                 
                 
H.J. Heinz Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HNZ
CUSIP 423074103
  
08/31/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
  
Mgmt
For
For
For
  
 
2
Elect Charles Bunch
  
Mgmt
For
For
For
  
 
3
Elect Leonard Coleman, Jr.
  
Mgmt
For
For
For
  
 
4
Elect John Drosdick
  
Mgmt
For
For
For
  
 
5
Elect Edith Holiday
  
Mgmt
For
For
For
  
 
6
Elect Candace Kendle
  
Mgmt
For
For
For
  
 
7
Elect Dean O'Hare
  
Mgmt
For
For
For
  
 
8
Elect Nelson Peltz
  
Mgmt
For
For
For
  
 
9
Elect Dennis Reilley
  
Mgmt
For
For
For
  
 
10
Elect Lynn Swann
  
Mgmt
For
For
For
  
 
11
Elect Thomas Usher
  
Mgmt
For
For
For
  
 
12
Elect Michael Weinstein
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
HCP, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HCP
CUSIP 40414L109
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Flaherty III
  
Mgmt
For
For
For
  
 
2
Elect Christine Garvey
  
Mgmt
For
For
For
  
 
3
Elect David Henry
  
Mgmt
For
For
For
  
 
4
Elect Lauralee Martin
  
Mgmt
For
For
For
  
 
5
Elect Michael McKee
  
Mgmt
For
For
For
  
 
6
Elect Peter Rhein
  
Mgmt
For
For
For
  
 
7
Elect Kenneth Roath
  
Mgmt
For
For
For
  
 
8
Elect Richard Rosenberg
  
Mgmt
For
For
For
  
 
9
Elect Joseph Sullivan
  
Mgmt
For
For
For
  
 
10
Ratification of Auditor
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Hess Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HES
CUSIP 42809H107
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edith Holiday
  
Mgmt
For
For
For
  
 
2
Elect John Mullin, III
  
Mgmt
For
For
For
  
 
3
Elect F. Borden Walker
  
Mgmt
For
For
For
  
 
4
Elect Robert Wilson
  
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
7
Ratification of Auditor
  
Mgmt
For
For
For
  
 
8
Amendment to the Performance Incentive Plan for Senior Officers
Mgmt
For
For
For
  
                 
                 
                 
                 
Honeywell International Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HON
CUSIP 438516106
  
04/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gordon Bethune
  
Mgmt
For
For
For
  
 
2
Elect Kevin Burke
  
Mgmt
For
For
For
  
 
3
Elect Jaime Chico Pardo
  
Mgmt
For
For
For
  
 
4
Elect David Cote
  
Mgmt
For
For
For
  
 
5
Elect D. Scott Davis
  
Mgmt
For
For
For
  
 
6
Elect Linnet Deily
  
Mgmt
For
For
For
  
 
7
Elect Judd Gregg
  
Mgmt
For
For
For
  
 
8
Elect Lord Clive Hollick
  
Mgmt
For
For
For
  
 
9
Elect George Paz
  
Mgmt
For
For
For
  
 
10
Elect Bradley Sheares
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
14
2011 Stock Incentive Plan
  
Mgmt
For
For
For
  
 
15
Amendment to the Incentive Compensation Plan for Executive Employees
Mgmt
For
Against
Against
  
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Hospira, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HSP
CUSIP 441060100
  
05/10/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Irving Bailey, II
  
Mgmt
For
For
For
  
 
2
Elect F. Michael Ball
  
Mgmt
For
For
For
  
 
3
Elect Jacque Sokolov
  
Mgmt
For
For
For
  
 
4
Elimination of Supermajority Requirement for Removal of Directors For Cause
Mgmt
For
For
For
  
 
5
Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal
Mgmt
For
For
For
  
 
6
Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions
Mgmt
For
For
For
  
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Hospitality Properties Trust
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HPT
CUSIP 44106M102
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Harrington
  
Mgmt
For
For
For
  
 
2
Elect Barry Portnoy
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Hudbay Minerals Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HBM
CUSIP 443628102
  
06/16/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Bruce Barraclough
  
Mgmt
For
For
For
  
 
1.2
Elect David Garofalo
  
Mgmt
For
For
For
  
 
1.3
Elect Alan Hibben
  
Mgmt
For
For
For
  
 
1.4
Elect W. Warren Holmes
  
Mgmt
For
For
For
  
 
1.5
Elect John Knowles
  
Mgmt
For
For
For
  
 
1.6
Elect Alan Lenczner
  
Mgmt
For
For
For
  
 
1.7
Elect Kenneth Stowe
  
Mgmt
For
For
For
  
 
1.8
Elect Wesley Voorheis
  
Mgmt
For
For
For
  
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
                 
                 
                 
                 
ICICI Bank Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ICICIBANK
CINS Y38575109
  
06/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
India
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Dividend on Preference Shares
Mgmt
For
For
For
  
 
3
Dividend on Equity Shares
  
Mgmt
For
For
For
  
 
4
Elect M.S. Ramachandran
  
Mgmt
For
For
For
  
 
5
Elect K. Ramkumar
  
Mgmt
For
For
For
  
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
7
Appointment of Branch Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
8
Resignation of V.P. Watsa
  
Mgmt
For
For
For
  
 
9
Amendment to Compensation of C. Kochhar
Mgmt
For
For
For
  
 
10
Amendment to Compensation of N.S. Kannan
Mgmt
For
For
For
  
 
11
Amendment to Compensation of K. Ramkumar
Mgmt
For
For
For
  
 
12
Amendment to Compensation of R. Sabharwal
Mgmt
For
For
For
  
                 
                 
                 
                 
Imperial Oil Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
IMO
CUSIP 453038408
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
  
Mgmt
For
For
For
  
 
2.1
Elect Krystyna Hoeg
  
Mgmt
For
For
For
  
 
2.2
Elect Bruce March
  
Mgmt
For
For
For
  
 
2.3
Elect Jack Mintz
  
Mgmt
For
For
For
  
 
2.4
Elect Robert Olsen
  
Mgmt
For
For
For
  
 
2.5
Elect David Sutherland
  
Mgmt
For
For
For
  
 
2.6
Elect Sheelagh Whittaker
  
Mgmt
For
For
For
  
 
2.7
Elect Victor Young
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Industria de Dise–o Textil SA - Inditex
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ITX
CINS E6282J109
  
07/13/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Spain
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Accounts and Reports
  
Mgmt
For
For
For
  
 
3
Consolidated Accounts and Reports; Ratification of Board Acts
Mgmt
For
For
For
  
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
5
Elect Amancio Ortega Gaona
  
Mgmt
For
For
For
  
 
6
Elect Pablo Isla Alvarez de Tejera
Mgmt
For
For
For
  
 
7
Elect Juan Manuel Urgoiti y Lopez-Ocana
Mgmt
For
For
For
  
 
8
Elect Nils Smedegaard Andersen
Mgmt
For
For
For
  
 
9
Elect Emilio  Saracho Rodriguez de Torres
Mgmt
For
For
For
  
 
10
Amendments to Articles
  
Mgmt
For
For
For
  
 
11
Amendments to General Meeting Regulations
Mgmt
For
For
For
  
 
12
Appointment of Auditor
  
Mgmt
For
For
For
  
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
14
Authority to Carry Out Formalities
Mgmt
For
For
For
  
 
15
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Industrial & Commercial Bank Of China
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
1398
CINS ADPV10686
  
05/31/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Directors' Reports
  
Mgmt
For
For
For
  
 
4
Supervisors' Reports
  
Mgmt
For
For
For
  
 
5
Accounts and Reports
  
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Property Purchase
  
Mgmt
For
For
For
  
 
8
Fixed Assets Investment Budget
Mgmt
For
For
For
  
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
10
Elect ZHAO Lin as Supervisor
  
Mgmt
For
For
For
  
 
11
2010 Directors and Supervisors Remuneration
Mgmt
For
For
For
  
                 
                 
                 
                 
Industrial & Commercial Bank Of China
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
1398
CINS ADPV10686
  
09/21/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Other
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
  
 
3
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
  
 
4
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
  
 
5
Target Subscribers for the Rights Issue
Mgmt
For
For
For
  
 
6
Amount and Use of Proceeds
  
Mgmt
For
For
For
  
 
7
Effective Period of the Resolutions
Mgmt
For
For
For
  
 
8
Authorization for the Rights Issue
Mgmt
For
For
For
  
 
9
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Industrial & Commercial Bank Of China
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
1398
CINS ADPV10686
  
09/21/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
China
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
  
 
4
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
  
 
5
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
  
 
6
Target Subscribers for the Rights Issue
Mgmt
For
For
For
  
 
7
Amount and Use of Proceeds
  
Mgmt
For
For
For
  
 
8
Effective Period of the Resolutions
Mgmt
For
For
For
  
 
9
Authorization for the Rights Issue
Mgmt
For
For
For
  
 
10
Distribution of Undistributed Profits
Mgmt
For
For
For
  
 
11
Feasibility Analysis Report on Use of Proceeds
Mgmt
For
For
For
  
 
12
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
  
 
13
Directors' and Supervisors' Fees
Mgmt
For
For
For
  
 
14
Elect XU Shanda
  
Mgmt
For
For
For
  
 
15
Elect LI Xiaopeng
  
Mgmt
For
For
For
  
 
16
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
  
                 
                 
                 
                 
Infineon Technologies AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
IFX
CINS D35415104
  
02/17/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Germany
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
5
Ratify Peter Bauer
  
Mgmt
For
For
For
  
 
6
Ratify Hermann Eul
  
Mgmt
For
For
For
  
 
7
Ratify Reinhard Ploss
  
Mgmt
For
For
For
  
 
8
Ratify Marco Schroter
  
Mgmt
For
For
For
  
 
9
Ratify Klaus Wucherer
  
Mgmt
For
For
For
  
 
10
Ratify Wigand Cramer
  
Mgmt
For
For
For
  
 
11
Ratify Alfred Eibl
  
Mgmt
For
For
For
  
 
12
Ratify Peter Gruber
  
Mgmt
For
For
For
  
 
13
Ratify Gerhard Hobbach
  
Mgmt
For
For
For
  
 
14
Ratify Hans-Ulrich Holdenried
  
Mgmt
For
For
For
  
 
15
Ratify Max Dietrich Kley
  
Mgmt
For
For
For
  
 
16
Ratify Renate Kocher
  
Mgmt
For
For
For
  
 
17
Ratify Siegfried Luther
  
Mgmt
For
For
For
  
 
18
Ratify Manfred Puffer
  
Mgmt
For
For
For
  
 
19
Ratify Gerd Schmidt
  
Mgmt
For
For
For
  
 
20
Ratify Doris Schmitt-Landsiedel
Mgmt
For
For
For
  
 
21
Ratify Jurgen Scholz
  
Mgmt
For
For
For
  
 
22
Ratify Horst Schuler
  
Mgmt
For
For
For
  
 
23
Ratify Kerstin Schulzendorf
  
Mgmt
For
For
For
  
 
24
Ratify Eckart Sunner
  
Mgmt
For
For
For
  
 
25
Ratify Alexander Truby
  
Mgmt
For
For
For
  
 
26
Ratify Arnaud de Weert
  
Mgmt
For
For
For
  
 
27
Appointment of Auditor
  
Mgmt
For
For
For
  
 
28
Elect Wolfgang Mayrhuber
  
Mgmt
For
For
For
  
 
29
Compensation Policy
  
Mgmt
For
For
For
  
 
30
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
31
Authority to Repurchase Shares Using Equity Derivatives
Mgmt
For
For
For
  
 
32
Approval of Settlement Agreement with Ulrich Schumacher
Mgmt
For
For
For
  
 
33
Amendment Regarding Supervisory Board Resolutions
Mgmt
For
For
For
  
 
34
Supervisory Board Members' Fees
Mgmt
For
Against
Against
  
                 
                 
                 
                 
Ingersoll-Rand Plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
IR
CUSIP G47791101
  
06/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ann Berzin
  
Mgmt
For
For
For
  
 
2
Elect John Bruton
  
Mgmt
For
For
For
  
 
3
Elect Jared Cohon
  
Mgmt
For
For
For
  
 
4
Elect Gary Forsee
  
Mgmt
For
For
For
  
 
5
Elect Peter Godsoe
  
Mgmt
For
For
For
  
 
6
Elect Edward Hagenlocker
  
Mgmt
For
For
For
  
 
7
Elect Constance Horner
  
Mgmt
For
For
For
  
 
8
Elect Michael Lamach
  
Mgmt
For
For
For
  
 
9
Elect Theodore Martin
  
Mgmt
For
For
For
  
 
10
Elect Richard Swift
  
Mgmt
For
For
For
  
 
11
Elect Tony White
  
Mgmt
For
For
For
  
 
12
Senior Executive Performance Plan
Mgmt
For
Against
Against
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Intercontinental Hotels Group PLC
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
IHG
CINS G4804L122
  
05/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Directors' Remuneration Report
Mgmt
For
For
For
  
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
4
Elect James Abrahamson
  
Mgmt
For
For
For
  
 
5
Elect Kirk Kinsell
  
Mgmt
For
For
For
  
 
6
Elect Graham Allan
  
Mgmt
For
For
For
  
 
7
Elect Andrew Cosslett
  
Mgmt
For
For
For
  
 
8
Elect David Kappler
  
Mgmt
For
For
For
  
 
9
Elect Ralph Kugler
  
Mgmt
For
For
For
  
 
10
Elect Jennifer Laing
  
Mgmt
For
For
For
  
 
11
Elect Jonathan Linen
  
Mgmt
For
For
For
  
 
12
Elect Richard Solomons
  
Mgmt
For
For
For
  
 
13
Elect David Webster
  
Mgmt
For
For
For
  
 
14
Elect Ying Yeh
  
Mgmt
For
For
For
  
 
15
Appointment of Auditor
  
Mgmt
For
For
For
  
 
16
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
17
Authorisation of Political Donations
Mgmt
For
For
For
  
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
Intuit Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
INTU
CUSIP 461202103
  
01/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Batchelder
  
Mgmt
For
For
For
  
 
2
Elect Christopher Brody
  
Mgmt
For
For
For
  
 
3
Elect William Campbell
  
Mgmt
For
For
For
  
 
4
Elect Scott Cook
  
Mgmt
For
For
For
  
 
5
Elect Diane Greene
  
Mgmt
For
For
For
  
 
6
Elect Michael Hallman
  
Mgmt
For
For
For
  
 
7
Elect Edward Kangas
  
Mgmt
For
For
For
  
 
8
Elect Suzanne Nora Johnson
  
Mgmt
For
For
For
  
 
9
Elect Dennis Powell
  
Mgmt
For
For
For
  
 
10
Elect Brad Smith
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
                 
                 
                 
                 
Jefferies Group, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
JEF
CUSIP 472319102
  
05/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Handler
  
Mgmt
For
For
For
  
 
1.2
Elect Brian Friedman
  
Mgmt
For
For
For
  
 
1.3
Elect W. Patrick Campbell
  
Mgmt
For
For
For
  
 
1.4
Elect Ian Cumming
  
Mgmt
For
For
For
  
 
1.5
Elect Richard Dooley
  
Mgmt
For
For
For
  
 
1.6
Elect Robert Joyal
  
Mgmt
For
For
For
  
 
1.7
Elect Michael O'Kane
  
Mgmt
For
For
For
  
 
1.8
Elect Joseph Steinberg
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Johnson & Johnson
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
JNJ
CUSIP 478160104
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
  
Mgmt
For
For
For
  
 
2
Elect James Cullen
  
Mgmt
For
For
For
  
 
3
Elect Ian Davis
  
Mgmt
For
For
For
  
 
4
Elect Michael Johns
  
Mgmt
For
For
For
  
 
5
Elect Susan Lindquist
  
Mgmt
For
For
For
  
 
6
Elect Anne Mulcahy
  
Mgmt
For
For
For
  
 
7
Elect Leo Mullin
  
Mgmt
For
For
For
  
 
8
Elect William Perez
  
Mgmt
For
For
For
  
 
9
Elect Charles Prince
  
Mgmt
For
For
For
  
 
10
Elect David Satcher
  
Mgmt
For
For
For
  
 
11
Elect William Weldon
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
  
 
16
Shareholder Proposal Regarding Policy on Health Status Discrimination
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Johnson Controls, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
JCI
CUSIP 478366107
  
01/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Natalie Black
  
Mgmt
For
For
For
  
 
1.2
Elect Robert Cornog
  
Mgmt
For
For
For
  
 
1.3
Elect William Lacy
  
Mgmt
For
For
For
  
 
1.4
Elect Stephen Roell
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
  
 
4
Amendment to the Annual Incentive Performance Plan
Mgmt
For
For
For
  
 
5
Amendment to the Long-Term Incentive Performance Plan
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Joy Global Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
JOYG
CUSIP 481165108
  
03/08/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Gerard
  
Mgmt
For
For
For
  
 
1.2
Elect John Hanson
  
Mgmt
For
For
For
  
 
1.3
Elect Kenneth Johnsen
  
Mgmt
For
For
For
  
 
1.4
Elect Gale Klappa
  
Mgmt
For
For
For
  
 
1.5
Elect Richard Loynd
  
Mgmt
For
For
For
  
 
1.6
Elect P. Eric Siegert
  
Mgmt
For
For
For
  
 
1.7
Elect Michael Sutherlin
  
Mgmt
For
For
For
  
 
1.8
Elect James Tate
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Employee Stock Purchase Plan
Mgmt
For
For
For
  
                 
                 
                 
                 
JPMorgan Chase & Co.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
JPM
CUSIP 46625H100
  
05/17/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
  
Mgmt
For
For
For
  
 
2
Elect Stephen Burke
  
Mgmt
For
For
For
  
 
3
Elect David Cote
  
Mgmt
For
For
For
  
 
4
Elect James Crown
  
Mgmt
For
For
For
  
 
5
Elect James Dimon
  
Mgmt
For
For
For
  
 
6
Elect Ellen Futter
  
Mgmt
For
For
For
  
 
7
Elect William Gray, III
  
Mgmt
For
For
For
  
 
8
Elect Laban Jackson, Jr.
  
Mgmt
For
For
For
  
 
9
Elect David Novak
  
Mgmt
For
For
For
  
 
10
Elect Lee Raymond
  
Mgmt
For
For
For
  
 
11
Elect William Weldon
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
Against
Against
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Amendment to the Long-Term Incentive Plan
Mgmt
For
Against
Against
  
 
16
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
  
 
21
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
KLA-Tencor Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
KLAC
CUSIP 482480100
  
11/03/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Barnholt
  
Mgmt
For
For
For
  
 
1.2
Elect Emiko Higashi
  
Mgmt
For
For
For
  
 
1.3
Elect Stephen Kaufman
  
Mgmt
For
For
For
  
 
1.4
Elect Richard Wallace
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Laboratory Corporation of America Holdings
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LH
CUSIP 50540R409
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David King
  
Mgmt
For
For
For
  
 
2
Elect Kerrii Anderson
  
Mgmt
For
For
For
  
 
3
Elect Jean-Luc Belingard
  
Mgmt
For
For
For
  
 
4
Elect N. Anthony Coles, Jr.
  
Mgmt
For
For
For
  
 
5
Elect Wendy Lane
  
Mgmt
For
For
For
  
 
6
Elect Thomas Mac Mahon
  
Mgmt
For
For
For
  
 
7
Elect Robert Mittelstaedt, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Arthur Rubenstein
  
Mgmt
For
For
For
  
 
9
Elect M. Keith Weikel
  
Mgmt
For
For
For
  
 
10
Elect R. Sanders Williams
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Lender Processing Services, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LPS
CUSIP 52602E102
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Lee Kennedy
  
Mgmt
For
For
For
  
 
1.2
Elect Philip Heasley
  
Mgmt
For
For
For
  
 
1.3
Elect Susan Lester
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
  
 
5
Amendment to the 2008 Omnibus Incentive Plan
Mgmt
For
Against
Against
  
                 
                 
                 
                 
Liberty Media Corporation (Capital)
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LCAPA
CUSIP 53071M708
  
05/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Spin-off
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Linear Technology Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LLTC
CUSIP 535678106
  
11/03/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
  
Mgmt
For
For
For
  
 
1.2
Elect Lothar Maier
  
Mgmt
For
For
For
  
 
1.3
Elect Arthur Agnos
  
Mgmt
For
For
For
  
 
1.4
Elect John Gordon
  
Mgmt
For
For
For
  
 
1.5
Elect David Lee
  
Mgmt
For
For
For
  
 
1.6
Elect Richard Moley
  
Mgmt
For
For
For
  
 
1.7
Elect Thomas Volpe
  
Mgmt
For
For
For
  
 
2
2010 Equity Incentive Plan
  
Mgmt
For
Against
Against
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Lockheed Martin Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LMT
CUSIP 539830109
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
  
Mgmt
For
For
For
  
 
2
Elect Rosalind Brewer
  
Mgmt
For
For
For
  
 
3
Elect David Burritt
  
Mgmt
For
For
For
  
 
4
Elect James Ellis, Jr.
  
Mgmt
For
For
For
  
 
5
Elect Thomas Falk
  
Mgmt
For
For
For
  
 
6
Elect Gwendolyn King
  
Mgmt
For
For
For
  
 
7
Elect James Loy
  
Mgmt
For
For
For
  
 
8
Elect Douglas McCorkindale
  
Mgmt
For
For
For
  
 
9
Elect Joseph Ralston
  
Mgmt
For
For
For
  
 
10
Elect Anne Stevens
  
Mgmt
For
For
For
  
 
11
Elect Robert Stevens
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
2011 Incentive Performance Award Plan
Mgmt
For
Against
Against
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Lowe's Companies, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LOW
CUSIP 548661107
  
05/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raul Alvarez
  
Mgmt
For
For
For
  
 
1.2
Elect David Bernauer
  
Mgmt
For
For
For
  
 
1.3
Elect Leonard Berry
  
Mgmt
For
For
For
  
 
1.4
Elect Peter Browning
  
Mgmt
For
For
For
  
 
1.5
Elect Dawn Hudson
  
Mgmt
For
For
For
  
 
1.6
Elect Robert Johnson
  
Mgmt
For
For
For
  
 
1.7
Elect Marshall Larsen
  
Mgmt
For
For
For
  
 
1.8
Elect Richard Lochridge
  
Mgmt
For
For
For
  
 
1.9
Elect Robert Niblock
  
Mgmt
For
For
For
  
 
1.10
Elect Stephen Page
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
2011 Annual Incentive Plan
  
Mgmt
For
For
For
  
 
6
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
  
 
8
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
                 
LyondellBasell Industries N.V.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
LYB
CUSIP N53745100
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagject Bindra
  
Mgmt
For
For
For
  
 
2
Elect Milton Carroll
  
Mgmt
For
For
For
  
 
3
Elect Rudy van der Meer
  
Mgmt
For
For
For
  
 
4
Elect Robin Buchanan
  
Mgmt
For
For
For
  
 
5
Elect Jacques Aigrain
  
Mgmt
For
For
For
  
 
6
Approval of Annual Accounts
  
Mgmt
For
For
For
  
 
7
Officer Liability/Indemnification
  
Mgmt
For
For
For
  
 
8
Director Liability/Indemnification
Mgmt
For
For
For
  
 
9
Appointment of Auditor
  
Mgmt
For
For
For
  
 
10
Remuneration of Supervisory Board
Mgmt
For
For
For
  
 
11
Amendments to Articles
  
Mgmt
For
For
For
  
 
12
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Elect Robert G. Gwin
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Macy's, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
M
CUSIP 55616P104
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bollenbach
  
Mgmt
For
For
For
  
 
1.2
Elect Deirdre Connelly
  
Mgmt
For
For
For
  
 
1.3
Elect Meyer Feldberg
  
Mgmt
For
For
For
  
 
1.4
Elect Sara Levinson
  
Mgmt
For
For
For
  
 
1.5
Elect Terry Lundgren
  
Mgmt
For
For
For
  
 
1.6
Elect Joseph Neubauer
  
Mgmt
For
For
For
  
 
1.7
Elect Joseph Pichler
  
Mgmt
For
For
For
  
 
1.8
Elect Joyce Roche
  
Mgmt
For
For
For
  
 
1.9
Elect Craig Weatherup
  
Mgmt
For
For
For
  
 
1.10
Elect Marna Whittington
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Marriott International, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MAR
CUSIP 571903202
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect J.W. Marriott, Jr.
  
Mgmt
For
For
For
  
 
2
Elect John Marriott III
  
Mgmt
For
For
For
  
 
3
Elect Mary Bush
  
Mgmt
For
For
For
  
 
4
Elect Lawrence Kellner
  
Mgmt
For
For
For
  
 
5
Elect Debra Lee
  
Mgmt
For
For
For
  
 
6
Elect George Munoz
  
Mgmt
For
For
For
  
 
7
Elect Harry Pearce
  
Mgmt
For
For
For
  
 
8
Elect Steven Reinemund
  
Mgmt
For
For
For
  
 
9
Elect Lawrence Small
  
Mgmt
For
For
For
  
 
10
Elect Arne Sorenson
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MMC
CUSIP 571748102
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zachary Carter
  
Mgmt
For
For
For
  
 
2
Elect Brian Duperreault
  
Mgmt
For
For
For
  
 
3
Elect Oscar Fanjul
  
Mgmt
For
For
For
  
 
4
Elect H. Edward Hanway
  
Mgmt
For
For
For
  
 
5
Elect Lord Ian Lang
  
Mgmt
For
For
For
  
 
6
Elect Steven Mills
  
Mgmt
For
For
For
  
 
7
Elect Bruce Nolop
  
Mgmt
For
For
For
  
 
8
Elect Marc Oken
  
Mgmt
For
For
For
  
 
9
Elect Morton Schapiro
  
Mgmt
For
For
For
  
 
10
Elect Adele Simmons
  
Mgmt
For
For
For
  
 
11
Elect Lloyd Yates
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
2011 Incentive and Stock Award Plan
Mgmt
For
Against
Against
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Maxim Integrated Products, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MXIM
CUSIP 57772K101
  
11/09/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
  
Mgmt
For
For
For
  
 
1.2
Elect B. Kipling Hagopian
  
Mgmt
For
For
For
  
 
1.3
Elect James Bergman
  
Mgmt
For
For
For
  
 
1.4
Elect Joseph Bronson
  
Mgmt
For
For
For
  
 
1.5
Elect Robert Grady
  
Mgmt
For
For
For
  
 
1.6
Elect William Watkins
  
Mgmt
For
For
For
  
 
1.7
Elect A.R. Frank Wazzan
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
  
                 
                 
                 
                 
McDonald's Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MCD
CUSIP 580135101
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
  
Mgmt
For
For
For
  
 
2
Elect Richard Lenny
  
Mgmt
For
For
For
  
 
3
Elect Cary McMillan
  
Mgmt
For
For
For
  
 
4
Elect Sheila Penrose
  
Mgmt
For
For
For
  
 
5
Elect James Skinner
  
Mgmt
For
For
For
  
 
6
Ratification of Auditor
  
Mgmt
For
For
For
  
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
9
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
Mgmt
For
For
For
  
 
10
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
Mgmt
For
For
For
  
 
11
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
Mgmt
For
For
For
  
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
  
 
13
Shareholder Proposal Regarding Controlled Atmosphere Killing
ShrHoldr
Against
Against
For
  
 
14
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
  
 
15
Shareholder Proposal Regarding Beverage Containers
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
MeadWestvaco Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MWV
CUSIP 583334107
  
04/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Campbell
  
Mgmt
For
For
For
  
 
2
Elect Thomas Cole, Jr.
  
Mgmt
For
For
For
  
 
3
Elect James Kaiser
  
Mgmt
For
For
For
  
 
4
Elect Richard Kelson
  
Mgmt
For
For
For
  
 
5
Elect James Kilts
  
Mgmt
For
For
For
  
 
6
Elect Susan Kropf
  
Mgmt
For
For
For
  
 
7
Elect Douglas Luke
  
Mgmt
For
For
For
  
 
8
Elect John Luke, Jr.
  
Mgmt
For
For
For
  
 
9
Elect Robert McCormack
  
Mgmt
For
For
For
  
 
10
Elect Timothy Powers
  
Mgmt
For
For
For
  
 
11
Elect Jane Warner
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Medco Health Solutions, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MHS
CUSIP 58405U102
  
05/24/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Barker, Jr.
  
Mgmt
For
For
For
  
 
2
Elect John Cassis
  
Mgmt
For
For
For
  
 
3
Elect Michael Goldstein
  
Mgmt
For
For
For
  
 
4
Elect Charles Lillis
  
Mgmt
For
For
For
  
 
5
Elect Myrtle Potter
  
Mgmt
For
For
For
  
 
6
Elect William Roper
  
Mgmt
For
For
For
  
 
7
Elect David Snow, Jr.
  
Mgmt
For
For
For
  
 
8
Elect David Stevens
  
Mgmt
For
For
For
  
 
9
Elect Blenda Wilson
  
Mgmt
For
For
For
  
 
10
Ratification of Auditor
  
Mgmt
For
For
For
  
 
11
Elimination of Supermajority Requirements
Mgmt
For
For
For
  
 
12
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
Against
Against
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Medtronic, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MDT
CUSIP 585055106
  
08/25/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Anderson
  
Mgmt
For
For
For
  
 
1.2
Elect David Calhoun
  
Mgmt
For
For
For
  
 
1.3
Elect Victor Dzau
  
Mgmt
For
For
For
  
 
1.4
Elect William Hawkins
  
Mgmt
For
For
For
  
 
1.5
Elect Shirley Jackson
  
Mgmt
For
For
For
  
 
1.6
Elect James Lenehan
  
Mgmt
For
For
For
  
 
1.7
Elect Denise O'Leary
  
Mgmt
For
For
For
  
 
1.8
Elect Kendall Powell
  
Mgmt
For
For
For
  
 
1.9
Elect Robert Pozen
  
Mgmt
For
For
For
  
 
1.10
Elect Jean-Pierre Rosso
  
Mgmt
For
For
For
  
 
1.11
Elect Jack Schuler
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Merck & Co., Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MRK
CUSIP 58933Y105
  
05/24/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
  
Mgmt
For
For
For
  
 
2
Elect Thomas Cech
  
Mgmt
For
For
For
  
 
3
Elect Richard Clark
  
Mgmt
For
For
For
  
 
4
Elect Kenneth Frazier
  
Mgmt
For
For
For
  
 
5
Elect Thomas Glocer
  
Mgmt
For
For
For
  
 
6
Elect Steven Goldstone
  
Mgmt
For
For
For
  
 
7
Elect William Harrison, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Harry Jacobson
  
Mgmt
For
For
For
  
 
9
Elect William Kelley
  
Mgmt
For
For
For
  
 
10
Elect C. Robert Kidder
  
Mgmt
For
For
For
  
 
11
Elect Rochelle Lazarus
  
Mgmt
For
For
For
  
 
12
Elect Carlos Represas
  
Mgmt
For
For
For
  
 
13
Elect Patricia Russo
  
Mgmt
For
For
For
  
 
14
Elect Thomas Shenk
  
Mgmt
For
For
For
  
 
15
Elect Anne Tatlock
  
Mgmt
For
For
For
  
 
16
Elect Craig Thompson
  
Mgmt
For
For
For
  
 
17
Elect Wendell Weeks
  
Mgmt
For
For
For
  
 
18
Elect Peter Wendell
  
Mgmt
For
For
For
  
 
19
Ratification of Auditor
  
Mgmt
For
For
For
  
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
21
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Microchip Technology Incorporated
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MCHP
CUSIP 595017104
  
08/20/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Sanghi
  
Mgmt
For
For
For
  
 
1.2
Elect Albert Hugo-Martinez
  
Mgmt
For
For
For
  
 
1.3
Elect L. B. Day
  
Mgmt
For
For
For
  
 
1.4
Elect Matthew Chapman
  
Mgmt
For
For
For
  
 
1.5
Elect Wade Meyercord
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Microsoft Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MSFT
CUSIP 594918104
  
11/16/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
  
Mgmt
For
Abstain
Against
  
 
2
Elect Dina Dublon
  
Mgmt
For
For
For
  
 
3
Elect William Gates III
  
Mgmt
For
For
For
  
 
4
Elect Raymond Gilmartin
  
Mgmt
For
For
For
  
 
5
Elect Reed Hastings
  
Mgmt
For
For
For
  
 
6
Elect Maria Klawe
  
Mgmt
For
For
For
  
 
7
Elect David Marquardt
  
Mgmt
For
For
For
  
 
8
Elect Charles Noski
  
Mgmt
For
For
For
  
 
9
Elect Helmut Panke
  
Mgmt
For
For
For
  
 
10
Ratification of Auditor
  
Mgmt
For
For
For
  
 
11
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Monsanto Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MON
CUSIP 61166W101
  
01/25/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Laura Ipsen
  
Mgmt
For
For
For
  
 
2
Elect William Parfet
  
Mgmt
For
For
For
  
 
3
Elect George Poste
  
Mgmt
For
For
For
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
7
Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives
Mgmt
For
Against
Against
  
                 
                 
                 
                 
Moody's Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MCO
CUSIP 615369105
  
04/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Glauber
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
5
Shareholder Proposal  Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
6
Elect Jorge Bermudez
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Mosaic Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MOS
CUSIP 61945A107
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Recapitalization and Spin-off
  
Mgmt
For
For
For
  
 
2
Right to Adjourn Meeting
  
Mgmt
For
For
For
  
                 
                 
                 
                 
MTU Aero Engines Holding AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MTX
CINS D5565H104
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Germany
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Ratification of Management Acts
Mgmt
For
For
For
  
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
  
 
8
Appointment of Auditor
  
Mgmt
For
For
For
  
 
9
Increase in Authorized Capital II
Mgmt
For
For
For
  
 
10
Increase in Authorized Capital III
Mgmt
For
For
For
  
                 
                 
                 
                 
Murphy Oil Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MUR
CUSIP 626717102
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Blue
  
Mgmt
For
For
For
  
 
2
Elect Claiborne Deming
  
Mgmt
For
For
For
  
 
3
Elect Robert Hermes
  
Mgmt
For
For
For
  
 
4
Elect James Kelley
  
Mgmt
For
For
For
  
 
5
Elect R. Madison Murphy
  
Mgmt
For
For
For
  
 
6
Elect William Nolan, Jr.
  
Mgmt
For
For
For
  
 
7
Elect Neal Schmale
  
Mgmt
For
For
For
  
 
8
Elect David Smith
  
Mgmt
For
For
For
  
 
9
Elect Caroline Theus
  
Mgmt
For
For
For
  
 
10
Elect David Wood
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
National Grid plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NG
CINS G6375K151
  
07/26/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Elect Sir John Parker
  
Mgmt
For
For
For
  
 
4
Elect Steven Holliday
  
Mgmt
For
For
For
  
 
5
Elect Kenneth Harvey
  
Mgmt
For
For
For
  
 
6
Elect Steve Lucas
  
Mgmt
For
For
For
  
 
7
Elect Stephen Pettit
  
Mgmt
For
For
For
  
 
8
Elect Nick Winser
  
Mgmt
For
For
For
  
 
9
Elect George Rose
  
Mgmt
For
For
For
  
 
10
Elect Thomas King
  
Mgmt
For
For
For
  
 
11
Elect Maria Richter
  
Mgmt
For
For
For
  
 
12
Elect John Allan
  
Mgmt
For
For
For
  
 
13
Elect Linda Adamany
  
Mgmt
For
For
For
  
 
14
Elect Mark Fairbairn
  
Mgmt
For
For
For
  
 
15
Elect Philip Aiken
  
Mgmt
For
For
For
  
 
16
Appointment of Auditor
  
Mgmt
For
For
For
  
 
17
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
18
Directors' Remuneration Report
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
New York Community Bancorp, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NYB
CUSIP 649445103
  
06/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dominick Ciampa
  
Mgmt
For
For
For
  
 
1.2
Elect William Frederick
  
Mgmt
For
For
For
  
 
1.3
Elect Max Kupferberg
  
Mgmt
For
For
For
  
 
1.4
Elect Spiros Voutsinas
  
Mgmt
For
For
For
  
 
1.5
Elect Robert Wann
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the Management Incentive Compensation Plan
Mgmt
For
For
For
  
 
4
Amendment to the 2006 Stock Incentive Plan
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Newmont Mining Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NEM
CUSIP 651639106
  
04/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Glen Barton
  
Mgmt
For
Against
Against
  
 
2
Elect Vincent Calarco
  
Mgmt
For
Against
Against
  
 
3
Elect Joseph Carrabba
  
Mgmt
For
For
For
  
 
4
Elect Noreen Doyle
  
Mgmt
For
For
For
  
 
5
Elect Veronica Hagen
  
Mgmt
For
For
For
  
 
6
Elect Michael Hamson
  
Mgmt
For
Against
Against
  
 
7
Elect Richard O'Brien
  
Mgmt
For
For
For
  
 
8
Elect John Prescott
  
Mgmt
For
Against
Against
  
 
9
Elect Donald Roth
  
Mgmt
For
For
For
  
 
10
Elect Simon Thompson
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
NextEra Energy, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NEE
CUSIP 65339F101
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
  
Mgmt
For
For
For
  
 
1.2
Elect Robert Beall II
  
Mgmt
For
For
For
  
 
1.3
Elect J. Hyatt Brown
  
Mgmt
For
For
For
  
 
1.4
Elect James Camaren
  
Mgmt
For
For
For
  
 
1.5
Elect Kenneth Dunn
  
Mgmt
For
For
For
  
 
1.6
Elect J. Brian Ferguson
  
Mgmt
For
For
For
  
 
1.7
Elect Lewis Hay III
  
Mgmt
For
For
For
  
 
1.8
Elect Toni Jennings
  
Mgmt
For
For
For
  
 
1.9
Elect Oliver Kingsley, Jr.
  
Mgmt
For
For
For
  
 
1.10
Elect Rudy Schupp
  
Mgmt
For
For
For
  
 
1.11
Elect William Swanson
  
Mgmt
For
For
For
  
 
1.12
Elect Michael Thaman
  
Mgmt
For
For
For
  
 
1.13
Elect Hansel Tookes II
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
2011 Long Term Incentive Plan
  
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Noble Energy, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NBL
CUSIP 655044105
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Berenson
  
Mgmt
For
For
For
  
 
2
Elect Michael Cawley
  
Mgmt
For
For
For
  
 
3
Elect Edward Cox
  
Mgmt
For
For
For
  
 
4
Elect Charles Davidson
  
Mgmt
For
For
For
  
 
5
Elect Thomas Edelman
  
Mgmt
For
For
For
  
 
6
Elect Eric Grubman
  
Mgmt
For
For
For
  
 
7
Elect Kirby Hedrick
  
Mgmt
For
For
For
  
 
8
Elect Scott Urban
  
Mgmt
For
For
For
  
 
9
Elect William Van Kleef
  
Mgmt
For
For
For
  
 
10
Ratification of Auditor
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Amendment to the 1992 Stock Option and Restricted Stock Plan
Mgmt
For
For
For
  
                 
                 
                 
                 
Northern Trust Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NTRS
CUSIP 665859104
  
04/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Linda Bynoe
  
Mgmt
For
For
For
  
 
1.2
Elect Nicholas Chabraja
  
Mgmt
For
For
For
  
 
1.3
Elect Susan Crown
  
Mgmt
For
For
For
  
 
1.4
Elect Dipak Jain
  
Mgmt
For
For
For
  
 
1.5
Elect Robert Lane
  
Mgmt
For
For
For
  
 
1.6
Elect Robert McCormack
  
Mgmt
For
For
For
  
 
1.7
Elect Edward Mooney
  
Mgmt
For
For
For
  
 
1.8
Elect John Rowe
  
Mgmt
For
For
For
  
 
1.9
Elect Martin Slark
  
Mgmt
For
For
For
  
 
1.10
Elect David Smith, Jr.
  
Mgmt
For
For
For
  
 
1.11
Elect Enrique Sosa
  
Mgmt
For
For
For
  
 
1.12
Elect Charles Tribbett III
  
Mgmt
For
For
For
  
 
1.13
Elect Frederick Waddell
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Northrop Grumman Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NOC
CUSIP 666807102
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wesley Bush
  
Mgmt
For
For
For
  
 
2
Elect Lewis Coleman
  
Mgmt
For
For
For
  
 
3
Elect Victor Fazio
  
Mgmt
For
For
For
  
 
4
Elect Donald Felsinger
  
Mgmt
For
For
For
  
 
5
Elect Stephen Frank
  
Mgmt
For
For
For
  
 
6
Elect Bruce Gordon
  
Mgmt
For
For
For
  
 
7
Elect Madeleine Kleiner
  
Mgmt
For
For
For
  
 
8
Elect Karl Krapek
  
Mgmt
For
For
For
  
 
9
Elect Richard Myers
  
Mgmt
For
For
For
  
 
10
Elect Aulana Peters
  
Mgmt
For
For
For
  
 
11
Elect Kevin Sharer
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
2011 Long-Term Incentive Stock Plan
Mgmt
For
Against
Against
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Novartis AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NOVN
CINS H5820Q150
  
02/22/2011
  
Take No Action
  
 
Meeting Type
Country of Trade
            
 
Annual
Switzerland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
3
Accounts and Reports
  
Mgmt
For
TNA
N/A
  
 
4
Ratification of Management and Board Acts
Mgmt
For
TNA
N/A
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
TNA
N/A
  
 
6
Compensation Policy
  
Mgmt
For
TNA
N/A
  
 
7
Non-Voting Agenda Item
  
N/A
N/A
TNA
N/A
  
 
8
Re-elect Ann Fudge
  
Mgmt
For
TNA
N/A
  
 
9
Re-elect Pierre Landolt
  
Mgmt
For
TNA
N/A
  
 
10
Re-elect Ulrich Lehner
  
Mgmt
For
TNA
N/A
  
 
11
Elect Enrico Vanni
  
Mgmt
For
TNA
N/A
  
 
12
Appointment of Auditor
  
Mgmt
For
TNA
N/A
  
 
13
Transaction of Other Business
  
Mgmt
For
TNA
N/A
  
                 
                 
                 
                 
Novartis AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NOVN
CINS H5820Q150
  
04/08/2011
  
Take No Action
  
 
Meeting Type
Country of Trade
            
 
Special
Switzerland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
3
Approval of Merger Agreement
  
Mgmt
For
TNA
N/A
  
 
4
Approval of Share Issuance
  
Mgmt
For
TNA
N/A
  
 
5
Additional and/or Counter-Proposals
Mgmt
For
TNA
N/A
  
                 
                 
                 
                 
Novo Nordisk A/S
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NOVO-B
CINS K7314N152
  
03/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Denmark
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Approve Fiscal 2010 Directors' Fees
Mgmt
For
For
For
  
 
6
Approve Fiscal 2011 Directors' Fees
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Elect Sten Scheibye
  
Mgmt
For
For
For
  
 
9
Elect Goran Ando
  
Mgmt
For
For
For
  
 
10
Elect Bruno Angelici
  
Mgmt
For
For
For
  
 
11
Elect Henrik Gurtler
  
Mgmt
For
For
For
  
 
12
Elect Thomas Koestler
  
Mgmt
For
For
For
  
 
13
Elect Kurt Anker Nielsen
  
Mgmt
For
For
For
  
 
14
Elect Hannu Ryopponen
  
Mgmt
For
For
For
  
 
15
Elect Jorgen Wedel
  
Mgmt
For
For
For
  
 
16
Election of Chairman
  
Mgmt
For
For
For
  
 
17
Election of Vice Chairman
  
Mgmt
For
For
For
  
 
18
Appointment of Auditor
  
Mgmt
For
For
For
  
 
19
Authority to Cancel Shares
  
Mgmt
For
For
For
  
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
21
Authority to Cancel Shares
  
Mgmt
For
For
For
  
 
22
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
23
Amendments to Articles Regarding Age Limit
Mgmt
For
For
For
  
 
24
Amendments to Incentive Compensation Guidelines
Mgmt
For
For
For
  
                 
                 
                 
                 
Nucor Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NUE
CUSIP 670346105
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
  
Mgmt
For
For
For
  
 
1.2
Elect Victoria Haynes
  
Mgmt
For
For
For
  
 
1.3
Elect Christopher Kearney
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
NV Energy, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
NVE
CUSIP 67073Y106
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Joseph Anderson, Jr.
  
Mgmt
For
For
For
  
 
1.2
Elect Glenn Christenson
  
Mgmt
For
For
For
  
 
1.3
Elect Brian Kennedy
  
Mgmt
For
For
For
  
 
1.4
Elect John O'Reilly
  
Mgmt
For
For
For
  
 
1.5
Elect Philip Satre
  
Mgmt
For
For
For
  
 
1.6
Elect Michael Yackira
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Amendment to the Executive Long-Term Incentive Plan
Mgmt
For
For
For
  
 
5
Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections
Mgmt
For
For
For
  
 
6
"Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions"
Mgmt
For
For
For
  
 
7
Ratification of Auditor
  
Mgmt
For
For
For
  
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
9
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
10
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Occidental Petroleum Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
OXY
CUSIP 674599105
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
  
Mgmt
For
For
For
  
 
2
Elect Howard Atkins
  
Mgmt
For
For
For
  
 
3
Elect Stephen Chazen
  
Mgmt
For
For
For
  
 
4
Elect Edward Djerejian
  
Mgmt
For
For
For
  
 
5
Elect John Feick
  
Mgmt
For
For
For
  
 
6
Elect Margaret Foran
  
Mgmt
For
For
For
  
 
7
Elect Carlos Gutierrez
  
Mgmt
For
For
For
  
 
8
Elect Ray Irani
  
Mgmt
For
For
For
  
 
9
Elect Avedick Poladian
  
Mgmt
For
For
For
  
 
10
Elect Rodolfo Segovia
  
Mgmt
For
For
For
  
 
11
Elect Aziz Syriani
  
Mgmt
For
For
For
  
 
12
Elect Rosemary Tomich
  
Mgmt
For
For
For
  
 
13
Elect Walter Weisman
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
For
1 Year
N/A
  
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Oceaneering International, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
OII
CUSIP 675232102
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect T. Jay Collins
  
Mgmt
For
For
For
  
 
1.2
Elect D. Michael Hughes
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Oracle Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ORCL
CUSIP 68389X105
  
10/06/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
  
Mgmt
For
Withhold
Against
  
 
1.2
Elect H. Raymond Bingham
  
Mgmt
For
For
For
  
 
1.3
Elect Michael Boskin
  
Mgmt
For
For
For
  
 
1.4
Elect Safra Catz
  
Mgmt
For
For
For
  
 
1.5
Elect Bruce Chizen
  
Mgmt
For
For
For
  
 
1.6
Elect George Conrades
  
Mgmt
For
For
For
  
 
1.7
Elect Lawrence Ellison
  
Mgmt
For
For
For
  
 
1.8
Elect Hector Garcia-Molina
  
Mgmt
For
For
For
  
 
1.9
Elect Jeffrey Henley
  
Mgmt
For
For
For
  
 
1.10
Elect Mark Hurd
  
Mgmt
For
Withhold
Against
  
 
1.11
Elect Donald Lucas
  
Mgmt
For
For
For
  
 
1.12
Elect Naomi Seligman
  
Mgmt
For
For
For
  
 
2
Executive Bonus Plan
  
Mgmt
For
Against
Against
  
 
3
Amendment to the 2000 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
 
5
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
  
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
PACCAR Inc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PCAR
CUSIP 693718108
  
04/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Fluke, Jr.
  
Mgmt
For
For
For
  
 
1.2
Elect Kirk Hachigian
  
Mgmt
For
For
For
  
 
1.3
Elect Stephen Page
  
Mgmt
For
For
For
  
 
1.4
Elect Thomas Plimpton
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
4
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
  
 
5
Amendment to the Senior Executive Yearly Incentive Compensation Plan
Mgmt
For
For
For
  
 
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
  
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Parker-Hannifin Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PH
CUSIP 701094104
  
10/27/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Bohn
  
Mgmt
For
For
For
  
 
1.2
Elect Linda Harty
  
Mgmt
For
For
For
  
 
1.3
Elect William Kassling
  
Mgmt
For
For
For
  
 
1.4
Elect Robert Kohlhepp
  
Mgmt
For
For
For
  
 
1.5
Elect Klaus-Peter Muller
  
Mgmt
For
For
For
  
 
1.6
Elect Candy Obourn
  
Mgmt
For
For
For
  
 
1.7
Elect Joseph Scaminace
  
Mgmt
For
For
For
  
 
1.8
Elect Wolfgang Schmitt
  
Mgmt
For
For
For
  
 
1.9
Elect Ake Svensson
  
Mgmt
For
For
For
  
 
1.10
Elect Markos Tambakeras
  
Mgmt
For
For
For
  
 
1.11
Elect James Wainscott
  
Mgmt
For
For
For
  
 
1.12
Elect Donald Washkewicz
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
2010 Performance Bonus Plan
  
Mgmt
For
For
For
  
 
4
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Penn National Gaming, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PENN
CUSIP 707569109
  
06/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Carlino
  
Mgmt
For
For
For
  
 
1.2
Elect Harold Cramer
  
Mgmt
For
For
For
  
 
1.3
Elect Saul Reibstein
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to the 2008 Long Term Incentive Compensation Plan
Mgmt
For
Against
Against
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
PepsiCo, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PEP
CUSIP 713448108
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
  
Mgmt
For
For
For
  
 
2
Elect Ian Cook
  
Mgmt
For
For
For
  
 
3
Elect Dina Dublon
  
Mgmt
For
For
For
  
 
4
Elect Victor Dzau
  
Mgmt
For
For
For
  
 
5
Elect Ray Hunt
  
Mgmt
For
For
For
  
 
6
Elect Alberto Ibarguen
  
Mgmt
For
For
For
  
 
7
Elect Arthur Martinez
  
Mgmt
For
For
For
  
 
8
Elect Indra Nooyi
  
Mgmt
For
For
For
  
 
9
Elect Sharon Rockefeller
  
Mgmt
For
For
For
  
 
10
Elect James Schiro
  
Mgmt
For
For
For
  
 
11
Elect Lloyd Trotter
  
Mgmt
For
For
For
  
 
12
Elect Daniel Vasella
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
 
16
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
  
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
 
18
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PETR3
CUSIP 71654V408
  
01/31/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger by Absorption
  
Mgmt
For
For
For
  
 
2
Amendments to Articles
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PETR3
CUSIP 71654V408
  
04/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles
  
Mgmt
For
For
For
  
 
2
Merger by Absorption
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PETR3
CUSIP 71654V408
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Capital Expenditure Budget
  
Mgmt
For
For
For
  
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
4
Election of Directors
  
Mgmt
For
For
For
  
 
5
Election of Chairman of the Board of Directors
Mgmt
For
For
For
  
 
6
Election of Supervisory Council Members
Mgmt
For
For
For
  
 
7
Remuneration Report
  
Mgmt
For
For
For
  
 
8
Capitalization of Reserves
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PETR3
CUSIP 71654V408
  
08/12/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratification of Nomination of Appraiser for Treasury Notes
Mgmt
For
For
For
  
 
2
Valuation Method of Treasury Notes
Mgmt
For
For
For
  
 
3
Authority to Carry Out Formalities
Mgmt
For
For
For
  
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PETR3
CUSIP 71654V408
  
12/07/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger Agreement with Marlim Participacoes SA
Mgmt
For
For
For
  
 
2
Merger Agreement with Nova Marlim Participacoes SA
Mgmt
For
For
For
  
 
3
Ratification of Appointment of Auditor
Mgmt
For
For
For
  
 
4
Valuation Reports
  
Mgmt
For
For
For
  
 
5
Merger by Absorption
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Pfizer Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PFE
CUSIP 717081103
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
  
Mgmt
For
For
For
  
 
2
Elect Michael Brown
  
Mgmt
For
For
For
  
 
3
Elect M. Anthony Burns
  
Mgmt
For
For
For
  
 
4
Elect W. Don Cornwell
  
Mgmt
For
For
For
  
 
5
Elect Frances Fergusson
  
Mgmt
For
For
For
  
 
6
Elect William Gray, III
  
Mgmt
For
For
For
  
 
7
Elect Constance Horner
  
Mgmt
For
For
For
  
 
8
Elect James Kilts
  
Mgmt
For
For
For
  
 
9
Elect George Lorch
  
Mgmt
For
For
For
  
 
10
Elect John Mascotte
  
Mgmt
For
For
For
  
 
11
Elect Suzanne Nora Johnson
  
Mgmt
For
For
For
  
 
12
Elect Ian Read
  
Mgmt
For
For
For
  
 
13
Elect Stephen Sanger
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
  
 
17
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Lobbying Priorities Report
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding the Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
PG&E Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PCG
CUSIP 69331C108
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
  
Mgmt
For
For
For
  
 
2
Elect Lewis Chew
  
Mgmt
For
For
For
  
 
3
Elect C. Lee Cox
  
Mgmt
For
For
For
  
 
4
Elect Peter Darbee
  
Mgmt
For
For
For
  
 
5
Elect Maryellen Herringer
  
Mgmt
For
For
For
  
 
6
Elect Roger Kimmel
  
Mgmt
For
For
For
  
 
7
Elect Richard Meserve
  
Mgmt
For
For
For
  
 
8
Elect Forrest Miller
  
Mgmt
For
For
For
  
 
9
Elect Rosendo Parra
  
Mgmt
For
For
For
  
 
10
Elect Barbara Rambo
  
Mgmt
For
For
For
  
 
11
Elect Barry Williams
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
16
Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Philip Morris International Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PM
CUSIP 718172109
  
05/11/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
  
Mgmt
For
For
For
  
 
2
Elect Mathis Cabiallavetta
  
Mgmt
For
For
For
  
 
3
Elect Louis Camilleri
  
Mgmt
For
For
For
  
 
4
Elect J. Dudley Fishburn
  
Mgmt
For
For
For
  
 
5
Elect Jennifer Li
  
Mgmt
For
For
For
  
 
6
Elect Graham Mackay
  
Mgmt
For
For
For
  
 
7
Elect Sergio Marchionne
  
Mgmt
For
For
For
  
 
8
Elect Lucio Noto
  
Mgmt
For
For
For
  
 
9
Elect Carlos Slim Helu
  
Mgmt
For
For
For
  
 
10
Elect Stephen Wolf
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
  
 
14
Shareholder proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
  
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
Portugal Telecom SGPS SA
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PTC
CINS X6769Q104
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Portugal
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Accounts and Reports
  
Mgmt
For
For
For
  
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Ratification of Board Acts
  
Mgmt
For
For
For
  
 
7
Amendments to Articles
  
Mgmt
For
For
For
  
 
8
Authority to Repurchase and Re-Issue Shares
Mgmt
For
For
For
  
 
9
Authority to Issue Convertible Bonds
Mgmt
For
For
For
  
 
10
Suppression of Preemptive Rights
Mgmt
For
Against
Against
  
 
11
Authority to Issue Debt Instruments
Mgmt
For
For
For
  
 
12
Authority to Repurchase and Re-Issue Company Debt Instruments
Mgmt
For
For
For
  
 
13
Remuneration Report
  
Mgmt
For
For
For
  
 
14
Election of Directors
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Potash Corporation of Saskatchewan Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
POT
CUSIP 73755L107
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
  
Mgmt
For
For
For
  
 
1.2
Elect William Doyle
  
Mgmt
For
For
For
  
 
1.3
Elect John Estey
  
Mgmt
For
For
For
  
 
1.4
Elect Charles Hoffman
  
Mgmt
For
For
For
  
 
1.5
Elect Dallas Howe
  
Mgmt
For
For
For
  
 
1.6
Elect Alice Laberge
  
Mgmt
For
For
For
  
 
1.7
Elect Keith Martell
  
Mgmt
For
For
For
  
 
1.8
Elect Jeffrey McCaig
  
Mgmt
For
For
For
  
 
1.9
Elect Mary Mogford
  
Mgmt
For
For
For
  
 
1.10
Elect Paul Schoenhals
  
Mgmt
For
For
For
  
 
1.11
Elect E. Robert Stromberg
  
Mgmt
For
For
For
  
 
1.12
Elect Elena Viyella de Paliza
  
Mgmt
For
For
For
  
 
2
Appointment of Auditor
  
Mgmt
For
For
For
  
 
3
2011 Performance Option Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
                 
                 
                 
                 
PPG Industries, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PPG
CUSIP 693506107
  
04/21/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
  
Mgmt
For
For
For
  
 
1.2
Elect Hugh Grant
  
Mgmt
For
For
For
  
 
1.3
Elect Michele Hooper
  
Mgmt
For
For
For
  
 
1.4
Elect Robert Mehrabian
  
Mgmt
For
For
For
  
 
2
Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan
Mgmt
For
For
For
  
 
3
Amendment to the 2006  Omnibus Incentive Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Ratification of Auditor
  
Mgmt
For
For
For
  
 
7
Shareholder Proposal Regarding Environmental Accountability Report
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
PPL Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PPL
CUSIP 69351T106
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Bernthal
  
Mgmt
For
For
For
  
 
1.2
Elect John Conway
  
Mgmt
For
For
For
  
 
1.3
Elect Steven Elliot
  
Mgmt
For
For
For
  
 
1.4
Elect Louise Goeser
  
Mgmt
For
For
For
  
 
1.5
Elect Stuart Graham
  
Mgmt
For
For
For
  
 
1.6
Elect Stuart Heydt
  
Mgmt
For
For
For
  
 
1.7
Elect James Miller
  
Mgmt
For
For
For
  
 
1.8
Elect Craig Rogerson
  
Mgmt
For
For
For
  
 
1.9
Elect Natica von Althann
  
Mgmt
For
For
For
  
 
1.10
Elect Keith Williamson
  
Mgmt
For
For
For
  
 
2
Short-term Incentive Plan
  
Mgmt
For
For
For
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
 
4
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
  
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Praxair, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PX
CUSIP 74005P104
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
  
Mgmt
For
For
For
  
 
1.2
Elect Oscar Bernardes
  
Mgmt
For
For
For
  
 
1.3
Elect Nance Dicciani
  
Mgmt
For
For
For
  
 
1.4
Elect Edward Galante
  
Mgmt
For
For
For
  
 
1.5
Elect Claire Gargalli
  
Mgmt
For
For
For
  
 
1.6
Elect Ira Hall
  
Mgmt
For
For
For
  
 
1.7
Elect Raymond LeBoeuf
  
Mgmt
For
For
For
  
 
1.8
Elect Larry McVay
  
Mgmt
For
For
For
  
 
1.9
Elect Wayne Smith
  
Mgmt
For
For
For
  
 
1.10
Elect Robert Wood
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Approval of Performance Goals Under the 162(m) Plan
Mgmt
For
For
For
  
 
5
Amendment to the 2009 Long-Term Incentive Plan
Mgmt
For
For
For
  
 
6
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Precision Castparts Corp.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PCP
CUSIP 740189105
  
08/10/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Murphy
  
Mgmt
For
For
For
  
 
1.2
Elect Steven Rothmeier
  
Mgmt
For
For
For
  
 
1.3
Elect Richard Wambold
  
Mgmt
For
For
For
  
 
1.4
Elect Timothy Wicks
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
QBE Insurance Group Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
QBE
CINS Q78063114
  
04/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Australia
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Remuneration Report
  
Mgmt
For
For
For
  
 
3
Equity Grant (CEO Frank O'Halloran)
Mgmt
For
For
For
  
 
4
Approve Termination Benefits
  
Mgmt
For
For
For
  
 
5
Re-elect Charles Irby
  
Mgmt
For
For
For
  
 
6
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Rio Tinto plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
RIO
CINS G75754104
  
04/14/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Directors' Remuneration Report
Mgmt
For
For
For
  
 
3
Elect Tom Albanese
  
Mgmt
For
For
For
  
 
4
Elect Robert Brown
  
Mgmt
For
For
For
  
 
5
Elect Vivienne Cox
  
Mgmt
For
For
For
  
 
6
Elect Jan du Plessis
  
Mgmt
For
For
For
  
 
7
Elect Guy Elliott
  
Mgmt
For
For
For
  
 
8
Elect Michael Fitzpatrick
  
Mgmt
For
For
For
  
 
9
Elect Ann Godbehere
  
Mgmt
For
For
For
  
 
10
Elect Richard Goodmanson
  
Mgmt
For
For
For
  
 
11
Elect Andrew Gould
  
Mgmt
For
For
For
  
 
12
Elect Lord John Kerr of Kinlochard
Mgmt
For
For
For
  
 
13
Elect Paul Tellier
  
Mgmt
For
For
For
  
 
14
Elect Samuel Walsh
  
Mgmt
For
For
For
  
 
15
Elect Stephen Mayne
  
Mgmt
Against
Against
For
  
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
17
Amendment to the Performance Share Plan
Mgmt
For
For
For
  
 
18
Amendment to and Renewal of Share Ownership Plan
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
21
Authority to Repurchase Rio Tinto plc Shares
Mgmt
For
For
For
  
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
Rockwell Automation, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
ROK
CUSIP 773903109
  
02/01/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Donald Parfet
  
Mgmt
For
For
For
  
 
1.2
Elect Steven Kalmanson
  
Mgmt
For
For
For
  
 
1.3
Elect James Keane
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Royal Dutch Shell plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
RDSB
CUSIP 780259107
  
05/17/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Directors' Remuneration Report
Mgmt
For
For
For
  
 
3
Elect Linda Stuntz
  
Mgmt
For
For
For
  
 
4
Elect Josef Ackermann
  
Mgmt
For
For
For
  
 
5
Elect Malcolm Brinded
  
Mgmt
For
For
For
  
 
6
Elect Guy Elliott
  
Mgmt
For
For
For
  
 
7
Elect Simon Henry
  
Mgmt
For
For
For
  
 
8
Elect Charles Holliday, Jr.
  
Mgmt
For
For
For
  
 
9
Elect Lord John Kerr of Kinlochard
Mgmt
For
For
For
  
 
10
Elect Gerard Kleisterlee
  
Mgmt
For
For
For
  
 
11
Elect Christine Morin-Postel
  
Mgmt
For
For
For
  
 
12
Elect Jorma Ollila
  
Mgmt
For
For
For
  
 
13
Elect Jeroen van der Veer
  
Mgmt
For
For
For
  
 
14
Elect Peter Voser
  
Mgmt
For
For
For
  
 
15
Elect Hans Wijers
  
Mgmt
For
For
For
  
 
16
Appointment of Auditor
  
Mgmt
For
For
For
  
 
17
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
21
Authorisation of Political Donations
Mgmt
For
For
For
  
                 
                 
                 
                 
Schlumberger Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SLB
CUSIP 806857108
  
04/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philippe Camus
  
Mgmt
For
For
For
  
 
2
Elect Peter Currie
  
Mgmt
For
For
For
  
 
3
Elect Andrew Gould
  
Mgmt
For
For
For
  
 
4
Elect Tony Isaac
  
Mgmt
For
For
For
  
 
5
Elect K.V. Kamath
  
Mgmt
For
For
For
  
 
6
Elect Nikolay Kudryavtsev
  
Mgmt
For
For
For
  
 
7
Elect Adrian Lajous
  
Mgmt
For
For
For
  
 
8
Elect Michael Marks
  
Mgmt
For
For
For
  
 
9
Elect Elizabeth Moler
  
Mgmt
For
For
For
  
 
10
Elect Leo Reif
  
Mgmt
For
For
For
  
 
11
Elect Tore Sandvold
  
Mgmt
For
For
For
  
 
12
Elect Henri Seydoux
  
Mgmt
For
For
For
  
 
13
Elect Paal Kibsgaard
  
Mgmt
For
For
For
  
 
14
Elect Lubna Olayan
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
  
 
17
Increase of Authorized Common Stock
Mgmt
For
For
For
  
 
18
Amendements to Articles
  
Mgmt
For
For
For
  
 
19
Approval of Financial Statements and Dividends
Mgmt
For
For
For
  
 
20
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Schneider Electric SA
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SU
CINS F86921107
  
04/21/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Related Party Transactions
  
Mgmt
For
For
For
  
 
8
Ratification of the Co-option of Anand Mahindra
Mgmt
For
Abstain
Against
  
 
9
Elect Betsy Atkins
  
Mgmt
For
For
For
  
 
10
Elect Jeong H. Kim
  
Mgmt
For
For
For
  
 
11
Elect Dominique Senequier
  
Mgmt
For
For
For
  
 
12
Directors' Fees
  
Mgmt
For
For
For
  
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
14
Amendment Regarding Director Age Limit
Mgmt
For
For
For
  
 
15
Amendment Regarding Censors
Mgmt
For
For
For
  
 
16
Stock Split
  
Mgmt
For
For
For
  
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
18
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
  
 
19
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
  
 
20
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
  
 
21
Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind
Mgmt
For
Against
Against
  
 
22
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
For
For
  
 
23
Authority to Grant Stock Options
Mgmt
For
For
For
  
 
24
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
26
Authority to Increase Capital Under Foreign Employee Savings Plan
Mgmt
For
For
For
  
 
27
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
  
 
28
Authority to Carry Out Formalities
Mgmt
For
For
For
  
                 
                 
                 
                 
SHIRE PLC
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SHP
CUSIP 82481R106
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Directors' Remuneration Report
Mgmt
For
For
For
  
 
3
Elect Matthew Emmens
  
Mgmt
For
For
For
  
 
4
Elect Angus Russell
  
Mgmt
For
For
For
  
 
5
Elect Graham Hetherington
  
Mgmt
For
For
For
  
 
6
Elect David Kappler
  
Mgmt
For
For
For
  
 
7
Elect Patrick Langlois
  
Mgmt
For
For
For
  
 
8
Elect Jeffrey Leiden
  
Mgmt
For
For
For
  
 
9
Elect David Ginsburg
  
Mgmt
For
For
For
  
 
10
Elect Anne Minto
  
Mgmt
For
For
For
  
 
11
Appointment of Auditor
  
Mgmt
For
For
For
  
 
12
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
13
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
  
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
16
Adoption of New Articles
  
Mgmt
For
For
For
  
 
17
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
                 
                 
                 
                 
Sigma-Aldrich Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SIAL
CUSIP 826552101
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Rebecca Bergman
  
Mgmt
For
For
For
  
 
2
Elect George Church
  
Mgmt
For
For
For
  
 
3
Elect David Harvey
  
Mgmt
For
For
For
  
 
4
Elect W. Lee McCollum
  
Mgmt
For
For
For
  
 
5
Elect Avi Nash
  
Mgmt
For
For
For
  
 
6
Elect Steven Paul
  
Mgmt
For
For
For
  
 
7
Elect J. Pedro Reinhard
  
Mgmt
For
For
For
  
 
8
Elect Rakesh Sachdev
  
Mgmt
For
For
For
  
 
9
Elect D. Dean Spatz
  
Mgmt
For
For
For
  
 
10
Elect Barrett Toan
  
Mgmt
For
For
For
  
 
11
Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan
Mgmt
For
Against
Against
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation
Mgmt
For
For
For
  
 
14
Elimination of Supermajority Requirement for Business Combinations
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Singapore Exchange Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
S68
CINS Y79946102
  
10/07/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Singapore
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Elect Joseph Yuvaraj Pillay
  
Mgmt
For
For
For
  
 
4
Elect Robert Owen
  
Mgmt
For
For
For
  
 
5
Elect CHEW Choon Seng
  
Mgmt
For
For
For
  
 
6
Elect LOH Boon Chye
  
Mgmt
For
For
For
  
 
7
Elect NG Kee Choe
  
Mgmt
For
For
For
  
 
8
Elect Magnus Bocker
  
Mgmt
For
For
For
  
 
9
Directors' Fees for the Chairman
Mgmt
For
For
For
  
 
10
Directors' Fees
  
Mgmt
For
For
For
  
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
12
Elect Thaddeus Beczak
  
Mgmt
For
For
For
  
 
13
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
14
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
15
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
16
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
17
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
18
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Singapore Exchange Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
S68
CINS Y79946102
  
10/07/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Singapore
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Repurchase Shares
Mgmt
For
For
For
  
                 
                 
                 
                 
Softbank Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
9984
CINS J75963108
  
06/24/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Japan
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Amendments to Articles
  
Mgmt
For
Against
Against
  
 
4
Elect Masayoshi Son
  
Mgmt
For
For
For
  
 
5
Elect Ken Miyauchi
  
Mgmt
For
For
For
  
 
6
Elect Kazuhiko Kasai
  
Mgmt
For
For
For
  
 
7
Elect Masahiro Inoue
  
Mgmt
For
For
For
  
 
8
Elect Ronald Fisher
  
Mgmt
For
For
For
  
 
9
Elect Yun Mah
  
Mgmt
For
For
For
  
 
10
Elect Tadashi Yanai
  
Mgmt
For
For
For
  
 
11
Elect Mark Schwartz
  
Mgmt
For
For
For
  
 
12
Elect Sunil Bharti Mittal
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Starbucks Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SBUX
CUSIP 855244109
  
03/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Schultz
  
Mgmt
For
For
For
  
 
2
Elect William Bradley
  
Mgmt
For
For
For
  
 
3
Elect Mellody Hobson
  
Mgmt
For
For
For
  
 
4
Elect Kevin Johnson
  
Mgmt
For
For
For
  
 
5
Elect Olden Lee
  
Mgmt
For
For
For
  
 
6
Elect Sheryl Sandberg
  
Mgmt
For
For
For
  
 
7
Elect James Shennan, Jr.
  
Mgmt
For
For
For
  
 
8
Elect Javier Teruel
  
Mgmt
For
For
For
  
 
9
Elect Myron Ullman III
  
Mgmt
For
For
For
  
 
10
Elect Craig Weatherup
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan
Mgmt
For
For
For
  
 
14
Amendment to the 2005 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
 
16
SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Steel Dynamics, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
STLD
CUSIP 858119100
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Keith Busse
  
Mgmt
For
For
For
  
 
1.2
Elect Mark Millett
  
Mgmt
For
For
For
  
 
1.3
Elect Richard Teets, Jr.
  
Mgmt
For
For
For
  
 
1.4
Elect John Bates
  
Mgmt
For
For
For
  
 
1.5
Elect Frank Byrne
  
Mgmt
For
For
For
  
 
1.6
Elect Paul Edgerley
  
Mgmt
For
For
For
  
 
1.7
Elect Richard Freeland
  
Mgmt
For
For
For
  
 
1.8
Elect Jurgen Kolb
  
Mgmt
For
For
For
  
 
1.9
Elect James Marcuccilli
  
Mgmt
For
For
For
  
 
1.10
Elect Joseph Ruffolo
  
Mgmt
For
For
For
  
 
1.11
Elect Gabriel Shaheen
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
5
Transaction of Other Business
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Stericycle, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SRCL
CUSIP 858912108
  
05/24/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Miller
  
Mgmt
For
For
For
  
 
2
Elect Jack Schuler
  
Mgmt
For
For
For
  
 
3
Elect Thomas Brown
  
Mgmt
For
For
For
  
 
4
Elect Rod Dammeyer
  
Mgmt
For
For
For
  
 
5
Elect William Hall
  
Mgmt
For
For
For
  
 
6
Elect Jonathan Lord
  
Mgmt
For
For
For
  
 
7
Elect John Patience
  
Mgmt
For
For
For
  
 
8
Elect James Reid-Anderson
  
Mgmt
For
For
For
  
 
9
Elect Ronald Spaeth
  
Mgmt
For
For
For
  
 
10
2011 Incentive Stock Plan
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Strayer Education, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
STRA
CUSIP 863236105
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Silberman
  
Mgmt
For
For
For
  
 
2
Elect David Coulter
  
Mgmt
For
For
For
  
 
3
Elect Charlotte Beason
  
Mgmt
For
For
For
  
 
4
Elect William Brock
  
Mgmt
For
For
For
  
 
5
Elect John Casteen III
  
Mgmt
For
For
For
  
 
6
Elect Robert Grusky
  
Mgmt
For
For
For
  
 
7
Elect Robert Johnson
  
Mgmt
For
For
For
  
 
8
Elect Todd Milano
  
Mgmt
For
For
For
  
 
9
Elect G. Thomas Waite, III
  
Mgmt
For
For
For
  
 
10
Elect J. David Wargo
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
2011 Equity Compensation Plan
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Stryker Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SYK
CUSIP 863667101
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Cox, Jr.
  
Mgmt
For
For
For
  
 
1.2
Elect Srikant Datar
  
Mgmt
For
For
For
  
 
1.3
Elect Roch Doliveux
  
Mgmt
For
For
For
  
 
1.4
Elect Louis Francesconi
  
Mgmt
For
For
For
  
 
1.5
Elect Allan Golston
  
Mgmt
For
For
For
  
 
1.6
Elect Howard Lance
  
Mgmt
For
For
For
  
 
1.7
Elect Stephen MacMillan
  
Mgmt
For
For
For
  
 
1.8
Elect William Parfet
  
Mgmt
For
For
For
  
 
1.9
Elect Ronda Stryker
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
2011 Long-Term Incentive Plan
Mgmt
For
For
For
  
 
4
2011 Performance Incentive Award Plan
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Subsea 7 S.A. (fka Acergy S.A.)
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SUBC
CINS L8882U106
  
05/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Luxembourg
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Presentation of Accounts and Reports
Mgmt
For
For
For
  
 
3
Accounts and Reports
  
Mgmt
For
For
For
  
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Ratification of Board Acts
  
Mgmt
For
For
For
  
 
7
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
8
Appointment of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Suez Environnement SA
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SEV
CINS F4984P118
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Form of Dividend Payment
  
Mgmt
For
For
For
  
 
8
Related Party Transactions
  
Mgmt
For
For
For
  
 
9
Relocation of Company Headquarters
Mgmt
For
For
For
  
 
10
Ratification of the Co-option of Penelope Chalmers Small
Mgmt
For
For
For
  
 
11
Elect Valerie Bernis
  
Mgmt
For
For
For
  
 
12
Elect Nicolas Bazire
  
Mgmt
For
For
For
  
 
13
Elect Jean-Francois Cirelli
  
Mgmt
For
For
For
  
 
14
Elect Lorenz d'Este
  
Mgmt
For
For
For
  
 
15
Elect Gerard Lamarche
  
Mgmt
For
For
For
  
 
16
Elect Olivier Pirotte
  
Mgmt
For
For
For
  
 
17
Authority to Trade in Company Stock
Mgmt
For
For
For
  
 
18
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
  
 
19
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
20
Authority to Carry Out Formalities
Mgmt
For
For
For
  
                 
                 
                 
                 
Suncor Energy Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SU
CUSIP 867224107
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Canada
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mel Benson
  
Mgmt
For
For
For
  
 
1.2
Elect Dominic D'Alessandro
  
Mgmt
For
For
For
  
 
1.3
Elect John Ferguson
  
Mgmt
For
For
For
  
 
1.4
Elect W. Douglas Ford
  
Mgmt
For
For
For
  
 
1.5
Elect Richard George
  
Mgmt
For
For
For
  
 
1.6
Elect Paul Haseldonckx
  
Mgmt
For
For
For
  
 
1.7
Elect John Huff
  
Mgmt
For
For
For
  
 
1.8
Elect Jacques Lamarre
  
Mgmt
For
For
For
  
 
1.9
Elect Brian MacNeill
  
Mgmt
For
For
For
  
 
1.10
Elect Maureen McCaw
  
Mgmt
For
For
For
  
 
1.11
Elect Michael O'Brien
  
Mgmt
For
For
For
  
 
1.12
Elect James Simpson
  
Mgmt
For
For
For
  
 
1.13
Elect Eira Thomas
  
Mgmt
For
For
For
  
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
                 
                 
                 
                 
Suntrust Banks, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
STI
CUSIP 867914103
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Beall II
  
Mgmt
For
For
For
  
 
2
Elect Alston Correll
  
Mgmt
For
For
For
  
 
3
Elect Jeffrey Crowe
  
Mgmt
For
For
For
  
 
4
Elect Blake Garrett, Jr.
  
Mgmt
For
For
For
  
 
5
Elect David Hughes
  
Mgmt
For
For
For
  
 
6
Elect M. Douglas Ivester
  
Mgmt
For
For
For
  
 
7
Elect J. Hicks Lanier
  
Mgmt
For
For
For
  
 
8
Elect Kyle Legg
  
Mgmt
For
For
For
  
 
9
Elect William Linnenbringer
  
Mgmt
For
For
For
  
 
10
Elect G. Gilmer Minor III
  
Mgmt
For
For
For
  
 
11
Elect Frank Royal
  
Mgmt
For
For
For
  
 
12
Elect Thomas Watjen
  
Mgmt
For
For
For
  
 
13
Elect James Wells III
  
Mgmt
For
For
For
  
 
14
Elect Phail Wynn, Jr.
  
Mgmt
For
For
For
  
 
15
Amendment to 2009 Stock Plan
Mgmt
For
For
For
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
19
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Syngenta AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SYNN
CINS H84140112
  
04/19/2011
  
Take No Action
  
 
Meeting Type
Country of Trade
            
 
Annual
Switzerland
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
TNA
N/A
  
 
3
Accounts and Reports
  
Mgmt
For
TNA
N/A
  
 
4
Compensation Report
  
Mgmt
For
TNA
N/A
  
 
5
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
  
 
6
Cancellation of Shares
  
Mgmt
For
TNA
N/A
  
 
7
Allocation of Profits
  
Mgmt
For
TNA
N/A
  
 
8
Dividend Distribution from Reserves
Mgmt
For
TNA
N/A
  
 
9
Elect Martin Taylor
  
Mgmt
For
TNA
N/A
  
 
10
Elect Peter Thompson
  
Mgmt
For
TNA
N/A
  
 
11
Elect Rolf Watter
  
Mgmt
For
TNA
N/A
  
 
12
Elect Felix Weber
  
Mgmt
For
TNA
N/A
  
 
13
Appointment of Auditor
  
Mgmt
For
TNA
N/A
  
 
14
Transaction of Other Business
  
Mgmt
For
TNA
N/A
  
                 
                 
                 
                 
Synovus Financial Corp.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
SNV
CUSIP 87161C105
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Catherine Allen
  
Mgmt
For
For
For
  
 
2
Elect Richard Anthony
  
Mgmt
For
For
For
  
 
3
Elect James Blanchard
  
Mgmt
For
For
For
  
 
4
Elect Richard Bradley
  
Mgmt
For
For
For
  
 
5
Elect Frank Brumley
  
Mgmt
For
For
For
  
 
6
Elect Elizabeth Camp
  
Mgmt
For
For
For
  
 
7
Elect T. Michael Goodrich
  
Mgmt
For
For
For
  
 
8
Elect V. Nathaniel Hansford
  
Mgmt
For
For
For
  
 
9
Elect Mason Lampton
  
Mgmt
For
For
For
  
 
10
Elect H. Lynn Page
  
Mgmt
For
For
For
  
 
11
Elect Joseph Prochaska, Jr.
  
Mgmt
For
For
For
  
 
12
Elect J. Neal Purcell
  
Mgmt
For
For
For
  
 
13
Elect Kessel Stelling, Jr.
  
Mgmt
For
For
For
  
 
14
Elect Melvin Stith
  
Mgmt
For
For
For
  
 
15
Elect Philip Tomlinson
  
Mgmt
For
For
For
  
 
16
Elect James Yancey
  
Mgmt
For
For
For
  
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
18
Ratification of 2010 Tax Benefits Preservation Plan
Mgmt
For
For
For
  
 
19
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
  
 
20
2011 Director Stock Purchase Plan
Mgmt
For
For
For
  
 
21
Ratification of Auditor
  
Mgmt
For
For
For
  
 
22
Are you the beneficial owner, in all capacities, of more than 1,139,063 shares of Synovus common stock? If you answered No to question 7A, do not answer question 7B or 7C your shares represented by the proxy are entitled to ten votes per share
Mgmt
N/A
N/A
N/A
  
 
23
If your answer to question 7A was Yes, have you acquired more than 1,139,063 shares of Synovus common stock since February 17, 2007 (including shares received as a stock dividend)? If you answered No, to question 7B, do not answer question 7C. Shares represented by the proxy are entitled to ten votes per share
Mgmt
N/A
N/A
N/A
  
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
2330
CUSIP 874039100
  
06/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
  
 
4
Approve Spin-off
  
Mgmt
For
For
For
  
 
5.1
Elect Gregory C. Chow
  
Mgmt
For
For
For
  
 
5.2
Elect Kok-Choo Chen
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
2330
CINS Y84629107
  
06/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Taiwan
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
  
 
7
Approve Spin-off
  
Mgmt
For
For
For
  
 
8
Elect Gregory C. Chow
  
Mgmt
For
For
For
  
 
9
Elect Kok-Choo Chen
  
Mgmt
For
For
For
  
 
10
Extraordinary motions
  
Mgmt
For
Abstain
Against
  
 
11
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
12
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
13
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Talisman Energy Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TLM
CUSIP 87425E103
  
05/04/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christiane Bergevin
  
Mgmt
For
For
For
  
 
1.2
Elect Donald Carty
  
Mgmt
For
For
For
  
 
1.3
Elect William Dalton
  
Mgmt
For
For
For
  
 
1.4
Elect Kevin Dunne
  
Mgmt
For
For
For
  
 
1.5
Elect Harold Kvisle
  
Mgmt
For
For
For
  
 
1.6
Elect John Manzoni
  
Mgmt
For
For
For
  
 
1.7
Elect Lisa Stewart
  
Mgmt
For
For
For
  
 
1.8
Elect Peter Tomsett
  
Mgmt
For
For
For
  
 
1.9
Elect Charles Williamson
  
Mgmt
For
For
For
  
 
1.10
Elect Charles Winograd
  
Mgmt
For
For
For
  
 
2
Appointment of Auditor
  
Mgmt
For
For
For
  
 
3
Amendment to Shareholder Rights' Plan
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
                 
                 
                 
                 
Technip
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TEC
CINS F90676101
  
04/28/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
7
Related Party Transactions
  
Mgmt
For
For
For
  
 
8
Ratification of the Co-Option of Marie-Ange Debon
Mgmt
For
For
For
  
 
9
Elect Thierry Pilenko
  
Mgmt
For
For
For
  
 
10
Elect Olivier Appert
  
Mgmt
For
For
For
  
 
11
Elect Pascal Colombani
  
Mgmt
For
For
For
  
 
12
Elect John O'Leary
  
Mgmt
For
For
For
  
 
13
Elect C. Maury Devine
  
Mgmt
For
For
For
  
 
14
Elect Leticia Costa
  
Mgmt
For
For
For
  
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
16
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
  
 
17
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
18
Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
19
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
20
Authority to Issue Restricted Shares to Executives
Mgmt
For
For
For
  
 
21
Authority to Grant Stock Options
Mgmt
For
For
For
  
 
22
Authority to Grant Stock Options to Chairman/CEO and executives
Mgmt
For
For
For
  
 
23
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
24
Authority to Carry Out Formalities
Mgmt
For
For
For
  
 
25
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Telekom Austria AG
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TKA
CINS A8502A102
  
05/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Austria
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Ratification of Management Board Acts
Mgmt
For
For
For
  
 
4
Ratification of Supervisory Board Acts
Mgmt
For
For
For
  
 
5
Supervisory Board Members' Fees
Mgmt
For
For
For
  
 
6
Appointment of Auditor
  
Mgmt
For
For
For
  
 
7
Election of Supervisory Board Members
Mgmt
For
For
For
  
 
8
Presentation of Share Repurchase Report
Mgmt
For
For
For
  
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
10
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
                 
                 
Tenaris S.A.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TEN
CUSIP 88031M109
  
06/01/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
  
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
3
Accounts and Reports
  
Mgmt
For
For
For
  
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
5
Ratification of Board Acts
  
Mgmt
For
For
For
  
 
6
Election of Directors
  
Mgmt
For
For
For
  
 
7
Directors' Fees
  
Mgmt
For
For
For
  
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
9
Electronic Communications
  
Mgmt
For
For
For
  
 
10
Amendments to Articles
  
Mgmt
For
For
For
  
 
11
Amendment Regarding Date of the Annual General Meeting
Mgmt
For
For
For
  
                 
                 
                 
                 
Texas Instruments Incorporated
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TXN
CUSIP 882508104
  
04/21/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
  
Mgmt
For
For
For
  
 
2
Elect Daniel Carp
  
Mgmt
For
For
For
  
 
3
Elect Carrie Cox
  
Mgmt
For
For
For
  
 
4
Elect Stephen MacMillan
  
Mgmt
For
For
For
  
 
5
Elect Pamela Patsley
  
Mgmt
For
For
For
  
 
6
Elect Robert Sanchez
  
Mgmt
For
For
For
  
 
7
Elect Wayne Sanders
  
Mgmt
For
For
For
  
 
8
Elect Ruth Simmons
  
Mgmt
For
For
For
  
 
9
Elect Richard Templeton
  
Mgmt
For
For
For
  
 
10
Elect Christine Whitman
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
The Bank of New York Mellon Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BK
CUSIP 064058100
  
04/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ruth Bruch
  
Mgmt
For
For
For
  
 
2
Elect Nicholas Donofrio
  
Mgmt
For
For
For
  
 
3
Elect Gerald Hassell
  
Mgmt
For
For
For
  
 
4
Elect Edmund Kelly
  
Mgmt
For
For
For
  
 
5
Elect Robert Kelly
  
Mgmt
For
For
For
  
 
6
Elect Richard Kogan
  
Mgmt
For
For
For
  
 
7
Elect Michael Kowalski
  
Mgmt
For
For
For
  
 
8
Elect John Luke, Jr.
  
Mgmt
For
For
For
  
 
9
Elect Mark Nordenberg
  
Mgmt
For
For
For
  
 
10
Elect Catherine Rein
  
Mgmt
For
For
For
  
 
11
Elect William Richardson
  
Mgmt
For
For
For
  
 
12
Elect Samuel Scott III
  
Mgmt
For
For
For
  
 
13
Elect John Surma
  
Mgmt
For
For
For
  
 
14
Elect Wesley von Schack
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
  
 
18
Amendment to the Executive Incentive Compensation Plan
Mgmt
For
Against
Against
  
 
19
Ratification of Auditor
  
Mgmt
For
For
For
  
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
The Boeing Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
BA
CUSIP 097023105
  
05/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Bryson
  
Mgmt
For
For
For
  
 
2
Elect David Calhoun
  
Mgmt
For
For
For
  
 
3
Elect Arthur Collins, Jr.
  
Mgmt
For
For
For
  
 
4
Elect Linda Cook
  
Mgmt
For
For
For
  
 
5
Elect Kenneth Duberstein
  
Mgmt
For
For
For
  
 
6
Elect Edmund Giambastiani, Jr.
Mgmt
For
For
For
  
 
7
Elect Edward Liddy
  
Mgmt
For
For
For
  
 
8
Elect John McDonnell
  
Mgmt
For
For
For
  
 
9
Elect W. James McNerney, Jr.
  
Mgmt
For
For
For
  
 
10
Elect Susan Schwab
  
Mgmt
For
For
For
  
 
11
Elect Ronald Williams
  
Mgmt
For
For
For
  
 
12
Elect Mike Zafirovski
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
15
Ratification of Auditor
  
Mgmt
For
For
For
  
 
16
Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
The Dow Chemical Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DOW
CUSIP 260543103
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
  
Mgmt
For
For
For
  
 
2
Elect Jacqueline Barton
  
Mgmt
For
For
For
  
 
3
Elect James Bell
  
Mgmt
For
For
For
  
 
4
Elect Jeff Fettig
  
Mgmt
For
For
For
  
 
5
Elect Barbara Franklin
  
Mgmt
For
For
For
  
 
6
Elect Jennifer Granholm
  
Mgmt
For
For
For
  
 
7
Elect John Hess
  
Mgmt
For
For
For
  
 
8
Elect Andrew Liveris
  
Mgmt
For
For
For
  
 
9
Elect Paul Polman
  
Mgmt
For
For
For
  
 
10
Elect Dennis Reilley
  
Mgmt
For
For
For
  
 
11
Elect James Ringler
  
Mgmt
For
For
For
  
 
12
Elect Ruth Shaw
  
Mgmt
For
For
For
  
 
13
Elect Paul Stern
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
The Dun & Bradstreet Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DNB
CUSIP 26483E100
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Naomi Seligman
  
Mgmt
For
For
For
  
 
2
Elect Michael Winkler
  
Mgmt
For
For
For
  
 
3
Ratification of Auditor
  
Mgmt
For
For
For
  
 
4
Amendment to the Covered Employee Incentive Plan
Mgmt
For
Against
Against
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
7
Elimination of Supermajority Requirement
Mgmt
For
For
For
  
 
8
Repeal of Classified Board
  
Mgmt
For
For
For
  
                 
                 
                 
                 
The Goldman Sachs Group, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
GS
CUSIP 38141G104
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lloyd Blankfein
  
Mgmt
For
For
For
  
 
2
Elect John Bryan
  
Mgmt
For
For
For
  
 
3
Elect Gary Cohn
  
Mgmt
For
For
For
  
 
4
Elect Claes Dahlback
  
Mgmt
For
For
For
  
 
5
Elect Stephen Friedman
  
Mgmt
For
For
For
  
 
6
Elect William George
  
Mgmt
For
For
For
  
 
7
Elect James Johnson
  
Mgmt
For
For
For
  
 
8
Elect Lois Juliber
  
Mgmt
For
For
For
  
 
9
Elect Lakshmi Mittal
  
Mgmt
For
For
For
  
 
10
Elect James Schiro
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Report on Compensation
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
  
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
The Home Depot, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
HD
CUSIP 437076102
  
06/02/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
  
Mgmt
For
For
For
  
 
2
Elect Francis Blake
  
Mgmt
For
For
For
  
 
3
Elect Ari Bousbib
  
Mgmt
For
For
For
  
 
4
Elect Gregory Brenneman
  
Mgmt
For
For
For
  
 
5
Elect J. Frank Brown
  
Mgmt
For
For
For
  
 
6
Elect Albert Carey
  
Mgmt
For
For
For
  
 
7
Elect Armando Codina
  
Mgmt
For
For
For
  
 
8
Elect Bonnie Hill
  
Mgmt
For
For
For
  
 
9
Elect Karen Katen
  
Mgmt
For
For
For
  
 
10
Elect Ronald Sargent
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
14
Restoration of Written Consent
  
Mgmt
For
For
For
  
 
15
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
ShrHoldr
Against
For
Against
  
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
 
17
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
The McGraw-Hill Companies, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MHP
CUSIP 580645109
  
04/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pedro Aspe
  
Mgmt
For
For
For
  
 
2
Elect Sir Winfried Bischoff
  
Mgmt
For
For
For
  
 
3
Elect Douglas Daft
  
Mgmt
For
For
For
  
 
4
Elect Willaim Green
  
Mgmt
For
For
For
  
 
5
Elect Linda Lorimer
  
Mgmt
For
For
For
  
 
6
Elect Harold McGraw III
  
Mgmt
For
For
For
  
 
7
Elect Robert McGraw
  
Mgmt
For
For
For
  
 
8
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
  
 
9
Elect Sir Michael Rake
  
Mgmt
For
For
For
  
 
10
Elect Edward Rust, Jr.
  
Mgmt
For
For
For
  
 
11
Elect Kurt Schmoke
  
Mgmt
For
For
For
  
 
12
Elect Sidney Taurel
  
Mgmt
For
For
For
  
 
13
Right to Call a Special Meeting
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
The Mosaic Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
MOS
CUSIP 61945A107
  
10/07/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Graber
  
Mgmt
For
For
For
  
 
1.2
Elect Emery Koenig
  
Mgmt
For
For
For
  
 
1.3
Elect Sergio Rial
  
Mgmt
For
For
For
  
 
1.4
Elect David Seaton
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
The PNC Financial Services Group, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PNC
CUSIP 693475105
  
04/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
  
Mgmt
For
For
For
  
 
2
Elect Charles Bunch
  
Mgmt
For
For
For
  
 
3
Elect Paul Chellgren
  
Mgmt
For
For
For
  
 
4
Elect Kay James
  
Mgmt
For
For
For
  
 
5
Elect Richard Kelson
  
Mgmt
For
For
For
  
 
6
Elect Bruce Lindsay
  
Mgmt
For
For
For
  
 
7
Elect Anthony Massaro
  
Mgmt
For
For
For
  
 
8
Elect Jane Pepper
  
Mgmt
For
For
For
  
 
9
Elect James Rohr
  
Mgmt
For
For
For
  
 
10
Elect Donald Shepard
  
Mgmt
For
For
For
  
 
11
Elect Lorene Steffes
  
Mgmt
For
For
For
  
 
12
Elect Dennis Strigl
  
Mgmt
For
For
For
  
 
13
Elect Thomas Usher
  
Mgmt
For
For
For
  
 
14
Elect George Walls, Jr.
  
Mgmt
For
For
For
  
 
15
Elect Helge Wehmeier
  
Mgmt
For
For
For
  
 
16
Ratification of Auditor
  
Mgmt
For
For
For
  
 
17
Amendment to the 2006 Incentive Award Plan
Mgmt
For
For
For
  
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
The Procter & Gamble Company
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
PG
CUSIP 742718109
  
10/12/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Angela Braly
  
Mgmt
For
For
For
  
 
2
Elect Kenneth Chenault
  
Mgmt
For
For
For
  
 
3
Elect Scott Cook
  
Mgmt
For
For
For
  
 
4
Elect Rajat Gupta
  
Mgmt
For
For
For
  
 
5
Elect Robert McDonald
  
Mgmt
For
For
For
  
 
6
Elect W. James McNerney, Jr.
  
Mgmt
For
For
For
  
 
7
Elect Johnathan Rodgers
  
Mgmt
For
For
For
  
 
8
Elect Mary Wilderotter
  
Mgmt
For
For
For
  
 
9
Elect Patricia Woertz
  
Mgmt
For
For
For
  
 
10
Elect Ernesto Zedillo
  
Mgmt
For
For
For
  
 
11
Ratification of Auditor
  
Mgmt
For
For
For
  
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
The Walt Disney Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
DIS
CUSIP 254687106
  
03/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
  
Mgmt
For
For
For
  
 
2
Elect John Bryson
  
Mgmt
For
For
For
  
 
3
Elect John Chen
  
Mgmt
For
For
For
  
 
4
Elect Judith Estrin
  
Mgmt
For
For
For
  
 
5
Elect Robert Iger
  
Mgmt
For
For
For
  
 
6
Elect Steven Jobs
  
Mgmt
For
For
For
  
 
7
Elect Fred Langhammer
  
Mgmt
For
Against
Against
  
 
8
Elect Aylwin Lewis
  
Mgmt
For
For
For
  
 
9
Elect Monica Lozano
  
Mgmt
For
For
For
  
 
10
Elect Robert Matschullat
  
Mgmt
For
For
For
  
 
11
Elect John Pepper, Jr.
  
Mgmt
For
For
For
  
 
12
Elect Sheryl Sandberg
  
Mgmt
For
For
For
  
 
13
Elect Orin Smith
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
2011 Stock Incentive Plan
  
Mgmt
For
Against
Against
  
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
  
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
  
 
18
Shareholder Proposal Regarding One Test Performance Assessment
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Time Warner Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TWX
CUSIP 887317303
  
05/20/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
  
Mgmt
For
For
For
  
 
2
Elect William Barr
  
Mgmt
For
For
For
  
 
3
Elect Jeffrey Bewkes
  
Mgmt
For
For
For
  
 
4
Elect Stephen Bollenbach
  
Mgmt
For
For
For
  
 
5
Elect Frank Caufield
  
Mgmt
For
For
For
  
 
6
Elect Robert Clark
  
Mgmt
For
For
For
  
 
7
Elect Mathias Dopfner
  
Mgmt
For
For
For
  
 
8
Elect Jessica Einhorn
  
Mgmt
For
For
For
  
 
9
Elect Fred Hassan
  
Mgmt
For
For
For
  
 
10
Elect Michael Miles
  
Mgmt
For
For
For
  
 
11
Elect Kenneth Novack
  
Mgmt
For
For
For
  
 
12
Elect Paul Wachter
  
Mgmt
For
For
For
  
 
13
Elect Deborah Wright
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
17
Elimination of Absolute Majority Voting Requirement
Mgmt
For
For
For
  
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Tingyi (Cayman Islands) Holdings Corp.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
322
CINS G8878S103
  
06/10/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Cayman Islands
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Accounts and Reports
  
Mgmt
For
For
For
  
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
5
Elect RYO Yoshizawa
  
Mgmt
For
For
For
  
 
6
Elect WU Chung-Yi
  
Mgmt
For
For
For
  
 
7
Elect Junichiro IDA
  
Mgmt
For
For
For
  
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
11
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
  
 
12
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Tingyi (Cayman Islands) Holdings Corp.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
322
CINS G8878S103
  
11/11/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Cayman Islands
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
TZCI Supply Agreement and Annual Caps
Mgmt
For
For
For
  
 
3
TFS Supply Agreement and Annual Caps
Mgmt
For
For
For
  
 
4
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
5
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
Total SA
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
FP
CINS F92124100
  
05/13/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
5
Accounts and Reports
  
Mgmt
For
For
For
  
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Related Party Transactions
  
Mgmt
For
For
For
  
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
10
Elect Patricia Barbizet
  
Mgmt
For
For
For
  
 
11
Elect Paul Desmarais, Jr.
  
Mgmt
For
For
For
  
 
12
Elect Claude Mandil
  
Mgmt
For
For
For
  
 
13
Elect Marie-Christine Coisne
  
Mgmt
For
For
For
  
 
14
Elect Barbara Kux
  
Mgmt
For
For
For
  
 
15
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
16
Shareholder Proposal Regarding Share Ownership Disclosure
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Travelers Companies, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TRV
CUSIP 89417E109
  
05/26/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Beller
  
Mgmt
For
For
For
  
 
2
Elect John Dasburg
  
Mgmt
For
For
For
  
 
3
Elect Janet Dolan
  
Mgmt
For
For
For
  
 
4
Elect Kenneth Duberstein
  
Mgmt
For
For
For
  
 
5
Elect Jay Fishman
  
Mgmt
For
For
For
  
 
6
Elect Lawrence Graev
  
Mgmt
For
For
For
  
 
7
Elect Patricia Higgins
  
Mgmt
For
For
For
  
 
8
Elect Thomas Hodgson
  
Mgmt
For
For
For
  
 
9
Elect Cleve Killingsworth, Jr.
  
Mgmt
For
For
For
  
 
10
Elect Donald Shepard
  
Mgmt
For
For
For
  
 
11
Elect Laurie Thomsen
  
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
                 
                 
Tyco Electronics Ltd.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TEL
CUSIP H8912P106
  
03/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pierre Brondeau
  
Mgmt
For
For
For
  
 
2
Elect Juergen Gromer
  
Mgmt
For
For
For
  
 
3
Elect Robert Hernandez
  
Mgmt
For
For
For
  
 
4
Elect Thomas Lynch
  
Mgmt
For
For
For
  
 
5
Elect Daniel Phelan
  
Mgmt
For
For
For
  
 
6
Elect Frederic Poses
  
Mgmt
For
For
For
  
 
7
Elect Lawrence Smith
  
Mgmt
For
For
For
  
 
8
Elect Paula Sneed
  
Mgmt
For
For
For
  
 
9
Elect David Steiner
  
Mgmt
For
For
For
  
 
10
Elect John Van Scoter
  
Mgmt
For
For
For
  
 
11
2010 Annual Report
  
Mgmt
For
For
For
  
 
12
Statutory Financial Statements
  
Mgmt
For
For
For
  
 
13
Consolidated Financial Statements
Mgmt
For
For
For
  
 
14
Release Board of Directors and Executive Officers
Mgmt
For
For
For
  
 
15
Deloitte & Touche
  
Mgmt
For
For
For
  
 
16
Deloitte AG, Zurich
  
Mgmt
For
For
For
  
 
17
PricewaterhouseCoopers AG, Zurich
Mgmt
For
For
For
  
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
For
3 Years
N/A
  
 
20
Dividend Payment/Reduction of Par Value
Mgmt
For
For
For
  
 
21
Change in Company Name
  
Mgmt
For
For
For
  
 
22
Renewal of Authorized Capital
  
Mgmt
For
For
For
  
 
23
Reduction of Share Capital Under the Share Repurchase Program
Mgmt
For
For
For
  
 
24
Share Repurchase Program
  
Mgmt
For
For
For
  
 
25
Right to Adjourn Meeting
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Tyco International Ltd.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
TYC
CUSIP H89128104
  
03/09/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Ratification of Board Acts
  
Mgmt
For
For
For
  
 
3.1
Elect Edward Breen
  
Mgmt
For
For
For
  
 
3.2
Elect Michael Daniels
  
Mgmt
For
For
For
  
 
3.3
Elect Timothy Donahue
  
Mgmt
For
For
For
  
 
3.4
Elect Brian Duperreault
  
Mgmt
For
For
For
  
 
3.5
Elect Bruce Gordon
  
Mgmt
For
For
For
  
 
3.6
Elect Rajiv Gupta
  
Mgmt
For
For
For
  
 
3.7
Elect John Krol
  
Mgmt
For
For
For
  
 
3.8
Elect Brendan O'Neill
  
Mgmt
For
For
For
  
 
3.9
Elect Dinesh Paliwal
  
Mgmt
For
For
For
  
 
3.10
Elect William Stavropoulos
  
Mgmt
For
For
For
  
 
3.11
Elect Sandra Wijnberg
  
Mgmt
For
For
For
  
 
3.12
Elect R. David Yost
  
Mgmt
For
For
For
  
 
4
Appointment of Auditor
  
Mgmt
For
For
For
  
 
5
Appointment of Auditor
  
Mgmt
For
For
For
  
 
6
Appointment of Special Auditor
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
  
 
9
Renewal of Authorized Share Capital
Mgmt
For
For
For
  
 
10
Cancellation of Repurchased Treasury Shares
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
U.S. Bancorp
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
USB
CUSIP 902973304
  
04/19/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
  
Mgmt
For
For
For
  
 
2
Elect Y. Marc Belton
  
Mgmt
For
For
For
  
 
3
Elect Victoria Buyniski Gluckman
Mgmt
For
For
For
  
 
4
Elect Arthur Collins, Jr.
  
Mgmt
For
For
For
  
 
5
Elect Richard Davis
  
Mgmt
For
For
For
  
 
6
Elect Joel Johnson
  
Mgmt
For
For
For
  
 
7
Elect Olivia Kirtley
  
Mgmt
For
For
For
  
 
8
Elect Jerry Levin
  
Mgmt
For
For
For
  
 
9
Elect David O'Maley
  
Mgmt
For
For
For
  
 
10
Elect O'Dell Owens
  
Mgmt
For
For
For
  
 
11
Elect Richard Reiten
  
Mgmt
For
For
For
  
 
12
Elect Craig Schnuck
  
Mgmt
For
For
For
  
 
13
Elect Patrick Stokes
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
17
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Unilever N.V.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
UNA
CINS N8981F271
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Netherlands
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
  
 
3
Ratification of Executive Directors' Acts
Mgmt
For
For
For
  
 
4
Ratification of Non-Executive Directors' Acts
Mgmt
For
For
For
  
 
5
Elect Paul Polman
  
Mgmt
For
For
For
  
 
6
Elect Jean-Marc Huet
  
Mgmt
For
For
For
  
 
7
Elect Louise Fresco
  
Mgmt
For
For
For
  
 
8
Elect Ann Fudge
  
Mgmt
For
For
For
  
 
9
Elect Charles Golden
  
Mgmt
For
For
For
  
 
10
Elect Byron Grote
  
Mgmt
For
For
For
  
 
11
Elect Hixonia Nyasulu
  
Mgmt
For
For
For
  
 
12
Elect Malcolm Rifkind
  
Mgmt
For
For
For
  
 
13
Elect Kees Storm
  
Mgmt
For
For
For
  
 
14
Elect Michael Treschow
  
Mgmt
For
For
For
  
 
15
Elect Paul Walsh
  
Mgmt
For
For
For
  
 
16
Elect Sunil Bharti Mittal
  
Mgmt
For
For
For
  
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
18
Authority to Cancel Shares
  
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
20
Appointment of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Union Pacific Corporation
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
UNP
CUSIP 907818108
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
  
Mgmt
For
For
For
  
 
2
Elect Erroll Davis, Jr.
  
Mgmt
For
For
For
  
 
3
Elect Thomas Donohue
  
Mgmt
For
For
For
  
 
4
Elect Archie Dunham
  
Mgmt
For
For
For
  
 
5
Elect Judith Richards Hope
  
Mgmt
For
For
For
  
 
6
Elect Charles Krulak
  
Mgmt
For
For
For
  
 
7
Elect Michael McCarthy
  
Mgmt
For
For
For
  
 
8
Elect Michael McConnell
  
Mgmt
For
For
For
  
 
9
Elect Thomas McLarty III
  
Mgmt
For
For
For
  
 
10
Elect Steven Rogel
  
Mgmt
For
For
For
  
 
11
Elect Jose Villarreal
  
Mgmt
For
For
For
  
 
12
Elect James Young
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Actions adversely affecting preferred stock
Mgmt
For
For
For
  
 
17
Removal of directors
  
Mgmt
For
For
For
  
 
18
Changing the authorized amount of capital stock.
Mgmt
For
For
For
  
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
                 
                 
                 
                 
United Overseas Bank Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
U11
CINS V96194127
  
04/29/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
Singapore
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
3
Directors' Fees
  
Mgmt
For
For
For
  
 
4
Fees to WEE Cho Yaw
  
Mgmt
For
For
For
  
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
  
 
6
Elect WEE Ee Cheong
  
Mgmt
For
For
For
  
 
7
Elect Franklin Lavin
  
Mgmt
For
For
For
  
 
8
Elect Willie CHENG Jue Hiang
  
Mgmt
For
For
For
  
 
9
Elect TAN Lip-Bu
  
Mgmt
For
For
For
  
 
10
Elect WEE Cho Yaw
  
Mgmt
For
For
For
  
 
11
Elect NGIAM Tong Dow
  
Mgmt
For
For
For
  
 
12
Elect CHAM Tao Soon
  
Mgmt
For
For
For
  
 
13
Elect Reggie Thein
  
Mgmt
For
For
For
  
 
14
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
15
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
16
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
17
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
18
Authority to Issue Shares under UOB Scrip Dividend Scheme
Mgmt
For
For
For
  
 
19
Authority to Issue Preferred Shares
Mgmt
For
For
For
  
 
20
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
United Overseas Bank Limited
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
U11
CINS V96194127
  
04/29/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Special
Singapore
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
2
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
4
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
5
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
 
6
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
  
                 
                 
                 
                 
United Parcel Service, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
UPS
CUSIP 911312106
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
  
Mgmt
For
For
For
  
 
2
Elect Michael Burns
  
Mgmt
For
For
For
  
 
3
Elect D. Scott Davis
  
Mgmt
For
For
For
  
 
4
Elect Stuart Eizenstat
  
Mgmt
For
For
For
  
 
5
Elect Michael Eskew
  
Mgmt
For
For
For
  
 
6
Elect William Johnson
  
Mgmt
For
For
For
  
 
7
Elect Ann Livermore
  
Mgmt
For
For
For
  
 
8
Elect Rudy Markham
  
Mgmt
For
For
For
  
 
9
Elect Clark Randt, Jr.
  
Mgmt
For
For
For
  
 
10
Elect John Thompson
  
Mgmt
For
For
For
  
 
11
Elect Carol Tome
  
Mgmt
For
For
For
  
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Transaction of Other Business
  
Mgmt
For
For
For
  
                 
                 
                 
                 
United Technologies Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
UTX
CUSIP 913017109
  
04/13/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Louis Chenevert
  
Mgmt
For
For
For
  
 
2
Elect John Faraci
  
Mgmt
For
For
For
  
 
3
Elect Jean-Pierre Garnier
  
Mgmt
For
For
For
  
 
4
Elect Jamie Gorelick
  
Mgmt
For
For
For
  
 
5
Elect Edward Kangas
  
Mgmt
For
For
For
  
 
6
Elect Ellen Kullman
  
Mgmt
For
For
For
  
 
7
Elect Charles Lee
  
Mgmt
For
For
For
  
 
8
Elect Richard McCormick
  
Mgmt
For
For
For
  
 
9
Elect Harold McGraw III
  
Mgmt
For
For
For
  
 
10
Elect Richard Myers
  
Mgmt
For
For
For
  
 
11
Elect H. Patrick Swygert
  
Mgmt
For
For
For
  
 
12
Elect Andre Villeneuve
  
Mgmt
For
For
For
  
 
13
Elect Christine Whitman
  
Mgmt
For
For
For
  
 
14
Ratification of Auditor
  
Mgmt
For
For
For
  
 
15
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
For
  
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
  
 
18
Shareholder Proposal Regarding Retention of Shares
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Vallourec
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VK
CINS F95922104
  
06/07/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
7
Form of Dividend Payment
  
Mgmt
For
For
For
  
 
8
Ratification of the Co-option of Pascale Chargrasse
Mgmt
For
For
For
  
 
9
Elect Pascale Chargrasse
  
Mgmt
For
For
For
  
 
10
Elect Jean-Paul Parayre
  
Mgmt
For
For
For
  
 
11
Elect Patrick Boissier
  
Mgmt
For
For
For
  
 
12
Elect Anne-Marie Idrac
  
Mgmt
For
For
For
  
 
13
Elect Francois Henrot as Censor
Mgmt
For
For
For
  
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
15
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
17
Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
18
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
  
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
  
 
20
Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
21
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
  
 
22
Authority for Subsidiaries to Issue Securities Convertible into Company Shares
Mgmt
For
Against
Against
  
 
23
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
  
 
24
Authority to Issue Debt Instruments
Mgmt
For
For
For
  
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
26
Authority to Increase Capital for Foreign Employees
Mgmt
For
For
For
  
 
27
Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan
Mgmt
For
For
For
  
 
28
Authority to Issue Restricted Shares Under Savings Plans
Mgmt
For
For
For
  
 
29
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
30
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
  
 
31
Amendment Regarding Supervisory Board Member Term Length
Mgmt
For
For
For
  
 
32
Amendment Regarding Employee Representation
Mgmt
For
For
For
  
 
33
Authority to Carry Out Formalities
Mgmt
For
For
For
  
                 
                 
                 
                 
Verizon Communications Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VZ
CUSIP 92343V104
  
05/05/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrion
  
Mgmt
For
For
For
  
 
2
Elect M. Frances Keeth
  
Mgmt
For
For
For
  
 
3
Elect Robert Lane
  
Mgmt
For
For
For
  
 
4
Elect Lowell McAdam
  
Mgmt
For
For
For
  
 
5
Elect Sandra Moose
  
Mgmt
For
For
For
  
 
6
Elect Joseph Neubauer
  
Mgmt
For
For
For
  
 
7
Elect Donald Nicolaisen
  
Mgmt
For
For
For
  
 
8
Elect Clarence Otis, Jr.
  
Mgmt
For
For
For
  
 
9
Elect Hugh Price
  
Mgmt
For
For
For
  
 
10
Elect Ivan Seidenberg
  
Mgmt
For
For
For
  
 
11
Elect Rodney Slater
  
Mgmt
For
For
For
  
 
12
Elect John Snow
  
Mgmt
For
For
For
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
  
 
17
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
  
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Vertex Pharmaceuticals Incorporated
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VRTX
CUSIP 92532F100
  
05/12/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Matthew Emmens
  
Mgmt
For
For
For
  
 
1.2
Elect Margaret McGlynn
  
Mgmt
For
For
For
  
 
1.3
Elect Wayne Riley
  
Mgmt
For
For
For
  
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
4
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Virgin Media Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VMED
CUSIP 92769L101
  
06/07/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Chiddix
  
Mgmt
For
For
For
  
 
1.2
Elect William Huff
  
Mgmt
For
For
For
  
 
1.3
Elect James Mooney
  
Mgmt
For
For
For
  
 
1.4
Elect John Rigsby
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
                 
                 
                 
                 
Visa Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
V
CUSIP 92826C839
  
01/27/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Repeal of Classified Board
  
Mgmt
For
For
For
  
 
2
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
  
 
3.1
Elect Gary Coughlan
  
Mgmt
For
For
For
  
 
3.2
Elect Mary Cranston
  
Mgmt
For
For
For
  
 
3.3
Elect Francisco Javier Fernandez-Carbajal
Mgmt
For
For
For
  
 
3.4
Elect Robert Matschullat
  
Mgmt
For
For
For
  
 
3.5
Elect Cathy Minehan
  
Mgmt
For
For
For
  
 
3.6
Elect Suzanne Johnson
  
Mgmt
For
For
For
  
 
3.7
Elect David Pang
  
Mgmt
For
For
For
  
 
3.8
Elect Joseph Saunders
  
Mgmt
For
For
For
  
 
3.9
Elect William Shanahan
  
Mgmt
For
For
For
  
 
3.10
Elect John Swainson
  
Mgmt
For
For
For
  
 
3.11
Elect Suzanne Johnson
  
Mgmt
For
For
For
  
 
3.12
Elect Joseph Saunders
  
Mgmt
For
For
For
  
 
3.13
Elect John Swainson
  
Mgmt
For
For
For
  
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
6
Amendment to the Incentive Plan
Mgmt
For
For
For
  
 
7
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Vivendi SA
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VIV
CINS F97982106
  
04/21/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Mix
France
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
  
 
4
Accounts and Reports
  
Mgmt
For
For
For
  
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
  
 
6
Related Party Transactions
  
Mgmt
For
For
For
  
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
8
Elect Jean-Yves Charlier
  
Mgmt
For
For
For
  
 
9
Elect Henri Lachmann
  
Mgmt
For
For
For
  
 
10
Elect Pierre Rodocanachi
  
Mgmt
For
For
For
  
 
11
Appointment of Auditor
  
Mgmt
For
For
For
  
 
12
Appointment of Alternate Auditor
Mgmt
For
For
For
  
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
14
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
  
 
15
Authority to Grant Stock Options
Mgmt
For
For
For
  
 
16
Authority to Issue Restricted Shares
Mgmt
For
For
For
  
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
18
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
  
 
20
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
  
 
21
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
  
 
22
Authority to Increase Capital Under Employee Savings Plan for Employees Abroad
Mgmt
For
For
For
  
 
23
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
  
 
24
Amendment Regarding Censors
Mgmt
For
For
For
  
 
25
Authority to Carry Out Formalities
Mgmt
For
For
For
  
                 
                 
                 
                 
Vodafone Group PLC
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
VOD
CINS G93882135
  
07/27/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United Kingdom
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
  
Mgmt
For
For
For
  
 
2
Elect John R. H. Bond
  
Mgmt
For
For
For
  
 
3
Elect John Buchanan
  
Mgmt
For
For
For
  
 
4
Elect Vittorio Colao
  
Mgmt
For
For
For
  
 
5
Elect Michel  Combes
  
Mgmt
For
For
For
  
 
6
Elect Andy Halford
  
Mgmt
For
For
For
  
 
7
Elect Steve Pusey
  
Mgmt
For
For
For
  
 
8
Elect Alan Jebson
  
Mgmt
For
For
For
  
 
9
Elect Samuel Jonah
  
Mgmt
For
For
For
  
 
10
Elect Nick Land
  
Mgmt
For
For
For
  
 
11
Elect Anne Lauvergeon
  
Mgmt
For
For
For
  
 
12
Elect Luc Vandevelde
  
Mgmt
For
For
For
  
 
13
Elect Anthony Watson
  
Mgmt
For
For
For
  
 
14
Elect Philip Yea
  
Mgmt
For
For
For
  
 
15
Allocation of Profits/Dividends
  
Mgmt
For
For
For
  
 
16
Directors' Remuneration Report
Mgmt
For
For
For
  
 
17
Appointment of Auditor
  
Mgmt
For
For
For
  
 
18
Authority to Set Auditor's Fees
  
Mgmt
For
For
For
  
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
  
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
  
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
  
 
22
Adoption of New Articles
  
Mgmt
For
For
For
  
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
  
 
24
Share Incentive Plan Renewal
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Waste Management, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
WM
CUSIP 94106L109
  
05/13/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pastora Cafferty
  
Mgmt
For
For
For
  
 
2
Elect Frank Clark, Jr.
  
Mgmt
For
For
For
  
 
3
Elect Patrick Gross
  
Mgmt
For
For
For
  
 
4
Elect John Pope
  
Mgmt
For
For
For
  
 
5
Elect W. Robert Reum
  
Mgmt
For
For
For
  
 
6
Elect Steven Rothmeier
  
Mgmt
For
For
For
  
 
7
Elect David Steiner
  
Mgmt
For
For
For
  
 
8
Elect Thomas Weidemeyer
  
Mgmt
For
For
For
  
 
9
Ratification of Auditor
  
Mgmt
For
For
For
  
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
12
Right to Call a Special Meeting
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Weight Watchers International, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
WTW
CUSIP 948626106
  
05/10/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raymond Debbane
  
Mgmt
For
For
For
  
 
1.2
Elect John Bard
  
Mgmt
For
For
For
  
 
1.3
Elect Jonas Fajgenbaum
  
Mgmt
For
For
For
  
 
2
Ratification of Auditor
  
Mgmt
For
For
For
  
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
  
                 
                 
                 
                 
Wells Fargo & Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
WFC
CUSIP 949746101
  
05/03/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
  
Mgmt
For
For
For
  
 
2
Elect John Chen
  
Mgmt
For
For
For
  
 
3
Elect Lloyd Dean
  
Mgmt
For
For
For
  
 
4
Elect Susan Engel
  
Mgmt
For
For
For
  
 
5
Elect Enrique Hernandez, Jr.
  
Mgmt
For
For
For
  
 
6
Elect Donald James
  
Mgmt
For
For
For
  
 
7
Elect Mackey McDonald
  
Mgmt
For
For
For
  
 
8
Elect Cynthia Milligan
  
Mgmt
For
For
For
  
 
9
Elect Nicholas Moore
  
Mgmt
For
For
For
  
 
10
Elect Philip Quigley
  
Mgmt
For
For
For
  
 
11
Elect Judith Runstad
  
Mgmt
For
For
For
  
 
12
Elect Stephen Sanger
  
Mgmt
For
For
For
  
 
13
Elect John Stumpf
  
Mgmt
For
For
For
  
 
14
Elect Susan Swenson
  
Mgmt
For
For
For
  
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
17
Ratification of Auditor
  
Mgmt
For
For
For
  
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
  
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
  
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
  
 
21
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
  
 
22
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
  
                 
                 
                 
                 
Weyerhaeuser Company
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
WY
CUSIP 962166104
  
04/14/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Murdy
  
Mgmt
For
For
For
  
 
2
Elect John Kieckhefer
  
Mgmt
For
For
For
  
 
3
Elect Charles Williamson
  
Mgmt
For
For
For
  
 
4
Right to Call a Special Meeting
  
Mgmt
For
For
For
  
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
7
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Xcel Energy Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
XEL
CUSIP 98389B100
  
05/18/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Fredric Corrigan
  
Mgmt
For
For
For
  
 
2
Elect Richard Davis
  
Mgmt
For
For
For
  
 
3
Elect Benjamin Fowke III
  
Mgmt
For
For
For
  
 
4
Elect Richard Kelly
  
Mgmt
For
For
For
  
 
5
Elect Albert Moreno
  
Mgmt
For
For
For
  
 
6
Elect Christopher Policinski
  
Mgmt
For
For
For
  
 
7
Elect A. Patricia Sampson
  
Mgmt
For
For
For
  
 
8
Elect James Sheppard
  
Mgmt
For
For
For
  
 
9
Elect David Westerlund
  
Mgmt
For
For
For
  
 
10
Elect Kim Williams
  
Mgmt
For
For
For
  
 
11
Elect Timothy Wolf
  
Mgmt
For
For
For
  
 
12
Amendment to the Non-Employee Directors' Stock Equivalent Plan
Mgmt
For
For
For
  
 
13
Elimination of Cumulative Voting
Mgmt
For
Against
Against
  
 
14
Amendments to Articles of Incorporation
Mgmt
For
For
For
  
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
17
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
Xilinx, Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
XLNX
CUSIP 983919101
  
08/11/2010
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
  
Mgmt
For
For
For
  
 
2
Elect Moshe Gavrielov
  
Mgmt
For
For
For
  
 
3
Elect John Doyle
  
Mgmt
For
For
For
  
 
4
Elect Jerald Fishman
  
Mgmt
For
For
For
  
 
5
Elect William Howard, Jr.
  
Mgmt
For
For
For
  
 
6
Elect J. Michael Patterson
  
Mgmt
For
For
For
  
 
7
Elect Albert Pimentel
  
Mgmt
For
For
For
  
 
8
Elect Marshall Turner
  
Mgmt
For
For
For
  
 
9
Elect Elizabeth Vanderslice
  
Mgmt
For
For
For
  
 
10
Amendment to the Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
  
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
For
For
  
 
12
Ratification of Auditor
  
Mgmt
For
For
For
  
                 
                 
                 
                 
XL Group plc
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
XL
CUSIP G98290102
  
05/06/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Haag
  
Mgmt
For
For
For
  
 
2
Elect Michael McGavick
  
Mgmt
For
For
For
  
 
3
Elect Ellen Thrower
  
Mgmt
For
For
For
  
 
4
Elect John Vereker
  
Mgmt
For
For
For
  
 
5
Ratification of Auditor
  
Mgmt
For
For
For
  
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
8
Amendment to the 1991 Performance Incentive Program
Mgmt
For
For
For
  
                 
                 
                 
                 
Yahoo! Inc.
                
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
  
 
YHOO
CUSIP 984332106
  
06/23/2011
  
Voted
    
 
Meeting Type
Country of Trade
            
 
Annual
United States
            
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
  
Mgmt
For
For
For
  
 
2
Elect Roy Bostock
  
Mgmt
For
For
For
  
 
3
Elect Patti Hart
  
Mgmt
For
For
For
  
 
4
Elect Susan James
  
Mgmt
For
For
For
  
 
5
Elect Vyomesh Joshi
  
Mgmt
For
For
For
  
 
6
Elect David Kenny
  
Mgmt
For
For
For
  
 
7
Elect Arthur Kern
  
Mgmt
For
For
For
  
 
8
Elect Brad Smith
  
Mgmt
For
For
For
  
 
9
Elect Gary Wilson
  
Mgmt
For
For
For
  
 
10
Elect Jerry Yang
  
Mgmt
For
For
For
  
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
  
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
  
 
13
Ratification of Auditor
  
Mgmt
For
For
For
  
 
14
Shareholder Proposal Regarding Human Rights in China
ShrHoldr
Against
Against
For
  
 
 
 
 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)



By /s/ Paul G. Haaga, Jr.
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
 
Date: August 26, 2011