N-PX 1 fi_npx.htm N-PX Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00032



Fundamental Investors, Inc.
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: December 31

Date of reporting period: July 1, 2008 - June 30, 2009





Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 

 

ITEM 1 – Proxy Voting Record
 
                 
Fund Name : Fundamental Investors, Inc.
             
                 
Reporting Period:  July 01, 2008 - June 30, 2009
           
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect William Daley
 
Mgmt
For
For
For
 
 
1.4
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.5
Elect H. Laurance Fuller
 
Mgmt
For
For
For
 
 
1.6
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.7
Elect David Owen
 
Mgmt
For
For
For
 
 
1.8
Elect W. Ann Reynolds
 
Mgmt
For
For
For
 
 
1.9
Elect Roy Roberts
 
Mgmt
For
For
For
 
 
1.10
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.11
Elect William Smithburg
 
Mgmt
For
For
For
 
 
1.12
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.13
Elect Miles White
 
Mgmt
For
For
For
 
 
2
2009 Incentive Stock Program
 
Mgmt
For
Against
Against
 
 
3
2009 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Animal Testing
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Accredo Health, Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHS
CUSIP 58405U102
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Lillis
 
Mgmt
For
For
For
 
 
2
Elect Williams Roper
 
Mgmt
For
For
For
 
 
3
Elect David Stevens
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Executive Annual Incentive Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Atieh
 
Mgmt
For
For
For
 
 
2
Elect Mary Cirillo
 
Mgmt
For
For
For
 
 
3
Elect Bruce Crockett
 
Mgmt
For
For
For
 
 
4
Elect Thomas Neff
 
Mgmt
For
For
For
 
 
5
Annual Report
 
Mgmt
For
For
For
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
 
13
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
14
Reduction in Par Value
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Clark
 
Mgmt
For
For
For
 
 
2
Elect Betsy Cohen
 
Mgmt
For
For
For
 
 
3
Elect Molly Coye
 
Mgmt
For
For
For
 
 
4
Elect Roger Farah
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
7
Elect Earl Graves
 
Mgmt
For
For
For
 
 
8
Elect Gerald Greenwald
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Nominating a Retired Executive to the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kathryn Fuller
 
Mgmt
For
For
For
 
 
1.2
Elect Judith Gueron
 
Mgmt
For
For
For
 
 
1.3
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.4
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Allied Irish Banks PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G02072117
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Increase Authorised Capital
Mgmt
For
For
For
 
 
2
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
3
Issuance of Warrants w/o Preemptive Rights
Mgmt
For
For
For
 
 
4
Authority to Use/Transfer Reserves
 
Mgmt
For
For
For
 
 
5
Issuance of Warrants w/o Preemptive Rights
Mgmt
For
For
For
 
 
6
Authority to Repurchase Preference Shares
Mgmt
For
For
For
 
 
7
Adoption of New Articles
 
Mgmt
For
For
For
 
 
8
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
                 
                 
                 
                 
Allied Irish Banks PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G02072117
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Declan Collier
 
Mgmt
For
For
For
 
 
3
Elect Kieran Crowley
 
Mgmt
For
For
For
 
 
4
Elect Colm Doherty
 
Mgmt
For
For
For
 
 
5
Elect Dermot Gleeson
 
Mgmt
For
For
For
 
 
6
Elect Stephen Kingon
 
Mgmt
For
For
For
 
 
7
Elect Anne Maher
 
Mgmt
For
For
For
 
 
8
Elect Daniel O'Connor
 
Mgmt
For
For
For
 
 
9
Elect John O'Donnell
 
Mgmt
For
For
For
 
 
10
Elect Sean O'Driscoll
 
Mgmt
For
For
For
 
 
11
Elect David Pritchard
 
Mgmt
For
For
For
 
 
12
Elect Eugene Sheehy
 
Mgmt
For
For
For
 
 
13
Elect Dick Spring
 
Mgmt
For
For
For
 
 
14
Elect Robert Wilmers
 
Mgmt
For
For
For
 
 
15
Elect Jennifer Winter
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Set Price of Reissued Treasury Shares
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Appointment to the Board
ShrHoldr
Against
Against
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Allied Waste Industries, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AW
CUSIP 019589308
 
11/14/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger Agreement
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
4
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
5
Elect Robert Huntley
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Muñoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Human Rights Protocols
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amazon.com, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMZN
CUSIP 023135106
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
 
Mgmt
For
For
For
 
 
2
Elect Tom Alberg
 
Mgmt
For
For
For
 
 
3
Elect John Brown
 
Mgmt
For
For
For
 
 
4
Elect L. John Doerr
 
Mgmt
For
For
For
 
 
5
Elect William Gordon
 
Mgmt
For
For
For
 
 
6
Elect Alain Monié
 
Mgmt
For
For
For
 
 
7
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
8
Elect Patricia Stonesifer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
American Express Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
3
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
5
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
6
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
7
Elect Richard Levin
 
Mgmt
For
For
For
 
 
8
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
9
Elect Edward Miller
 
Mgmt
For
For
For
 
 
10
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
11
Elect Robert Walter
 
Mgmt
For
For
For
 
 
12
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AMERICAN WATER WORKS COMPANY, INC.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AWK
CUSIP 030420103
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Donald Correll
 
Mgmt
For
For
For
 
 
1.2
Elect Martha Clark Goss
 
Mgmt
For
For
For
 
 
1.3
Elect Manfred Doss
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Grigg
 
Mgmt
For
For
For
 
 
1.5
Elect Julia Johnson
 
Mgmt
For
For
For
 
 
1.6
Elect George MacKenzie
 
Mgmt
For
For
For
 
 
1.7
Elect William Marrazzo
 
Mgmt
For
For
For
 
 
1.8
Elect Rolf Pohlig
 
Mgmt
For
For
For
 
 
1.9
Elect Andreas Zetzsche
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2007 Omnibus Equity Compensation Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Amgen Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect François de Carbonnel
 
Mgmt
For
For
For
 
 
4
Elect Jerry Choate
 
Mgmt
For
For
For
 
 
5
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
6
Elect Frederick Gluck
 
Mgmt
For
For
For
 
 
7
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
8
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
9
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
10
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
11
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
12
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2009 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
15
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AMP Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS Q0344G101
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Ratify Issue of Securities
 
Mgmt
For
For
For
 
 
5
Re-elect Richard Grellman
 
Mgmt
For
For
For
 
 
6
Re-elect Nora Scheinkestel
 
Mgmt
For
For
For
 
 
7
Remuneration Report
 
Mgmt
For
For
For
 
 
8
Equity Grant (MD Craig Dunn)
 
Mgmt
For
For
For
 
 
9
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AOC
CUSIP 037389103
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
 
Mgmt
For
For
For
 
 
2
Elect Gregory Case
 
Mgmt
For
For
For
 
 
3
Elect Fulvio Conti
 
Mgmt
For
For
For
 
 
4
Elect Edgar Jannotta
 
Mgmt
For
For
For
 
 
5
Elect Jan Kalff
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
7
Elect R. Eden Martin
 
Mgmt
For
For
For
 
 
8
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
9
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
10
Elect Richard Myers
 
Mgmt
For
For
For
 
 
11
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
12
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
13
Elect Gloria Santona
 
Mgmt
For
For
For
 
 
14
Elect Carolyn Woo
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Apple Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.3
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.8
Elect Jerome York
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
3
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
1.3
Elect Philip Gerdine
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
1.5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
1.6
Elect Charles Liu
 
Mgmt
For
For
For
 
 
1.7
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
1.8
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.10
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Archer-Daniels-Midland Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADM
CUSIP 039483102
 
11/06/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect George Buckley
 
Mgmt
For
For
For
 
 
2
Elect Mollie Carter
 
Mgmt
For
For
For
 
 
3
Elect Victoria Haynes
 
Mgmt
For
For
For
 
 
4
Elect Antonio Maciel Neto
 
Mgmt
For
For
For
 
 
5
Elect Patrick Moore
 
Mgmt
For
For
For
 
 
6
Elect M. Brian Mulroney
 
Mgmt
For
For
For
 
 
7
Elect Thomas O'Neill
 
Mgmt
For
For
For
 
 
8
Elect Kelvin Westbrook
 
Mgmt
For
For
For
 
 
9
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Review of Global Human Rights Standards
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
ASML Holding N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS N07059178
 
03/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Performance Stock Grants to Management Board
Mgmt
For
For
For
 
 
11
Sign-on Performance Stock Grants to Management Board
Mgmt
For
For
For
 
 
12
Stock Option Grants to Management Board
Mgmt
For
For
For
 
 
13
Sign-on Stock Option Grants to Management Board
Mgmt
For
For
For
 
 
14
Stock Option Grants to Employees
 
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Elect H. van den Burg
 
Mgmt
For
For
For
 
 
17
Elect O.B. Bilous
 
Mgmt
For
For
For
 
 
18
Elect Josephus Westerburgen
 
Mgmt
For
For
For
 
 
19
Elect P.F.M. Van der Meer Mohr
 
Mgmt
For
For
For
 
 
20
Elect W. Ziebart
 
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
24
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
25
Authorize the Board of Management, for a period of 18 months from 26 MAR 2009, to acquire - subject to the approval of the Supervisory Board - such a number of ordinary shares in the Company s share capital as permitted within the limits of the Law and the Articles of Association of the Company, taking into account the possibility to cancel the re-purchased shares, for valuable consideration, on Euronext Amsterdam by NYSE Euronext [ Euronext Amsterdam ] or the NASDAQ Stock Market LLC [ NASDAQ ], or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on Euronext Amsterdam or NASDAQ; the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext Amsterdam or as reported on NASDAQ
Mgmt
For
For
For
 
 
26
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
27
Authority to Cancel Additional Shares
Mgmt
For
For
For
 
 
28
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
29
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
AT&T Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect William Aldinger III
 
Mgmt
For
For
For
 
 
3
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
4
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
5
Elect James Blanchard
 
Mgmt
For
For
For
 
 
6
Elect August Busch III
 
Mgmt
For
For
For
 
 
7
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
8
Elect James Kelly
 
Mgmt
For
For
For
 
 
9
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
10
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
11
Elect John McCoy
 
Mgmt
For
For
For
 
 
12
Elect Mary Metz
 
Mgmt
For
For
For
 
 
13
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
14
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
15
Elect Patricia Upton
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Increase in Authorized Common Shares
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Pension Credit Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Autodesk, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADSK
CUSIP 052769106
 
06/11/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carl Bass
 
Mgmt
For
For
For
 
 
2
Elect Crawford Beveridge
 
Mgmt
For
For
For
 
 
3
Elect J. Hallam Dawson
 
Mgmt
For
For
For
 
 
4
Elect Per-Kristian Halvorsen
 
Mgmt
For
For
For
 
 
5
Elect Sean Maloney
 
Mgmt
For
For
For
 
 
6
Elect Elizabeth Nelson
 
Mgmt
For
For
For
 
 
7
Elect Charles Robel
 
Mgmt
For
For
For
 
 
8
Elect Steven West
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
2010 Outside Directors' Stock Plan
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect Edward Fogarty
 
Mgmt
For
For
For
 
 
1.3
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.4
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.10
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.11
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Nanomaterial Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AXA S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F06106102
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Elect Jacques de Chateauvieux
 
Mgmt
For
For
For
 
 
9
Elect Anthony Hamilton
 
Mgmt
For
For
For
 
 
10
Elect Michel Pébereau
 
Mgmt
For
For
For
 
 
11
Elect Dominique Reiniche
 
Mgmt
For
For
For
 
 
12
Elect Ramon de Oliveira
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
14
Authority to Increase Capital through Capitalizations
Mgmt
For
For
For
 
 
15
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
17
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
18
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
19
Authority to Increase Capital in case of Exchange Offer
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Consideration for Contributions in Kind in Case of Exchange Offer
Mgmt
For
Against
Against
 
 
21
Authority to Issue Shares w/out Preemptive Rights In Consideration for Convertible Securities Issued by a Subsidiary
Mgmt
For
Against
Against
 
 
22
Authority to Issue Debt Instruments
 
Mgmt
For
For
For
 
 
23
Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan
Mgmt
For
For
For
 
 
24
Authority to Issue Shares w/o Preemptive Rights Through Private Placement
Mgmt
For
For
For
 
 
25
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
26
Authority to Issue Preferred Shares w/o Preemptive Rights Through Private Placement
Mgmt
For
For
For
 
 
27
Authority to Issue Preferred Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
28
Authority to Issue Preferred Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
29
Amendments to Articles Regarding the Creation of Preferred Shares
Mgmt
For
For
For
 
 
30
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
1.5
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.8
Elect James Lash
 
Mgmt
For
For
For
 
 
1.9
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.10
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barnet, III
 
Mgmt
For
For
For
 
 
2
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
3
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
4
Elect John Collins
 
Mgmt
For
For
For
 
 
5
Elect Gary Countryman
 
Mgmt
For
For
For
 
 
6
Elect Tommy Franks
 
Mgmt
For
For
For
 
 
7
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Lewis
 
Mgmt
For
Against
Against
 
 
9
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
10
Elect Walter Massey
 
Mgmt
For
For
For
 
 
11
Elect Thomas May
 
Mgmt
For
For
For
 
 
12
Elect Patricia Mitchell
 
Mgmt
For
For
For
 
 
13
Elect Joseph Prueher
 
Mgmt
For
For
For
 
 
14
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
15
Elect Thomas Ryan
 
Mgmt
For
Against
Against
 
 
16
Elect O. Temple Sloan, Jr.
 
Mgmt
For
Against
Against
 
 
17
Elect Robert Tillman
 
Mgmt
For
For
For
 
 
18
Elect Jackie Ward
 
Mgmt
For
Against
Against
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
21
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
27
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
28
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
12/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger Agreement
 
Mgmt
For
Against
Against
 
 
2
Amendment to the 2003 Key Associate Stock Plan
Mgmt
For
Against
Against
 
 
3
Increase of Authorized Common Stock
Mgmt
For
Against
Against
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Bank of Ireland
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G49374146
 
03/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Other
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Increase in Authorised Capital
 
Mgmt
For
For
For
 
 
3
Adoption of New Bye-Laws Regarding Preference Shares, Warrants and Powers of the Minister for Finance
Mgmt
For
For
For
 
 
4
Authority to Issue Preferred Shares
 
Mgmt
For
For
For
 
 
5
Authority to Issue Shares w/o Preemptive Rights Pursuant to the Recapitalisation Package
Mgmt
For
For
For
 
 
6
Reduction in Share Premium Account
Mgmt
For
For
For
 
 
7
Issuance of Warrants w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
8
Authority to Repurchase Preference Shares
Mgmt
For
For
For
 
 
9
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Bank of Ireland
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G49374146
 
07/08/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Other
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Re-elect Richard Burrows
 
Mgmt
For
For
For
 
 
4
Re-elect David Dilger
 
Mgmt
For
For
For
 
 
5
Re-elect George Magan
 
Mgmt
For
For
For
 
 
6
Re-elect Declan McCourt
 
Mgmt
For
For
For
 
 
7
Re-elect John O'Donovan
 
Mgmt
For
For
For
 
 
8
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Authority to Reissue Treasury Stock
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
12
Additional Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
13
Amendment to Bye Laws Regarding Electronic Communications
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank Of New York Mellon Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BK
CUSIP 064058100
 
04/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
1.2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
1.3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Kelly
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
1.8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Mehrabian
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
1.11
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.12
Elect William Richardson
 
Mgmt
For
For
For
 
 
1.13
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.14
Elect John Surma
 
Mgmt
For
For
For
 
 
1.15
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Baxter International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAX
CUSIP 071813109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Walter Boomer
 
Mgmt
For
For
For
 
 
2
Elect James Gavin III
 
Mgmt
For
For
For
 
 
3
Elect Peter Hellman
 
Mgmt
For
For
For
 
 
4
Elect K.J. Storm
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Animal Testing
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
BAYER AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS D07112119
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Presentation of Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
4
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
5
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
6
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
7
Dematerialization of Bearer Shares
 
Mgmt
For
For
For
 
 
8
Amendments to Articles
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bed Bath & Beyond Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBBY
CUSIP 075896100
 
06/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Eisenberg
 
Mgmt
For
For
For
 
 
1.2
Elect Leonard Feinstein
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Temares
 
Mgmt
For
For
For
 
 
1.4
Elect Dean Adler
 
Mgmt
For
For
For
 
 
1.5
Elect Stanley Barshay
 
Mgmt
For
For
For
 
 
1.6
Elect Klaus Eppler
 
Mgmt
For
For
For
 
 
1.7
Elect Patrick Gaston
 
Mgmt
For
For
For
 
 
1.8
Elect Jordan Heller
 
Mgmt
For
For
For
 
 
1.9
Elect Victoria Morrison
 
Mgmt
For
For
For
 
 
1.10
Elect Fran Stoller
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for  Election of Directors
Mgmt
For
For
For
 
 
4
Elimination of Express Supermajority Vote Requirement
Mgmt
For
For
For
 
 
5
Elimination of Statutory Supermajority Vote Requirement
Mgmt
For
For
For
 
 
6
Amendment to the 2004 Incentive Compensation Plan
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRKA
CUSIP 084670108
 
05/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.5
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.6
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.7
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.9
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.10
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.11
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
BHP Billiton Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS Q1498M100
 
11/27/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports (BHP Billiton plc)
Mgmt
For
For
For
 
 
3
Accounts and Reports (BHP Billiton Limited)
Mgmt
For
For
For
 
 
4
Re-elect Paul Anderson (BHP Billiton plc)
Mgmt
For
For
For
 
 
5
Re-elect  Paul Anderson (BHP Billiton Limited)
Mgmt
For
For
For
 
 
6
Re-elect  Don Argus (BHP Billiton plc)
Mgmt
For
For
For
 
 
7
Re-elect  Don Argus (BHP Billiton Limited)
Mgmt
For
For
For
 
 
8
Re-elect  John Buchanan (BHP Billiton plc)
Mgmt
For
For
For
 
 
9
Re-elect John Buchanan (BHP Billiton Limited)
Mgmt
For
For
For
 
 
10
Re-elect  David Crawford (BHP Billiton plc)
Mgmt
For
For
For
 
 
11
Re-elect  David Crawford (BHP Billiton Limited)
Mgmt
For
For
For
 
 
12
Re-elect Jacques Nasser (BHP Billiton plc)
Mgmt
For
For
For
 
 
13
Re-elect Jacques Nasser (BHP Billiton Limited)
Mgmt
For
For
For
 
 
14
Re-elect John Schubert (BHP Billiton plc)
Mgmt
For
For
For
 
 
15
Re-elect John Schubert (BHP Billiton Limited)
Mgmt
For
For
For
 
 
16
Elect Alan Boeckmann (BHP Billiton plc)
Mgmt
For
For
For
 
 
17
Elect Alan Boeckmann (BHP Billiton Limited)
Mgmt
For
For
For
 
 
18
Elect Stephen Mayne (BHP Billiton plc)
Mgmt
Against
Against
For
 
 
19
Elect Stephen Mayne (BHP Billiton Limited)
Mgmt
Against
Against
For
 
 
20
Elect David Morgan (BHP Billiton plc)
Mgmt
For
For
For
 
 
21
Elect David Morgan (BHP Billiton Limited)
Mgmt
For
For
For
 
 
22
Elect Keith Rumble (BHP Billiton plc)
Mgmt
For
For
For
 
 
23
Elect Keith Rumble (BHP Billiton Limited)
Mgmt
For
For
For
 
 
24
Appointment of Auditor and Authority to Set Fees (BHP Billiton plc)
Mgmt
For
For
For
 
 
25
Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc)
Mgmt
For
For
For
 
 
26
Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc)
Mgmt
For
For
For
 
 
27
Authority to Repurchase Shares (BHP Billiton plc)
Mgmt
For
For
For
 
 
28
Reduction in Issued Share Capital (April 30, 2009)
Mgmt
For
For
For
 
 
29
Reduction in Issued Share Capital (May 29, 2009)
Mgmt
For
For
For
 
 
30
Reduction in Issued Share Capital (June 15, 2009
Mgmt
For
For
For
 
 
31
Reduction in Issued Share Capital (July 31, 2009)
Mgmt
For
For
For
 
 
32
Reduction in Issued Share Capital (September 15, 2009)
Mgmt
For
For
For
 
 
33
Reduction in Issued Share Capital (November 30, 2009)
Mgmt
For
For
For
 
 
34
Remuneration Report
 
Mgmt
For
For
For
 
 
35
Amendments to the Group Incentive Schemes
Mgmt
For
For
For
 
 
36
Equity Grant (CEO Marius Kloppers)
Mgmt
For
For
For
 
 
37
Increase Non-Executive Directors' Fee Cap (BHP Billiton plc)
Mgmt
For
For
For
 
 
38
Increase Non-Executive Directors' Fee Cap (BHP Billiton Limited)
Mgmt
For
For
For
 
 
39
Amend the Articles of Association(BHP Billiton plc)
Mgmt
For
For
For
 
 
40
Amend the Constitution (BHP Billiton Limited.)
Mgmt
For
For
For
 
                 
                 
                 
                 
Boeing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Biggs
 
Mgmt
For
For
For
 
 
2
Elect John Bryson
 
Mgmt
For
For
For
 
 
3
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Linda Cook
 
Mgmt
For
For
For
 
 
5
Elect William Daley
 
Mgmt
For
For
For
 
 
6
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
7
Elect John McDonnell
 
Mgmt
For
For
For
 
 
8
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
10
Amendment to the 2003 Incentive Stock Plan
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Disclosure of Foreign Military Sales
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Boston Scientific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BSX
CUSIP 101137107
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Abele
 
Mgmt
For
For
For
 
 
2
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
3
Elect Marye Anne Fox
 
Mgmt
For
For
For
 
 
4
Elect Ray Groves
 
Mgmt
For
For
For
 
 
5
Elect Kristina Johnson
 
Mgmt
For
For
For
 
 
6
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Pete Nicholas
 
Mgmt
For
For
For
 
 
9
Elect John Pepper
 
Mgmt
For
For
For
 
 
10
Elect Uwe Reinhardt
 
Mgmt
For
For
For
 
 
11
Elect Warren Rudman
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Elect James Tobin
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
British American Tobacco PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G1510J102
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
6
Elect Paul Adams
 
Mgmt
For
For
For
 
 
7
Elect Jan du Plessis
 
Mgmt
For
For
For
 
 
8
Elect Robert Lerwill
 
Mgmt
For
For
For
 
 
9
Elect Sir Nicholas Scheele
 
Mgmt
For
For
For
 
 
10
Elect Gerard Murphy
 
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
14
Authorisation of EU Political Donations
Mgmt
For
For
For
 
 
15
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
16
Adoption of New Articles
 
Mgmt
For
For
For
 
 
17
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
C&C Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G1826G107
 
07/11/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect John Holberry
 
Mgmt
For
For
For
 
 
4
Re-elect John Burgess
 
Mgmt
For
For
For
 
 
5
Re-elect John Hogan
 
Mgmt
For
For
For
 
 
6
Re-elect Philip Lynch
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Authority to Reissue Treasury Shares
Mgmt
For
Against
Against
 
 
12
Amendment to Articles Regarding Electronic Communications
Mgmt
For
For
For
 
                 
                 
                 
                 
C&C Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G1826G107
 
12/18/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve the C&C Joint Share Ownership Plan [the Plan], the principal terms of which are summarized in Appendix 1 to the notice convening this EGM and the rules of which, together with the related pro-forma call option deed, joint ownership agreement and other documentation, are as specified and authorize the Directors of the Company to do all acts and things which they may consider necessary or expedient to give effect to the Plan, including the making of awards thereunder and the allotment and issue by the Company, and the acquisition by the trustee or trustees from time to time of the Plan, of ordinary shares in the Company
Mgmt
For
For
For
 
 
2
Amendment to Save-As-You-Earn Share Option Scheme
Mgmt
For
For
For
 
 
3
Amendment to Profit Sharing Scheme
Mgmt
For
For
For
 
 
4
Amendment to Executive Share Option Plan
Mgmt
For
For
For
 
 
5
Amendment to Long Term Incentive Plan
Mgmt
For
For
For
 
 
6
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
C.R. Bard, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BCR
CUSIP 067383109
 
04/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Marc Breslawsky
 
Mgmt
For
For
For
 
 
1.2
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
1.3
Elect Tommy Thompson
 
Mgmt
For
For
For
 
 
1.4
Elect Timothy Ring
 
Mgmt
For
For
For
 
 
2
Amendment to the Executive Bonus Plan
Mgmt
For
For
For
 
 
3
Amendment to the 2003 Long Term Incentive Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cameco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCJ
CUSIP 13321L108
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Resident Status
 
Mgmt
Abstain
Against
Against
 
 
2.1
Elect John Clappison
 
Mgmt
For
For
For
 
 
2.2
Elect Joe Colvin
 
Mgmt
For
For
For
 
 
2.3
Elect James Curtiss
 
Mgmt
For
For
For
 
 
2.4
Elect George Dembroski
 
Mgmt
For
For
For
 
 
2.5
Elect Donald Deranger
 
Mgmt
For
For
For
 
 
2.6
Elect James Gowans
 
Mgmt
For
For
For
 
 
2.7
Elect Gerald Grandey
 
Mgmt
For
For
For
 
 
2.8
Elect Nancy Hopkins
 
Mgmt
For
For
For
 
 
2.9
Elect Oyvind Hushovd
 
Mgmt
For
For
For
 
 
2.10
Elect J.W. George Ivany
 
Mgmt
For
For
For
 
 
2.11
Elect A. Anne McLellan
 
Mgmt
For
For
For
 
 
2.12
Elect A. Neil McMillan
 
Mgmt
For
For
For
 
 
2.13
Elect Robert Peterson
 
Mgmt
For
For
For
 
 
2.14
Elect Victor Zaleschuk
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Canadian Oil Sands Trust
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COS
CUSIP 13642L100
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3.1
Elect Charles Shultz
 
Mgmt
For
For
For
 
 
3.2
Elect Ian Bourne
 
Mgmt
For
For
For
 
 
3.3
Elect Marcel Coutu
 
Mgmt
For
For
For
 
 
3.4
Elect Donald Lowry
 
Mgmt
For
For
For
 
 
3.5
Elect Donald Mazankowski
 
Mgmt
For
For
For
 
 
3.6
Elect Wayne Newhouse
 
Mgmt
For
For
For
 
 
3.7
Elect Brant Sangster
 
Mgmt
For
For
For
 
 
3.8
Elect Wesley Twiss
 
Mgmt
For
For
For
 
 
3.9
Elect John Zaozirny
 
Mgmt
For
For
For
 
 
4
Appointment of Trustee
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Capital One Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COF
CUSIP 14040H105
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Fairbank
 
Mgmt
For
For
For
 
 
2
Elect Edward Campbell
 
Mgmt
For
For
For
 
 
3
Elect Bradford Warner
 
Mgmt
For
For
For
 
 
4
Elect Stanley Westreich
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the 2004 Stock Incentive Plan
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
CapitalSource Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSE
CUSIP 14055X102
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Byrnes
 
Mgmt
For
For
For
 
 
1.2
Elect John Delaney
 
Mgmt
For
For
For
 
 
1.3
Elect Sara Grootwassink
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Caterpillar Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAT
CUSIP 149123101
 
06/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Dickenson
 
Mgmt
For
For
For
 
 
1.2
Elect David Goode
 
Mgmt
For
For
For
 
 
1.3
Elect James Owens
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Powell
 
Mgmt
For
For
For
 
 
1.5
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Disclosure of Foreign Military Sales
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Report on Lobbying Priorities
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Armacost
 
Mgmt
For
For
For
 
 
2
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
3
Elect Robert Denham
 
Mgmt
For
For
For
 
 
4
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Franklyn Jenifer
 
Mgmt
For
For
For
 
 
7
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
8
Elect David O'Reilly
 
Mgmt
For
For
For
 
 
9
Elect Donald Rice
 
Mgmt
For
For
For
 
 
10
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
11
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Elect Carl Ware
 
Mgmt
For
For
For
 
 
14
Elect John Watson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Approval of Performance Goals for the Chevron Incentive Plan
Mgmt
For
Against
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Human Rights Policy
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Host Country Laws
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Chipotle Mexican Grill, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMG
CUSIP 169656105
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Ells
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Flynn
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chipotle Mexican Grill, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMG
CUSIP 169656204
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Ells
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Flynn
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cincinnati Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CINF
CUSIP 172062101
 
05/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Benoski
 
Mgmt
For
For
For
 
 
1.2
Elect William Bahl
 
Mgmt
For
For
For
 
 
1.3
Elect Gretchen Price
 
Mgmt
For
For
For
 
 
1.4
Elect John Schiff, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect Kenneth Stecher
 
Mgmt
For
For
For
 
 
1.6
Elect E. Anthony Woods
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Annual Incentive Compensation Plan of 2009
Mgmt
For
For
For
 
 
4
Directors' Stock Plan of 2009
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Steven West
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Formation of a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Michael Armstrong
 
Mgmt
For
Abstain
Against
 
 
2
Elect Alain Belda
 
Mgmt
For
For
For
 
 
3
Elect John Deutch
 
Mgmt
For
For
For
 
 
4
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
5
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
8
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
9
Elect Richard Parsons
 
Mgmt
For
Abstain
Against
 
 
10
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
11
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
12
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
13
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
14
Elect William Thompson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
2009 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Double Board Nominees
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Cliffs Natural Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 18683K101
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald Cambre
 
Mgmt
For
For
For
 
 
1.2
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
1.3
Elect Susan Cunningham
 
Mgmt
For
For
For
 
 
1.4
Elect Barry Eldridge
 
Mgmt
For
For
For
 
 
1.5
Elect Susan Green
 
Mgmt
For
For
For
 
 
1.6
Elect James Ireland III
 
Mgmt
For
For
For
 
 
1.7
Elect Francis McAllister
 
Mgmt
For
For
For
 
 
1.8
Elect Roger Phillips
 
Mgmt
For
For
For
 
 
1.9
Elect Richard Riederer
 
Mgmt
For
For
For
 
 
1.10
Elect Alan Schwartz
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cleveland Cliffs Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 185896107
 
10/03/2008
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Consent
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Control Share Acquisition Statute
 
ShrHoldr
N/A
N/A
N/A
 
 
2
Right to Adjourn Meeting
 
ShrHoldr
N/A
N/A
N/A
 
                 
                 
                 
                 
Cleveland Cliffs Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 185896107
 
10/03/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Consent
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Control Share Acquisition Statute
 
Mgmt
Against
Against
For
 
                 
                 
                 
                 
Cliffs Natural Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 185896107
 
11/21/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED JULY 15, 2008, BY AND AMONG CLIFFS NATURAL RESOURCES INC. (FORMERLY KNOWN AS CLEVELAND-CLIFFS INC), ALPHA MERGER SUB, INC. (FORMERLY KNOWN AS DAILY DOUBLE ACQUISITION, INC.) ( MERGER SUB ), AND ALPHA NATURAL RESOURCES, INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Mgmt
For
Against
Against
 
 
2
TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE BY THE PROXY HOLDERS, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL.
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Coca-Cola Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KO
CUSIP 191216100
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
Abstain
Against
 
 
3
Elect Cathleen Black
 
Mgmt
For
Abstain
Against
 
 
4
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5
Elect Alexis Herman
 
Mgmt
For
Abstain
Against
 
 
6
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
7
Elect Donald Keough
 
Mgmt
For
For
For
 
 
8
Elect Maria Lagomasino
 
Mgmt
For
Abstain
Against
 
 
9
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
10
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
11
Elect James Robinson, III
 
Mgmt
For
Abstain
Against
 
 
12
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
13
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
14
Elect James Williams
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
 
Mgmt
For
For
For
 
 
1.2
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.3
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.5
Elect Julian Brodsky
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.7
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.8
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.10
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.11
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.12
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
1.13
Elect Michael Sovern
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding a Recapitalization Plan
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
COMPANHIA VALE DO RIO DOCE
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIO
CUSIP 204412209
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Election of Directors
 
Mgmt
For
For
For
 
 
4
Election of Supervisory Council
 
Mgmt
For
For
For
 
 
5
Directors' and Supervisory Council Fees
Mgmt
For
For
For
 
 
6
Change of Company Name
 
Mgmt
For
For
For
 
 
7
Amendments to Articles Regarding Reconciliation of Share Capital
Mgmt
For
For
For
 
                 
                 
                 
                 
COMPANHIA VALE DO RIO DOCE
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIO
CUSIP 204412209
 
12/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of Merger Protocol and Justification
Mgmt
For
For
For
 
 
2
Appointment of Appraiser
 
Mgmt
For
For
For
 
 
3
Valuation Report
 
Mgmt
For
For
For
 
 
4
Merger by Absorption
 
Mgmt
For
For
For
 
 
5
Elect Masami Iijima
 
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
 
7
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Conocophillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
9
Elect William Reilly
 
Mgmt
For
For
For
 
 
10
Elect Bobby Shackouls
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
2009 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Director Qualifications
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Flaws
 
Mgmt
For
For
For
 
 
1.2
Elect James Houghton
 
Mgmt
For
For
For
 
 
1.3
Elect James O'Connor
 
Mgmt
For
For
For
 
 
1.4
Elect Deborah Rieman
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Volanakis
 
Mgmt
For
For
For
 
 
1.6
Elect Mark Wrighton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corporate Executive Board Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXBD
CUSIP 21988R102
 
06/11/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Monahan III
 
Mgmt
For
For
For
 
 
1.2
Elect Gregor Bailar
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Carter
 
Mgmt
For
For
For
 
 
1.4
Elect Gordan Coburn
 
Mgmt
For
For
For
 
 
1.5
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
1.6
Elect David Kenny
 
Mgmt
For
For
For
 
 
1.7
Elect Daniel Leemon
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Credit Agricole SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F22797108
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Retirement Benefits (Georges Pauget)
Mgmt
For
For
For
 
 
10
Retirement Benefits (Jean-Yves Hocher)
Mgmt
For
For
For
 
 
11
Retirement Benefits (Jacques Lenormand)
Mgmt
For
For
For
 
 
12
Retirement Benefits (Jean-Frédéric de Leusse)
Mgmt
For
For
For
 
 
13
Elect Jean-Marie Sander
 
Mgmt
For
For
For
 
 
14
Elect Gérard Cazals
 
Mgmt
For
For
For
 
 
15
Elect Noël Dupuy
 
Mgmt
For
For
For
 
 
16
Elect Carole Giraud
 
Mgmt
For
For
For
 
 
17
Elect Dominique Lefebvre
 
Mgmt
For
For
For
 
 
18
Ratification of the Co-option of Patrick Clavelou
Mgmt
For
For
For
 
 
19
Elect Patrick Clavelou
 
Mgmt
For
For
For
 
 
20
Elect Laurence Dors Meary
 
Mgmt
For
For
For
 
 
21
Directors' Fees
 
Mgmt
For
For
For
 
 
22
Authority to Repurchase Ordinary Shares
Mgmt
For
For
For
 
 
23
Authority to Repurchase Preferred Shares
Mgmt
For
For
For
 
 
24
Amendments to Articles Regarding Board Members' Term Limits
Mgmt
For
For
For
 
 
25
Authority to Create a New Share Class
Mgmt
For
For
For
 
 
26
Authority to Issue Preferred Shares and/or Convertible Securities w/ Preemptive Rights for Holders of Ordinary Shares
Mgmt
For
For
For
 
 
27
Authority to Issue Preferred Shares and/or Convertible Securities w/o Preemptive Rights For Holders of Ordinary Shares
Mgmt
For
Against
Against
 
 
28
Authority to Increase Preferred Share Issuance Limit
Mgmt
For
Against
Against
 
 
29
Authority to Issue Ordinary Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
30
Authority to Issue Ordinary Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
31
Authority to Increase Ordinary Share Issuance Limit
Mgmt
For
Against
Against
 
 
32
Authority to Issue Ordinary Shares in Consideration For Contributions in Kind
Mgmt
For
Against
Against
 
 
33
Authority to Set Offering Price of Ordinary Shares
Mgmt
For
For
For
 
 
34
Global Ceiling on Capital Increases
 
Mgmt
For
For
For
 
 
35
Authority to Issue Debt Instruments
 
Mgmt
For
Abstain
Against
 
 
36
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
37
Authority to Issue Ordinary Shares and/or Convertible Securities Under Employee Savings Plan
Mgmt
For
For
For
 
 
38
Authority to Issue Ordinary Shares and/or Convertible Securities  For Overseas Employees' Benefits
Mgmt
For
For
For
 
 
39
Authority to Issue Preferred Shares and/or Convertible Securities Under Employee Savings Plan
Mgmt
For
For
For
 
 
40
Authority to Issue Preferred Shares and/or Convertible Securities For Overseas Employees' Benefits
Mgmt
For
For
For
 
 
41
Authority to Cancel Ordinary Shares and Reduce Capital
Mgmt
For
For
For
 
 
42
Authority to Cancel Preferred Shares and Reduce Capital
Mgmt
For
For
For
 
 
43
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
44
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CRH PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G25508105
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect William Egan
 
Mgmt
For
For
For
 
 
4
Elect Jan Maaten de Jong
 
Mgmt
For
For
For
 
 
5
Elect Myles Lee
 
Mgmt
For
For
For
 
 
6
Elect Glenn Culpepper
 
Mgmt
For
For
For
 
 
7
Elect Albert Manifold
 
Mgmt
For
For
For
 
 
8
Elect Liam O'Mahony
 
Mgmt
For
For
For
 
 
9
Elect Mark  Towe
 
Mgmt
For
For
For
 
 
10
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
11
Authority to Increase Authorised Capital
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
Amendments to Articles Regarding Employee Share Scheme
Mgmt
For
For
For
 
 
16
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
17
Scrip Dividend
 
Mgmt
For
For
For
 
 
18
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
19
Amendments to Articles in Accordance with EU Shareholders' Rights Directive
Mgmt
For
For
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edwin Banks
 
Mgmt
For
For
For
 
 
2
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
3
Elect David Dorman
 
Mgmt
For
For
For
 
 
4
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
5
Elect Marian Heard
 
Mgmt
For
For
For
 
 
6
Elect William Joyce
 
Mgmt
For
For
For
 
 
7
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
8
Elect Terrence Murray
 
Mgmt
For
For
For
 
 
9
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
10
Elect Sheli Rosenberg
 
Mgmt
For
For
For
 
 
11
Elect Thomas Ryan
 
Mgmt
For
For
For
 
 
12
Elect Richard Swift
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Special Shareholder Meetings
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Chairman of the Board
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Clayton Jones
 
Mgmt
For
For
For
 
 
4
Elect Thomas Patrick
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
For
For
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Deutsche Post AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS D19225107
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Appointment of Auditor
 
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares Using Derivatives
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
 
11
Elect Ulrich Schröder
 
Mgmt
For
For
For
 
 
12
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
13
Elect Stefan Schulte
 
Mgmt
For
For
For
 
 
14
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Devon Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DVN
CUSIP 25179M103
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Howard
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Kanovsky
 
Mgmt
For
For
For
 
 
1.3
Elect J. Todd Mitchell
 
Mgmt
For
For
For
 
 
1.4
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
2
Elect Robert Mosbacher, Jr.
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
2009 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Diageo PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G42089113
 
10/15/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Franz Humer
 
Mgmt
For
For
For
 
 
5
Elect Maria Lilja
 
Mgmt
For
For
For
 
 
6
Elect William Shanahan
 
Mgmt
For
For
For
 
 
7
Elect H. Todd Stitzer
 
Mgmt
For
For
For
 
 
8
Elect Philip Scott
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
13
EU Political Donations
 
Mgmt
For
For
For
 
 
14
2008 Performance Share Plan
 
Mgmt
For
For
For
 
 
15
2008 Senior Executive Share Option Plan
Mgmt
For
For
For
 
 
16
Authority to Establish International Share Plans
Mgmt
For
For
For
 
 
17
Adoption of New Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Diamond Offshore Drilling, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DO
CUSIP 25271C102
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Tisch
 
Mgmt
For
For
For
 
 
1.2
Elect Lawrence Dickerson
 
Mgmt
For
For
For
 
 
1.3
Elect John Bolton
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Fabrikant
 
Mgmt
For
For
For
 
 
1.5
Elect Paul Gaffney, II
 
Mgmt
For
For
For
 
 
1.6
Elect Edward Grebow
 
Mgmt
For
For
For
 
 
1.7
Elect Herbert Hofmann
 
Mgmt
For
For
For
 
 
1.8
Elect Arthur Rebell
 
Mgmt
For
For
For
 
 
1.9
Elect Raymond Troubh
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Duke Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DUK
CUSIP 26441C105
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Barnet, III
 
Mgmt
For
For
For
 
 
1.2
Elect G. Alex Bernhardt, Sr.
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Browning
 
Mgmt
For
For
For
 
 
1.4
Elect Daniel DiMicco
 
Mgmt
For
For
For
 
 
1.5
Elect Ann Maynard Gray
 
Mgmt
For
For
For
 
 
1.6
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect James Rhodes
 
Mgmt
For
For
For
 
 
1.8
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.9
Elect Philip Sharp
 
Mgmt
For
For
For
 
 
1.10
Elect Dudley Taft
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
E.I. DuPont de Nemours & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DD
CUSIP 263534109
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Bodman III
 
Mgmt
For
For
For
 
 
2
Elect Richard Brown
 
Mgmt
For
For
For
 
 
3
Elect Robert Brown
 
Mgmt
For
For
For
 
 
4
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
5
Elect Curtis Crawford
 
Mgmt
For
For
For
 
 
6
Elect Alexander Cutler
 
Mgmt
For
For
For
 
 
7
Elect John Dillon
 
Mgmt
For
For
For
 
 
8
Elect Eleuthère Du Pont
 
Mgmt
For
For
For
 
 
9
Elect Marillyn Hewson
 
Mgmt
For
For
For
 
 
10
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
12
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
13
Elect William Reilly
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
E.ON AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS D24914133
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Elect Jens Heyerdahl
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor for Interim Reports
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
 
12
Resolution on the authorization to issue convertible and/or warrant bonds , profit-sharing rights and/or participating bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association a) authorization I: the Board of Managing Directors shall be authorized, with the con sent of the Supervisory Board, to issue bonds or profit-sharing rights of up to EUR 5,000,000,000, conferring convertible and/or option rights for shares of the Company, on or before 05 MAY 2014 shareholders shall be granted subscription except, for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds conferring convertible and/or option rights for shares of the company of up to 10% of the share capital if such bonds are issued at a price not materially below their theoretical market value shareholders  subscription rights shall also be excluded for the issue o f profit-sharing rights and/or participating bonds without convertible or option rights with debent
Mgmt
For
Against
Against
 
 
13
Resolution on the authorization to issue convertible and/or warrant bonds , profit-sharing rights and/or participating bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association b) authorization ii: the board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bonds or profit-sharing rights of up to EUR 5,000,000,000, conferring convertible and/or option rights for shares of the company, on or before 05 May 2014, shareholders shall be granted subscription except, for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds conferring convertible and/or option rights for shares of the company of up to 10 pct. of the share capital if such bonds are issued at a price not materially below their theoretical market value, shareholders  subscription rights shall also be excluded for the issue o f profit-sharing rights and/or participating bonds without convertible or option rights with
Mgmt
For
Against
Against
 
 
14
Amendment to Corporate Purpose
 
Mgmt
For
For
For
 
 
15
Amendments to the Articles of Association in accordance with the implementation of the shareholders  rights act [ARUG] a) amendment to section 19[2]2 of the Articles of Association in respect of the Board of Directors being authorized to allow the audiovisual transmission of the shareholders  meeting
Mgmt
For
For
For
 
 
16
Amendments to the Articles of Association in accordance with the implementation of the shareholders  rights act [ARUG] b) amendment to section 20[1] of the Articles of Association in respect of proxy-voting instructions being issued in written or electronically in a manner defined by the Company
Mgmt
For
For
For
 
 
17
Amendments to the Articles of Association in accordance with the implementation of the shareholders  rights act [ARUG] c) amendment to section 18[2] of the Articles of Association in respect of shareholders being entitled to participate and vote at the shareholders  meeting if they register with the Company by the sixth day prior to the meeting
Mgmt
For
For
For
 
 
18
Intra-Company Contract
 
Mgmt
For
For
For
 
 
19
Intra-Company Contract
 
Mgmt
For
For
For
 
 
20
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F17114103
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Report of the Board
 
Mgmt
For
For
For
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
 
7
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
8
Authority to Cancel Repurchased Shares and Reduce Authorized Capital
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Election of Directors
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Ecolab Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ECL
CUSIP 278865100
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Biller
 
Mgmt
For
For
For
 
 
2
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
3
Elect John Zillmer
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Re-approval of the Management Performance Incentive Plan
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Edison International
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EIX
CUSIP 281020107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
1.2
Elect France Córdova
 
Mgmt
For
For
For
 
 
1.3
Elect Theodore Craver, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Curtis
 
Mgmt
For
For
For
 
 
1.5
Elect Bradford Freeman
 
Mgmt
For
For
For
 
 
1.6
Elect Luis Nogales
 
Mgmt
For
For
For
 
 
1.7
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.8
Elect James Rosser
 
Mgmt
For
For
For
 
 
1.9
Elect Richard Schlosberg, III
 
Mgmt
For
For
For
 
 
1.10
Elect Thomas Sutton
 
Mgmt
For
For
For
 
 
1.11
Elect Brett White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2007 Performance Incentive Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Electricite de France
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F2940H113
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Accounts and Reports; Approval of Non-Tax Deductible Expenses
Mgmt
For
For
For
 
 
7
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Related Party Transactions
 
Mgmt
For
For
For
 
 
11
Directors' Fees
 
Mgmt
For
For
For
 
 
12
Supplementary Directors' Fees
 
Mgmt
For
For
For
 
 
13
Directors' Fees
 
Mgmt
For
For
For
 
 
14
Authority to Trade in Company Stock
Mgmt
For
For
For
 
 
15
Authority to Issue Shares and/or Convertible Securities w/Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
17
Authority to Increase Share Issuance Limit
Mgmt
For
For
For
 
 
18
Authority to Increase Capital through Capitalizations
Mgmt
For
For
For
 
 
19
Authority to Increase Capital in Case of Exchange Offer
Mgmt
For
For
For
 
 
20
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
For
For
 
 
21
Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan
Mgmt
For
For
For
 
 
22
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
23
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Eli Lilly and Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLY
CUSIP 532457108
 
04/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Martin Feldstein
 
Mgmt
For
For
For
 
 
1.2
Elect J. Erik Fyrwald
 
Mgmt
For
For
For
 
 
1.3
Elect Ellen Marram
 
Mgmt
For
For
For
 
 
1.4
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
4
Amendment to the Bonus Plan
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Eliminating Supermajority Provisions
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Simple  Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
EMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMC
CUSIP 268648102
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
 
Mgmt
For
For
For
 
 
2
Elect Randolph Cowen
 
Mgmt
For
For
For
 
 
3
Elect Michael Cronin
 
Mgmt
For
For
For
 
 
4
Elect Gail Deegan
 
Mgmt
For
For
For
 
 
5
Elect John Egan
 
Mgmt
For
For
For
 
 
6
Elect W. Paul Fitzgerald
 
Mgmt
For
For
For
 
 
7
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
8
Elect Windle Priem
 
Mgmt
For
For
For
 
 
9
Elect Paul Sagan
 
Mgmt
For
For
For
 
 
10
Elect David Strohm
 
Mgmt
For
For
For
 
 
11
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 1989 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Amendment to Shareholders' Right to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Emerson Electric Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMR
CUSIP 291011104
 
02/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect August Busch III
 
Mgmt
For
For
For
 
 
1.2
Elect Arthur Golden
 
Mgmt
For
For
For
 
 
1.3
Elect Harriet Green
 
Mgmt
For
For
For
 
 
1.4
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.5
Elect John Menzer
 
Mgmt
For
For
For
 
 
1.6
Elect Vernon Loucks, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Encana Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ECA
CUSIP 292505104
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ralph Cunningham
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Daniel
 
Mgmt
For
For
For
 
 
1.3
Elect Ian Delaney
 
Mgmt
For
For
For
 
 
1.4
Elect Randall Eresman
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Farley
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Grandin
 
Mgmt
For
For
For
 
 
1.7
Elect Barry Harrison
 
Mgmt
For
For
For
 
 
1.8
Elect Valerie Nielsen
 
Mgmt
For
For
For
 
 
1.9
Elect David O'Brien
 
Mgmt
For
For
For
 
 
1.10
Elect Jane Peverett
 
Mgmt
For
For
For
 
 
1.11
Elect Allan Sawin
 
Mgmt
For
For
For
 
 
1.12
Elect Wayne Thomson
 
Mgmt
For
For
For
 
 
1.13
Elect Clayton Woitas
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Entergy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ETR
CUSIP 29364G103
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Maureen Bateman
 
Mgmt
For
For
For
 
 
2
Elect W. Frank Blount
 
Mgmt
For
For
For
 
 
3
Elect Gary Edwards
 
Mgmt
For
For
For
 
 
4
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
5
Elect Donald Hintz
 
Mgmt
For
For
For
 
 
6
Elect J. Wayne Leonard
 
Mgmt
For
For
For
 
 
7
Elect Stuart Levenick
 
Mgmt
For
For
For
 
 
8
Elect James Nichols
 
Mgmt
For
For
For
 
 
9
Elect William Percy, II
 
Mgmt
For
For
For
 
 
10
Elect W.J. Tauzin
 
Mgmt
For
For
For
 
 
11
Elect Steven Wilkinson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Bruce DeMars
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
6
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
7
Elect John Palms
 
Mgmt
For
For
For
 
 
8
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
9
Elect John Rowe
 
Mgmt
For
For
For
 
 
10
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
11
Renewal of the Annual Incentive Plan for Senior Executives
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Global Warming Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Exxon Mobil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XOM
CUSIP 30231G102
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.2
Elect Larry Faulkner
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
1.4
Elect William George
 
Mgmt
For
For
For
 
 
1.5
Elect Reatha King
 
Mgmt
For
For
For
 
 
1.6
Elect Marilyn Nelson
 
Mgmt
For
For
For
 
 
1.7
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
1.8
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.9
Elect Rex Tillerson
 
Mgmt
For
For
For
 
 
1.10
Elect Edward Whitacre, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Executive Compensation Report
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Corporate Sponsorships Report
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Greenhouse Gas Emissions Goals
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding a Climate Change and Technology Report
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Renewable Energy Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Fastenal Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FAST
CUSIP 311900104
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kierlin
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Slaggie
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Gostomski
 
Mgmt
For
For
For
 
 
1.4
Elect Hugh Miller
 
Mgmt
For
For
For
 
 
1.5
Elect Willard Oberton
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Dolan
 
Mgmt
For
For
For
 
 
1.7
Elect Reyne Wisecup
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Ancius
 
Mgmt
For
For
For
 
 
1.9
Elect Scott Satterlee
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Fidelity National Information Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FIS
CUSIP 31620M106
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Foley, II
 
Mgmt
For
For
For
 
 
1.2
Elect Thomas Hagerty
 
Mgmt
For
For
For
 
 
1.3
Elect Keith Hughes
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Massey
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Finmeccanica Spa
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS T4502J151
 
04/28/2009
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
TNA
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
TNA
N/A
 
 
5
Election of Statutory Auditors -List One
Mgmt
For
TNA
N/A
 
 
6
Election of Statutory Auditors -List Two
Mgmt
For
TNA
N/A
 
 
7
Election of Statutory Auditors -List Three
Mgmt
For
TNA
N/A
 
 
8
Election of Chairman of the Board of Statutory Auditors
Mgmt
For
TNA
N/A
 
 
9
Statutory Auditors' Fees
 
Mgmt
For
TNA
N/A
 
 
10
Authority to Trade in Company Stock
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Finmeccanica Spa
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS T4502J151
 
07/31/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
First Solar, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FSLR
CUSIP 336433107
 
06/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Ahearn
 
Mgmt
For
For
For
 
 
1.2
Elect Craig Kennedy
 
Mgmt
For
For
For
 
 
1.3
Elect James Nolan
 
Mgmt
For
For
For
 
 
1.4
Elect J. Thomas Presby
 
Mgmt
For
For
For
 
 
1.5
Elect Paul Stebbins
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Sweeney
 
Mgmt
For
For
For
 
 
1.7
Elect José Villarreal
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
FMC Technologies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTI
CUSIP 30249U101
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mike Bowlin
 
Mgmt
For
For
For
 
 
1.2
Elect Philip Burguieres
 
Mgmt
For
For
For
 
 
1.3
Elect Peter Kinnear
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
1.5
Elect James Ringler
 
Mgmt
For
For
For
 
 
2
Increase in Authorized Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
FPL Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FPL
CUSIP 302571104
 
05/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Beall, II
 
Mgmt
For
For
For
 
 
1.3
Elect J. Hyatt Brown
 
Mgmt
For
For
For
 
 
1.4
Elect James Camaren
 
Mgmt
For
For
For
 
 
1.5
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
1.6
Elect Lewis Hay III
 
Mgmt
For
For
For
 
 
1.7
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
1.8
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
1.10
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
1.11
Elect Hansel Tookes, II
 
Mgmt
For
For
For
 
 
1.12
Elect Paul Tregurtha
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Freeport-McMoRan Copper & Gold, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FCX
CUSIP 35671D857
 
06/11/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Adkerson
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Allison, Jr.
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Robert Day
 
Mgmt
For
For
For
 
 
1.4
Elect Gerald Ford
 
Mgmt
For
For
For
 
 
1.5
Elect H. Devon Graham, Jr.
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect J. Bennet Johnston
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Krulak
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Bobby Lackey
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
1.10
Elect Dustan McCoy
 
Mgmt
For
For
For
 
 
1.11
Elect Gabrielle McDonald
 
Mgmt
For
For
For
 
 
1.12
Elect James Moffett
 
Mgmt
For
For
For
 
 
1.13
Elect B. M. Rankin, Jr.
 
Mgmt
For
For
For
 
 
1.14
Elect J. Stapleton Roy
 
Mgmt
For
For
For
 
 
1.15
Elect Stephen Siegele
 
Mgmt
For
For
For
 
 
1.16
Elect J. Taylor Wharton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Annual Incentive Plan
 
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
GDF Suez (fka Gaz de France)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F42768105
 
05/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Elect Patrick Arnaud
 
Mgmt
For
Abstain
Against
 
 
10
Elect Charles Bourgeois
 
Mgmt
For
Abstain
Against
 
 
11
Elect Emmanuel Bridoux
 
Mgmt
For
Abstain
Against
 
 
12
Elect Gabrielle Prunet
 
Mgmt
For
Abstain
Against
 
 
13
Elect Jean-Luc Rigo
 
Mgmt
For
Abstain
Against
 
 
14
Elect Philippe Taurines
 
Mgmt
For
Abstain
Against
 
 
15
Elect Robin Vander Putten
 
Mgmt
For
Abstain
Against
 
 
16
Authority to Issue Shares Under International Shareholding Plan
Mgmt
For
For
For
 
 
17
Authority to Grant Stock Options
 
Mgmt
For
For
For
 
 
18
Authority to Issue Restricted Stock
 
Mgmt
For
For
For
 
 
19
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
20
Shareholder Proposal Regarding Stock Option Grants
ShrHoldr
N/A
Against
N/A
 
 
21
Shareholder Proposal Regarding Restricted Stock
ShrHoldr
N/A
Against
N/A
 
 
22
Shareholder Proposal Regarding Limiting Dividend Payouts
ShrHoldr
N/A
Against
N/A
 
                 
                 
                 
                 
GDF Suez (fka Gaz de France)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F42768105
 
12/17/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Spin-Off of Branch into GDF Investissements 31
Mgmt
For
For
For
 
 
4
Spin-Off of Branch into GDF Investissements 37
Mgmt
For
For
For
 
 
5
Amendment Regarding Election of Vice Chairmen
Mgmt
For
For
For
 
 
6
Amendment Regarding Board of Directors
Mgmt
For
For
For
 
 
7
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
2
Elect James Crown
 
Mgmt
For
For
For
 
 
3
Elect William Fricks
 
Mgmt
For
For
For
 
 
4
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
5
Elect George Joulwan
 
Mgmt
For
For
For
 
 
6
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
7
Elect John Keane
 
Mgmt
For
For
For
 
 
8
Elect Deborah Lucas
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect J. Christopher Reyes
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
2009 Equity Compensation Plan
 
Mgmt
For
Against
Against
 
 
13
2009 United Kingdom Share Save Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Executive Death Benefit Payments
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Study on Breaking up the Company
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Dividend Payments to Executives
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Procter & Gamble Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PG
CUSIP 742718109
 
10/14/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
1.2
Elect Scott Cook
 
Mgmt
For
For
For
 
 
1.3
Elect Rajat Gupta
 
Mgmt
For
For
For
 
 
1.4
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
1.5
Elect Charles Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
1.7
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
1.9
Elect Ralph Snyderman
 
Mgmt
For
For
For
 
 
1.10
Elect Margaret Whitman
 
Mgmt
For
For
For
 
 
1.11
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
1.12
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Rotation of Annual Meeting Location
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
For
For
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
1.9
Elect K. Shriram
 
Mgmt
For
For
For
 
 
1.10
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
 
Mgmt
For
Against
Against
 
 
4
Shareholder proposal regarding political contribution disclosure
ShrHoldr
For
For
For
 
 
5
Shareholder proposal regarding internet censorship
ShrHoldr
Against
Against
For
 
 
6
Shareholder proposal regarding health care reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Grafton Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G4035Q189
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Anthony Collins
 
Mgmt
For
For
For
 
 
3
Elect Gillian Bowler
 
Mgmt
For
For
For
 
 
4
Elect Richard Jewson
 
Mgmt
For
For
For
 
 
5
Elect Roderick Ryan
 
Mgmt
For
For
For
 
 
6
Elect Leo Martin
 
Mgmt
For
For
For
 
 
7
Elect Fergus Malone
 
Mgmt
For
For
For
 
 
8
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Price of Reissued Treasury Shares
 
Mgmt
For
For
For
 
 
12
Authority to Repurchase 'A' Ordinary Shares
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Grupo Mexico SAB de CV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS P49538112
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Mexico
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Report on Tax Compliance
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Report on the Company's Repurchase Program; Authority to Repurchase Shares
Mgmt
For
For
For
 
 
5
Election of Directors; Ratification of Board and CEO Acts
Mgmt
For
For
For
 
 
6
Directors' Fees
 
Mgmt
For
Abstain
Against
 
 
7
Election of Meeting Delegates
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Halliburton Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HAL
CUSIP 406216101
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Bennett
 
Mgmt
For
For
For
 
 
2
Elect James Boyd
 
Mgmt
For
Abstain
Against
 
 
3
Elect Milton Carroll
 
Mgmt
For
Abstain
Against
 
 
4
Elect S. Malcolm Gillis
 
Mgmt
For
For
For
 
 
5
Elect James Hackett
 
Mgmt
For
Abstain
Against
 
 
6
Elect David Lesar
 
Mgmt
For
For
For
 
 
7
Elect Robert Malone
 
Mgmt
For
For
For
 
 
8
Elect J. Landis Martin
 
Mgmt
For
For
For
 
 
9
Elect Jay Precourt
 
Mgmt
For
For
For
 
 
10
Elect Debra Reed
 
Mgmt
For
Abstain
Against
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1993 Stock and Incentive Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Low-Carbon Energy Research and Development
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Iraq Operations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Harman International Industries, Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HAR
CUSIP 413086109
 
12/03/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Brian Carroll
 
Mgmt
For
For
For
 
 
1.2
Elect Hellene Runtagh
 
Mgmt
For
For
For
 
 
2
Amendment to the 2002 Stock Option and Incentive Plan
Mgmt
For
For
For
 
 
3
2008 Key Executive Officers Bonus Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Hess Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HES
CUSIP 42809H107
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Hess
 
Mgmt
For
For
For
 
 
1.2
Elect Samuel Bodman
 
Mgmt
For
For
For
 
 
1.3
Elect Risa Lavizzo-Mourey
 
Mgmt
For
For
For
 
 
1.4
Elect Craig Matthews
 
Mgmt
For
For
For
 
 
1.5
Elect Ernst von Metzsch
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lawrence Babbio Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sari Baldauf
 
Mgmt
For
For
For
 
 
3
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
4
Elect John Hammergren
 
Mgmt
For
For
For
 
 
5
Elect Mark Hurd
 
Mgmt
For
For
For
 
 
6
Elect Joel Hyatt
 
Mgmt
For
For
For
 
 
7
Elect John Joyce
 
Mgmt
For
For
For
 
 
8
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
9
Elect Lucille Salhany
 
Mgmt
For
For
For
 
 
10
Elect G. Kennedy Thompson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
High Tech Computer Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS Y3194T109
 
06/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Authority to Increase Paid-in Capital
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Amendments to Procedural Rules of Acquisition/Disposal of Assets
Mgmt
For
For
For
 
 
11
Amendments to Procedural Rules of Trade of Derivatives
Mgmt
For
For
For
 
 
12
Amendments to Procedural Rules of Capital Loans
Mgmt
For
For
For
 
 
13
Amendments to Procedural Rules of Endorsements/Guarantees
Mgmt
For
For
For
 
 
14
Elect TAN Hochen
 
Mgmt
For
For
For
 
 
15
Extraordinary Motions
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Hologic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOLX
CUSIP 436440101
 
03/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cumming
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Cascella
 
Mgmt
For
For
For
 
 
1.3
Elect David LaVance, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Nancy Leaming
 
Mgmt
For
For
For
 
 
1.5
Elect Lawrence Levy
 
Mgmt
For
For
For
 
 
1.6
Elect Glenn Muir
 
Mgmt
For
For
For
 
 
1.7
Elect Elaine Ullian
 
Mgmt
For
For
For
 
 
1.8
Elect Sally Crawford
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Wilson
 
Mgmt
For
For
For
 
 
2
Adoption of Option Exchange Program
Mgmt
For
Against
Against
 
 
3
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Home Depot Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect David Batchelder
 
Mgmt
For
For
For
 
 
3
Elect Francis Blake
 
Mgmt
For
For
For
 
 
4
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
5
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Special Shareholder Meetings
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Energy Usage
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Hospira, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSP
CUSIP 441060100
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Begley
 
Mgmt
For
For
For
 
 
1.2
Elect Barbara Bowles
 
Mgmt
For
For
For
 
 
1.3
Elect Roger Hale
 
Mgmt
For
For
For
 
 
1.4
Elect John Staley
 
Mgmt
For
For
For
 
 
1.5
Elect Heino von Prondzynski
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Long-Term Stock Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Imperial Oil Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IMO
CUSIP 453038408
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Krystyna Hoeg
 
Mgmt
For
For
For
 
 
2.2
Elect Bruce March
 
Mgmt
For
For
For
 
 
2.3
Elect Jack Mintz
 
Mgmt
For
For
For
 
 
2.4
Elect Robert Olsen
 
Mgmt
For
For
For
 
 
2.5
Elect Roger Phillips
 
Mgmt
For
For
For
 
 
2.6
Elect Paul Smith
 
Mgmt
For
For
For
 
 
2.7
Elect Sheelagh Whittaker
 
Mgmt
For
For
For
 
 
2.8
Elect Victor Young
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS ADPV10686
 
05/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Directors' Report
 
Mgmt
For
For
For
 
 
3
Supervisors' Report
 
Mgmt
For
For
For
 
 
4
Financial Statements
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Approve Fixed Assets Investment Budget
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Directors and Supervisors' Fees
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Amendments to Rules of Procedures for Shareholders' General Meeting
Mgmt
For
For
For
 
 
11
Amendments to Rules of Procedures for Board of Directors
Mgmt
For
For
For
 
 
12
Amendments to Rules of Procedures for Board of Supervisors
Mgmt
For
For
For
 
 
13
Elect DONG Juan as Supervisor
 
Mgmt
For
For
For
 
 
14
Elect MENG Yan as Supervisor
 
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Susan Decker
 
Mgmt
For
For
For
 
 
3
Elect John Donahoe
 
Mgmt
For
For
For
 
 
4
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
5
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
6
Elect James Plummer
 
Mgmt
For
For
For
 
 
7
Elect David Pottruck
 
Mgmt
For
For
For
 
 
8
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
9
Elect John Thornton
 
Mgmt
For
For
For
 
 
10
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
11
Elect David Yoffie
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
 
 
14
Stock Option Exchange Program
 
Mgmt
For
Against
Against
 
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
Abstain
Against
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Intuit Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTU
CUSIP 461202103
 
12/16/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.2
Elect Christopher Brody
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.4
Elect Scott Cook
 
Mgmt
For
For
For
 
 
1.5
Elect Diane Greene
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Hallman
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Edward Kangas
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
1.9
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.10
Elect Stratton Sclavos
 
Mgmt
For
For
For
 
 
1.11
Elect Brad Smith
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Intuitive Surgical, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ISRG
CUSIP 46120E602
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gary Guthart
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Rubash
 
Mgmt
For
For
For
 
 
1.3
Elect Lonnie Smith
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Irish Life & Permanent PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G4945H105
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Gillian Bowler
 
Mgmt
For
For
For
 
 
3
Elect Breffni Byrne
 
Mgmt
For
For
For
 
 
4
Elect Danuta Gray
 
Mgmt
For
For
For
 
 
5
Elect Margaret  Hayes
 
Mgmt
For
For
For
 
 
6
Elect Eamonn Heffernan
 
Mgmt
For
For
For
 
 
7
Elect Roy Keenan
 
Mgmt
For
For
For
 
 
8
Elect Raymond MacSharry
 
Mgmt
For
For
For
 
 
9
Elect David McCarthy
 
Mgmt
For
For
For
 
 
10
Elect Kevin Murphy
 
Mgmt
For
For
For
 
 
11
Elect Liam O'Reilly
 
Mgmt
For
For
For
 
 
12
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares and to Set Price of Reissued Treasury Shares
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
15
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Iron Mountain Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IRM
CUSIP 462846106
 
06/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Clarke Bailey
 
Mgmt
For
For
For
 
 
1.2
Elect Constantin Boden
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Brennan
 
Mgmt
For
For
For
 
 
1.4
Elect Kent Dauten
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Lamach
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur  Little
 
Mgmt
For
For
For
 
 
1.7
Elect C. Richard Reese
 
Mgmt
For
For
For
 
 
1.8
Elect Vincent Ryan
 
Mgmt
For
For
For
 
 
1.9
Elect Laurie Tucker
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Michael Johns
 
Mgmt
For
For
For
 
 
4
Elect Arnold Langbo
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
7
Elect William Perez
 
Mgmt
For
For
For
 
 
8
Elect Charles Prince
 
Mgmt
For
For
For
 
 
9
Elect David Satcher
 
Mgmt
For
For
For
 
 
10
Elect William Weldon
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dennis Archer
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Goodman
 
Mgmt
For
For
For
 
 
1.3
Elect Southwood Morcott
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Joy Global Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JOYG
CUSIP 481165108
 
02/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Gerard
 
Mgmt
For
For
For
 
 
1.2
Elect John Hanson
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Johnsen
 
Mgmt
For
For
For
 
 
1.4
Elect Gale Klappa
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Loynd
 
Mgmt
For
For
For
 
 
1.6
Elect P. Eric Siegert
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Sutherlin
 
Mgmt
For
For
For
 
 
1.8
Elect James Tate
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Key Executive Performance Plan ("KEPP")
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
KBR, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KBR
CUSIP 48242W106
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Frank Blount
 
Mgmt
For
For
For
 
 
1.2
Elect Loren Carroll
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Committee to Review Alleged Misconduct in Iraq
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kddi Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS J31843105
 
06/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Sadanori Amano
 
Mgmt
For
For
For
 
 
5
Elect Tadashi  Onodera
 
Mgmt
For
For
For
 
 
6
Elect Satoshi Nagao
 
Mgmt
For
For
For
 
 
7
Elect Hirofumi Morozumi
 
Mgmt
For
For
For
 
 
8
Elect Takashi Tanaka
 
Mgmt
For
For
For
 
 
9
Elect Makoto Takahashi
 
Mgmt
For
For
For
 
 
10
Elect Yoshiharu Shimatani
 
Mgmt
For
For
For
 
 
11
Elect Makoto Kawamura
 
Mgmt
For
For
For
 
 
12
Elect Shinichi Sasaki
 
Mgmt
For
For
For
 
 
13
Elect Tsunehisa Katsumata
 
Mgmt
For
For
For
 
 
14
Elect Yoshihiko Nishikawa
 
Mgmt
For
For
For
 
 
15
Statutory Auditors' Fees
 
Mgmt
For
For
For
 
 
16
Bonus
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Kingspan Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G52654103
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Danny Kitchen
 
Mgmt
For
For
For
 
 
3
Elect Gene Murtagh
 
Mgmt
For
For
For
 
 
4
Elect Dermot Mulvihill
 
Mgmt
For
For
For
 
 
5
Elect Brian Hill
 
Mgmt
For
For
For
 
 
6
Elect Eugene Murtagh
 
Mgmt
For
For
For
 
 
7
Elect Brendan Murtagh
 
Mgmt
For
For
For
 
 
8
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
12
Authority to Set Price of Reissued Treasury Shares
Mgmt
For
Against
Against
 
 
13
Authority to Set General Meeting Notice Period at 14 Days
 
 
Mgmt
For
For
For
 
 
14
Amendments to Articles in Accordance with EU Shareholders' Rights Directive
Mgmt
For
For
For
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Calderoni
 
Mgmt
For
For
For
 
 
1.2
Elect John Dickson
 
Mgmt
For
For
For
 
 
1.3
Elect Kevin Kennedy
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Kraft Foods Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajay Banga
 
Mgmt
For
For
For
 
 
2
Elect Myra Hart
 
Mgmt
For
For
For
 
 
3
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
4
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
5
Elect Richard Lerner
 
Mgmt
For
For
For
 
 
6
Elect John Pope
 
Mgmt
For
For
For
 
 
7
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
8
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
9
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
10
Elect Frank Zarb
 
Mgmt
For
For
For
 
 
11
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding the Right to Call Special Metings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kyocera Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS J37479110
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Makoto  Kawamura
 
Mgmt
For
For
For
 
 
5
Elect Yuuzoh Yamamura
 
Mgmt
For
For
For
 
 
6
Elect Tetsuo Kuba
 
Mgmt
For
For
For
 
 
7
Elect Tatsumi Maeda
 
Mgmt
For
For
For
 
 
8
Elect Hisao Hisaki
 
Mgmt
For
For
For
 
 
9
Elect Rodney Lanthorne
 
Mgmt
For
For
For
 
 
10
Elect John Gilbertson
 
Mgmt
For
For
For
 
 
11
Elect Yasuyuki Yamamoto
 
Mgmt
For
For
For
 
 
12
Elect Yoshihiro Kano
 
Mgmt
For
For
For
 
 
13
Elect Goroh Yamaguchi
 
Mgmt
For
For
For
 
 
14
Elect Syohichi Aoki
 
Mgmt
For
For
For
 
 
15
Elect Katsumi Komaguchi
 
Mgmt
For
For
For
 
 
16
Elect Yoshihiko Nishikawa
 
Mgmt
For
For
For
 
 
17
Elect Yoshinari Hara
 
Mgmt
For
For
For
 
 
18
Bonus
 
Mgmt
For
For
For
 
 
19
Compensation Policy
 
Mgmt
For
For
For
 
 
20
Retirement Allowances for Directors and Special Allowances for Directors and Statutory Auditors
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Lender Processing Services Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LPS
CUSIP 52602E102
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Marshall Haines
 
Mgmt
For
For
For
 
 
1.2
Elect James Hunt
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2008 Omnibus Incentive Plan
 
Mgmt
For
For
For
 
 
4
Annual Incentive Plan
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Linear Technology Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect David Lee
 
Mgmt
For
For
For
 
 
1.3
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect E. C. Aldridge, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
6
Elect James Loy
 
Mgmt
For
For
For
 
 
7
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
8
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
9
Elect Frank Savage
 
Mgmt
For
Abstain
Against
 
 
10
Elect James Schneider
 
Mgmt
For
For
For
 
 
11
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
12
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
13
Elect James Ukropina
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.2
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Page
 
Mgmt
For
For
For
 
 
1.4
Elect O. Temple Sloan, Jr.
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Long Term Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Principles of Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lukoil OAO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LUKOY
CUSIP 677862104
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Elect Lyubov Ivanova
 
Mgmt
For
For
For
 
 
3
Elect Pavel Kondratiev
 
Mgmt
For
For
For
 
 
4
Elect Vladimir  Nikitenko
 
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
Against
Against
 
 
6
Audit Commission Fees
 
Mgmt
For
Against
Against
 
 
7
Appointment of Auditor
 
Mgmt
For
For
For
 
 
8
Revised Regulations on Shareholders' Meeting
Mgmt
For
For
For
 
 
9
Related Party Transactions
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lukoil OAO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LUKOY
CUSIP 677862104
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Vagit  Alekperov
 
Mgmt
For
For
For
 
 
2
Elect Igor Belikov
 
Mgmt
For
For
For
 
 
3
Elect Victor Blazheev
 
Mgmt
For
Abstain
Against
 
 
4
Elect Donald Wallette, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Valery  Grayfer
 
Mgmt
For
For
For
 
 
6
Elect Herman Gref
 
Mgmt
For
Abstain
Against
 
 
7
Elect Igor Ivanov
 
Mgmt
For
Abstain
Against
 
 
8
Elect Ravil  Maganov
 
Mgmt
For
For
For
 
 
9
Elect Richard Matzke
 
Mgmt
For
For
For
 
 
10
Elect Sergei  Mikhailov
 
Mgmt
For
For
For
 
 
11
Elect Nikolai  Tsvetkov
 
Mgmt
For
For
For
 
 
12
Elect Aleksander  Shokhin
 
Mgmt
For
For
For
 
                 
                 
                 
                 
M&T Bank Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MTB
CUSIP 55261F104
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Brent Baird
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect C. Angela Bontempo
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Brady
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Buckley
 
Mgmt
For
For
For
 
 
1.6
Elect T. Jefferson Cunningham, III
 
Mgmt
For
For
For
 
 
1.7
Elect Mark Czarnecki
 
Mgmt
For
For
For
 
 
1.8
Elect Colm Doherty
 
Mgmt
For
For
For
 
 
1.9
Elect Patrick Hodgson
 
Mgmt
For
For
For
 
 
1.10
Elect Richard King
 
Mgmt
For
For
For
 
 
1.11
Elect Jorge Pereira
 
Mgmt
For
For
For
 
 
1.12
Elect Michael Pinto
 
Mgmt
For
For
For
 
 
1.13
Elect Melinda Rich
 
Mgmt
For
For
For
 
 
1.14
Elect Robert Sadler, Jr.
 
Mgmt
For
For
For
 
 
1.15
Elect Eugene Sheehy
 
Mgmt
For
For
For
 
 
1.16
Elect Herbert Washington
 
Mgmt
For
For
For
 
 
1.17
Elect Robert Wilmers
 
Mgmt
For
For
For
 
 
2
2009 Equity Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Macy's Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
M
CUSIP 55616P104
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
1.2
Elect Deirdre Connelly
 
Mgmt
For
For
For
 
 
1.3
Elect Meyer Feldberg
 
Mgmt
For
For
For
 
 
1.4
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
1.7
Elect Joseph Pichler
 
Mgmt
For
For
For
 
 
1.8
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
1.9
Elect Karl von der Heyden
 
Mgmt
For
For
For
 
 
1.10
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
1.11
Elect Marna Whittington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Magna International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MGA
CUSIP 559222401
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frank Stronach
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Harris
 
Mgmt
For
For
For
 
 
1.3
Elect Lady  Judge
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Lataif
 
Mgmt
For
For
For
 
 
1.5
Elect Donald Resnick
 
Mgmt
For
For
For
 
 
1.6
Elect Belinda Stronach
 
Mgmt
For
For
For
 
 
1.7
Elect Franz Vranitzky
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Walker
 
Mgmt
For
For
For
 
 
1.9
Elect Siegfried Wolf
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Worrall
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Marathon Oil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRO
CUSIP 565849106
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Bolden, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Gregory Boyce
 
Mgmt
For
For
For
 
 
3
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
4
Elect David Daberko
 
Mgmt
For
For
For
 
 
5
Elect William Davis, III
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Philip Lader
 
Mgmt
For
For
For
 
 
8
Elect Charles Lee
 
Mgmt
For
For
For
 
 
9
Elect Michael Phelps
 
Mgmt
For
For
For
 
 
10
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
11
Elect Seth Schofield
 
Mgmt
For
For
For
 
 
12
Elect John Snow
 
Mgmt
For
For
For
 
 
13
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meetings
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
3
Elect Marc Oken
 
Mgmt
For
For
For
 
 
4
Elect David Olsen
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Marshall & Ilsley Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MI
CUSIP 571837103
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Andrew Baur
 
Mgmt
For
For
For
 
 
1.2
Elect Jon Chait
 
Mgmt
For
For
For
 
 
1.3
Elect John Daniels, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Mark Furlong
 
Mgmt
For
For
For
 
 
1.5
Elect Ted Kellner
 
Mgmt
For
For
For
 
 
1.6
Elect Dennis Kuester
 
Mgmt
For
For
For
 
 
1.7
Elect David Lubar
 
Mgmt
For
For
For
 
 
1.8
Elect Katharine Lyall
 
Mgmt
For
For
For
 
 
1.9
Elect John Mellowes
 
Mgmt
For
For
For
 
 
1.10
Elect San Orr, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Robert O'Toole
 
Mgmt
For
For
For
 
 
1.12
Elect Peter Platten, III
 
Mgmt
For
For
For
 
 
1.13
Elect John Shiely
 
Mgmt
For
For
For
 
 
1.14
Elect George Wardeberg
 
Mgmt
For
For
For
 
 
1.15
Elect James Wigdale
 
Mgmt
For
For
For
 
 
2
Approval of 2009 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Approval of 2009 Equity Incentive Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
4
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the 2001 Omnibus Stock Ownership Plan
Mgmt
For
For
For
 
 
7
2009 Cash Incentive Plan
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Cage-free Eggs
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/21/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.2
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.3
Elect Shirley Ann Jackson
 
Mgmt
For
For
For
 
 
1.4
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.5
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.6
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2008 Stock Award and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 589331107
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
5
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
6
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
8
Elect William Kelley
 
Mgmt
For
For
For
 
 
9
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
10
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
11
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
12
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
13
Elect Samuel Thier
 
Mgmt
For
For
For
 
 
14
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
15
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Authorization of Board to Set Board Size
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Microchip Technology Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCHP
CUSIP 595017104
 
08/15/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Sanghi
 
Mgmt
For
For
For
 
 
1.2
Elect Albert Hugo-Martinez
 
Mgmt
For
For
For
 
 
1.3
Elect L. B. Day
 
Mgmt
For
For
For
 
 
1.4
Elect Matthew Chapman
 
Mgmt
For
For
For
 
 
1.5
Elect Wade Meyercord
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Microsoft Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/19/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect William Gates, III
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Executive Officer Incentive Plan
 
Mgmt
For
For
For
 
 
11
Amendment to the 1999 Stock Option Plan for Non-Employee Directors
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Policies of Internet Censorship
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Monsanto Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MON
CUSIP 61166W101
 
01/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Janine Fields
 
Mgmt
For
For
For
 
 
2
Elect Hugh Grant
 
Mgmt
For
For
For
 
 
3
Elect C. Steven McMillan
 
Mgmt
For
For
For
 
 
4
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Mosaic Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MOS
CUSIP 61945A107
 
10/09/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Mathis
 
Mgmt
For
For
For
 
 
1.2
Elect James Popowich
 
Mgmt
For
For
For
 
 
1.3
Elect James Prokopanko
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Seibert
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Murata Manufacturing Co Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS J46840104
 
06/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
 
Mgmt
For
For
For
 
 
4
Elect Tsuneo Murata
 
Mgmt
For
For
For
 
 
5
Elect Atsushi Inoue
 
Mgmt
For
For
For
 
 
6
Elect Hideharu Ieki
 
Mgmt
For
For
For
 
 
7
Elect Kohji Makino
 
Mgmt
For
For
For
 
 
8
Elect Yasuroh Tanahashi
 
Mgmt
For
For
For
 
 
9
Elect Motohiko Nakayama
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Murphy Oil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MUR
CUSIP 626717102
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frank Blue
 
Mgmt
For
For
For
 
 
1.2
Elect Claiborne Deming
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Hermes
 
Mgmt
For
For
For
 
 
1.4
Elect James Kelley
 
Mgmt
For
For
For
 
 
1.5
Elect R. Madison Murphy
 
Mgmt
For
For
For
 
 
1.6
Elect William Nolan, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Ivar Ramberg
 
Mgmt
For
For
For
 
 
1.8
Elect Neal Schmale
 
Mgmt
For
For
For
 
 
1.9
Elect David Smith
 
Mgmt
For
For
For
 
 
1.10
Elect Caroline Theus
 
Mgmt
For
For
For
 
 
1.11
Elect David Wood
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
New York Community Bancorp, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NYB
CUSIP 649445103
 
06/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Maureen Clancy
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Farrell
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Ficalora
 
Mgmt
For
For
For
 
 
1.4
Elect James O'Donovan
 
Mgmt
For
For
For
 
 
1.5
Elect Hanif Dahya
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Newmont Mining Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEM
CUSIP 651639106
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Glen Barton
 
Mgmt
For
For
For
 
 
1.2
Elect Vincent Calarco
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
1.4
Elect Noreen Doyle
 
Mgmt
For
For
For
 
 
1.5
Elect Veronica Hagen
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Hamson
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Robert Miller
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Richard O'Brien
 
Mgmt
For
For
For
 
 
1.9
Elect John Prescott
 
Mgmt
For
Withhold
Against
 
 
1.10
Elect Donald Roth
 
Mgmt
For
For
For
 
 
1.11
Elect James Taranik
 
Mgmt
For
Withhold
Against
 
 
1.12
Elect Simon Thompson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Nikon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS 654111103
 
06/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Michio Kariya
 
Mgmt
For
For
For
 
 
5
Elect Ichiro Teratoh
 
Mgmt
For
For
For
 
 
6
Elect Makoto Kimura
 
Mgmt
For
For
For
 
 
7
Elect Kyoichi Suwa
 
Mgmt
For
For
For
 
 
8
Elect Kazuo Ushida
 
Mgmt
For
For
For
 
 
9
Elect Yoshimichi Kawai
 
Mgmt
For
For
For
 
 
10
Elect Masami Kumazawa
 
Mgmt
For
For
For
 
 
11
Elect Toshiyuki Masai
 
Mgmt
For
For
For
 
 
12
Elect Shunji Kohno
 
Mgmt
For
For
For
 
 
13
Elect Kenji Matsuo
 
Mgmt
For
For
For
 
 
14
Elect Norio Hashizume
 
Mgmt
For
For
For
 
 
15
Retirement Allowances for Directors
Mgmt
For
Abstain
Against
 
 
16
Bonus
 
Mgmt
For
For
For
 
 
17
Stock Option Plan
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Nokia Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK
CUSIP 654902204
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Against
Against
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Georg Ehrnrooth
 
Mgmt
For
For
For
 
 
6.2
Elect Lalita Gupte
 
Mgmt
For
For
For
 
 
6.3
Elect Bengt Holmström
 
Mgmt
For
For
For
 
 
6.4
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.5
Elect Olli-Pekka Kallasvuo
 
Mgmt
For
For
For
 
 
6.6
Elect Per Karlsson
 
Mgmt
For
For
For
 
 
6.7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
6.8
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.9
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.10
Elect Keijo Suila
 
Mgmt
For
For
For
 
 
6.11
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Transaction of Other Business
 
Mgmt
Abstain
Abstain
For
 
                 
                 
                 
                 
NORSK HYDRO ASA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS R61115102
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Norway
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
4
Auditor's Fees
 
Mgmt
For
For
For
 
 
5
Compensation Policy
 
Mgmt
For
For
For
 
 
6
Cancellation of Shares/Authority to Reduce Share Capital
Mgmt
For
For
For
 
 
7
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Northrop Grumman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOC
CUSIP 666807102
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
2
Elect Thomas Fargo
 
Mgmt
For
For
For
 
 
3
Elect Victor Fazio
 
Mgmt
For
For
For
 
 
4
Elect Donald Felsinger
 
Mgmt
For
For
For
 
 
5
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
6
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
7
Elect Madeleine Kleiner
 
Mgmt
For
For
For
 
 
8
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding a Report on Space Based Weapons
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS H5820Q150
 
02/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Reduction of Share Capital
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding an Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Amendment to Corporate Purpose
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
13
Elect Andreas von Planta
 
Mgmt
For
For
For
 
 
14
Elect Wendelin Wiedeking
 
Mgmt
For
For
For
 
 
15
Elect Rolf Zinkernagel
 
Mgmt
For
For
For
 
 
16
Elect William  Brody
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Novo Nordisk A/S
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS K7314N152
 
03/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Denmark
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Report of the Supervisory Board
 
Mgmt
Abstain
For
Against
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Supervisory Board Fees
 
Mgmt
For
For
For
 
 
7
Elect Sten Scheibye
 
Mgmt
For
For
For
 
 
8
Elect Göran Ando
 
Mgmt
For
For
For
 
 
9
Elect Henrik Gürtler
 
Mgmt
For
For
For
 
 
10
Elect Pamela Kirby
 
Mgmt
For
For
For
 
 
11
Elect Kurt Anker Nielsen
 
Mgmt
For
For
For
 
 
12
Elect Hannu Ryöppönen
 
Mgmt
For
For
For
 
 
13
Elect Jørgen Wedel
 
Mgmt
For
For
For
 
 
14
Appointment of Auditor
 
Mgmt
For
For
For
 
 
15
Cancellation of Shares
 
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
17
Amendments to Articles
 
Mgmt
For
For
For
 
 
18
Amendments to Articles
 
Mgmt
For
For
For
 
 
19
Amendments to Articles
 
Mgmt
For
For
For
 
 
20
Amendments to Articles
 
Mgmt
For
For
For
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Occidental Petroleum Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OXY
CUSIP 674599105
 
05/01/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
 
Mgmt
For
For
For
 
 
2
Elect Ronald Burkle
 
Mgmt
For
For
For
 
 
3
Elect John Chalsty
 
Mgmt
For
For
For
 
 
4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
5
Elect John Feick
 
Mgmt
For
For
For
 
 
6
Elect Ray Irani
 
Mgmt
For
For
For
 
 
7
Elect Irvin Maloney
 
Mgmt
For
For
For
 
 
8
Elect Avedick Poladian
 
Mgmt
For
For
For
 
 
9
Elect Rodolfo Segovia
 
Mgmt
For
For
For
 
 
10
Elect Aziz Syriani
 
Mgmt
For
For
For
 
 
11
Elect Rosemary Tomich
 
Mgmt
For
For
For
 
 
12
Elect Walter Weisman
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to Permit Shareholders to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Report on Host Country Regulations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/10/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.2
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.4
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.5
Elect Jack Kemp
 
Mgmt
For
For
For
 
 
1.6
Elect Jeffrey Berg
 
Mgmt
For
For
For
 
 
1.7
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Phillips, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
1.12
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.13
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
2
2009 Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Parker-Hannifin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PH
CUSIP 701094104
 
10/22/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Kassling
 
Mgmt
For
For
For
 
 
1.2
Elect Joseph Scaminace
 
Mgmt
For
For
For
 
 
1.3
Elect Wolfgang Schmitt
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Paychex, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PAYX
CUSIP 704326107
 
10/07/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect B. Thomas Golisano
 
Mgmt
For
For
For
 
 
2
Elect David Flaschen
 
Mgmt
For
For
For
 
 
3
Elect Phillip Horsley
 
Mgmt
For
For
For
 
 
4
Elect Grant Inman
 
Mgmt
For
For
For
 
 
5
Elect Pamela Joseph
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Judge
 
Mgmt
For
For
For
 
 
7
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
8
Elect Joseph Velli
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Penn National Gaming, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PENN
CUSIP 707569109
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Handler
 
Mgmt
For
For
For
 
 
1.2
Elect John Jacquemin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Penn National Gaming, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PENN
CUSIP 707569109
 
11/12/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Carlino
 
Mgmt
For
For
For
 
 
1.2
Elect Harold Cramer
 
Mgmt
For
For
For
 
 
2
Authority to Conduct Private Placement
Mgmt
For
For
For
 
 
3
2008 Long Term Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
People's United Financial, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PBCT
CUSIP 712704105
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect George Carter
 
Mgmt
For
For
For
 
 
1.2
Elect Jerry Franklin
 
Mgmt
For
For
For
 
 
1.3
Elect Eunice Groark
 
Mgmt
For
For
For
 
 
1.4
Elect James Thomas
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petro-Canada
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCZ
CUSIP 71644E102
 
06/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of Merger
 
Mgmt
For
For
For
 
 
2
Amalco Stock Option Plan
 
Mgmt
For
For
For
 
 
3.1
Elect Ronald Brenneman
 
Mgmt
For
For
For
 
 
3.2
Elect Hans Brenninkmeyer
 
Mgmt
For
For
For
 
 
3.3
Elect Claude Fontaine
 
Mgmt
For
For
For
 
 
3.4
Elect Paul Haseldonckx
 
Mgmt
For
For
For
 
 
3.5
Elect Thomas Kierans
 
Mgmt
For
For
For
 
 
3.6
Elect Brian MacNeill
 
Mgmt
For
For
For
 
 
3.7
Elect Maureen McCaw
 
Mgmt
For
For
For
 
 
3.8
Elect Paul Melnuk
 
Mgmt
For
For
For
 
 
3.9
Elect Guylaine Saucier
 
Mgmt
For
For
For
 
 
3.10
Elect James Simpson
 
Mgmt
For
For
For
 
 
3.11
Elect Daniel Valot
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petróleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PBRA
CUSIP 71654V408
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Capital Budget
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Election of Directors
 
Mgmt
For
For
For
 
 
5
Election of Chairperson
 
Mgmt
For
For
For
 
 
6
Election of Supervisory Council
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petróleo Brasileiro S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PBR
CUSIP 71654V408
 
11/24/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Protocol and Justification of Merger by Absorption of 17 de Maio Participações S.A.; Merger by Absorption of 17 de Maio Participações S.A.
Mgmt
For
For
For
 
 
2
Appointment of Appraiser; Valuation Report
Mgmt
For
For
For
 
                 
                 
                 
                 
PG&E Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCG
CUSIP 69331C108
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
 
Mgmt
For
For
For
 
 
2
Elect C. Lee Cox
 
Mgmt
For
For
For
 
 
3
Elect Peter Darbee
 
Mgmt
For
For
For
 
 
4
Elect Maryellen Herringer
 
Mgmt
For
For
For
 
 
5
Elect Roger  Kimmel
 
Mgmt
For
For
For
 
 
6
Elect Richard Meserve
 
Mgmt
For
For
For
 
 
7
Elect Forrest Miller
 
Mgmt
For
For
For
 
 
8
Elect Barbara Rambo
 
Mgmt
For
For
For
 
 
9
Elect Barry Williams
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Reincorporation in North Dakota
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Graham MacKay
 
Mgmt
For
For
For
 
 
6
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
7
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
8
Elect Carlos Slim Helú
 
Mgmt
For
For
For
 
 
9
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Approval of Material Terms of the 2008 Performance Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Potash Corp of Saskatchewan
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
POT
CUSIP 73755L107
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
 
Mgmt
For
For
For
 
 
1.2
Elect William Doyle
 
Mgmt
For
For
For
 
 
1.3
Elect John Estey
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Hoffman
 
Mgmt
For
For
For
 
 
1.5
Elect Dallas Howe
 
Mgmt
For
For
For
 
 
1.6
Elect Alice Laberge
 
Mgmt
For
For
For
 
 
1.7
Elect Keith Martell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey McCaig
 
Mgmt
For
For
For
 
 
1.9
Elect Mary Mogford
 
Mgmt
For
For
For
 
 
1.10
Elect Paul Schoenhals
 
Mgmt
For
For
For
 
 
1.11
Elect E. Robert Stromberg
 
Mgmt
For
For
For
 
 
1.12
Elect Elena Viyella de Paliza
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Performance Option Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
Mgmt
Against
Against
For
 
                 
                 
                 
                 
PPL Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PPL
CUSIP 69351T106
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Conway
 
Mgmt
For
For
For
 
 
1.2
Elect E. Allen Deaver
 
Mgmt
For
For
For
 
 
1.3
Elect James Miller
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Nance  Dicciani
 
Mgmt
For
For
For
 
 
1.3
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.4
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.5
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.6
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.7
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.8
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.9
Elect H. Mitchell Watson, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
2009 Long Term Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Irwin Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.8
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.9
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.10
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.11
Elect Marc Stern
 
Mgmt
For
For
For
 
 
1.12
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Questar Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STR
CUSIP 748356102
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Keith Rattie
 
Mgmt
For
For
For
 
 
1.2
Elect Harris Simmons
 
Mgmt
For
For
For
 
 
1.3
Elect M. W. Scoggins
 
Mgmt
For
For
For
 
 
1.4
Elect James Harmon
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Repeal of Classified Board and Change in Board Size
Mgmt
For
For
For
 
 
4
Clarification of the Director Liability Standard
Mgmt
For
For
For
 
 
5
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
6
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
 
7
Amendment to the Long-Term Cash Incentive Plan
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
N/A
For
N/A
 
 
9
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Quicksilver Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KWK
CUSIP 74837R104
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Glenn Darden
 
Mgmt
For
For
For
 
 
1.2
Elect W. Yandell Rogers, III
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Equity Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Qwest Communications International Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
Q
CUSIP 749121109
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Mueller
 
Mgmt
For
For
For
 
 
2
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
3
Elect Charles Biggs
 
Mgmt
For
For
For
 
 
4
Elect K. Dane Brooksher
 
Mgmt
For
For
For
 
 
5
Elect Peter Hellman
 
Mgmt
For
For
For
 
 
6
Elect R. David Hoover
 
Mgmt
For
For
For
 
 
7
Elect Patrick Martin
 
Mgmt
For
For
For
 
 
8
Elect Caroline Matthews
 
Mgmt
For
For
For
 
 
9
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
10
Elect Jan Murley
 
Mgmt
For
For
For
 
 
11
Elect James Unruh
 
Mgmt
For
For
For
 
 
12
Elect Anthony Welters
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Approval of Policy Relating to Severance Arrangements with Executives
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Shareholder Approval of Certain Extraordinary Retirement Benefits for Executives
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Raytheon Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RTN
CUSIP 755111507
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Vernon Clark
 
Mgmt
For
For
For
 
 
2
Elect John Deutch
 
Mgmt
For
For
For
 
 
3
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
4
Elect Michael Ruettgers
 
Mgmt
For
For
For
 
 
5
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
6
Elect William Spivey
 
Mgmt
For
For
For
 
 
7
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
8
Elect William Swanson
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Adoption of Health Care Reform Principles
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Supplemental Executive Retirement Plans
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Red Hat, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RHT
CUSIP 756577102
 
08/14/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Narendra Gupta
 
Mgmt
For
For
For
 
 
1.2
Elect William Kaiser
 
Mgmt
For
For
For
 
 
1.3
Elect James Whitehurst
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Republic Services, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RSG
CUSIP 760759100
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James O'Connor
 
Mgmt
For
For
For
 
 
1.2
Elect John Croghan
 
Mgmt
For
For
For
 
 
1.3
Elect James Crownover
 
Mgmt
For
For
For
 
 
1.4
Elect William Flynn
 
Mgmt
For
For
For
 
 
1.5
Elect David Foley
 
Mgmt
For
For
For
 
 
1.6
Elect Nolan Lehmann
 
Mgmt
For
For
For
 
 
1.7
Elect W. Lee Nutter
 
Mgmt
For
For
For
 
 
1.8
Elect Ramon Rodriguez
 
Mgmt
For
For
For
 
 
1.9
Elect Allan Sorensen
 
Mgmt
For
For
For
 
 
1.10
Elect John Trani
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Wickham
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Executive Incentive Plan
 
Mgmt
For
For
For
 
 
4
2009 Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Rio Tinto PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G75754104
 
04/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Jan du Plessis
 
Mgmt
For
For
For
 
 
4
Elect David Clementi
 
Mgmt
For
For
For
 
 
5
Elect Roderick Eddington
 
Mgmt
For
For
For
 
 
6
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
7
Elect David Mayhew
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Non-Executive Directors' Fee Cap
 
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/ Preemptive Rights and to Increase Authorised Capital
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
13
Scrip Dividend
 
Mgmt
For
For
For
 
 
14
Adoption of New Articles
 
Mgmt
For
For
For
 
 
15
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Rohm & Haas Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ROH
CUSIP 775371107
 
10/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Simon Henry
 
Mgmt
For
For
For
 
 
4
Elect Lord Kerr
 
Mgmt
For
For
For
 
 
5
Elect Wim Kok
 
Mgmt
For
For
For
 
 
6
Elect Nick Land
 
Mgmt
For
For
For
 
 
7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
8
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
9
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
EU Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
RPM International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RPM
CUSIP 749685103
 
10/10/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Nance
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Ratner
 
Mgmt
For
For
For
 
 
1.3
Elect William Summers, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Jerry Thornton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Saipem Spa
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS T82000117
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SAP AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SAP
CUSIP 803054204
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
2
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
3
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schering-Plough Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SGP
CUSIP 806605101
 
05/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Colligan
 
Mgmt
For
For
For
 
 
1.2
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.3
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
1.4
Elect Eugene McGrath
 
Mgmt
For
For
For
 
 
1.5
Elect Antonio Perez
 
Mgmt
For
For
For
 
 
1.6
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.7
Elect Jack Stahl
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
1.9
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
1.10
Elect Robert van Oordt
 
Mgmt
For
For
For
 
 
1.11
Elect Arthur Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
1.2
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
1.4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
1.5
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
1.6
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Marks
 
Mgmt
For
For
For
 
 
1.8
Elect Leo  Reif
 
Mgmt
For
For
For
 
 
1.9
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
1.10
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
1.11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
2
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding an Advisory Vote on Compensation Report (Say on Pay)
ShrHoldr
Against
Against
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schneider Electric Sa
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F86921107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Related Party Transactions
 
Mgmt
For
For
For
 
 
7
Terms of the Indemnity Agreement for Jean-Pascal Tricoire
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Relocation of Corporate Headquarters
Mgmt
For
For
For
 
 
10
Amendment to Corporate Purpose
 
Mgmt
For
For
For
 
 
11
Amendment to Shareholder Disclosure Rules
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
14
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
15
Authority to Increase Capital in Consideration for Contributions in Kind in Case of an Exchange Offer
Mgmt
For
Against
Against
 
 
16
Authority to Grant Stock Options
 
Mgmt
For
For
For
 
 
17
Authority to Issue Restricted Stock
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan
Mgmt
For
For
For
 
 
19
Authority to Increase Capital for Overseas Employees' Benefits
Mgmt
For
For
For
 
 
20
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
21
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
22
Shareholder Proposal Regarding Reduction of Directors' Fees
ShrHoldr
Against
Against
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
SHIRE PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SHPGY
CUSIP 82481R106
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Barry Price
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
6
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
7
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SHIRE PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SHPGY
CUSIP 82481R106
 
09/24/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Matthew Emmens
 
Mgmt
For
For
For
 
 
2
Elect Angus Russell
 
Mgmt
For
For
For
 
 
3
Elect Graham Hetherington
 
Mgmt
For
For
For
 
 
4
Elect Barry Price
 
Mgmt
For
For
For
 
 
5
Elect David Kappler
 
Mgmt
For
For
For
 
 
6
Elect Jeffrey Leiden
 
Mgmt
For
For
For
 
 
7
Elect Patrick Langlois
 
Mgmt
For
For
For
 
 
8
Elect Kate Nealon
 
Mgmt
For
For
For
 
 
9
Elect David Mott
 
Mgmt
For
For
For
 
 
10
Elect Michael Rosenblatt
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
16
Change in Company Name
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sigma-Aldrich Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIAL
CUSIP 826552101
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Rebecca Bergman
 
Mgmt
For
For
For
 
 
1.2
Elect David Harvey
 
Mgmt
For
For
For
 
 
1.3
Elect W. Lee McCollum
 
Mgmt
For
For
For
 
 
1.4
Elect Jai Nagarkatti
 
Mgmt
For
For
For
 
 
1.5
Elect Avi Nash
 
Mgmt
For
For
For
 
 
1.6
Elect Steven Paul
 
Mgmt
For
For
For
 
 
1.7
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
1.8
Elect Timothy Sear
 
Mgmt
For
For
For
 
 
1.9
Elect D. Dean Spatz
 
Mgmt
For
For
For
 
 
1.10
Elect Barrett Toan
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Smith International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SII
CUSIP 832110100
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kelley
 
Mgmt
For
For
For
 
 
1.2
Elect Luiz Rodolfo Landim Machado
Mgmt
For
For
For
 
 
1.3
Elect Doug Rock
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Softbank Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS J75963108
 
06/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Masayoshi Son
 
Mgmt
For
For
For
 
 
5
Elect Ken Miyauchi
 
Mgmt
For
For
For
 
 
6
Elect Kazuhiko Kasai
 
Mgmt
For
For
For
 
 
7
Elect Masahiro Inoue
 
Mgmt
For
For
For
 
 
8
Elect Ronald Fisher
 
Mgmt
For
For
For
 
 
9
Elect Yun Mah
 
Mgmt
For
For
For
 
 
10
Elect Tadashi Yanai
 
Mgmt
For
For
For
 
 
11
Elect Jun Murai
 
Mgmt
For
For
For
 
 
12
Elect Mark Shuwalz
 
Mgmt
For
For
For
 
 
13
Elect Mitsuo Sano
 
Mgmt
For
For
For
 
 
14
Elect Sohichiroh Uno
 
Mgmt
For
For
For
 
 
15
Elect Kohichi Shibayama
 
Mgmt
For
For
For
 
 
16
Elect Hidekazu Kubokawa
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SOUTHERN COPPER CORPORATION
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCU
CUSIP 84265V105
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Genaro Larrea Mota-Velasco
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Gonzalez Rocha
 
Mgmt
For
For
For
 
 
1.3
Elect Emilio Carrillo Gamboa
 
Mgmt
For
For
For
 
 
1.4
Elect Alfredo Perez
 
Mgmt
For
For
For
 
 
1.5
Elect Alberto de la Parra Zavala
 
Mgmt
For
For
For
 
 
1.6
Elect Xavier Garcia de Quevedo Topete
Mgmt
For
For
For
 
 
1.7
Elect German Larrea Mota-Velasco
 
Mgmt
For
For
For
 
 
1.8
Elect Daniel  Quintanilla
 
Mgmt
For
For
For
 
 
1.9
Elect Armando Ortega Gomez
 
Mgmt
For
For
For
 
 
1.10
Elect Luis Miguel Palomino Bonilla
 
Mgmt
For
For
For
 
 
1.11
Elect Gilberto Cifuentes
 
Mgmt
For
For
For
 
 
1.12
Elect Juan Rebolledo Gout
 
Mgmt
For
For
For
 
 
1.13
Elect Carlos Ruiz Sacristan
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sprint Nextel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
S
CUSIP 852061100
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Bennett
 
Mgmt
For
For
For
 
 
2
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
3
Elect Larry Glasscock
 
Mgmt
For
For
For
 
 
4
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Daniel Hesse
 
Mgmt
For
For
For
 
 
6
Elect Janet Hill
 
Mgmt
For
For
For
 
 
7
Elect Frank Ianna
 
Mgmt
For
For
For
 
 
8
Elect Sven-Christer Nilsson
 
Mgmt
For
For
For
 
 
9
Elect William Nuti
 
Mgmt
For
For
For
 
 
10
Elect Rodney O'Neal
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1988 Employees Stock Purchase Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Special Meetings
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
St. Jude Medical, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STJ
CUSIP 790849103
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Brown
 
Mgmt
For
For
For
 
 
1.2
Elect Daniel Starks
 
Mgmt
For
For
For
 
 
2
Management Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Starbucks Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SBUX
CUSIP 855244109
 
03/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Schultz
 
Mgmt
For
For
For
 
 
2
Elect Barbara Bass
 
Mgmt
For
Against
Against
 
 
3
Elect William Bradley
 
Mgmt
For
Against
Against
 
 
4
Elect Mellody Hobson
 
Mgmt
For
For
For
 
 
5
Elect Kevin Johnson
 
Mgmt
For
For
For
 
 
6
Elect Olden Lee
 
Mgmt
For
Against
Against
 
 
7
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
8
Elect James Shennan, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Javier Teruel
 
Mgmt
For
For
For
 
 
10
Elect Myron Ullman, III
 
Mgmt
For
Against
Against
 
 
11
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
12
One-Time Stock Option Exchange Program
Mgmt
For
Against
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Starwood Hotels & Resorts Worldwide, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOT
CUSIP 85590A401
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Adam Aron
 
Mgmt
For
For
For
 
 
1.2
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
1.3
Elect Thomas Clarke
 
Mgmt
For
For
For
 
 
1.4
Elect Clayton Daley, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Duncan
 
Mgmt
For
For
For
 
 
1.6
Elect Lizanne Galbreath
 
Mgmt
For
For
For
 
 
1.7
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
1.8
Elect Stephen Quazzo
 
Mgmt
For
For
For
 
 
1.9
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
1.10
Elect Frits Van Paasschen
 
Mgmt
For
For
For
 
 
1.11
Elect Kneeland Youngblood
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Stolt Offshore SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS L00306107
 
12/18/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Amendment to 2003 Stock Option Plan
Mgmt
For
For
For
 
 
3
Long Term Incentive Plan 2008
 
Mgmt
For
Abstain
Against
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Strayer Education, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STRA
CUSIP 863236105
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Silberman
 
Mgmt
For
For
For
 
 
2
Elect Charlotte Beason
 
Mgmt
For
For
For
 
 
3
Elect William Brock
 
Mgmt
For
For
For
 
 
4
Elect David Coulter
 
Mgmt
For
For
For
 
 
5
Elect Robert Grusky
 
Mgmt
For
For
For
 
 
6
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
7
Elect Todd Milano
 
Mgmt
For
For
For
 
 
8
Elect G. Thomas Waite, III
 
Mgmt
For
For
For
 
 
9
Elect J. David Wargo
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Stryker Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYK
CUSIP 863667101
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Brown
 
Mgmt
For
For
For
 
 
1.2
Elect Howard Cox, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Engelman
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Francesconi
 
Mgmt
For
For
For
 
 
1.5
Elect Howard Lance
 
Mgmt
For
For
For
 
 
1.6
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
1.7
Elect William Parfet
 
Mgmt
For
For
For
 
 
1.8
Elect Ronda Stryker
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Suez Environnement SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F4984P118
 
05/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Related Party Transactions (GDF-Suez)
Mgmt
For
For
For
 
 
7
Related Party Transactions (Shareholders' Agreement)
Mgmt
For
For
For
 
 
8
Retirement Benefits (Jean-Louis Chaussade)
Mgmt
For
For
For
 
 
9
Severance Package (Jean-Louis Chaussade)
Mgmt
For
For
For
 
 
10
Authority to Trade in Company Stock
Mgmt
For
For
For
 
 
11
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
12
Authority to Grant Stock Options
 
Mgmt
For
For
For
 
 
13
Authority to Issue Restricted Stock
 
Mgmt
For
For
For
 
 
14
Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan
Mgmt
For
For
For
 
 
15
Authority to Issue Ordinary Shares and/or Convertible Securities For Overseas Employees' Benefit
Mgmt
For
For
For
 
 
16
Authority to Increase Capital as a Takeover Defense
Mgmt
For
Abstain
Against
 
 
17
  Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement
Mgmt
For
Abstain
Against
 
 
18
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Suez SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F90131115
 
07/16/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Approval of the Merger by Absorption of Rivolam
Mgmt
For
For
For
 
 
3
Approval of the Spin-Off of Suez Environment
Mgmt
For
For
For
 
 
4
Approval of the Distribution to Suez Shareholders
Mgmt
For
For
For
 
 
5
Related Party Transactions
 
Mgmt
For
For
For
 
 
6
Approval of the Merger with Gaz de France
Mgmt
For
For
For
 
 
7
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Suncor Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CUSIP 867229106
 
06/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of Merger
 
Mgmt
For
For
For
 
 
2
Amalco Stock Option Plan
 
Mgmt
For
For
For
 
 
3.1
Elect Mel Benson
 
Mgmt
For
For
For
 
 
3.2
Elect Brian Canfield
 
Mgmt
For
For
For
 
 
3.3
Elect Bryan Davies
 
Mgmt
For
For
For
 
 
3.4
Elect Brian Felesky
 
Mgmt
For
For
For
 
 
3.5
Elect John Ferguson
 
Mgmt
For
For
For
 
 
3.6
Elect W. Douglas Ford
 
Mgmt
For
For
For
 
 
3.7
Elect Richard George
 
Mgmt
For
For
For
 
 
3.8
Elect John Huff
 
Mgmt
For
For
For
 
 
3.9
Elect M. Ann McCaig
 
Mgmt
For
For
For
 
 
3.10
Elect Michael O'Brien
 
Mgmt
For
For
For
 
 
3.11
Elect Eira Thomas
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SunTrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STI
CUSIP 867914103
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Alston Correll
 
Mgmt
For
For
For
 
 
1.2
Elect Patricia Frist
 
Mgmt
For
For
For
 
 
1.3
Elect Blake Garrett
 
Mgmt
For
For
For
 
 
1.4
Elect David Hughes
 
Mgmt
For
For
For
 
 
1.5
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
1.6
Elect G. Gilmer Minor, III
 
Mgmt
For
For
For
 
 
1.7
Elect James Wells III
 
Mgmt
For
For
For
 
 
1.8
Elect Karen Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Stock Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
SYNGENTA AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS H84140112
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
6
Reduction of Share Capital
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
9
Elect Pierre Landolt
 
Mgmt
For
For
For
 
 
10
Elect Jürg Witmer
 
Mgmt
For
For
For
 
 
11
Elect Stefan Borgas
 
Mgmt
For
For
For
 
 
12
Elect David Lawrence
 
Mgmt
For
For
For
 
 
13
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
T. Rowe Price Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TROW
CUSIP 74144T108
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Bernard
 
Mgmt
For
For
For
 
 
2
Elect James Brady
 
Mgmt
For
For
For
 
 
3
Elect J. Alfred Broaddus, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Donald Hebb, Jr.
 
Mgmt
For
For
For
 
 
5
Elect James Kennedy
 
Mgmt
For
For
For
 
 
6
Elect Brian Rogers
 
Mgmt
For
For
For
 
 
7
Elect Alfred Sommer
 
Mgmt
For
For
For
 
 
8
Elect Dwight Taylor
 
Mgmt
For
For
For
 
 
9
Elect Anne Whittemore
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS Y84629107
 
06/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Chairman's Address
 
Mgmt
For
For
For
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Accounts and Report
 
Mgmt
For
For
For
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Authority to Increase Paid-in Capital
Mgmt
For
For
For
 
 
11
Amendaments to Procedural Rules of Capital Loan
Mgmt
For
For
For
 
 
12
Amendments to Procedural Rules of Endorsements/Guarantees
Mgmt
For
For
For
 
 
13
Elect Morris Chang
 
Mgmt
For
For
For
 
 
14
Elect F. C. Tseng
 
Mgmt
For
For
For
 
 
15
Elect Rick Tsai
 
Mgmt
For
For
For
 
 
16
Elect Yuan-Tain JY Chen
 
Mgmt
For
For
For
 
 
17
Elect Peter Leahy Bonfield
 
Mgmt
For
For
For
 
 
18
Elect Stan Shih
 
Mgmt
For
For
For
 
 
19
Elect Carleton Sneed Fiorina
 
Mgmt
For
For
For
 
 
20
Elect Thomas J. Engibous
 
Mgmt
For
For
For
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Adjournment
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Telefónica SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
cins 879382109
 
06/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts
Mgmt
For
For
For
 
 
3
Special Dividend
 
Mgmt
For
For
For
 
 
4
Salary/Stock Swap Plan
 
Mgmt
For
For
For
 
 
5
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
6
Authority to Cancel Shares and Reduce Share Capital
Mgmt
For
For
For
 
 
7
Appointment of Auditor
 
Mgmt
For
For
For
 
 
8
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Temple-Inland Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TIN
CUSIP 879868107
 
05/01/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Cassandra Carr
 
Mgmt
For
For
For
 
 
2
Elect Richard Smith
 
Mgmt
For
For
For
 
 
3
Elect Arthur Temple, III
 
Mgmt
For
For
For
 
 
4
Elect R. Walker
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tenaris SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TS
CUSIP 88031M109
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
5
Election of Directors
 
Mgmt
For
For
For
 
 
6
Directors' Fees
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Adams
 
Mgmt
For
For
For
 
 
2
Elect David Boren
 
Mgmt
For
For
For
 
 
3
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
4
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
5
Elect David Goode
 
Mgmt
For
For
For
 
 
6
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
7
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
8
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
9
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
10
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
11
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
2009 Director Compensation Plan
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Time Warner Cable, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward  Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317105
 
01/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reverse Stock Split
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allison Jr.
 
Mgmt
For
For
For
 
 
2
Elect James Barksdale
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Döpfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Michael Miles
 
Mgmt
For
For
For
 
 
10
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
11
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Annual Incentive Plan for Executive Officers
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
TomTom N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS N87695107
 
09/19/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Elect Alain De Taeye to the Management Board
Mgmt
For
For
For
 
 
4
Elect Ben van der Veer to the Supervisory Board
Mgmt
For
For
For
 
 
5
Resignation of Management Board Member; Ratification of Board Acts
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
TOTAL SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F92124100
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Retirement Benefits (Thierry Desmarest and Christophe de Margerie)
Mgmt
For
For
For
 
 
9
Severance Package (Christophe de Margerie)
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
12
Elect Daniel Bouton
 
Mgmt
For
For
For
 
 
13
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
14
Elect Christophe de Margerie
 
Mgmt
For
For
For
 
 
15
Elect Michel Pébereau
 
Mgmt
For
For
For
 
 
16
Elect Patrick Artus
 
Mgmt
For
For
For
 
 
17
Amendment Regarding Mandatory Board Retirement Age Limits
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Equity Compensation Disclosure
ShrHoldr
For
Against
Against
 
 
19
Shareholder Proposal Regarding Election of Employee Shareholder Representatives
ShrHoldr
N/A
Against
N/A
 
 
20
Shareholder Proposal Regarding Equity Compensation
ShrHoldr
N/A
Against
N/A
 
                 
                 
                 
                 
Toyota Motor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS J92676113
 
06/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Fujio Choh
 
Mgmt
For
For
For
 
 
5
Elect Kazuo Okamoto
 
Mgmt
For
For
For
 
 
6
Elect Katsuaki Watanabe
 
Mgmt
For
For
For
 
 
7
Elect Takeshi Uchiyamada
 
Mgmt
For
For
For
 
 
8
Elect Akio Toyoda
 
Mgmt
For
For
For
 
 
9
Elect Yukitoshi Funo
 
Mgmt
For
For
For
 
 
10
Elect Atsushi Niimi
 
Mgmt
For
For
For
 
 
11
Elect Teiji Tachibana
 
Mgmt
For
For
For
 
 
12
Elect Shinichi Sasaki
 
Mgmt
For
For
For
 
 
13
Elect Akira Okabe
 
Mgmt
For
For
For
 
 
14
Elect Yoichiro Ichimaru
 
Mgmt
For
For
For
 
 
15
Elect Shinzoh Kobuki
 
Mgmt
For
For
For
 
 
16
Elect Akira Sasaki
 
Mgmt
For
For
For
 
 
17
Elect Tadashi Arashima
 
Mgmt
For
For
For
 
 
18
Elect Mamoru Furuhashi
 
Mgmt
For
For
For
 
 
19
Elect Satoshi Ozawa
 
Mgmt
For
For
For
 
 
20
Elect Iwao Nihashi
 
Mgmt
For
For
For
 
 
21
Elect Yasuhiko Ichihashi
 
Mgmt
For
For
For
 
 
22
Elect Tadashi Yamashina
 
Mgmt
For
For
For
 
 
23
Elect Takahiko Ijichi
 
Mgmt
For
For
For
 
 
24
Elect Tetsuo Agata
 
Mgmt
For
For
For
 
 
25
Elect Toshio Furutani
 
Mgmt
For
For
For
 
 
26
Elect Takahiro Iwase
 
Mgmt
For
For
For
 
 
27
Elect Yoshimasa Ishii
 
Mgmt
For
For
For
 
 
28
Elect Takeshi Shirane
 
Mgmt
For
For
For
 
 
29
Elect Yoshimi Inaba
 
Mgmt
For
For
For
 
 
30
Elect Masamoto Maekawa
 
Mgmt
For
For
For
 
 
31
Elect Nanpachi Hayashi
 
Mgmt
For
For
For
 
 
32
Elect Yasumori Ihara
 
Mgmt
For
For
For
 
 
33
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Transocean Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIG
CUSIP H8817H100
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
5
Amendment to the Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
6
Elect W. Richard Anderson
 
Mgmt
For
For
For
 
 
7
Elect Richard George
 
Mgmt
For
For
For
 
 
8
Elect Robert Long
 
Mgmt
For
For
For
 
 
9
Elect Edward Muller
 
Mgmt
For
For
For
 
 
10
Elect Victor Grijalva
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
Transocean Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIG
CUSIP G90073100
 
12/08/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from the Cayman Islands to Switzerland
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Travelers Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRV
CUSIP 89417E109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Beller
 
Mgmt
For
For
For
 
 
2
Elect John Dasburg
 
Mgmt
For
For
For
 
 
3
Elect Janet Dolan
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Jay Fishman
 
Mgmt
For
For
For
 
 
6
Elect Lawrence Graev
 
Mgmt
For
For
For
 
 
7
Elect Patricia Higgins
 
Mgmt
For
For
For
 
 
8
Elect Thomas Hodgson
 
Mgmt
For
For
For
 
 
9
Elect Cleve Killingsworth, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Robert Lipp
 
Mgmt
For
For
For
 
 
11
Elect Blythe McGarvie
 
Mgmt
For
For
For
 
 
12
Elect Laurie Thomsen
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Reapproval of Material Terms of the Amended and Restated 2004 Stock Incentive Plan
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Trimble Navigation Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRMB
CUSIP 896239100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Berglund
 
Mgmt
For
For
For
 
 
1.2
Elect John Goodrich
 
Mgmt
For
For
For
 
 
1.3
Elect William Hart
 
Mgmt
For
For
For
 
 
1.4
Elect Merit Janow
 
Mgmt
For
For
For
 
 
1.5
Elect Ulf Johansson
 
Mgmt
For
For
For
 
 
1.6
Elect Bradford Parkinson
 
Mgmt
For
For
For
 
 
1.7
Elect Nickolas Vande Steeg
 
Mgmt
For
For
For
 
 
2
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Stock Plan
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS 87260R201
 
01/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Russian Federation
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
3
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
4
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
5
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
6
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
7
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
8
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
9
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
10
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
11
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
12
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
13
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
14
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS 87260R201
 
06/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Russian Federation
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Elect Andrey Kaplunov
 
Mgmt
For
For
For
 
 
5
Elect Thomas Pickering
 
Mgmt
For
For
For
 
 
6
Elect Josef Marous
 
Mgmt
For
For
For
 
 
7
Elect Sergey Papin
 
Mgmt
For
For
For
 
 
8
Elect Dmitry Pumpyansky
 
Mgmt
For
For
For
 
 
9
Elect Geoffrey Townsend
 
Mgmt
For
For
For
 
 
10
Elect Igor Khmelevsky
 
Mgmt
For
For
For
 
 
11
Elect Alexander Shiryaev
 
Mgmt
For
For
For
 
 
12
Elect Aleksander  Shokhin
 
Mgmt
For
For
For
 
 
13
Elect Mukhadin Eskindarov
 
Mgmt
For
For
For
 
 
14
Elect Aleksandr Vorobyov
 
Mgmt
For
For
For
 
 
15
Elect Aleksandr Maksimenko
 
Mgmt
For
For
For
 
 
16
Elect Nina Posdnyakova
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Amendments to Articles
 
Mgmt
For
For
For
 
 
19
Amendment to Director Contract
 
Mgmt
For
Abstain
Against
 
 
20
Related Party Transactions
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS 87260R201
 
11/07/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Russian Federation
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Special Dividend
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco Electronics, Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP G9144P105
 
06/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from Bermuda to Switzerland
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Voting Requirement
Mgmt
For
For
For
 
 
3
Increase in Registered Share Capital
Mgmt
For
For
For
 
 
4
Approval of Dividend in the Form of a Reduction of Registered Captial
Mgmt
For
For
For
 
 
5
Confirmation of Swiss Law as the Authoritative Legislation Governing the Company
Mgmt
For
For
For
 
 
6
Approve Company Name
 
Mgmt
For
For
For
 
 
7
Change of Company Purpose
 
Mgmt
For
For
For
 
 
8
Approval of the Swiss Articles of Association
Mgmt
For
For
For
 
 
9
Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business
Mgmt
For
For
For
 
 
10
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
11
Appointment of Statutory Auditor
 
Mgmt
For
For
For
 
 
12
Amendments to Articles to Limit the Number of Shares that may be Registered and/or Voted by a Single Shareholder or Group to 15% of the Registered Share Capital
Mgmt
For
Against
Against
 
 
13
Adoption of Supermajority Voting Requirement
Mgmt
For
Against
Against
 
 
14
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco Electronics, Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP G9144P105
 
06/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Pierre Brondeau
 
Mgmt
For
For
For
 
 
1.2
Elect Ram Charan
 
Mgmt
For
For
For
 
 
1.3
Elect Juergen Gromer
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Hernandez
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
1.6
Elect Daniel Phelan
 
Mgmt
For
For
For
 
 
1.7
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
1.8
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
1.9
Elect Paula Sneed
 
Mgmt
For
For
For
 
 
1.10
Elect David Steiner
 
Mgmt
For
For
For
 
 
1.11
Elect John Van Scoter
 
Mgmt
For
For
For
 
 
2
Amendment to the 2007 Stock and Incentive Plan
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from Bermuda to Switzerland
Mgmt
For
For
For
 
 
2
Change of Par Value
 
Mgmt
For
For
For
 
 
3
Approve Company Name
 
Mgmt
For
For
For
 
 
4
Change of Company Purpose
 
Mgmt
For
For
For
 
 
5
Approval of the Swiss Articles of Association
Mgmt
For
For
For
 
 
6
Confirmation of Swiss Law as the Authoritative Legislation Governing the Company
Mgmt
For
For
For
 
 
7
Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business
Mgmt
For
For
For
 
 
8
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Statutory Auditor
 
Mgmt
For
For
For
 
 
10
Approval of Dividend in the Form of a Reduction of Registered Captial
Mgmt
For
For
For
 
 
11
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
1.3
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
1.4
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
1.6
Elect John Krol
 
Mgmt
For
For
For
 
 
1.7
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
1.8
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
1.9
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
1.10
Elect Jerome York
 
Mgmt
For
For
For
 
 
1.11
Elect R. David Yost
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
U.S. Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
USB
CUSIP 902973304
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Y. Marc Belton
 
Mgmt
For
For
For
 
 
3
Elect Richard Davis
 
Mgmt
For
For
For
 
 
4
Elect Joel Johnson
 
Mgmt
For
For
For
 
 
5
Elect David O'Maley
 
Mgmt
For
For
For
 
 
6
Elect O'Dell Owens
 
Mgmt
For
For
For
 
 
7
Elect Craig Schnuck
 
Mgmt
For
For
For
 
 
8
Elect Patrick Stokes
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Unilever N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS N8981F271
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
4
Ratification of Executive Directors' Acts
Mgmt
For
For
For
 
 
5
Ratification of Non-Executive Directors' Acts
Mgmt
For
For
For
 
 
6
Elect Jim Lawrence
 
Mgmt
For
For
For
 
 
7
Elect Paul Polman
 
Mgmt
For
For
For
 
 
8
Elect Lord Brittan of Spennithorne
 
Mgmt
For
For
For
 
 
9
Elect Wim Dik
 
Mgmt
For
For
For
 
 
10
Elect Charles Golden
 
Mgmt
For
For
For
 
 
11
Elect Byron Grote
 
Mgmt
For
For
For
 
 
12
Elect N. R. Narayana Murthy
 
Mgmt
For
For
For
 
 
13
Elect Hixonia Nyasulu
 
Mgmt
For
For
For
 
 
14
Elect K.J. Storm
 
Mgmt
For
For
For
 
 
15
Elect Michael Treschow
 
Mgmt
For
For
For
 
 
16
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
17
Elect Louise Fresco
 
Mgmt
For
For
For
 
 
18
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
19
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor
 
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
24
Amendments to Equalisation Agreement
Mgmt
For
For
For
 
 
25
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
26
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
27
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
28
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Unilever N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS N8981F271
 
10/03/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Appointment of Group Chief Executive
Mgmt
For
For
For
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Unilever N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS N8981F271
 
10/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Paul Polman as Executive Director
Mgmt
For
For
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect José Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
1.3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
1.4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
1.6
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
1.8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
1.9
Elect John Thompson
 
Mgmt
For
For
For
 
 
1.10
Elect Carol Tome
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
United States Steel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
X
CUSIP 912909108
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frank Lucchino
 
Mgmt
For
For
For
 
 
1.2
Elect Seth Schofield
 
Mgmt
For
For
For
 
 
1.3
Elect John Surma
 
Mgmt
For
For
For
 
 
1.4
Elect David Sutherland
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
United Technologies Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
1.2
Elect George David
 
Mgmt
For
For
For
 
 
1.3
Elect John Faraci
 
Mgmt
For
For
For
 
 
1.4
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
1.5
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.6
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
1.7
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
1.8
Elect Charles Lee
 
Mgmt
For
For
For
 
 
1.9
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
1.10
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
1.11
Elect Richard Myers
 
Mgmt
For
For
For
 
 
1.12
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
1.13
Elect André Villeneuve
 
Mgmt
For
For
For
 
 
1.14
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Offsets for Foreign Military Sales
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
UnitedHealth Group Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNH
CUSIP 91324P102
 
06/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ballard, Jr.
 
Mgmt
For
Against
Against
 
 
2
Elect Richard Burke
 
Mgmt
For
For
For
 
 
3
Elect Robert Darretta
 
Mgmt
For
For
For
 
 
4
Elect Stephen Hemsley
 
Mgmt
For
For
For
 
 
5
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
6
Elect Douglas Leatherdale
 
Mgmt
For
Against
Against
 
 
7
Elect Glenn Renwick
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Shine
 
Mgmt
For
For
For
 
 
9
Elect Gail Wilensky
 
Mgmt
For
Against
Against
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vallourec
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS F95922104
 
06/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Severance Package (Philippe Crouzet)
Mgmt
For
For
For
 
 
10
Ratification of Co-option of Thierry Marraud
Mgmt
For
For
For
 
 
11
Ratification of Co-option of Jean-François Cirelli
Mgmt
For
For
For
 
 
12
Authority to Trade in Company Stock
Mgmt
For
For
For
 
 
13
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
14
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
15
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
16
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
17
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
18
Authority to Increase Capital through Capitalizations
Mgmt
For
For
For
 
 
19
Authority to Issue Debt Instruments
 
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan
Mgmt
For
For
For
 
 
21
Authority to Issue Shares and/or Convertible Securities for Overseas Employees
Mgmt
For
For
For
 
 
22
Authority to Increase Capital for Overseas Employees as an Alternative to an Employee Savings Plan
Mgmt
For
For
For
 
 
23
Authority to Grant Restricted Stock to the Group's Overseas Employees under Employee Savings Plan
Mgmt
For
For
For
 
 
24
Stock Option Plan
 
Mgmt
For
For
For
 
 
25
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrión
 
Mgmt
For
For
For
 
 
2
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
3
Elect Robert Lane
 
Mgmt
For
For
For
 
 
4
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
5
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
6
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
7
Elect Thomas O'Brien
 
Mgmt
For
For
For
 
 
8
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Hugh Price
 
Mgmt
For
For
For
 
 
10
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
11
Elect John Snow
 
Mgmt
For
For
For
 
 
12
Elect John Stafford
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2009 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
2009 Short-Term Incentive Plan
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Elimination of Stock Options
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Virgin Media Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VMED
CUSIP 92769L101
 
06/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Neil Berkett
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Simmons
 
Mgmt
For
For
For
 
 
1.3
Elect George Zoffinger
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Sharesave Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
VISA INC.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
V
CUSIP 92826C839
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hani Al-Qadi
 
Mgmt
For
For
For
 
 
2
Elect Charles Doyle
 
Mgmt
For
For
For
 
 
3
Elect Peter Hawkins
 
Mgmt
For
For
For
 
 
4
Elect David McKay
 
Mgmt
For
For
For
 
 
5
Elect Charles Scharf
 
Mgmt
For
For
For
 
 
6
Elect Segismundo Schulin-Zeuthen
 
Mgmt
For
For
For
 
 
7
Elect Thomas Campbell
 
Mgmt
For
For
For
 
 
8
Elect Gary Coughlan
 
Mgmt
For
For
For
 
 
9
Elect Mary Cranston
 
Mgmt
For
For
For
 
 
10
Elect Francisco Fernandez-Carbajal
Mgmt
For
For
For
 
 
11
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
12
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
VISA INC.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
V
CUSIP 92826C839
 
12/16/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendment Regarding the Retrospective Responsibility Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Vodafone Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G93882135
 
07/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Re-elect John Bond
 
Mgmt
For
For
For
 
 
3
Re-elect John Buchanan
 
Mgmt
For
For
For
 
 
4
Re-elect Vittorio Colao
 
Mgmt
For
For
For
 
 
5
Re-elect Andy Halford
 
Mgmt
For
For
For
 
 
6
Re-elect Alan Jebson
 
Mgmt
For
For
For
 
 
7
Re-elect Nick Land
 
Mgmt
For
For
For
 
 
8
Re-elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
9
Re-elect Simon Murray
 
Mgmt
For
For
For
 
 
10
Re-elect Luc Vandevelde
 
Mgmt
For
For
For
 
 
11
Re-elect Anthony Watson
 
Mgmt
For
For
For
 
 
12
Re-elect Philip Yea
 
Mgmt
For
For
For
 
 
13
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
14
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
EU Political Donations
 
Mgmt
For
For
For
 
 
21
Adopt New Articles of Association
 
Mgmt
For
For
For
 
 
22
2008 Sharesave Plan
 
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Wal-Mart Stores Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WMT
CUSIP 931142103
 
06/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Aida Alvarez
 
Mgmt
For
For
For
 
 
2
Elect James Breyer
 
Mgmt
For
For
For
 
 
3
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
4
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Roger Corbett
 
Mgmt
For
For
For
 
 
6
Elect Douglas Daft
 
Mgmt
For
For
For
 
 
7
Elect Michael Duke
 
Mgmt
For
For
For
 
 
8
Elect Gregory Penner
 
Mgmt
For
For
For
 
 
9
Elect Allen Questrom
 
Mgmt
For
For
For
 
 
10
Elect H. Lee Scott, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
12
Elect Jim Walton
 
Mgmt
For
For
For
 
 
13
Elect S. Robson Walton
 
Mgmt
For
For
For
 
 
14
Elect Christopher Williams
 
Mgmt
For
For
For
 
 
15
Elect Linda Wolf
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Pay for Superior Performance
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WMI
CUSIP 94106L109
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark
 
Mgmt
For
For
For
 
 
3
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
4
Elect John Pope
 
Mgmt
For
For
For
 
 
5
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
6
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
7
Elect David Steiner
 
Mgmt
For
For
For
 
 
8
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
11
2009 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Elimination of Supermajority Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Weight Watchers International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WTW
CUSIP 948626106
 
05/11/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Marsha Evans
 
Mgmt
For
For
For
 
 
1.2
Elect Sacha Lainovic
 
Mgmt
For
For
For
 
 
1.3
Elect Christopher Sobecki
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
4
Elect Susan Engel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Donald James
 
Mgmt
For
For
For
 
 
7
Elect Robert Joss
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
10
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
11
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
12
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
13
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
14
Elect Donald Rice
 
Mgmt
For
For
For
 
 
15
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
16
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
17
Elect Robert Steel
 
Mgmt
For
For
For
 
 
18
Elect John Stumpf
 
Mgmt
For
For
For
 
 
19
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Ratification of Auditor
 
Mgmt
For
For
For
 
 
22
Amendment to the Long-Term Incentive Compensation Plan
Mgmt
For
For
For
 
 
23
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Debra Cafaro
 
Mgmt
For
For
For
 
 
2
Elect Nicole Piasecki
 
Mgmt
For
For
For
 
 
3
Elect Mark Emmert
 
Mgmt
For
For
For
 
 
4
Elect Daniel Fulton
 
Mgmt
For
For
For
 
 
5
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Elimination of Supermajority Vote Requirements
ShrHoldr
Against
For
Against
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xcel Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XEL
CUSIP 98389B100
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Coney Burgess
 
Mgmt
For
For
For
 
 
2
Elect Fredric Corrigan
 
Mgmt
For
For
For
 
 
3
Elect Richard Davis
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelly
 
Mgmt
For
For
For
 
 
5
Elect Albert Moreno
 
Mgmt
For
For
For
 
 
6
Elect Margaret Preska
 
Mgmt
For
For
For
 
 
7
Elect A. Patricia Sampson
 
Mgmt
For
For
For
 
 
8
Elect Richard Truly
 
Mgmt
For
For
For
 
 
9
Elect David Westerlund
 
Mgmt
For
For
For
 
 
10
Elect Timothy Wolf
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xstrata PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G9826T102
 
03/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Acquisition
 
Mgmt
For
For
For
 
 
2
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
3
Rights Issue
 
Mgmt
For
For
For
 
 
4
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
                 
                 
                 
                 
Xstrata PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
CINS G9826T102
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Approve the Directors  remuneration report [as specified] for the YE 31 DEC 2008
Mgmt
For
For
For
 
 
3
Elect Ivan Glasenberg
 
Mgmt
For
For
For
 
 
4
Elect Trevor Reid
 
Mgmt
For
For
For
 
 
5
Elect Santiago Zaldumbide
 
Mgmt
For
For
For
 
 
6
Elect Peter Hooley
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Authorize the Directors to allot relevant securities [as specified in the Companies Act 1985]; a) up to a nominal amount of USD 488,835,270 [equivalent to 977,670,540 ordinary shares of USD 0.50 each in the capital of the Company; and b) comprising equity securities [as specified in the Companies Act 1985] up to a nominal amount of USD 977,670,540 [equivalent to 1,955,341,080 ordinary shares of USD 0.50 each in the capital of the Company] [including within such limit any shares issued under this Resolution] in connection with an offer by way of a rights issue: i) to ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii) to people who are holder of other equity securities if this is required by the rights of those securities or, if the Board considers it necessary, as permitted by the rights of those securities, and so that the Directors may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with tre
Mgmt
For
For
For
 
 
9
Authorize the Directors of all existing authorities and provided resolution 8 is passed, to allot equity securities [as specified in the Companies Act 1985] for cash under the authority given by that resolution and/or where the allotment constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985, free of restriction in Section 89(1) of the Companies Act 1985, such power to be limited: a) to the allotment of equity securities in connection with an offer of equity securities [but in the case of the authority granted under resolution 8(B), by way of rights issue only]; i) to ordinary shareholders in proportion [as need as may be practicable] to their existing holdings; and ii) to people who are holders of other equity securities, if this is required by the rights of those securities or, if Directors consider if necessary, as permitted by the rights of those securities, or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or
Mgmt
For
For
For
 
 
10
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
4
Elect Ronald Burkle
 
Mgmt
For
For
For
 
 
5
Elect John Chapple
 
Mgmt
For
For
For
 
 
6
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
7
Elect Carl Icahn
 
Mgmt
For
For
For
 
 
8
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
9
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
10
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
11
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Amendment to the 1995 Stock Plan
Mgmt
For
Against
Against
 
 
14
Amendment to the 1996 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.6
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.7
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.8
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.9
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Roy Bostock
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect Ronald Burkle
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
1.4
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
1.5
Elect Arthur Kern
 
Mgmt
For
Withhold
Against
 
 
1.6
Election of Robert Kodik (not standing for re-election)
Mgmt
For
For
For
 
 
1.7
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Wilson
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Jerry Yang
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Pay-For-Superior Performance
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Internet Censorship
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
                 

 
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

FUNDAMENTAL INVESTORS, INC.
(Registrant)



By /s/ Paul G. Haaga, Jr.
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
 
Date: August 26, 2009