0001225208-20-014032.txt : 20201201 0001225208-20-014032.hdr.sgml : 20201201 20201201160733 ACCESSION NUMBER: 0001225208-20-014032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martsching Robert J CENTRAL INDEX KEY: 0001599549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 201360967 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD. STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 4 1 doc4.xml X0306 4 2020-11-30 0000039368 FULLER H B CO FUL 0001599549 Martsching Robert J 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Corporate Controller Common Stock 10035.7600 D Common Stock 5.0200 I By 401(k) Plan Performance Stock Option (Right-to-Buy) 57.7000 2020-11-30 4 D 0 20016.0000 0.0000 D 2021-01-31 2027-10-20 Common Stock 20016.0000 0.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2013-01-26 2022-01-26 Common Stock 3504.0000 3504.0000 D Employee Stock Option (Right-to-Buy) 33.3800 2017-01-19 2026-01-19 Common Stock 9546.0000 9546.0000 D Employee Stock Option (Right-to-Buy) 38.3100 2014-04-10 2023-04-10 Common Stock 658.0000 658.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2014-01-24 2023-01-24 Common Stock 2806.0000 2806.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2016-01-22 2025-01-22 Common Stock 7292.0000 7292.0000 D Employee Stock Option (Right-to-Buy) 45.0500 2020-01-24 2029-01-24 Common Stock 8791.0000 8791.0000 D Employee Stock Option (Right-to-Buy) 48.3500 2021-01-24 2030-01-24 Common Stock 8173.0000 8173.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2015-01-23 2024-01-23 Common Stock 5326.0000 5326.0000 D Employee Stock Option (Right-to-Buy) 50.1000 2018-01-26 2027-01-26 Common Stock 7582.0000 7582.0000 D Employee Stock Option (Right-to-Buy) 53.5700 2019-01-25 2028-01-25 Common Stock 7336.0000 7336.0000 D Performance Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 649.9400 649.9400 D Performance Stock Units 0.0000 2019-01-25 2021-01-25 Common Stock 274.0100 274.0100 D Phantom Units 0.0000 Common Stock 3146.0742 3146.0742 D Restricted Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 649.9400 649.9400 D Restricted Stock Units 0.0000 2021-01-24 2023-01-24 Common Stock 850.2400 850.2400 D Restricted Stock Units 0.0000 2019-01-25 2021-01-25 Common Stock 273.9900 273.9900 D Amount includes shares acquired pursuant to a dividend reinvestment plan. Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. Represents the forfeiture of performance-based stock options granted to the reporting person on October 20, 2017 that were eligible to vest contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. On November 30, 2020, the Compensation Committee of the Company determined that, based on the Company's performance over the applicable performance period, the options would vest at 0% and will be forfeited. This option is 100% vested. This option vests in three equal annual installments beginning on the date shown. These performance stock units convert into shares of common stock on a 1-for-1 basis. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Amount includes stock units acquired pursuant to a dividend equivalent feature. These restricted stock units convert into shares of common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments beginning on the date shown. Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. /s/ Timothy J. Keenan, Attorney-in-Fact 2020-12-01