0001225208-20-001220.txt : 20200128 0001225208-20-001220.hdr.sgml : 20200128 20200128132259 ACCESSION NUMBER: 0001225208-20-001220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200125 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martsching Robert J CENTRAL INDEX KEY: 0001599549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 20553354 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD. STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 4 1 doc4.xml X0306 4 2020-01-25 0000039368 FULLER H B CO FUL 0001599549 Martsching Robert J 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Corporate Controller Common Stock 2020-01-25 4 M 0 262.0000 48.3500 A 9393.9270 D Common Stock 2020-01-25 4 M 0 202.0000 48.3500 A 9595.9270 D Common Stock 2020-01-25 4 F 0 74.0000 48.3500 D 9521.9270 D Common Stock 2020-01-25 4 F 0 76.0000 48.3500 D 9445.9270 D Common Stock 2020-01-26 4 M 0 668.0000 48.3500 A 10113.9270 D Common Stock 2020-01-26 4 F 0 190.0000 48.3500 D 9923.9270 D Common Stock 4.9500 I By 401(k) Plan Performance Stock Units 0.0000 2020-01-25 4 M 0 202.0000 48.3500 D 2019-01-25 2021-01-25 Common Stock 202.0000 270.0500 D Restricted Stock Units 0.0000 2020-01-25 4 M 0 262.0000 48.3500 D 2019-01-25 2021-01-25 Common Stock 262.0000 270.0500 D Restricted Stock Units 0.0000 2020-01-26 4 M 0 668.0000 48.3500 D 2018-01-26 2020-01-26 Common Stock 668.0000 0.0000 D Employee Stock Option (Right-to-Buy) 22.2700 2012-01-20 2021-01-20 Common Stock 4315.0000 4315.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2013-01-26 2022-01-26 Common Stock 3504.0000 3504.0000 D Employee Stock Option (Right-to-Buy) 33.3800 2017-01-19 2026-01-19 Common Stock 9546.0000 9546.0000 D Employee Stock Option (Right-to-Buy) 38.3100 2014-04-10 2023-04-10 Common Stock 658.0000 658.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2014-01-24 2023-01-24 Common Stock 2806.0000 2806.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2016-01-22 2025-01-22 Common Stock 7292.0000 7292.0000 D Employee Stock Option (Right-to-Buy) 45.0500 2020-01-24 2029-01-24 Common Stock 8791.0000 8791.0000 D Employee Stock Option (Right-to-Buy) 48.3500 2021-01-24 2030-01-24 Common Stock 8173.0000 8173.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2015-01-23 2024-01-23 Common Stock 5326.0000 5326.0000 D Employee Stock Option (Right-to-Buy) 50.1000 2018-01-26 2027-01-26 Common Stock 7582.0000 7582.0000 D Employee Stock Option (Right-to-Buy) 53.5700 2019-01-25 2028-01-25 Common Stock 7336.0000 7336.0000 D Performance Stock Option (Right-to-Buy) 57.7000 2021-01-31 2027-10-20 Common Stock 20016.0000 20016.0000 D Performance Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 640.5800 640.5800 D Phantom Units 0.0000 Common Stock 3100.5342 3100.5342 D Restricted Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 640.5800 640.5800 D Restricted Stock Units 0.0000 2021-01-24 2023-01-24 Common Stock 838.0000 838.0000 D Shares withheld for taxes due on 202 shares issued. Shares withheld for taxes due on 262 shares issued. Shares withheld for taxes due on 668 shares issued. Amount includes shares acquired pursuant to a dividend reinvestment plan. Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. These performance stock units convert into shares of common stock on a 1-for-1 basis. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These restricted stock units convert into shares of common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments beginning on the date shown. Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. This option is 100% vested. This option vests in three equal annual installments beginning on the date shown. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Amount includes stock units acquired pursuant to a dividend equivalent feature. /s/ Timothy J. Keenan, Attorney-in-Fact 2020-01-28