0001225208-20-001216.txt : 20200128 0001225208-20-001216.hdr.sgml : 20200128 20200128132243 ACCESSION NUMBER: 0001225208-20-001216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200125 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooney Paula M. CENTRAL INDEX KEY: 0001670565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 20553349 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD. STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 4 1 doc4.xml X0306 4 2020-01-25 0000039368 FULLER H B CO FUL 0001670565 Cooney Paula M. 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Human Resources Common Stock 2020-01-25 4 M 0 429.0000 48.3500 A 11960.0000 D Common Stock 2020-01-25 4 M 0 330.0000 48.3500 A 12290.0000 D Common Stock 2020-01-25 4 F 0 107.0000 48.3500 D 12183.0000 D Common Stock 2020-01-25 4 F 0 154.0000 48.3500 D 12029.0000 D Common Stock 2020-01-26 4 M 0 971.0000 48.3500 A 13000.0000 D Common Stock 2020-01-26 4 F 0 289.0000 48.3500 D 12711.0000 D Performance Stock Units 0.0000 2020-01-25 4 M 0 330.0000 48.3500 D 2019-01-25 2021-01-25 Common Stock 330.0000 439.9700 D Restricted Stock Units 0.0000 2020-01-25 4 M 0 429.0000 48.3500 D 2019-01-25 2021-01-25 Common Stock 429.0000 442.0100 D Restricted Stock Units 0.0000 2020-01-26 4 M 0 971.0000 48.3500 D 2018-01-26 2020-01-26 Common Stock 971.0000 0.0000 D Employee Stock Option (Right-to-Buy) 22.2700 2012-01-20 2021-01-20 Common Stock 6524.0000 6524.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2013-01-26 2022-01-26 Common Stock 5451.0000 5451.0000 D Employee Stock Option (Right-to-Buy) 33.3800 2017-01-19 2026-01-19 Common Stock 6264.0000 6264.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2014-01-24 2023-01-24 Common Stock 4126.0000 4126.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2016-01-22 2025-01-22 Common Stock 4785.0000 4785.0000 D Employee Stock Option (Right-to-Buy) 43.1600 2017-04-06 2026-04-06 Common Stock 7706.0000 7706.0000 D Employee Stock Option (Right-to-Buy) 45.0500 2020-01-24 2029-01-24 Common Stock 15109.0000 15109.0000 D Employee Stock Option (Right-to-Buy) 48.3500 2021-01-24 2030-01-24 Common Stock 14492.0000 14492.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2015-01-23 2024-01-23 Common Stock 4194.0000 4194.0000 D Employee Stock Option (Right-to-Buy) 50.1000 2018-01-26 2027-01-26 Common Stock 13033.0000 13033.0000 D Employee Stock Option (Right-to-Buy) 50.1600 2016-12-04 2023-12-04 Common Stock 4010.0000 4010.0000 D Employee Stock Option (Right-to-Buy) 53.5700 2019-01-25 2028-01-25 Common Stock 12008.0000 12008.0000 D Performance Stock Option (Right-to-Buy) 57.7000 2021-01-31 2027-10-20 Common Stock 34403.0000 34403.0000 D Performance Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 1101.6000 1101.6000 D Phantom Units 0.0000 Common Stock 777.8000 777.8000 D Restricted Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 1101.5900 1101.5900 D Restricted Stock Units 0.0000 2021-01-24 2023-01-24 Common Stock 1485.0000 1485.0000 D Shares withheld for taxes due on 330 shares issued. Shares withheld for taxes due on 429 shares issued. Shares withheld for taxes due on 971 shares issued. These performance stock units convert into shares of common stock on a 1-for-1 basis. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These restricted stock units convert into shares of common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments beginning on the date shown. Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. This option is 100% vested. This option vests in three equal annual installments beginning on the date shown. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Amount includes stock units acquired pursuant to a dividend equivalent feature. /s/ Timothy J. Keenan, Attorney-in-Fact 2020-01-28