0001225208-20-001164.txt : 20200127
0001225208-20-001164.hdr.sgml : 20200127
20200127141819
ACCESSION NUMBER: 0001225208-20-001164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200124
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owens James
CENTRAL INDEX KEY: 0001443909
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09225
FILM NUMBER: 20548856
MAIL ADDRESS:
STREET 1: 1200 WILLOW LAKE BOULEVARD
STREET 2: P.O. BOX 64683
CITY: ST. PAUL
STATE: MN
ZIP: 55164-0683
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FULLER H B CO
CENTRAL INDEX KEY: 0000039368
STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891]
IRS NUMBER: 410268370
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1200 WILLOW LAKE BLVD
CITY: ST PAUL
STATE: MN
ZIP: 55110-5132
BUSINESS PHONE: 6126453401
MAIL ADDRESS:
STREET 1: 1200 WILLOW LAKE BLVD
CITY: ST PAUL
STATE: MN
ZIP: 55110-5132
4
1
doc4.xml
X0306
4
2020-01-24
0000039368
FULLER H B CO
FUL
0001443909
Owens James
1200 WILLOW LAKE BOULEVARD
P.O. BOX 64683
ST. PAUL
MN
55164-0683
1
President and CEO
Common Stock
2020-01-24
4
M
0
9148.0000
48.3500
A
195545.7760
D
Common Stock
2020-01-24
4
M
0
8121.0000
48.3500
A
203666.7760
D
Common Stock
2020-01-24
4
M
0
7106.0000
48.3500
A
210772.7760
D
Common Stock
2020-01-24
4
F
0
2230.0000
48.3500
D
208542.7760
D
Common Stock
2020-01-24
4
F
0
2606.0000
48.3500
D
205936.7760
D
Common Stock
2020-01-24
4
F
0
2821.0000
48.3500
D
203115.7760
D
Common Stock
354.8300
I
By 401(k) Plan
Common Stock
280.0000
I
By Son
Employee Stock Option (Right-to-Buy)
48.3500
2020-01-24
4
A
0
238872.0000
48.3500
A
2021-01-24
2030-01-24
Common Stock
238872.0000
238872.0000
D
Performance Stock Units
0.0000
2020-01-24
4
M
0
7106.0000
48.3500
D
2020-01-24
2022-01-24
Common Stock
7106.0000
16491.9200
D
Performance Stock Units (CEO)
0.0000
2020-01-24
4
M
0
9148.0000
48.3500
D
2020-01-24
2020-01-24
Common Stock
9148.0000
0.0000
D
Performance Stock Units (CEO)
0.0000
2020-01-24
4
M
0
8121.0000
48.3500
D
2020-01-24
2022-01-24
Common Stock
8121.0000
16492.9200
D
Employee Stock Option (Right-to-Buy)
22.2700
2012-01-20
2021-01-20
Common Stock
48331.0000
48331.0000
D
Employee Stock Option (Right-to-Buy)
25.1900
2012-07-07
2021-07-07
Common Stock
15748.0000
15748.0000
D
Employee Stock Option (Right-to-Buy)
28.4000
2013-01-26
2022-01-26
Common Stock
77881.0000
77881.0000
D
Employee Stock Option (Right-to-Buy)
33.3800
2017-01-19
2026-01-19
Common Stock
182039.0000
182039.0000
D
Employee Stock Option (Right-to-Buy)
39.6400
2014-01-24
2023-01-24
Common Stock
80697.0000
80697.0000
D
Employee Stock Option (Right-to-Buy)
41.0000
2016-01-22
2025-01-22
Common Stock
112727.0000
112727.0000
D
Employee Stock Option (Right-to-Buy)
45.0400
2020-01-24
2029-01-24
Common Stock
226403.0000
226403.0000
D
Employee Stock Option (Right-to-Buy)
48.9200
2015-01-23
2024-01-23
Common Stock
79061.0000
79061.0000
D
Employee Stock Option (Right-to-Buy)
50.1000
2018-01-26
2027-01-26
Common Stock
151826.0000
151826.0000
D
Employee Stock Option (Right-to-Buy)
53.5700
2019-01-25
2028-01-25
Common Stock
146887.0000
146887.0000
D
Performance Stock Option (Right-to-Buy)
57.7000
2021-01-31
2027-10-20
Common Stock
289684.0000
289684.0000
D
Performance Stock Units
0.0000
2019-01-25
2021-01-25
Common Stock
10631.1000
10631.1000
D
Performance Stock Units (CEO)
0.0000
2019-01-25
2021-01-25
Common Stock
10635.1100
10635.1100
D
Performance Stock Units (CEO)
0.0000
2018-01-26
2020-01-26
Common Stock
9144.4100
9144.4100
D
Shares withheld for taxes due on 7,106 shares issued.
Shares withheld for taxes due on 9,148 shares issued.
Shares withheld for taxes due on 8,121 shares issued.
This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Held jointly by spouse and son.
This option vests in three equal annual installments beginning on the date shown.
These performance stock units convert into shares of common stock on a 1-for-1 basis.
These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
These performance stock units vest in one annual installment beginning on the date shown, subject to one or more performance measures being achieved.
These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
This option is 100% vested.
These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
/s/ Timothy J. Keenan, Attorney-in-Fact
2020-01-27