0001225208-16-037502.txt : 20160804
0001225208-16-037502.hdr.sgml : 20160804
20160804160932
ACCESSION NUMBER: 0001225208-16-037502
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160803
FILED AS OF DATE: 20160804
DATE AS OF CHANGE: 20160804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FULLER H B CO
CENTRAL INDEX KEY: 0000039368
STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891]
IRS NUMBER: 410268370
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1203
BUSINESS ADDRESS:
STREET 1: 1200 WILLOW LAKE BLVD
CITY: ST PAUL
STATE: MN
ZIP: 55110-5132
BUSINESS PHONE: 6126453401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Timothy J
CENTRAL INDEX KEY: 0001345567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09225
FILM NUMBER: 161807482
MAIL ADDRESS:
STREET 1: 1200 WILLOW LAKE BOULEVARD
STREET 2: P.O. BOX 64683
CITY: ST. PAUL
STATE: MN
ZIP: 55164-0683
4
1
doc4.xml
X0306
4
2016-08-03
0000039368
FULLER H B CO
FUL
0001345567
Keenan Timothy J
1200 WILLOW LAKE BOULEVARD
P.O. BOX 64683
ST. PAUL
MN
55164-0683
1
VP, Gen. Counsel & Corp. Sec.
Common Stock
2016-07-13
5
G
0
35.0000
0.0000
D
22142.0010
D
Common Stock
2016-07-14
5
G
0
115.0000
0.0000
D
22027.0010
D
Common Stock
2016-08-03
4
M
0
8037.0000
14.1500
A
30064.0010
D
Common Stock
2016-08-03
4
S
0
8037.0000
46.0315
D
22027.0010
D
Common Stock
5.5600
I
By 401(k) Plan
Employee Stock Option (Right-to-Buy)
14.1500
2016-08-03
4
M
0
8037.0000
14.1500
D
2018-12-04
Common Stock
8037.0000
20000.0000
D
Employee Stock Option (Right-to-Buy)
33.3800
2026-01-19
Common Stock
16408.0000
16408.0000
D
Employee Stock Option (Right-to-Buy)
22.2700
2021-01-20
Common Stock
15822.0000
15822.0000
D
Employee Stock Option (Right-to-Buy)
41.0000
2025-01-22
Common Stock
12534.0000
12534.0000
D
Employee Stock Option (Right-to-Buy)
48.9200
2024-01-23
Common Stock
9154.0000
9154.0000
D
Employee Stock Option (Right-to-Buy)
39.6400
2023-01-24
Common Stock
10291.0000
10291.0000
D
Employee Stock Option (Right-to-Buy)
28.4000
2022-01-26
Common Stock
14278.0000
14278.0000
D
Employee Stock Option (Right-to-Buy)
20.5700
2019-12-03
Common Stock
17505.0000
17505.0000
D
Phantom Units
0.0000
Common Stock
1689.8200
1689.8200
D
Restricted Stock Units
0.0000
Common Stock
1888.5300
1888.5300
D
Restricted Stock Units
0.0000
2019-01-19
Common Stock
1889.5500
1889.5500
D
Restricted Stock Units
0.0000
2018-01-22
Common Stock
2185.3400
2185.3400
D
Restricted Stock Units
0.0000
2017-01-23
Common Stock
943.8300
943.8300
D
Bona fide gift made by the Reporting Person on July 13, 2016.
Bona fide gift made by the Reporting Person on July 14, 2016.
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $45.9675 to $46.10. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Amended and Restated Year 2000 Stock Incentive Plan: 27,973 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 4,165 restricted shares that vested effective December 4, 2009; 3,557 restricted shares that vested effective December 6, 2010; 6,455 restricted shares that vested effective December 4, 2011; 7,261 restricted shares that vested in three equal annual installments beginning on December 3, 2010; and 6,535 restricted shares that vested in three equal annual installments beginning on January 20, 2012. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
These restricted stock units expire on January 19, 2019.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company 2013 Master Incentive Plan.
/s/ Timothy J. Keenan
2016-08-04