0001209191-21-062980.txt : 20211104 0001209191-21-062980.hdr.sgml : 20211104 20211104172507 ACCESSION NUMBER: 0001209191-21-062980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREEN PHILLIP D CENTRAL INDEX KEY: 0001128404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13221 FILM NUMBER: 211381239 MAIL ADDRESS: STREET 1: 100 WEST HOUSTON ST CITY: SAN ANTONIO STATE: TX ZIP: 78205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CULLEN/FROST BANKERS, INC. CENTRAL INDEX KEY: 0000039263 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 741751768 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 W HOUSTON ST CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 210-220-4011 MAIL ADDRESS: STREET 1: POST OFFICE BOX 1600 CITY: SAN ANTONIO STATE: TX ZIP: 78296-1600 FORMER COMPANY: FORMER CONFORMED NAME: CULLEN FROST BANKERS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FROST BANK CORP DATE OF NAME CHANGE: 19770823 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-02 0 0000039263 CULLEN/FROST BANKERS, INC. CFR 0001128404 GREEN PHILLIP D 111 WEST HOUSTON STREET SAN ANTONIO TX 78205 1 1 0 0 Chairman and CEO Common Stock, $0.01 par value 2021-11-02 4 M 0 15900 54.56 A 76836 D Common Stock, $0.01 par value 2021-11-02 4 M 0 12260 71.39 A 89096 D Common Stock, $0.01 par value 2021-11-02 4 M 0 14910 78.92 A 104006 D Common Stock, $0.01 par value 2021-11-02 4 M 0 34505 65.11 A 138511 D Common Stock, $0.01 par value 2021-11-02 4 S 0 13708 136.06 D 124803 D Common Stock, $0.01 par value 2021-11-02 4 S 0 61263 136.77 D 63540 D Common Stock, $0.01 par value 2021-11-02 4 S 0 2604 137.33 D 60936 D Common Stock, $0.01 par value 1100 I By Spouse Common Stock, $0.01 par value 26985 I Trusts for Children Common Stock, $0.01 par value 48544 I Through 401(k) Plan Employee Stock Option (right to buy) 54.56 2021-11-02 4 M 0 15900 0.00 D 2016-10-23 2022-10-23 Common Stock 15900 0 D Employee Stock Option (right to buy) 71.39 2021-11-02 4 M 0 12260 0.00 D 2017-10-29 2023-10-29 Common Stock 12260 0 D Employee Stock Option (right to buy) 78.92 2021-11-02 4 M 0 14910 0.00 D 2018-10-28 2024-10-28 Common Stock 14910 0 D Employee Stock Option (right to buy) 65.11 2021-11-02 4 M 0 34505 0.00 D 2019-10-27 2025-10-27 Common Stock 34505 34505 D The price in Column 4 is based on a weighted average price. The prices actually paid range from $135.30 to $136.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 through 3 to this Form 4. The price in Column 4 is based on a weighted average price. The prices actually paid range from $136.30 to $137.28. The price in Column 4 is based on a weighted average price. The prices actually paid range from $137.30 to $137.46. Some of Mr. Green's children are beneficiaries of trusts of which Mr. Green is a trustee. /s/ Phillip D. Green 2021-11-04