0001209191-21-007715.txt : 20210204 0001209191-21-007715.hdr.sgml : 20210204 20210204155559 ACCESSION NUMBER: 0001209191-21-007715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PATRICK B CENTRAL INDEX KEY: 0001128400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13221 FILM NUMBER: 21590956 MAIL ADDRESS: STREET 1: 100 WEST HOUSTON ST CITY: SAN ANTONIO STATE: TX ZIP: 78205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CULLEN/FROST BANKERS, INC. CENTRAL INDEX KEY: 0000039263 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 741751768 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 W HOUSTON ST CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 210-220-4011 MAIL ADDRESS: STREET 1: POST OFFICE BOX 1600 CITY: SAN ANTONIO STATE: TX ZIP: 78296-1600 FORMER COMPANY: FORMER CONFORMED NAME: CULLEN FROST BANKERS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FROST BANK CORP DATE OF NAME CHANGE: 19770823 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-02 0 0000039263 CULLEN/FROST BANKERS, INC. CFR 0001128400 FROST PATRICK B 111 WEST HOUSTON STREET SAN ANTONIO TX 78205 1 1 0 0 President of Frost Bank Common Stock, $0.01 par value 2021-02-02 4 M 0 12250 48.00 A 142555 D Common Stock, $0.01 par value 2021-02-02 4 S 0 12250 93.23 D 130305 D Common Stock, $0.01 par value 347404.1 I Through Trust Common Stock, $0.01 par value 42449.58 I Through Trust Common Stock, $0.01 par value 16870.88 I Through Trust Common Stock, $0.01 par value 46555.87 I Through Trust Common Stock, $0.01 par value 630 I By Spouse Common Stock, $0.01 par value 2700 I Through Trust Common Stock, $0.01 par value 121405.8 I Through Trust Common Stock, $0.01 par value 1486.44 I Through Limited Liability Company Common Stock, $0.01 par value 330 I Through Trust Common Stock, $0.01 par value 2543.5 I Through Limited Partnereship Common Stock, $0.01 par value 334452 I Through Trust Common Stock, $0.01 par value 39581 I Through 401(k) Plan Employee Stock Option (right to buy) 48.00 2021-02-02 4 M 0 12250 0.00 D 2015-10-25 2021-10-25 Common Stock 12250 0 D Reflects 949 previously unreported shares received by the reporting person pursuant to a will before the reporting person became subject to the reporting requirements of Section 16 of the Securities Exchange Act of 1934. The price in Column 4 is based on a weighted average price. The prices actually paid range from $93.16 to $93.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost, his siblings, and the descendants of Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Reflects interests in a limited partnership and its general partner held by a trust of which Mr. Frost is the sole trustee and Mr. Frost's mother is sole beneficiary. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Reflects limited partnership interests held by a trust of which Mr. Frost is the sole trustee and Mr. Frost and his children are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Mr. Frost disclaims beneficial ownership of these shares. Reflects shares of Common Stock held by separate trusts of which Mr. Frost is the sole trustee and Mr. Frost's children are beneficiaries. Mr. Frost disclaims beneficial ownership of these shares. Reflects limited partnership interests held by a trust of which Mr. Frost is the sole trustee and Mr. Frost is a beneficiary. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Mr. Frost disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Reflects interests in a limited liability company of which Mr. Frost is the manager. The number of shares reported assumes each limited liability company interest represents a proportionate interest in the shares of Common Stock in which the limited liability company has a pecuniary interest. Reflects shares of Common Stock held by separate trusts of which Frost Bank is the sole trustee and Mr. Frost's children are beneficiaries. Mr. Frost disclaims beneficial ownership of these shares. Reflects interests in a limited partnership of which Mr. Frost's brother controls the general partner and in which Mr. Frost is a limited partner and has an interest in the general partner. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Mr. Frost disclaims beneficial ownership of these shares. Mr. Frost and his three brothers are co-trustees of this trust of which Mr. Frost's mother is sole beneficiary. Mr. Frost disclaims beneficial ownership of these shares. /s/ Patrick B. Frost 2021-02-04