0001209191-21-007715.txt : 20210204
0001209191-21-007715.hdr.sgml : 20210204
20210204155559
ACCESSION NUMBER: 0001209191-21-007715
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210202
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROST PATRICK B
CENTRAL INDEX KEY: 0001128400
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13221
FILM NUMBER: 21590956
MAIL ADDRESS:
STREET 1: 100 WEST HOUSTON ST
CITY: SAN ANTONIO
STATE: TX
ZIP: 78205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CULLEN/FROST BANKERS, INC.
CENTRAL INDEX KEY: 0000039263
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 741751768
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 W HOUSTON ST
CITY: SAN ANTONIO
STATE: TX
ZIP: 78205
BUSINESS PHONE: 210-220-4011
MAIL ADDRESS:
STREET 1: POST OFFICE BOX 1600
CITY: SAN ANTONIO
STATE: TX
ZIP: 78296-1600
FORMER COMPANY:
FORMER CONFORMED NAME: CULLEN FROST BANKERS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FROST BANK CORP
DATE OF NAME CHANGE: 19770823
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-02
0
0000039263
CULLEN/FROST BANKERS, INC.
CFR
0001128400
FROST PATRICK B
111 WEST HOUSTON STREET
SAN ANTONIO
TX
78205
1
1
0
0
President of Frost Bank
Common Stock, $0.01 par value
2021-02-02
4
M
0
12250
48.00
A
142555
D
Common Stock, $0.01 par value
2021-02-02
4
S
0
12250
93.23
D
130305
D
Common Stock, $0.01 par value
347404.1
I
Through Trust
Common Stock, $0.01 par value
42449.58
I
Through Trust
Common Stock, $0.01 par value
16870.88
I
Through Trust
Common Stock, $0.01 par value
46555.87
I
Through Trust
Common Stock, $0.01 par value
630
I
By Spouse
Common Stock, $0.01 par value
2700
I
Through Trust
Common Stock, $0.01 par value
121405.8
I
Through Trust
Common Stock, $0.01 par value
1486.44
I
Through Limited Liability Company
Common Stock, $0.01 par value
330
I
Through Trust
Common Stock, $0.01 par value
2543.5
I
Through Limited Partnereship
Common Stock, $0.01 par value
334452
I
Through Trust
Common Stock, $0.01 par value
39581
I
Through 401(k) Plan
Employee Stock Option (right to buy)
48.00
2021-02-02
4
M
0
12250
0.00
D
2015-10-25
2021-10-25
Common Stock
12250
0
D
Reflects 949 previously unreported shares received by the reporting person pursuant to a will before the reporting person became subject to the reporting requirements of Section 16 of the Securities Exchange Act of 1934.
The price in Column 4 is based on a weighted average price. The prices actually paid range from $93.16 to $93.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.
Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost, his siblings, and the descendants of Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.
Reflects interests in a limited partnership and its general partner held by a trust of which Mr. Frost is the sole trustee and Mr. Frost's mother is sole beneficiary. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.
Reflects limited partnership interests held by a trust of which Mr. Frost is the sole trustee and Mr. Frost and his children are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.
Mr. Frost disclaims beneficial ownership of these shares.
Reflects shares of Common Stock held by separate trusts of which Mr. Frost is the sole trustee and Mr. Frost's children are beneficiaries. Mr. Frost disclaims beneficial ownership of these shares.
Reflects limited partnership interests held by a trust of which Mr. Frost is the sole trustee and Mr. Frost is a beneficiary. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Mr. Frost disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Reflects interests in a limited liability company of which Mr. Frost is the manager. The number of shares reported assumes each limited liability company interest represents a proportionate interest in the shares of Common Stock in which the limited liability company has a pecuniary interest.
Reflects shares of Common Stock held by separate trusts of which Frost Bank is the sole trustee and Mr. Frost's children are beneficiaries. Mr. Frost disclaims beneficial ownership of these shares.
Reflects interests in a limited partnership of which Mr. Frost's brother controls the general partner and in which Mr. Frost is a limited partner and has an interest in the general partner. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Mr. Frost disclaims beneficial ownership of these shares.
Mr. Frost and his three brothers are co-trustees of this trust of which Mr. Frost's mother is sole beneficiary. Mr. Frost disclaims beneficial ownership of these shares.
/s/ Patrick B. Frost
2021-02-04