0001437749-21-002953.txt : 20210216 0001437749-21-002953.hdr.sgml : 20210216 20210216133921 ACCESSION NUMBER: 0001437749-21-002953 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDMAN INDUSTRIES INC CENTRAL INDEX KEY: 0000039092 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 741504405 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-07521 FILM NUMBER: 21635750 BUSINESS ADDRESS: STREET 1: 1121 JUDSON RD STREET 2: SUITE 124 CITY: LONGVIEW STATE: TX ZIP: 75601 BUSINESS PHONE: 9037583431 MAIL ADDRESS: STREET 1: PO BOX 2192 CITY: LONGVIEW STATE: TX ZIP: 75606 NT 10-Q 1 frd20210216_nt10q.htm FORM NT 10-Q frd20210216_nt10q.htm

 



 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 12b-25

 

Notification of Late Filing

 

 

(Check One):

Form 10-K

Form 20-F

Form 11-K

Form 10-Q

Form 10-D

Form N-SAR

Form N-CSR

 

For Period Ended:

December 31, 2020

 

Transition Report on Form 10-K

Transition Report on Form 20-F

Transition Report on Form 11-K

Transition Report on Form 10-Q

Transition Report on Form N-SAR

 

For the Transition Period Ended:

 

 

Read Instructions (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

 

 

Part I - Registrant Information

 

FRIEDMAN INDUSTRIES, INCORPORATED

Full Name of Registrant

 

 N.A.

 Former Name if Applicable

 

1121 JUDSON ROAD, SUITE 124

Address of Principal Executive Office (Street and Number)

 

LONGVIEW, TEXAS 75601

City, State and Zip Code

 


 

 

Part II - Rules 12b-25(b) and (c)

 

If the subject report could not be filed without unreasonable effort of expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

 

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense.

 

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

     

 

(c)

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

Part III - Narrative

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Friedman Industries, Incorporated (the “Company”) was unable to file its Form 10-Q for the period ended December 31, 2020, within the prescribed time period, due to unanticipated delays caused by severe weather and the Company being unable to finalize its financial results without unreasonable expense or effort. The Form 10-Q will be filed as soon as reasonably practicable and in no event later than the fifth calendar day following the prescribed due date.

 

 

 

Part IV - Other Information

 

1. Name and telephone number of person to contact in regard to this notification

 

Alex LaRue

 

(903)

 

758-3431

(Name)

 

(Area Code)

 

(Telephone Number)

 

2. Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?

 

Yes ☑ No ☐  

 

If answer is no, identify report(s).

 

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

Yes ☐   No ☑

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

FRIEDMAN INDUSTRIES, INCORPORATED

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized

 

Date: February 16, 2021

By: /s/ Alex LaRue

 

Alex LaRue

Chief Financial Officer and Treasurer

 

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

 

Attention

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).