-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bmb7iVMhjHbDe4Rowei8GLswROsEYZsrbUigbNKtpK3K7igq8/LFARdRjQQwRYpU EzuEIzad6znBwl+cSSQRjg== 0000950152-99-000477.txt : 19990129 0000950152-99-000477.hdr.sgml : 19990129 ACCESSION NUMBER: 0000950152-99-000477 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRISCHS RESTAURANTS INC CENTRAL INDEX KEY: 0000039047 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 310523213 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36806 FILM NUMBER: 99515273 BUSINESS ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 BUSINESS PHONE: 5139612660 MAIL ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAIER BLANCHE F CENTRAL INDEX KEY: 0001069419 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 BUSINESS PHONE: 5139612660 SC 13D/A 1 FRISCH'S RESTAURANTS/BLANCHE MAIER--SCHEDULE 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 FRISCH'S RESTAURANTS, INC. -------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE -------------------------- (Title of Class of Securities) 358748101 --------- (CUSIP Number) JAMES R. CUMMINS, ESQ., BROWN, CUMMINS & BROWN CO., L.P.A., 3500 CAREW TOWER, 441 VINE STREET, CINCINNATI, OHIO 45202 (513) 381-2121 --------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) NOVEMBER 13, 1998 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGES) (PAGE 1 OF 4 PAGES) 2 CUSIP NO. 358748101 SCHEDULE 13D PAGE 2 OF4 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mrs. Blanche F. Maier - ###-##-#### - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS PF, OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 1,748,448(1) NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY OWNED 8. SHARED VOTING POWER -0- BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER 741,592 ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 89,170(1) - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,748,448 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.46% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- (1) Includes 741,592 shares over which Mrs. Maier has sole voting and investment power and the following shares over which Mrs. Maier, as Voting Trustee, was given sole voting power pursuant to a Voting Trust Agreement dated June 26, 1997 (attached as an exhibit hereto): 764,197 shares owned by Jack C. Maier, Craig F. Maier and Karen F. Maier as Co-Trustees of the Trust established under the Will of David Frisch, deceased (the "David Frisch Trust"); 89,170 shares owned by Mrs. Maier and Jack C. Maier as Co-Trustees of the Trust established under the Will of Shirley F. Heinichen, deceased (Mrs. Maier shares dispositive power over these shares with Mr. Jack C. Maier); and 153,489 shares owned by Jack C. Maier as Trustee under the Annette Frisch Trust dated January 4, 1991 (the "Annette Frisch Trust"). Mrs. Maier has no dispositive power over the shares owned by the David Frisch Trust and the Annette Frisch Trust. 3 CUSIP NO. 358748101 SCHEDULE 13D PAGE 3 OF 4 - -------------------------------------------------------------------------------- SCHEDULE 13D ADDITIONAL INFORMATION This filing contains information previously reported on Form 3's, Form 4's, Form 5's and Frisch's Restaurants, Inc.'s Schedule 14A's. ITEM 1. SECURITY AND ISSUER: --------------------- No change. ITEM 2. IDENTITY AND BACKGROUND: ------------------------ No change. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: -------------------------------------------------- No change. ITEM 4. PURPOSE OF TRANSACTION: ----------------------- No change. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER: ------------------------------------- (a) See page 2, nos. 11 and 13. (b) Mrs. Blanche F. Maier beneficially owns 1,750,712 shares pursuant to the Act and the regulations promulgated thereunder. This includes: (i) 701,188 shares over which Mrs. Maier has sole voting and investment power, as General Partner of the JBM Limited Partnership; (ii) 40,404 shares over which Mrs. Maier has sole voting and investment power; (iii) 89,170 shares over which Mrs. Maier has sole voting but shares investment power with Mr. Jack C. Maier under the Trust established under the Will of Shirley F. Heinichen; (iv) 764,197 shares owned by Jack C. Maier, Craig F. Maier and Karen F. Maier as Co-Trustees of the David Frisch Trust over which Mrs. Maier has sole voting power but no dispositive power; and (v) 153,489 shares owned by Jack C. Maier as Trustee under the Annette Frisch Trust dated January 4, 1991, over which Mrs. Maier has sole voting power but no dispositive power. Not included in this amount are 45 shares owned by Jack C. Maier, Mrs. Maier's husband, as to which Mrs. Maier disclaims beneficial ownership. 4 CUSIP NO. 358748101 SCHEDULE 13D PAGE 4 OF 4 - -------------------------------------------------------------------------------- Mr. Jack C. Maier, 2800 Gilbert Avenue, Cincinnati, Ohio 45206, is a Director and Chairman of the Board of Frisch's and is a limited partner of JBM Limited Partnership. Mr. Maier has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Mr. Maier has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in Mr. Maier being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Maier is a United States citizen. (c) Mr. Jack Maier gifted to JBM Limited Partnership 94,131 shares on 11/13/98 and 1,000 shares on 11/18/98. (d) Jack C. Maier and Blanche F. Maier serve as Co-Trustees of the Trust established under the Will of Shirley Heinichen, deceased, therefore they each share the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares owned by the Trust. (e) N/A ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO ------------------------------------------------------------------------ SECURITIES OF THE ISSUE: ------------------------ No change. ITEM 7. MATERIALS TO BE FILED AS EXHIBITS: ---------------------------------- No change. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 22, 1999 /s/ Mrs. Blanche F. Maier ----------------------------- MRS. BLANCHE F. MAIER -----END PRIVACY-ENHANCED MESSAGE-----