0001209191-17-002336.txt : 20170105 0001209191-17-002336.hdr.sgml : 20170105 20170105182615 ACCESSION NUMBER: 0001209191-17-002336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Industry, Inc. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL WILLIAM K CENTRAL INDEX KEY: 0001181855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 17512291 MAIL ADDRESS: STREET 1: 13000 WEST SILVER SPRING ROAD CITY: BUTLER STATE: WI ZIP: 53201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-03 0 0000038984 Real Industry, Inc. RELY 0001181855 HALL WILLIAM K 15301 VENTURA BOULEVARD SUITE 400 SHERMAN OAKS CA 91403 1 0 0 0 Common Stock 2017-01-03 4 A 0 13935 0.00 A 43646 D Common Stock 2017-01-03 4 A 0 1069 0.00 A 44715 D Annual grant of shares of restricted common stock to independent Directors issued to Mr. Hall under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan (the "Plan"). The number of shares represents $85,000 divided by the closing price of the Company's common stock on the day prior to issuance. Such shares will vest in full on January 3, 2018, with accelerated vesting in the event of a change in control of the Company, Mr. Hall's death or disability, or if Mr. Hall is not re-elected to the Board or is not re-nominated for election by the Company after indicating a willingness to serve. Common stock underlying 1,069 fully vested Restricted Stock Units ("RSUs") issued to Mr. Hall under the Plan in lieu of his cash Board service fees for the first quarter of 2017. Mr. Hall has irrevocably elected to receive 31.25% of his Board service fees for 2017 (including cash retainer fees for his service as a director and committee chairman and any other cash Board service fees that may be payable during 2017) in the form of RSUs pursuant to a policy where non-management Directors may elect to receive RSUs calculated at the closing stock price as of the date of grant in lieu of some or all of their cash Board service fees. Such RSUs are issued on a quarterly basis on the first business day of the quarter. The RSUs are immediately vested and will convert to common stock upon Mr. Hall's termination of service to the Board. The number of shares represents $6,250 (31.25% of one-quarter of Mr. Hall's annual fees of $80,000), divided by the closing price of the Company's common stock on the scheduled date of the Board service fee payment. /s/ Kyle Ross, Attorney-in-Fact for William Hall 2017-01-05