| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SIGNATURE GROUP HOLDINGS INC [ SGGH:PK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/11/2010 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/11/2010 | P | 1,250,000 | A | $0.8 | 1,250,000 | I | James A. McIntyre Living Trust(1) | ||
| Common Stock | 06/25/2010 | J(2) | 193,505 | A | (2) | 193,505 | I | James A. McIntyre Living Trust(1) | ||
| Common Stock | 06/11/2010(3) | J(3) | 3,577,978 | A | (3) | 3,577,978 | I | James A. McIntyre Living Trust(1) | ||
| Common Stock | 06/11/2010(3) | J(3) | 4,323,316 | A | (3) | 4,323,316 | I | Amanda Nyce McIntyre Separate Property Trust(4) | ||
| Common Stock | 06/11/2010(3) | J(3) | 60,150 | A | (3) | 60,150 | I | James A. McIntyre Grandchildren's Trust(5) | ||
| Common Stock | 06/11/2010(3) | J(3) | 1,768,945 | A | (3) | 1,768,945 | I | The McIntyre Foundation(6) | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. The reporting person is the current trustee and the sole current vested beneficiary of the James A. McIntyre Living Trust, with the power to act as owner over the trust property. |
| 2. The subject common stock was issued on or about June 25, 2010 pursuant to that certain Signature Group Holdings, LLCs Chapter 11 Fourth Amended Plan of Reorganization of Fremont General Corporation, Joined by James McIntyre as Co-Plan Proponent, Dated June 8, 2010 in exchange for certain claims of the reporting person known as the TOPrs Claims in the subject plan of reorganization. |
| 3. Subject common stock was issued on or about June 11, 2010 pursuant to that certain Signature Group Holdings, LLCs Chapter 11 Fourth Amended Plan of Reorganization of Fremont General Corporation, Joined by James McIntyre as Co-Plan Proponent, Dated June 8, 2010, in exchange for certain common stock held by, or deemed held by, the reporting person in Fremont General Corporation, the reorganized company. |
| 4. Amanda Nyce McIntyre is the current trustee and the sole current vested beneficiary of the Amanda Nyce McIntyre Separate Property Trust, and is the spouse of the reporting person. |
| 5. The reporting person is the current trustee of the James A. McIntyre Grandchildrens Trust, with the power to act as owner over the trust property. |
| 6. The reporting person is the current Chief Financial Officer of The McIntyre Foundation. |
| James A. McIntyre | 08/23/2010 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||