0001964306-23-000344.txt : 20231214 0001964306-23-000344.hdr.sgml : 20231214 20231214182320 ACCESSION NUMBER: 0001964306-23-000344 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 231488329 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sethi Alok CENTRAL INDEX KEY: 0001718985 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: ONE FRANKLING PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001718985 XXXXXXXX LIVE 0000038777 FRANKLIN RESOURCES INC 001-09318 ONE FRANKLIN PARKWAY BUILDING 920/2, LEGAL-FRI SECRETARY SAN MATEO CA 94403 650-312-2000 Sethi Alok Officer Common Stock Merrill Lynch

225 Liberty St Floor 37 New York NY 10281

22000 643845.01 494584385 12/14/2023 NYSE Common Stock 08/31/2020 Vesting of restricted stock unit award FRANKLIN RESOURCES INC N 188 08/31/2020 Granted as part of issuer equity compensation plan Common Stock 08/31/2022 Vesting of restricted stock unit award FRANKLIN RESOURCES INC N 5111 08/31/2022 Granted as part of issuer equity compensation plan Common Stock 08/31/2023 Vesting of restricted stock unit award FRANKLIN RESOURCES INC N 16701 08/31/2023 Granted as part of issuer equity compensation plan N Alok Sethi

ONE FRANKLIN PARKWAY BUILDING 920/2, LEGAL-FRI SECRETARY SAN MATEO CA 94403

Common Stock 12/05/2023 25000 634466.07 12/14/2023 Alok Sethi