0001127602-23-028886.txt : 20231205
0001127602-23-028886.hdr.sgml : 20231205
20231205163746
ACCESSION NUMBER: 0001127602-23-028886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231205
DATE AS OF CHANGE: 20231205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sethi Alok
CENTRAL INDEX KEY: 0001718985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 231467155
MAIL ADDRESS:
STREET 1: ONE FRANKLING PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-12-01
0000038777
FRANKLIN RESOURCES INC
BEN
0001718985
Sethi Alok
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
EVP, Head of Global Operations
0
Common Stock, par value $.10
2023-12-01
4
F
0
3168
25.63
D
117481.0643
D
Common Stock, par value $.10
2023-12-05
4
S
0
25000
25.3786
D
92481.0643
D
Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Of the amount of securities beneficially owned, 67,946 shares represent unvested restricted stock units.
/s/ Virginia Rosas, Attorney-in-Fact
2023-12-05