0001127602-23-028836.txt : 20231205
0001127602-23-028836.hdr.sgml : 20231205
20231205152535
ACCESSION NUMBER: 0001127602-23-028836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231205
DATE AS OF CHANGE: 20231205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON GREGORY E
CENTRAL INDEX KEY: 0001010262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 231466319
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-12-01
0000038777
FRANKLIN RESOURCES INC
BEN
0001010262
JOHNSON GREGORY E
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
1
Executive Chairman
0
Common Stock, par value $.10
2023-12-01
4
F
0
18394
25.63
D
2414868
D
Common Stock, par value $.10
6955.9236
I
By 401(k)
Common Stock, par value $.10
2573100
I
By Business Limited Partnership
Common Stock, par value $.10
247461
I
By Children or As Trustee For Children
Common Stock, par value $.10
23967
I
By Spouse
Common Stock, par value $.10
396000
I
By Venture Limited Partnership
Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
Of the amount of securities beneficially owned, 67,203 shares represent unvested restricted stock units.
Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
Business limited partnership under control of Reporting Person.
Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
/s/ Virginia Rosas, Attorney-in-Fact
2023-12-05