0001127602-23-025984.txt : 20231017 0001127602-23-025984.hdr.sgml : 20231017 20231017144216 ACCESSION NUMBER: 0001127602-23-025984 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CHARLES B CENTRAL INDEX KEY: 0000936567 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 231329401 MAIL ADDRESS: STREET 1: FRANKLIN TEMPLETON INVESTMENTS STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 5 1 form5.xml PRIMARY DOCUMENT X0508 5 2023-09-30 0 0 0000038777 FRANKLIN RESOURCES INC BEN 0000936567 JOHNSON CHARLES B C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 0 Common Stock, par value $.10 2023-06-27 5 J 0 267600 0 A 89111992 D Common Stock, par value $.10 23009.431 I By 401(k) Common Stock, par value $.10 4059651 I By IRA Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes. Not applicable. Includes 2,167,800 shares as previously held by spouse. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2023. /s/ Charles B. Johnson 2023-10-16