0001127602-23-023667.txt : 20230905
0001127602-23-023667.hdr.sgml : 20230905
20230905151252
ACCESSION NUMBER: 0001127602-23-023667
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merchant Thomas C
CENTRAL INDEX KEY: 0001573664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 231235357
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-08-31
0000038777
FRANKLIN RESOURCES INC
BEN
0001573664
Merchant Thomas C
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403
1
EVP, General Counsel
0
Common Stock, par value $.10
2023-08-31
4
F
0
4415
26.74
D
32915
D
Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
Of the amount of securities beneficially owned, 19,201 shares represent unvested restricted stock units.
/s/ Virginia Rosas, Attorney-in-Fact
2023-09-05