0001127602-21-030900.txt : 20211214
0001127602-21-030900.hdr.sgml : 20211214
20211214154816
ACCESSION NUMBER: 0001127602-21-030900
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211213
FILED AS OF DATE: 20211214
DATE AS OF CHANGE: 20211214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sethi Alok
CENTRAL INDEX KEY: 0001718985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 211490892
MAIL ADDRESS:
STREET 1: ONE FRANKLING PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920/2, LEGAL-FRI SECRETARY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-12-13
0000038777
FRANKLIN RESOURCES INC
BEN
0001718985
Sethi Alok
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
EVP, Technology and Operations
Common Stock, par value $.10
2021-12-13
4
A
0
1629
34.12
A
91894
D
On December 13, 2021, the Reporting Person was granted a restricted stock unit award.
Of the amount of securities beneficially owned, 62,088 shares represent unvested restricted stock unit awards.
/s/ Virginia Rosas, Attorney-in-Fact
2021-12-14