X0306 4 2021-11-08 0000038777 FRANKLIN RESOURCES INC BEN 0001010270 JOHNSON JENNIFER M C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 1 President and CEO Common Stock, par value $.10 2021-11-08 4 A 0 219642 35.74 A 1871438.0315 D Common Stock, par value $.10 2021-11-08 4 A 0 36723 A 1908161.0315 D Common Stock, par value $.10 2191.0333 I By 401(k) Common Stock, par value $.10 2610000 I By Business Limited Partnership Common Stock, par value $.10 15000 I By Business Trust Common Stock, par value $.10 438444 I By Children or As Trustee For Children Common Stock, par value $.10 198000 I By Venture Limited Partnership On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. Not applicable. Of the amount of securities beneficially owned, 339,003 shares represented unvested restricted stock and stock unit awards (excluding the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021. Business limited partnership under control of Reporting Person. Business trust for the benefit of Reporting Person and Reporting Person's children. Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. /s/ Virginia Rosas, Attorney-in-Fact 2021-11-10