0001127602-21-028150.txt : 20211102 0001127602-21-028150.hdr.sgml : 20211102 20211102172427 ACCESSION NUMBER: 0001127602-21-028150 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON JENNIFER M CENTRAL INDEX KEY: 0001010270 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 211372614 MAIL ADDRESS: STREET 1: C/O FRANKLIN RESOURCES, INC. STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 FORMER NAME: FORMER CONFORMED NAME: BOLT JENNIFER J DATE OF NAME CHANGE: 19960307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2021-09-30 0 0 0000038777 FRANKLIN RESOURCES INC BEN 0001010270 JOHNSON JENNIFER M C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 1 President and CEO Common Stock, par value $.10 2020-12-21 5 G 0 246040 0 A 438444 I By Children or As Trustee For Children Common Stock, par value $.10 2020-12-21 5 G 0 246040 0 D 1651796.0315 D Common Stock, par value $.10 2171.173 I By 401(k) Common Stock, par value $.10 2610000 I By Business Limited Partnership Common Stock, par value $.10 15000 I By Business Trust Common Stock, par value $.10 198000 I By Venture Limited Partnership Not applicable. Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021. Business limited partnership under control of Reporting Person. Business trust for the benefit of Reporting Person and Reporting Person's children. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. /s/ Jennifer M. Johnson 2021-11-02