X0306 5 2021-09-30 0 0 0000038777 FRANKLIN RESOURCES INC BEN 0001010262 JOHNSON GREGORY E C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 1 Executive Chairman Common Stock, par value $.10 2020-12-18 5 G 0 134853 0 A 243441 I By Children or As Trustee For Children Common Stock, par value $.10 2020-12-18 5 G 0 134853 0 D 2247898 D Common Stock, par value $.10 2020-12-21 5 G 0 1218 0 A 2247898 D Common Stock, par value $.10 2020-12-21 5 G 0 1218 0 A 21957 I By Spouse Common Stock, par value $.10 2020-12-21 5 G 0 2436 0 A 243441 I By Children or As Trustee For Children Common Stock, par value $.10 2020-12-21 5 G 0 13392 0 D 2247898 D Common Stock, par value $.10 2020-12-21 5 G 0 13392 0 A 243441 I By Children or As Trustee For Children Common Stock, par value $.10 2020-12-22 5 G 0 13392 0 A 243441 I By Children or As Trustee For Children Common Stock, par value $.10 2020-12-22 5 G 0 13392 0 D 2247898 D Common Stock, par value $.10 6309.7549 I By 401(k) Common Stock, par value $.10 2565000 I By Business Limited Partnership Common Stock, par value $.10 8100 I By Business Trust Common Stock, par value $.10 396000 I By Venture Limited Partnership Not applicable. Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021. Business limited partnership under control of Reporting Person. Business trust for the benefit of Reporting Person and Reporting Person's children. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. Copy of Limited Power of Attorney included as Exhibit 24. /s/ Gregory E. Johnson 2021-10-31