0001127602-20-030282.txt : 20201202 0001127602-20-030282.hdr.sgml : 20201202 20201202161104 ACCESSION NUMBER: 0001127602-20-030282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaneyfelt Gwen L CENTRAL INDEX KEY: 0001772077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 201363889 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-01 0000038777 FRANKLIN RESOURCES INC BEN 0001772077 Shaneyfelt Gwen L C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 Chief Accounting Officer Common Stock, par value $.10 2020-12-01 4 F 0 2895 22.36 D 72982.0115 D Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. /s/ Virginia Rosas, Attorney-in-Fact 2020-12-02