0001127602-20-028544.txt : 20201109
0001127602-20-028544.hdr.sgml : 20201109
20201109212005
ACCESSION NUMBER: 0001127602-20-028544
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201105
FILED AS OF DATE: 20201109
DATE AS OF CHANGE: 20201109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicholls Matthew
CENTRAL INDEX KEY: 0001773856
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 201299415
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2020-11-05
2020-11-09
0000038777
FRANKLIN RESOURCES INC
BEN
0001773856
Nicholls Matthew
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403
1
EVP and CFO
Common Stock, par value $.10
2020-11-05
4
A
0
918
0
A
141963
D
This amendment on Form 4/A to the Form 4 filed on November 9, 2020 (the "Original Form 4") is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on December 1, 2020 per the certification of certain performance criteria, reflecting the deletion of 918 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same.
Not applicable.
/s/ Matthew Nicholls
2020-11-09