0001127602-20-023844.txt : 20200818 0001127602-20-023844.hdr.sgml : 20200818 20200818172149 ACCESSION NUMBER: 0001127602-20-023844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200818 DATE AS OF CHANGE: 20200818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byerwalter Mariann H CENTRAL INDEX KEY: 0001233561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 201114627 MAIL ADDRESS: STREET 1: ONE BELVEDERE PL STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER NAME: FORMER CONFORMED NAME: BYEWALTER MARIANH DATE OF NAME CHANGE: 20030516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-17 0000038777 FRANKLIN RESOURCES INC BEN 0001233561 Byerwalter Mariann H C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403 1 Common Stock, par value $.10 2020-08-17 4 S 0 1827 21.90 D 9188 D Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. /s/Mariann Byerwalter 2020-08-18