0001127602-20-008793.txt : 20200303 0001127602-20-008793.hdr.sgml : 20200303 20200303121210 ACCESSION NUMBER: 0001127602-20-008793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tyle Craig Steven CENTRAL INDEX KEY: 0001338014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 20680783 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0000038777 FRANKLIN RESOURCES INC BEN 0001338014 Tyle Craig Steven C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 EVP & General Counsel Common Stock, par value $.10 2020-03-02 4 S 0 5000 21.95 D 104403.042 D Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019. Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards. /s/ Craig S. Tyle 2020-03-03