0001127602-19-034021.txt : 20191202 0001127602-19-034021.hdr.sgml : 20191202 20191202191839 ACCESSION NUMBER: 0001127602-19-034021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191202 DATE AS OF CHANGE: 20191202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tyle Craig Steven CENTRAL INDEX KEY: 0001338014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 191264281 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-29 0000038777 FRANKLIN RESOURCES INC BEN 0001338014 Tyle Craig Steven C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 EVP & General Counsel Common Stock, par value $.10 2019-11-29 4 F 0 943 27.49 D 113793.042 D Common Stock, par value $.10 2019-12-02 4 S 0 5000 27.57 D 108793.042 D Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019. Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards. /s/ Virginia Rosas, Attorney-in-Fact 2019-12-02