0001127602-19-034021.txt : 20191202
0001127602-19-034021.hdr.sgml : 20191202
20191202191839
ACCESSION NUMBER: 0001127602-19-034021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191129
FILED AS OF DATE: 20191202
DATE AS OF CHANGE: 20191202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tyle Craig Steven
CENTRAL INDEX KEY: 0001338014
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 191264281
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403-1906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-11-29
0000038777
FRANKLIN RESOURCES INC
BEN
0001338014
Tyle Craig Steven
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
EVP & General Counsel
Common Stock, par value $.10
2019-11-29
4
F
0
943
27.49
D
113793.042
D
Common Stock, par value $.10
2019-12-02
4
S
0
5000
27.57
D
108793.042
D
Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019.
Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards.
/s/ Virginia Rosas, Attorney-in-Fact
2019-12-02