0001127602-17-033754.txt : 20171204 0001127602-17-033754.hdr.sgml : 20171204 20171204144553 ACCESSION NUMBER: 0001127602-17-033754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171204 DATE AS OF CHANGE: 20171204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON RUPERT H JR CENTRAL INDEX KEY: 0001010261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 171236775 MAIL ADDRESS: STREET 1: C/O FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-01 0000038777 FRANKLIN RESOURCES INC BEN 0001010261 JOHNSON RUPERT H JR C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 1 1 Vice Chairman Common Stock, par value $.10 2017-12-01 4 S 0 150000 42.95 D 756735 I By IRA Common Stock, par value $.10 2017-12-01 4 S 0 250000 42.95 D 103976045 D Common Stock, par value $.10 22874.8549 I By 401(k) Common Stock, par value $.10 10116 I By Spouse Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017. Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. /s/ Rupert H. Johnson, Jr. 2017-12-04