0001127602-17-033754.txt : 20171204
0001127602-17-033754.hdr.sgml : 20171204
20171204144553
ACCESSION NUMBER: 0001127602-17-033754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON RUPERT H JR
CENTRAL INDEX KEY: 0001010261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 171236775
MAIL ADDRESS:
STREET 1: C/O FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-12-01
0000038777
FRANKLIN RESOURCES INC
BEN
0001010261
JOHNSON RUPERT H JR
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
1
1
Vice Chairman
Common Stock, par value $.10
2017-12-01
4
S
0
150000
42.95
D
756735
I
By IRA
Common Stock, par value $.10
2017-12-01
4
S
0
250000
42.95
D
103976045
D
Common Stock, par value $.10
22874.8549
I
By 401(k)
Common Stock, par value $.10
10116
I
By Spouse
Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.
Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
/s/ Rupert H. Johnson, Jr.
2017-12-04