0001127602-17-030444.txt : 20171030
0001127602-17-030444.hdr.sgml : 20171030
20171030144911
ACCESSION NUMBER: 0001127602-17-030444
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON JENNIFER M
CENTRAL INDEX KEY: 0001010270
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 171161945
MAIL ADDRESS:
STREET 1: C/O FRANKLIN RESOURCES, INC.
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403-1906
FORMER NAME:
FORMER CONFORMED NAME: BOLT JENNIFER J
DATE OF NAME CHANGE: 19960307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2017-09-30
0
0
0000038777
FRANKLIN RESOURCES INC
BEN
0001010270
JOHNSON JENNIFER M
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
President and COO
Common Stock, par value $.10
2016-12-20
5
G
0
1740
0
D
1506173.5625
D
Common Stock, par value $.10
2016-12-20
5
G
0
1740
0
A
168229
I
As A Trustee For Minor Children
Common Stock, par value $.10
1725.8269
I
By 401(k)
Common Stock, par value $.10
2610000
I
By Business Limited Partnership
Common Stock, par value $.10
15000
I
By Business Trust
Common Stock, par value $.10
198000
I
By Venture Limited Partnership
Not applicable.
Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
Business limited partnership under control of Reporting Person.
Business trust for the benefit of Reporting Person and Reporting Person's children.
Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
/s/ Jennifer M. Johnson
2017-10-30