The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 06-30-2020 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | FRANKLIN RESOURCES INC |
| Address: | Franklin Resources Inc |
| One Franklin Parkway | |
| San Mateo, CA 94403 | |
| Form 13F File Number: | 028-00734 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Aliya S. Gordon | |||
| Title: | Vice President and Secretary | |||
| Phone: | 800-632-2350 | |||
| Signature, Place, and Date of Signing: | ||||
| /s/ALIYA S. GORDON | San Mateo, CA | 08-04-2020 | ||
| [Signature] | [City, State] | [Date] | ||
| Fiduciary Trust Company International of Pennsylvania (formerly known as Pennsylvania Trust Co.), 13F File Number 028-15057 ("FTCIP"), was acquired by Franklin Resources, Inc. ("FRI") on May 1, 2020. Through the quarter ended March 31, 2020, FTCIP reported its holdings of 13F Securities on a 13F Holdings Report. As a result of that acquisition, beginning with this Form 13F, FTCIP will no longer file a Holdings Report. Instead, FTCIP's holdings of 13F Securities will be included on FRI's Combination Report, FTCIP will be listed as an Other Included Manager on that Combination Report, and FTCIP will file, to the extent required, a 13F Notice. Additionally, Fiduciary Trust International LLC, which is listed as an Other Manager Reporting for FRI, was formerly known as Athena Capital Advisors LLC. | ||||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 028-13852 | FIDUCIARY TRUST INTERNATIONAL LLC | ||
| 028-18146 | Benefit Street Partners LLC | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 17 | ||||
| Form 13F Information Table Entry Total: | 4,937 | ||||
| Form 13F Information Table Value Total: | 194,115,428 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| No. | Form 13F File Number | Name | |
| 1 | 028-13078 | Edinburgh Partners Ltd | |
| 2 | 028-03877 | FIDUCIARY TRUST CO INTERNATIONAL | |
| 3 | 028-17561 | FIDUCIARY TRUST Co OF CANADA | |
| 4 | 028-03578 | FRANKLIN ADVISERS INC | |
| 5 | 028-05930 | FRANKLIN ADVISORY SERVICES LLC | |
| 6 | 028-06154 | FRANKLIN MUTUAL ADVISERS LLC | |
| 7 | 028-12310 | Franklin Templeton Institutional, LLC | |
| 8 | 028-19123 | Franklin Templeton International Services S.a r.l | |
| 9 | 028-18545 | Franklin Templeton Investimentos (Brasil) Ltda | |
| 10 | 028-11761 | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD | |
| 11 | 028-11753 | Franklin Templeton Investments Australia LTD | |
| 12 | 028-06143 | FRANKLIN TEMPLETON INVESTMENTS CORP | |
| 13 | 028-17200 | K2/D&S MANAGEMENT CO LLC | |
| 14 | 028-15057 | Fiduciary Trust Co International of Pennsylvania | |
| 15 | 028-11763 | TEMPLETON ASSET MANAGEMENT LTD | |
| 16 | 028-05454 | TEMPLETON GLOBAL ADVISORS LTD | |
| 17 | 028-01074 | TEMPLETON INVESTMENT COUNSEL LLC | |