N-PX 1 fcfn-px0621.htm FCF PE 06-30-2021 fcfn-px0621.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-00537   

 

Franklin Custodian Funds

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000     

 

Date of fiscal year end:      9/30       

 

Date of reporting period:   6/30/21

 

Item 1. Proxy Voting Records.

Franklin DynaTech Fund

 

10X GENOMICS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TXG
Security ID:  88025U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bryan E. Roberts

Management

For

For

1b

Elect Director Kimberly J. Popovits

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director Robert B. Ford

Management

For

For

1.5

Elect Director Michelle A. Kumbier

Management

For

For

1.6

Elect Director Darren W. McDew

Management

For

For

1.7

Elect Director Nancy McKinstry

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Michael F. Roman

Management

For

For

1.10

Elect Director Daniel J. Starks

Management

For

For

1.11

Elect Director John G. Stratton

Management

For

For

1.12

Elect Director Glenn F. Tilton

Management

For

For

1.13

Elect Director Miles D. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4a

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

Management

For

For

4b

Adopt Majority Voting Standard for Certain Extraordinary Transactions

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Racial Justice

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

Against

 

 

 

ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 21, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ATVI
Security ID:  00507V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Reveta Bowers

Management

For

For

1b

Elect Director Robert Corti

Management

For

For

1c

Elect Director Hendrik Hartong, III

Management

For

For

1d

Elect Director Brian Kelly

Management

For

For

1e

Elect Director Robert Kotick

Management

For

For

1f

Elect Director Barry Meyer

Management

For

For

1g

Elect Director Robert Morgado

Management

For

For

1h

Elect Director Peter Nolan

Management

For

For

1i

Elect Director Dawn Ostroff

Management

For

For

1j

Elect Director Casey Wasserman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

ADEVINTA ASA
Meeting Date:  OCT 29, 2020
Record Date:  
Meeting Type:  SPECIAL

Ticker:  ADE
Security ID:  R0000V110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting; Registration of Attending Shareholders and Proxies

Management

None

None

2

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

Management

For

Did Not Vote

3

Approve Notice of Meeting and Agenda

Management

For

Did Not Vote

4

Approve Issuance of Shares in Connection with Acquisition of eBay Classifieds Group; Approve Article Amendments; Approve Instructions for Nominating Committee

Management

For

Did Not Vote

 

 

ADEVINTA ASA
Meeting Date:  JUN 29, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  ADE
Security ID:  R0000V110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Notice of Meeting and Agenda

Management

For

Did Not Vote

2

Elect Chairman of Meeting

Management

For

Did Not Vote

3

Designate Inspector(s) of Minutes of Meeting

Management

For

Did Not Vote

4

Accept Financial Statements and Statutory Reports

Management

For

Did Not Vote

5

Approve Company's Corporate Governance Statement

Management

For

Did Not Vote

6

Approve Remuneration Policy And Other Terms of Employment For Executive Management

Management

For

Did Not Vote

7

Approve Remuneration of Auditors

Management

For

Did Not Vote

8a

Reelect Orla Noonan (Chairman) as Director

Management

For

Did Not Vote

8b

Reelect Fernando Abril-Martorell Hernandez as Director

Management

For

Did Not Vote

8c

Reelect Peter Brooks-Johnson as Director

Management

For

Did Not Vote

8d

Reelect Sophie Javary as Director

Management

For

Did Not Vote

8e

Reelect Kristin Skogen Lund as Director

Management

For

Did Not Vote

8f

Elect Julia Jaekel as New Director

Management

For

Did Not Vote

8g

Elect Michael Nilles as New Director

Management

For

Did Not Vote

9

Approve Remuneration of Directors in the Amount of NOK 1.45 Million for Chairman and NOK 750,000 for the Other Directors; Approve Committee Fees

Management

For

Did Not Vote

10

Elect Ole E. Dahl as Member of Nominating Committee

Management

For

Did Not Vote

11

Approve Remuneration of Nominating Committee

Management

For

Did Not Vote

12

Approve Creation of NOK 24.5 Million Pool of Capital without Preemptive Rights

Management

For

Did Not Vote

13

Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 7.5 Billion; Approve Creation of NOK 24.5 Million Pool of Capital to Guarantee Conversion Rights

Management

For

Did Not Vote

14

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

Did Not Vote

15

Amend eBay Classified Closing Articles Re: Shareholder Rights

Management

For

Did Not Vote
 

 

 

ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy Banse

Management

For

For

1b

Elect Director Melanie Boulden

Management

For

For

1c

Elect Director Frank Calderoni

Management

For

For

1d

Elect Director James Daley

Management

For

For

1e

Elect Director Laura Desmond

Management

For

For

1f

Elect Director Shantanu Narayen

Management

For

For

1g

Elect Director Kathleen Oberg

Management

For

For

1h

Elect Director Dheeraj Pandey

Management

For

For

1i

Elect Director David Ricks

Management

For

For

1j

Elect Director Daniel Rosensweig

Management

For

For

1k

Elect Director John Warnock

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ADYEN NV
Meeting Date:  FEB 12, 2021
Record Date:  JAN 15, 2021
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Announcements

Management

None

None

2

Elect Alexander Matthey to Management Board

Management

For

For

3

Elect Caoimhe Treasa Keogan to Supervisory Board

Management

For

For

4

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  JUN 03, 2021
Record Date:  MAY 06, 2021
Meeting Type:  ANNUAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2.b

Approve Remuneration Report

Management

For

For

2.c

Adopt Financial Statements and Statutory Reports

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5

Reelect Ingo Jeroen Uytdehaage to Management Board

Management

For

For

6

Reelect Delfin Rueda Arroyo to Supervisory Board

Management

For

For

7

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

Management

For

For

8

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

10

Ratify PwC as Auditors

Management

For

For

 

 

AFTERPAY LIMITED
Meeting Date:  NOV 17, 2020
Record Date:  NOV 15, 2020
Meeting Type:  ANNUAL

Ticker:  APT
Security ID:  Q3583G105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2A

Elect Gary Briggs as Director

Management

For

For

2B

Elect Patrick O'Sullivan as Director

Management

For

For

2C

Elect Sharon Rothstein as Director

Management

For

For

2D

Elect Nicholas Molnar as Director

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Ratify Past Issuance of Shares to Institutional and Professional Investors

Management

For

For

5

Approve Issuance of Convertible Note Pursuant to Pagantis Acquisition

Management

For

For

6

Approve Application of Supplementary Terms of Afterpay Equity Incentive Plan to Equity Awards Issued to Participants in California

Management

For

For

7

Approve Grant of Options to Anthony Eisen

Management

For

For

8

Approve Grant of Options to Nick Molnar

Management

For

For
 

 

 

AIRBNB, INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  ABNB
Security ID:  009066101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Angela Ahrendts

Management

For

For

1.2

Elect Director Brian Chesky

Management

For

For

1.3

Elect Director Kenneth Chenault

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2020
Record Date:  AUG 17, 2020
Meeting Type:  ANNUAL

Ticker:  9988
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2.1

Elect Maggie Wei Wu as Director

Management

For

Against

2.2

Elect Kabir Misra as Director

Management

For

Against

2.3

Elect Walter Teh Ming Kwauk as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For
 

 

 

ALPHABET INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Larry Page

Management

For

For

1b

Elect Director Sergey Brin

Management

For

For

1c

Elect Director Sundar Pichai

Management

For

For

1d

Elect Director John L. Hennessy

Management

For

For

1e

Elect Director Frances H. Arnold

Management

For

For

1f

Elect Director L. John Doerr

Management

For

For

1g

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1h

Elect Director Ann Mather

Management

For

For

1i

Elect Director Alan R. Mulally

Management

For

For

1j

Elect Director K. Ram Shriram

Management

For

For

1k

Elect Director Robin L. Washington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

6

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

7

Report on Takedown Requests

Shareholder

Against

Against

8

Report on Whistleblower Policies and Practices

Shareholder

Against

Against

9

Report on Charitable Contributions

Shareholder

Against

Against

10

Report on Risks Related to Anticompetitive Practices

Shareholder

Against

Against

11

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Keith B. Alexander

Management

For

For

1c

Elect Director Jamie S. Gorelick

Management

For

For

1d

Elect Director Daniel P. Huttenlocher

Management

For

For

1e

Elect Director Judith A. McGrath

Management

For

For

1f

Elect Director Indra K. Nooyi

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

For

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

7

Report on Promotion Data

Shareholder

Against

Against

8

Report on the Impacts of Plastic Packaging

Shareholder

Against

Against

9

Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit

Shareholder

Against

Against

10

Adopt a Policy to Include Hourly Employees as Director Candidates

Shareholder

Against

Against

11

Report on Board Oversight of Risks Related to Anti-Competitive Practices

Shareholder

Against

Against

12

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

13

Report on Lobbying Payments and Policy

Shareholder

Against

Against

14

Report on Potential Human Rights Impacts of Customers' Use of Rekognition

Shareholder

Against

Against
 

 

 

AMPHENOL CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  APH
Security ID:  032095101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley L. Clark

Management

For

For

1.2

Elect Director John D. Craig

Management

For

For

1.3

Elect Director David P. Falck

Management

For

For

1.4

Elect Director Edward G. Jepsen

Management

For

For

1.5

Elect Director Rita S. Lane

Management

For

For

1.6

Elect Director Robert A. Livingston

Management

For

For

1.7

Elect Director Martin H. Loeffler

Management

For

For

1.8

Elect Director R. Adam Norwitt

Management

For

For

1.9

Elect Director Anne Clarke Wolff

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Option Plan

Management

For

For

5

Increase Authorized Common Stock

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against

 

 

ANALOG DEVICES, INC.
Meeting Date:  OCT 08, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 10, 2021
Record Date:  JAN 04, 2021
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

For

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Laurie H. Glimcher

Management

For

For

1h

Elect Director Karen M. Golz

Management

For

For

1i

Elect Director Mark M. Little

Management

For

For

1j

Elect Director Kenton J. Sicchitano

Management

For

For

1k

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ANSYS, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ANSS
Security ID:  03662Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jim Frankola

Management

For

For

1b

Elect Director Alec D. Gallimore

Management

For

For

1c

Elect Director Ronald W. Hovsepian

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

Against

For

 

 

APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Monica Lozano

Management

For

For

1g

Elect Director Ron Sugar

Management

For

For

1h

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Improve Principles of Executive Compensation Program

Shareholder

Against

Against
 

 

 

APPLIED MOLECULAR TRANSPORT INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  AMTI
Security ID:  03824M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall Mrsny

Management

For

For

1.2

Elect Director Aaron VanDevender

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ARGENX SE
Meeting Date:  MAY 11, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  N0610Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Adopt Remuneration Policy

Management

For

Against

4

Approve Remuneration Report

Management

For

Against

5.a

Discuss Annual Report for FY 2020

Management

None

None

5.b

Adopt Financial Statements and Statutory Reports

Management

For

For

5.c

Discussion on Company's Corporate Governance Structure

Management

None

None

5.d

Approve Allocation of Losses to the Retained Earnings of the Company

Management

For

For

5.e

Approve Discharge of Directors

Management

For

For

6

Elect Yvonne Greenstreet as Non-Executive Director

Management

For

Against

7

Reelect Anthony Rosenberg as Non-Executive Director

Management

For

For

8

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

For

9

Ratify Deloitte Accountants B.V. as Auditors

Management

For

For

10

Other Business (Non-Voting)

Management

None

None

11

Close Meeting

Management

None

None
 

 

 

ASML HOLDING NV
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Discuss the Company's Business, Financial Situation and Sustainability

Management

None

None

3.a

Approve Remuneration Report

Management

For

For

3.b

Adopt Financial Statements and Statutory Reports

Management

For

For

3.c

Receive Clarification on Company's Reserves and Dividend Policy

Management

None

None

3.d

Approve Dividends of EUR 2.75 Per Share

Management

For

For

4.a

Approve Discharge of Management Board

Management

For

For

4.b

Approve Discharge of Supervisory Board

Management

For

For

5

Approve Number of Shares for Management Board

Management

For

For

6

Approve Certain Adjustments to the Remuneration Policy for Management Board

Management

For

For

7

Approve Certain Adjustments to the Remuneration Policy for Supervisory Board

Management

For

For

8

Receive Information on the Composition of the Management Board

Management

None

None

9.a

Elect B. Conix to Supervisory Board

Management

For

For

9.b

Receive Information on the Composition of the Supervisory Board

Management

None

None

10

Ratify KPMG Accountants N.V. as Auditors

Management

For

For

11.a

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

Management

For

For

11.b

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a

Management

For

For

11.c

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

Management

For

For

11.d

Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c

Management

For

For

12.a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12.b

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

13

Authorize Cancellation of Repurchased Shares

Management

For

For

14

Other Business (Non-Voting)

Management

None

None

15

Close Meeting

Management

None

None
 

 

 

ASPEN TECHNOLOGY, INC.
Meeting Date:  JAN 29, 2021
Record Date:  DEC 08, 2020
Meeting Type:  ANNUAL

Ticker:  AZPN
Security ID:  045327103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas M. Bradicich

Management

For

For

1.2

Elect Director Adriana Karaboutis

Management

For

For

1.3

Elect Director Georgia Keresty

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 03, 2020
Record Date:  OCT 06, 2020
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Appoint Ernst & Young LLP as Auditors

Management

For

For

4

Authorize Board to Fix Remuneration of Auditors

Management

For

For

5

Elect Director Shona L. Brown

Management

For

For

6

Elect Director Michael Cannon-Brookes

Management

For

For

7

Elect Director Scott Farquhar

Management

For

For

8

Elect Director Heather Mirjahangir Fernandez

Management

For

For

9

Elect Director Sasan Goodarzi

Management

For

For

10

Elect Director Jay Parikh

Management

For

For

11

Elect Director Enrique Salem

Management

For

For

12

Elect Director Steven Sordello

Management

For

For

13

Elect Director Richard P. Wong

Management

For

For

14

Authorize to Make Off-Market Purchases of Ordinary Shares

Management

For

For

15

Authorize Share Repurchase Program

Management

For

For

 

 

AUTO1 GROUP SE
Meeting Date:  JUN 24, 2021
Record Date:  JUN 02, 2021
Meeting Type:  ANNUAL

Ticker:  AG1
Security ID:  D0R06D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

4

Approve Remuneration Policy

Management

For

Against

5

Approve Remuneration of Supervisory Board

Management

For

For
 

 

 

AUTODESK, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew Anagnost

Management

For

For

1b

Elect Director Karen Blasing

Management

For

For

1c

Elect Director Reid French

Management

For

For

1d

Elect Director Ayanna Howard

Management

For

For

1e

Elect Director Blake Irving

Management

For

For

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Stephen Milligan

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Elizabeth (Betsy) Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

AVALARA, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marion Foote

Management

For

For

1.2

Elect Director Rajeev Singh

Management

For

For

1.3

Elect Director Kathleen Zwickert

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

AXON ENTERPRISE, INC.
Meeting Date:  MAY 27, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  AXON
Security ID:  05464C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Carmona

Management

For

Withhold

1.2

Elect Director Julie Cullivan

Management

For

For

1.3

Elect Director Caitlin Kalinowski

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

4

Approve the Increase in the Maximum Number of Directors from Nine to Eleven

Management

For

For

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For
 

 

 

BENTLEY SYSTEMS, INCORPORATED
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  BSY
Security ID:  08265T208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Barry J. Bentley

Management

For

Withhold

1.2

Elect Director Gregory S. Bentley

Management

For

Withhold

1.3

Elect Director Keith A. Bentley

Management

For

Withhold

1.4

Elect Director Raymond B. Bentley

Management

For

Withhold

1.5

Elect Director Kirk B. Griswold

Management

For

Withhold

1.6

Elect Director Janet B. Haugen

Management

For

For

1.7

Elect Director Brian F. Hughes

Management

For

Withhold

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

BERKELEY LIGHTS, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  BLI
Security ID:  084310101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory Lucier

Management

For

For

1.2

Elect Director Elizabeth Nelson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

BILL.COM HOLDINGS, INC.
Meeting Date:  DEC 03, 2020
Record Date:  OCT 05, 2020
Meeting Type:  ANNUAL

Ticker:  BILL
Security ID:  090043100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rene Lacerte

Management

For

For

1.2

Elect Director Peter Kight

Management

For

For

1.3

Elect Director Colleen Taylor

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

BIO-RAD LABORATORIES, INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  BIO
Security ID:  090572207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Melinda Litherland

Management

For

For

1.2

Elect Director Arnold A. Pinkston

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

BIONTECH SE
Meeting Date:  JUN 22, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL

Ticker:  BNTX
Security ID:  09075V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

4

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

Management

For

For

5

Approve Creation of EUR 123.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights

Management

For

Against

6

Amend Stock Option Plan 2017/2019

Management

For

For

7

Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Million Pool of Conditional Capital to Guarantee Conversion Rights

Management

For

For

8

Amend 2019 Resolution on the Repurchase and Reissuance of Shares

Management

For

For

9

Amend 2019 Resolution on the Repurchase and Reissuance of Shares

Management

For

For

10

Approve Remuneration Policy

Management

For

For

11

Approve Remuneration of Supervisory Board

Management

For

For

12

Cancel Affiliation Agreement with JPT Peptide Technologies GmbH

Management

For

For

13.a

Approve Affiliation Agreements with JPT Peptide Technologies GmbH

Management

For

For

13.b

Approve Affiliation Agreements with BioNTech Manufacturing Marburg GmbH

Management

For

For

13.c

Approve Affiliation Agreements with reSano GmbH

Management

For

For
 

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Glenn D. Fogel

Management

For

For

1.3

Elect Director Mirian M. Graddick-Weir

Management

For

For

1.4

Elect Director Wei Hopeman

Management

For

For

1.5

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.6

Elect Director Charles H. Noski

Management

For

For

1.7

Elect Director Nicholas J. Read

Management

For

For

1.8

Elect Director Thomas E. Rothman

Management

For

For

1.9

Elect Director Bob van Dijk

Management

For

For

1.10

Elect Director Lynn M. Vojvodich

Management

For

For

1.11

Elect Director Vanessa A. Wittman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Provide Right to Act by Written Consent

Management

For

Abstain

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Report on Annual Climate Transition

Shareholder

Against

For

8

Annual Investor Advisory Vote on Climate Plan

Shareholder

Against

Against
 

 

 

CADENCE DESIGN SYSTEMS, INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  CDNS
Security ID:  127387108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark W. Adams

Management

For

Against

1.2

Elect Director Ita Brennan

Management

For

For

1.3

Elect Director Lewis Chew

Management

For

For

1.4

Elect Director Julia Liuson

Management

For

For

1.5

Elect Director James D. Plummer

Management

For

For

1.6

Elect Director Alberto Sangiovanni-Vincentelli

Management

For

For

1.7

Elect Director John B. Shoven

Management

For

For

1.8

Elect Director Young K. Sohn

Management

For

For

1.9

Elect Director Lip-Bu Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against

 

 

CARVANA CO.
Meeting Date:  MAY 03, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL

Ticker:  CVNA
Security ID:  146869102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ernest Garcia, III

Management

For

For

1.2

Elect Director Ira Platt

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CATALENT, INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 02, 2020
Meeting Type:  ANNUAL

Ticker:  CTLT
Security ID:  148806102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Madhavan "Madhu" Balachandran

Management

For

For

1b

Elect Director J. Martin Carroll

Management

For

For

1c

Elect Director Rolf Classon

Management

For

For

1d

Elect Director John J. Greisch

Management

For

For

1e

Elect Director Christa Kreuzburg

Management

For

For

1f

Elect Director Gregory T. Lucier

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CERENCE INC.
Meeting Date:  FEB 11, 2021
Record Date:  DEC 16, 2020
Meeting Type:  ANNUAL

Ticker:  CRNC
Security ID:  156727109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sanjay Jha

Management

For

For

1.2

Elect Director Alfred Nietzel

Management

For

For

2

Ratify BDO USA, LLP as Auditors

Management

For

For

 

 

CERTARA, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  CERT
Security ID:  15687V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mason P. Slaine

Management

For

Withhold

1.2

Elect Director James E. Cashman, III.

Management

For

For

1.3

Elect Director Ethan Waxman

Management

For

For

2

Ratify CohnReznick LLP as Auditors

Management

For

For
 

 

 

CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  CHTR
Security ID:  16119P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director W. Lance Conn

Management

For

For

1b

Elect Director Kim C. Goodman

Management

For

For

1c

Elect Director Craig A. Jacobson

Management

For

For

1d

Elect Director Gregory B. Maffei

Management

For

Against

1e

Elect Director John D. Markley, Jr.

Management

For

For

1f

Elect Director David C. Merritt

Management

For

For

1g

Elect Director James E. Meyer

Management

For

For

1h

Elect Director Steven A. Miron

Management

For

For

1i

Elect Director Balan Nair

Management

For

Against

1j

Elect Director Michael A. Newhouse

Management

For

For

1k

Elect Director Mauricio Ramos

Management

For

For

1l

Elect Director Thomas M. Rutledge

Management

For

For

1m

Elect Director Eric L. Zinterhofer

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Report on Lobbying Payments and Policy

Shareholder

Against

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

Shareholder

Against

For

6

Report on Greenhouse Gas Emissions Disclosure

Shareholder

Against

Against

7

Adopt Policy to Annually Disclose EEO-1 Data

Shareholder

Against

For

 

 

CHEGG, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CHGG
Security ID:  163092109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marne Levine

Management

For

For

1.2

Elect Director Richard Sarnoff

Management

For

For

1.3

Elect Director Paul LeBlanc

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

CHEWY, INC.
Meeting Date:  JUL 14, 2020
Record Date:  MAY 18, 2020
Meeting Type:  ANNUAL

Ticker:  CHWY
Security ID:  16679L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raymond Svider

Management

For

Withhold

1.2

Elect Director Sharon McCollam

Management

For

For

1.3

Elect Director J.K. Symancyk

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CONSTELLATION SOFTWARE INC.
Meeting Date:  AUG 05, 2020
Record Date:  JUL 02, 2020
Meeting Type:  SPECIAL

Ticker:  CSU
Security ID:  21037X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John Billowits

Management

For

Withhold

1.2

Elect Director Donna Parr

Management

For

For

1.3

Elect Director Andrew Pastor

Management

For

Withhold

1.4

Elect Director Barry Symons

Management

For

Withhold

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director John W. Hill

Management

For

For

1f

Elect Director Robert W. Musslewhite

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director Louise S. Sams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Shareholder

Against

Against
 

 

 

COUPA SOFTWARE INCORPORATED
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  COUP
Security ID:  22266L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger Siboni

Management

For

For

1.2

Elect Director Tayloe Stansbury

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CRISPR THERAPEUTICS AG
Meeting Date:  JUN 10, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  CRSP
Security ID:  H17182108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Treatment of Net Loss

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4a

Reelect Director Rodger Novak

Management

For

For

4b

Reelect Director Samarth Kulkarni

Management

For

For

4c

Reelect Director Ali Behbahani

Management

For

Against

4d

Reelect Director Bradley Bolzon

Management

For

For

4e

Reelect Director Simeon J. George

Management

For

For

4f

Reelect Director John T. Greene

Management

For

For

4g

Reelect Director Katherine A. High

Management

For

For

4h

Reelect Director Douglas A. Treco

Management

For

For

4i

Elect Director H Edward Fleming, Jr.

Management

For

For

5a

Reelect Ali Behbahani as Member of the Compensation Committee

Management

For

Against

5b

Reelect Simeon J. George as Member of the Compensation Committee

Management

For

For

5c

Reelect John T. Greene as Member of the Compensation Committee

Management

For

For

6a

Approve Remuneration of Directors in the Amount of USD 507,000

Management

For

For

6b

Approve Remuneration of Directors in the Amount of USD 11,738,100

Management

For

For

6c

Approve Remuneration of Executive Committee in the Amount of USD 3,514,207

Management

For

For

6d

Approve Remuneration of Executive Committee in the Amount of USD 2,693,933

Management

For

For

6e

Approve Remuneration of Executive Committee in the Amount of USD 55,827,593

Management

For

For

7

Approve Increase in Conditional Share Capital for Employee Equity Plans

Management

For

For

8

Approve Increase in Size of Board

Management

For

For

9

Approve CHF 1,179,509 Increase in Authorized Capital

Management

For

For

10

Designate Marius Meier as Independent Proxy

Management

For

For

11

Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor

Management

For

For
 

 

CROWDSTRIKE HOLDINGS, INC.
Meeting Date:  JUN 30, 2021
Record Date:  MAY 05, 2021
Meeting Type:  ANNUAL

Ticker:  CRWD
Security ID:  22788C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roxanne S. Austin

Management

For

For

1.2

Elect Director Sameer K. Gandhi

Management

For

For

1.3

Elect Director Gerhard Watzinger

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

Three Years

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  CCI
Security ID:  22822V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director P. Robert Bartolo

Management

For

For

1b

Elect Director Jay A. Brown

Management

For

For

1c

Elect Director Cindy Christy

Management

For

For

1d

Elect Director Ari Q. Fitzgerald

Management

For

For

1e

Elect Director Andrea J. Goldsmith

Management

For

For

1f

Elect Director Lee W. Hogan

Management

For

For

1g

Elect Director Tammy K. Jones

Management

For

For

1h

Elect Director J. Landis Martin

Management

For

For

1i

Elect Director Anthony J. Melone

Management

For

For

1j

Elect Director W. Benjamin Moreland

Management

For

For

1k

Elect Director Kevin A. Stephens

Management

For

For

1l

Elect Director Matthew Thornton, III

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CRYOPORT, INC.
Meeting Date:  APR 30, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CYRX
Security ID:  229050307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Linda Baddour

Management

For

For

1.2

Elect Director Richard Berman

Management

For

For

1.3

Elect Director Daniel M. Hancock

Management

For

For

1.4

Elect Director Robert Hariri

Management

For

For

1.5

Elect Director Ram M. Jagannath

Management

For

For

1.6

Elect Director Ramkumar Mandalam

Management

For

For

1.7

Elect Director Jerrell W. Shelton

Management

For

For

1.8

Elect Director Edward J. Zecchini

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rainer M. Blair

Management

For

For

1b

Elect Director Linda Hefner Filler

Management

For

For

1c

Elect Director Teri List

Management

For

For

1d

Elect Director Walter G. Lohr, Jr.

Management

For

For

1e

Elect Director Jessica L. Mega

Management

For

For

1f

Elect Director Mitchell P. Rales

Management

For

For

1g

Elect Director Steven M. Rales

Management

For

For

1h

Elect Director Pardis C. Sabeti

Management

For

For

1i

Elect Director John T. Schwieters

Management

For

For

1j

Elect Director Alan G. Spoon

Management

For

For

1k

Elect Director Raymond C. Stevens

Management

For

For

1l

Elect Director Elias A. Zerhouni

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

DATADOG, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  DDOG
Security ID:  23804L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alexis Le-Quoc

Management

For

For

1b

Elect Director Michael Callahan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

DELIVERY HERO SE
Meeting Date:  JUN 16, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  DHER
Security ID:  D1T0KZ103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

3.1

Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2020

Management

For

For

3.2

Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal Year 2020

Management

For

For

3.3

Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2020

Management

For

For

3.4

Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal Year 2020

Management

For

For

3.5

Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal Year 2020

Management

For

For

3.6

Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal Year 2020

Management

For

For

3.7

Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2020

Management

For

For

3.8

Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2020

Management

For

For

3.9

Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2020

Management

For

For

3.10

Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2020

Management

For

For

4

Ratify KPMG AG as Auditors for Fiscal Year 2021

Management

For

For

5

Approve Remuneration Policy

Management

For

For

6

Approve Remuneration of Supervisory Board

Management

For

For

7

Approve Creation of EUR 13.7 Million Pool of Capital without Preemptive Rights

Management

For

Against

8

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution

Management

For

Against

9

Approve Creation of EUR 6.9 Million Pool of Capital for Employee Stock Purchase Plan

Management

For

For

10

Approve Stock Option Plan for Key Employees; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights

Management

For

For

11

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Management

For

For

12

Authorize Use of Financial Derivatives when Repurchasing Shares

Management

For

For
 

 

 

DEXCOM, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin R. Sayer

Management

For

For

1.2

Elect Director Nicholas Augustinos

Management

For

For

1.3

Elect Director Bridgette P. Heller

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For
 

 

 

DOCUSIGN, INC.
Meeting Date:  MAY 28, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DOCU
Security ID:  256163106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Enrique Salem

Management

For

For

1.2

Elect Director Peter Solvik

Management

For

For

1.3

Elect Director Inhi Cho Suh

Management

For

For

1.4

Elect Director Mary Agnes "Maggie" Wilderotter

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

DOORDASH, INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  DASH
Security ID:  25809K105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tony Xu

Management

For

Against

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

DUCK CREEK TECHNOLOGIES, INC.
Meeting Date:  MAR 12, 2021
Record Date:  JAN 22, 2021
Meeting Type:  ANNUAL

Ticker:  DCT
Security ID:  264120106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Moran

Management

For

Withhold

1.2

Elect Director Stuart Nicoll

Management

For

Withhold

1.3

Elect Director Jason Wright

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kieran T. Gallahue

Management

For

For

1.2

Elect Director Leslie S. Heisz

Management

For

For

1.3

Elect Director Paul A. LaViolette

Management

For

For

1.4

Elect Director Steven R. Loranger

Management

For

For

1.5

Elect Director Martha H. Marsh

Management

For

For

1.6

Elect Director Michael A. Mussallem

Management

For

For

1.7

Elect Director Ramona Sequeira

Management

For

For

1.8

Elect Director Nicholas J. Valeriani

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against
 

 

 

ENTEGRIS, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ENTG
Security ID:  29362U104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael A. Bradley

Management

For

For

1b

Elect Director R. Nicholas Burns

Management

For

For

1c

Elect Director Rodney Clark

Management

For

For

1d

Elect Director James F. Gentilcore

Management

For

For

1e

Elect Director Yvette Kanouff

Management

For

For

1f

Elect Director James P. Lederer

Management

For

For

1g

Elect Director Bertrand Loy

Management

For

For

1h

Elect Director Paul L.H. Olson

Management

For

For

1i

Elect Director Azita Saleki-Gerhardt

Management

For

For

1j

Elect Director Brian F. Sullivan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

EPAM SYSTEMS, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  EPAM
Security ID:  29414B104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Arkadiy Dobkin

Management

For

For

1.2

Elect Director Robert E. Segert

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

 

 

EQUINIX, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  EQIX
Security ID:  29444U700

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Bartlett

Management

For

For

1.2

Elect Director Nanci Caldwell

Management

For

For

1.3

Elect Director Adaire Fox-Martin

Management

For

For

1.4

Elect Director Gary Hromadko

Management

For

For

1.5

Elect Director Irving Lyons, III

Management

For

For

1.6

Elect Director Charles Meyers

Management

For

For

1.7

Elect Director Christopher Paisley

Management

For

For

1.8

Elect Director Sandra Rivera

Management

For

For

1.9

Elect Director Peter Van Camp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against
 

 

 

EVOTEC SE
Meeting Date:  JUN 15, 2021
Record Date:  MAY 24, 2021
Meeting Type:  ANNUAL

Ticker:  EVT
Security ID:  D1646D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

4

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

Management

For

For

5

Elect Constanze Ulmer-Eilfort to the Supervisory Board

Management

For

For

6

Approve Creation of EUR 29.3 Million Pool of Capital without Preemptive Rights

Management

For

Against

7

Approve Remuneration of Supervisory Board

Management

For

For

8

Approve Remuneration Policy

Management

For

Against
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peggy Alford

Management

For

For

1.2

Elect Director Marc L. Andreessen

Management

For

For

1.3

Elect Director Andrew W. Houston

Management

For

For

1.4

Elect Director Nancy Killefer

Management

For

For

1.5

Elect Director Robert M. Kimmitt

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Tracey T. Travis

Management

For

For

1.9

Elect Director Mark Zuckerberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Non-Employee Director Compensation Policy

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Online Child Sexual Exploitation

Shareholder

Against

Against

7

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

8

Report on Platform Misuse

Shareholder

Against

Against

9

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

FIVE9, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  FIVN
Security ID:  338307101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael Burdiek

Management

For

For

1.2

Elect Director David DeWalt

Management

For

For

1.3

Elect Director Susan Barsamian

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

FIVERR INTERNATIONAL LTD.
Meeting Date:  AUG 20, 2020
Record Date:  JUL 14, 2020
Meeting Type:  ANNUAL

Ticker:  FVRR
Security ID:  M4R82T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Reelect Philippe Botteri as Director

Management

For

For

1.2

Reelect Jonathan Kolber as Director

Management

For

For

2

Approve Employee Stock Purchase Plan

Management

For

For

3

Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Discuss Financial Statements and the Report of the Board

Management

None

None

 

 

GLOBANT SA
Meeting Date:  APR 02, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  GLOB
Security ID:  L44385109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Board's and Auditor's Reports

Management

None

None

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Financial Statements

Management

For

For

4

Approve Allocation of Loss

Management

For

For

5

Approve Discharge of Directors

Management

For

For

6

Approve Remuneration of Directors

Management

For

For

7

Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts

Management

For

For

8

Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts

Management

For

For

9

Reelect Martin Migoya as Director

Management

For

For

10

Reelect Philip Odeen as Director

Management

For

For

11

Reelect Richard Haythornthwaite as Director

Management

For

For

12

Elect Maria Pinelli as Director

Management

For

For

13

Approve Globant S.A. 2021 Employee Stock Purchase Plan

Management

For

For
 

 

 

GUARDANT HEALTH, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Helmy Eltoukhy

Management

For

For

1b

Elect Director AmirAli Talasaz

Management

For

For

1c

Elect Director Bahija Jallal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

HUBSPOT, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  HUBS
Security ID:  443573100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brian Halligan

Management

For

For

1b

Elect Director Ron Gill

Management

For

For

1c

Elect Director Jill Ward

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

IDEXX LABORATORIES, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  IDXX
Security ID:  45168D104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bruce L. Claflin

Management

For

For

1b

Elect Director Asha S. Collins

Management

For

For

1c

Elect Director Daniel M. Junius

Management

For

For

1d

Elect Director Sam Samad

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ILLUMINA, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Caroline D. Dorsa

Management

For

For

1B

Elect Director Robert S. Epstein

Management

For

For

1C

Elect Director Scott Gottlieb

Management

For

For

1D

Elect Director Gary S. Guthart

Management

For

For

1E

Elect Director Philip W. Schiller

Management

For

For

1F

Elect Director John W. Thompson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

INARI MEDICAL, INC.
Meeting Date:  MAY 27, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  NARI
Security ID:  45332Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Hoffman

Management

For

Withhold

1.2

Elect Director Donald B. Milder

Management

For

Withhold

1.3

Elect Director Geoff Pardo

Management

For

Withhold

2

Ratify BDO USA, LLP as Auditors

Management

For

For
 

 

 

INSPIRE MEDICAL SYSTEMS, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL

Ticker:  INSP
Security ID:  457730109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marilyn Carlson Nelson

Management

For

For

1.2

Elect Director Jerry C. Griffin

Management

For

For

1.3

Elect Director Casey M. Tansey

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INTEL CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patrick P. Gelsinger

Management

For

For

1b

Elect Director James J. Goetz

Management

For

For

1c

Elect Director Alyssa Henry

Management

For

For

1d

Elect Director Omar Ishrak

Management

For

For

1e

Elect Director Risa Lavizzo-Mourey

Management

For

For

1f

Elect Director Tsu-Jae King Liu

Management

For

For

1g

Elect Director Gregory D. Smith

Management

For

For

1h

Elect Director Dion J. Weisler

Management

For

For

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against

6

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against
 

 

 

INTUIT INC.
Meeting Date:  JAN 21, 2021
Record Date:  NOV 23, 2020
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eve Burton

Management

For

For

1b

Elect Director Scott D. Cook

Management

For

For

1c

Elect Director Richard L. Dalzell

Management

For

For

1d

Elect Director Sasan K. Goodarzi

Management

For

For

1e

Elect Director Deborah Liu

Management

For

For

1f

Elect Director Tekedra Mawakana

Management

For

For

1g

Elect Director Suzanne Nora Johnson

Management

For

For

1h

Elect Director Dennis D. Powell

Management

For

For

1i

Elect Director Brad D. Smith

Management

For

For

1j

Elect Director Thomas Szkutak

Management

For

For

1k

Elect Director Raul Vazquez

Management

For

For

1l

Elect Director Jeff Weiner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig H. Barratt

Management

For

For

1b

Elect Director Joseph C. Beery

Management

For

For

1c

Elect Director Gary S. Guthart

Management

For

For

1d

Elect Director Amal M. Johnson

Management

For

For

1e

Elect Director Don R. Kania

Management

For

For

1f

Elect Director Amy L. Ladd

Management

For

For

1g

Elect Director Keith R. Leonard, Jr.

Management

For

For

1h

Elect Director Alan J. Levy

Management

For

Against

1i

Elect Director Jami Dover Nachtsheim

Management

For

For

1j

Elect Director Monica P. Reed

Management

For

For

1k

Elect Director Mark J. Rubash

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

INVITAE CORPORATION
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  NVTA
Security ID:  46185L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kimber D. Lockhart

Management

For

For

1b

Elect Director Chitra Nayak

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

IOVANCE BIOTHERAPEUTICS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  IOVA
Security ID:  462260100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

Withhold

1.3

Elect Director Athena Countouriotis

Management

For

Withhold

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

Withhold

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Michael Weiser

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

JACK HENRY & ASSOCIATES, INC.
Meeting Date:  NOV 17, 2020
Record Date:  SEP 21, 2020
Meeting Type:  ANNUAL

Ticker:  JKHY
Security ID:  426281101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Matthew C. Flanigan

Management

For

For

1.2

Elect Director John F. Prim

Management

For

For

1.3

Elect Director Thomas H. Wilson, Jr.

Management

For

For

1.4

Elect Director Jacque R. Fiegel

Management

For

For

1.5

Elect Director Thomas A. Wimsett

Management

For

For

1.6

Elect Director Laura G. Kelly

Management

For

For

1.7

Elect Director Shruti S. Miyashiro

Management

For

For

1.8

Elect Director Wesley A. Brown

Management

For

For

1.9

Elect Director David B. Foss

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Eliminate Supermajority Vote Requirement for Acquisition Transactions

Management

For

For

4

Ratify PricewaterhouseCoopers, LLP as Auditors

Management

For

For

 

 

KEYENCE CORP.
Meeting Date:  JUN 11, 2021
Record Date:  MAR 20, 2021
Meeting Type:  ANNUAL

Ticker:  6861
Security ID:  J32491102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 100

Management

For

For

2.1

Elect Director Takizaki, Takemitsu

Management

For

For

2.2

Elect Director Nakata, Yu

Management

For

For

2.3

Elect Director Yamaguchi, Akiji

Management

For

For

2.4

Elect Director Miki, Masayuki

Management

For

For

2.5

Elect Director Yamamoto, Hiroaki

Management

For

For

2.6

Elect Director Yamamoto, Akinori

Management

For

For

2.7

Elect Director Taniguchi, Seiichi

Management

For

For

2.8

Elect Director Suenaga, Kumiko

Management

For

For

3

Appoint Alternate Statutory Auditor Yamamoto, Masaharu

Management

For

For
 

 

 

KEYSIGHT TECHNOLOGIES, INC.
Meeting Date:  MAR 18, 2021
Record Date:  JAN 19, 2021
Meeting Type:  ANNUAL

Ticker:  KEYS
Security ID:  49338L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald S. Nersesian

Management

For

For

1.2

Elect Director Charles J. Dockendorff

Management

For

For

1.3

Elect Director Robert A. Rango

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

KLA CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 16, 2020
Meeting Type:  ANNUAL

Ticker:  KLAC
Security ID:  482480100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward Barnholt

Management

For

For

1.2

Elect Director Robert Calderoni

Management

For

For

1.3

Elect Director Jeneanne Hanley

Management

For

For

1.4

Elect Director Emiko Higashi

Management

For

For

1.5

Elect Director Kevin Kennedy

Management

For

For

1.6

Elect Director Gary Moore

Management

For

For

1.7

Elect Director Marie Myers

Management

For

For

1.8

Elect Director Kiran Patel

Management

For

For

1.9

Elect Director Victor Peng

Management

For

For

1.10

Elect Director Robert Rango

Management

For

For

1.11

Elect Director Richard Wallace

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adopt Proxy Access Right

Shareholder

Against

For
 

 

 

KUAISHOU TECHNOLOGY
Meeting Date:  MAY 28, 2021
Record Date:  MAY 24, 2021
Meeting Type:  ANNUAL

Ticker:  1024
Security ID:  G53263102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Su Hua as Director

Management

For

For

3

Elect Cheng Yixiao as Director

Management

For

For

4

Elect Zhang Fei as Director

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 03, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohail U. Ahmed

Management

For

For

1.2

Elect Director Timothy M. Archer

Management

For

For

1.3

Elect Director Eric K. Brandt

Management

For

For

1.4

Elect Director Michael R. Cannon

Management

For

For

1.5

Elect Director Catherine P. Lego

Management

For

For

1.6

Elect Director Bethany J. Mayer

Management

For

For

1.7

Elect Director Abhijit Y. Talwalkar

Management

For

For

1.8

Elect Director Lih Shyng (Rick L.) Tsai

Management

For

For

1.9

Elect Director Leslie F. Varon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

LIBERTY BROADBAND CORPORATION
Meeting Date:  DEC 15, 2020
Record Date:  OCT 20, 2020
Meeting Type:  SPECIAL

Ticker:  LBRDK
Security ID:  530307107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Issue Shares in Connection with Merger

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

LIBERTY BROADBAND CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  LBRDK
Security ID:  530307107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Julie D. Frist

Management

For

For

1.2

Elect Director J. David Wargo

Management

For

Withhold

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

LIVONGO HEALTH, INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 08, 2020
Meeting Type:  SPECIAL

Ticker:  LVGO
Security ID:  539183103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For
 

 

 

LONZA GROUP AG
Meeting Date:  MAY 06, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  LONN
Security ID:  H50524133

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4

Approve Allocation of Income and Dividends of CHF 3.00 per Share

Management

For

For

5.1.1

Reelect Werner Bauer as Director

Management

For

For

5.1.2

Reelect Albert Baehny as Director

Management

For

For

5.1.3

Reelect Dorothee Deuring as Director

Management

For

For

5.1.4

Reelect Angelica Kohlmann as Director

Management

For

For

5.1.5

Reelect Christoph Maeder as Director

Management

For

For

5.1.6

Reelect Barbara Richmond as Director

Management

For

For

5.1.7

Reelect Juergen Steinemann as Director

Management

For

For

5.1.8

Reelect Olivier Verscheure as Director

Management

For

For

5.2

Reelect Albert Baehny as Board Chairman

Management

For

For

5.3.1

Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee

Management

For

For

5.3.2

Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee

Management

For

For

5.3.3

Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee

Management

For

For

6

Ratify KPMG Ltd as Auditors

Management

For

For

7

Designate ThomannFischer as Independent Proxy

Management

For

For

8

Approve Remuneration of Directors in the Amount of CHF 2.7 Million

Management

For

For

9.1

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022

Management

For

For

9.2

Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020

Management

For

For

9.3

Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021

Management

For

For

10

Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights

Management

For

For

11

Transact Other Business (Voting)

Management

For

Against
 

 

 

MARAVAI LIFESCIENCES HOLDINGS, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MRVI
Security ID:  56600D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carl Hull

Management

For

For

1.2

Elect Director Benjamin Daverman

Management

For

Withhold

1.3

Elect Director Susannah Gray

Management

For

For

1.4

Elect Director Constantine Mihas

Management

For

Withhold

2

Advisory Vote to Retain Classified Board Structure

Management

For

Against

3

Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws

Management

For

Against

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Nancy Altobello

Management

For

For

1c

Elect Director Steven L. Begleiter

Management

For

For

1d

Elect Director Stephen P. Casper

Management

For

For

1e

Elect Director Jane Chwick

Management

For

For

1f

Elect Director Christopher R. Concannon

Management

For

For

1g

Elect Director William F. Cruger

Management

For

For

1h

Elect Director Kourtney Gibson

Management

For

For

1i

Elect Director Justin G. Gmelich

Management

For

For

1j

Elect Director Richard G. Ketchum

Management

For

For

1k

Elect Director Emily H. Portney

Management

For

For

1l

Elect Director Richard L. Prager

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajay Banga

Management

For

For

1b

Elect Director Merit E. Janow

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Oki Matsumoto

Management

For

For

1h

Elect Director Michael Miebach

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

MATCH GROUP, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  MTCH
Security ID:  57667L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wendi Murdoch

Management

For

For

1b

Elect Director Glenn H. Schiffman

Management

For

For

1c

Elect Director Pamela S. Seymon

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MEITUAN
Meeting Date:  JUN 23, 2021
Record Date:  JUN 17, 2021
Meeting Type:  ANNUAL

Ticker:  3690
Security ID:  G59669104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Wang Huiwen as Director

Management

For

For

3

Elect Lau Chi Ping Martin as Director

Management

For

For

4

Elect Neil Nanpeng Shen as Director

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

10a

Approve Tencent Subscription Agreement

Management

For

For

10b

Approve Grant of Specific Mandate to Issue Tencent Subscription Shares

Management

For

For

10c

Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement

Management

For

For

11

Amend Memorandum and Articles of Association

Management

For

For
 

 

 

MERCADOLIBRE, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  MELI
Security ID:  58733R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicolas Galperin

Management

For

For

1.2

Elect Director Henrique Dubugras

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Co. S.A as Auditors

Management

For

For

 

 

MERCURY SYSTEMS, INC.
Meeting Date:  OCT 28, 2020
Record Date:  AUG 24, 2020
Meeting Type:  ANNUAL

Ticker:  MRCY
Security ID:  589378108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Aslett

Management

For

For

1.2

Elect Director Mary Louise Krakauer

Management

For

For

1.3

Elect Director William K. O'Brien

Management

For

For

1.4

Elect Director Orlando P. Carvalho

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Reid G. Hoffman

Management

For

For

1.2

Elect Director Hugh F. Johnston

Management

For

For

1.3

Elect Director Teri L. List-Stoll

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Sandra E. Peterson

Management

For

For

1.6

Elect Director Penny S. Pritzker

Management

For

For

1.7

Elect Director Charles W. Scharf

Management

For

For

1.8

Elect Director Arne M. Sorenson

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Emma N. Walmsley

Management

For

For

1.12

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

MODERNA, INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  MRNA
Security ID:  60770K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert Langer

Management

For

For

1.2

Elect Director Elizabeth Nabel

Management

For

For

1.3

Elect Director Elizabeth Tallett

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MONGODB, INC.
Meeting Date:  JUL 10, 2020
Record Date:  MAY 15, 2020
Meeting Type:  ANNUAL

Ticker:  MDB
Security ID:  60937P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Archana Agrawal

Management

For

For

1.2

Elect Director Hope Cochran

Management

For

For

1.3

Elect Director Dwight Merriman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

MONGODB, INC.
Meeting Date:  JUN 29, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  MDB
Security ID:  60937P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roelof Botha

Management

For

For

1.2

Elect Director Dev Ittycheria

Management

For

For

1.3

Elect Director John McMahon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Eugen Elmiger

Management

For

For

1.2

Elect Director Jeff Zhou

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MOODY'S CORPORATION
Meeting Date:  APR 20, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jorge A. Bermudez

Management

For

For

1b

Elect Director Therese Esperdy

Management

For

For

1c

Elect Director Robert Fauber

Management

For

For

1d

Elect Director Vincent A. Forlenza

Management

For

For

1e

Elect Director Kathryn M. Hill

Management

For

For

1f

Elect Director Lloyd W. Howell, Jr.

Management

For

For

1g

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1h

Elect Director Leslie F. Seidman

Management

For

For

1i

Elect Director Bruce Van Saun

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve 2020 Decarbonization Plan

Management

For

For
 

 

 

MSCI INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  MSCI
Security ID:  55354G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Henry A. Fernandez

Management

For

For

1b

Elect Director Robert G. Ashe

Management

For

For

1c

Elect Director Wayne Edmunds

Management

For

For

1d

Elect Director Catherine R. Kinney

Management

For

For

1e

Elect Director Jacques P. Perold

Management

For

For

1f

Elect Director Sandy C. Rattray

Management

For

For

1g

Elect Director Linda H. Riefler

Management

For

For

1h

Elect Director Marcus L. Smith

Management

For

For

1i

Elect Director Paula Volent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NATERA, INC.
Meeting Date:  MAY 25, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  NTRA
Security ID:  632307104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roelof Botha

Management

For

For

1.2

Elect Director Steven L. Chapman

Management

For

For

1.3

Elect Director Todd Cozzens

Management

For

For

1.4

Elect Director Matthew Rabinowitz

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NETFLIX, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  NFLX
Security ID:  64110L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard N. Barton

Management

For

For

1b

Elect Director Rodolphe Belmer

Management

For

For

1c

Elect Director Bradford L. Smith

Management

For

For

1d

Elect Director Anne M. Sweeney

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

5

Adopt Simple Majority Vote

Shareholder

Against

Against

6

Improve the Executive Compensation Philosophy

Shareholder

Against

Against

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director James L. Camaren

Management

For

For

1c

Elect Director Kenneth B. Dunn

Management

For

For

1d

Elect Director Naren K. Gursahaney

Management

For

For

1e

Elect Director Kirk S. Hachigian

Management

For

For

1f

Elect Director Amy B. Lane

Management

For

For

1g

Elect Director David L. Porges

Management

For

For

1h

Elect Director James L. Robo

Management

For

For

1i

Elect Director Rudy E. Schupp

Management

For

For

1j

Elect Director John L. Skolds

Management

For

For

1k

Elect Director Lynn M. Utter

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan B. Graf, Jr.

Management

For

For

1b

Elect Director Peter B. Henry

Management

For

For

1c

Elect Director Michelle A. Peluso

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions Disclosure

Shareholder

Against

Against

 

 

NINTENDO CO., LTD.
Meeting Date:  JUN 29, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  7974
Security ID:  J51699106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 1410

Management

For

For

2.1

Elect Director Furukawa, Shuntaro

Management

For

For

2.2

Elect Director Miyamoto, Shigeru

Management

For

For

2.3

Elect Director Takahashi, Shinya

Management

For

For

2.4

Elect Director Shiota, Ko

Management

For

For

2.5

Elect Director Shibata, Satoru

Management

For

For

2.6

Elect Director Chris Meledandri

Management

For

For
 

 

 

NUVEI CORPORATION
Meeting Date:  MAY 28, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NVEI
Security ID:  67079A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Philip Fayer

Management

For

For

1.2

Elect Director Michael Hanley

Management

For

For

1.3

Elect Director David Lewin

Management

For

For

1.4

Elect Director Daniela Mielke

Management

For

For

1.5

Elect Director Pascal Tremblay

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 03, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director John O. Dabiri

Management

For

For

1d

Elect Director Persis S. Drell

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director Stephen C. Neal

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Aarti Shah

Management

For

For

1m

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Increase Authorized Common Stock

Management

For

For
 

 

 

OKTA, INC.
Meeting Date:  JUN 17, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  OKTA
Security ID:  679295105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Todd McKinnon

Management

For

For

1.2

Elect Director Michael Stankey

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

OUTSET MEDICAL, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  OM
Security ID:  690145107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie Trigg

Management

For

For

1b

Elect Director Karen Drexler

Management

For

Withhold

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rodney C. Adkins

Management

For

For

1b

Elect Director Jonathan Christodoro

Management

For

For

1c

Elect Director John J. Donahoe

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Belinda J. Johnson

Management

For

For

1f

Elect Director Gail J. McGovern

Management

For

For

1g

Elect Director Deborah M. Messemer

Management

For

For

1h

Elect Director David M. Moffett

Management

For

For

1i

Elect Director Ann M. Sarnoff

Management

For

For

1j

Elect Director Daniel H. Schulman

Management

For

For

1k

Elect Director Frank D. Yeary

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against
 

 

 

PINTEREST, INC.
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  PINS
Security ID:  72352L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fredric Reynolds

Management

For

For

1b

Elect Director Evan Sharp

Management

For

For

1c

Elect Director Andrea Wishom

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

Q2 HOLDINGS, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  QTWO
Security ID:  74736L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Lynn Atchison

Management

For

For

1.2

Elect Director Jeffrey T. Diehl

Management

For

For

1.3

Elect Director Matthew P. Flake

Management

For

For

1.4

Elect Director Stephen C. Hooley

Management

For

For

1.5

Elect Director Margaret L. Taylor

Management

For

For

1.6

Elect Director Lynn Antipas Tyson

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

REPLIGEN CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  RGEN
Security ID:  759916109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Tony J. Hunt

Management

For

For

1B

Elect Director Karen A. Dawes

Management

For

For

1C

Elect Director Nicolas M. Barthelemy

Management

For

For

1D

Elect Director Carrie Eglinton Manner

Management

For

For

1E

Elect Director Rohin Mhatre

Management

For

For

1F

Elect Director Glenn P. Muir

Management

For

For

1G

Elect Director Thomas F. Ryan, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

RESMED INC.
Meeting Date:  NOV 19, 2020
Record Date:  SEP 22, 2020
Meeting Type:  ANNUAL

Ticker:  RMD
Security ID:  761152107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Karen Drexler

Management

For

For

1b

Elect Director Michael Farrell

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

RINGCENTRAL, INC.
Meeting Date:  JUN 04, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  RNG
Security ID:  76680R206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Vladimir Shmunis

Management

For

For

1.2

Elect Director Kenneth Goldman

Management

For

For

1.3

Elect Director Michelle McKenna

Management

For

For

1.4

Elect Director Robert Theis

Management

For

For

1.5

Elect Director Allan Thygesen

Management

For

For

1.6

Elect Director Neil Williams

Management

For

For

1.7

Elect Director Mignon Clyburn

Management

For

For

1.8

Elect Director Arne Duncan

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 14, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ROP
Security ID:  776696106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Amy Woods Brinkley

Management

For

For

1.3

Elect Director John F. Fort, III

Management

For

For

1.4

Elect Director L. Neil Hunn

Management

For

For

1.5

Elect Director Robert D. Johnson

Management

For

For

1.6

Elect Director Laura G. Thatcher

Management

For

For

1.7

Elect Director Richard F. Wallman

Management

For

For

1.8

Elect Director Christopher Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Craig Conway

Management

For

For

1c

Elect Director Parker Harris

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

For

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

For

1g

Elect Director Sanford Robertson

Management

For

Against

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

For

1j

Elect Director Maynard Webb

Management

For

For

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78410G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary S. Chan

Management

For

For

1.2

Elect Director George R. Krouse, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

SEER, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  SEER
Security ID:  81578P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine J. Friedman

Management

For

For

1.2

Elect Director Omead Ostadan

Management

For

For

1.3

Elect Director Mostafa Ronaghi

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

SERVICENOW, INC.
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan L. Bostrom

Management

For

For

1b

Elect Director Jonathan C. Chadwick

Management

For

For

1c

Elect Director Lawrence J. Jackson, Jr.

Management

For

For

1d

Elect Director Frederic B. Luddy

Management

For

For

1e

Elect Director Jeffrey A. Miller

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

SHOPIFY INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  SHOP
Security ID:  82509L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Tobias Luetke

Management

For

For

1B

Elect Director Robert Ashe

Management

For

For

1C

Elect Director Gail Goodman

Management

For

For

1D

Elect Director Colleen Johnston

Management

For

For

1E

Elect Director Jeremy Levine

Management

For

For

1F

Elect Director John Phillips

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Re-approve Stock Option Plan

Management

For

Against

4

Re-approve Long Term Incentive Plan

Management

For

Against

5

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

SPOTIFY TECHNOLOGY SA
Meeting Date:  APR 21, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Directors

Management

For

For

4a

Elect Daniel Ek as A Director

Management

For

For

4b

Elect Martin Lorentzon as A Director

Management

For

For

4c

Elect Shishir Samir Mehrotra as A Director

Management

For

For

4d

Elect Christopher Marshall as B Director

Management

For

For

4e

Elect Barry McCarthy as B Director

Management

For

For

4f

Elect Heidi O'Neill as B Director

Management

For

For

4g

Elect Ted Sarandos as B Director

Management

For

For

4h

Elect Thomas Owen Staggs as B Director

Management

For

For

4i

Elect Cristina Mayville Stenbeck as B Director

Management

For

For

4j

Elect Mona Sutphen as B Director

Management

For

For

4k

Elect Padmasree Warrior as B Director

Management

For

For

5

Appoint Ernst & Young S.A. as Auditor

Management

For

For

6

Approve Remuneration of Directors

Management

For

For

7

Approve Share Repurchase

Management

For

For

8

Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws

Management

For

For
 

 

 

SQUARE, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  SQ
Security ID:  852234103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randy Garutti

Management

For

For

1.2

Elect Director Mary Meeker

Management

For

For

1.3

Elect Director Lawrence Summers

Management

For

For

1.4

Elect Director Darren Walker

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

Against

 

 

STERIS PLC
Meeting Date:  JUL 28, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL

Ticker:  STE
Security ID:  G8473T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard C. Breeden

Management

For

For

1b

Elect Director Cynthia L. Feldmann

Management

For

For

1c

Elect Director Jacqueline B. Kosecoff

Management

For

For

1d

Elect Director David B. Lewis

Management

For

For

1e

Elect Director Walter M Rosebrough, Jr.

Management

For

For

1f

Elect Director Nirav R. Shah

Management

For

For

1g

Elect Director Mohsen M. Sohi

Management

For

For

1h

Elect Director Richard M. Steeves

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor

Management

For

For

4

Authorize Board to Fix Remuneration of Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

STRYKER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  SYK
Security ID:  863667101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary K. Brainerd

Management

For

For

1b

Elect Director Giovanni Caforio

Management

For

For

1c

Elect Director Srikant M. Datar

Management

For

For

1d

Elect Director Allan C. Golston

Management

For

For

1e

Elect Director Kevin A. Lobo

Management

For

For

1f

Elect Director Sherilyn S. McCoy

Management

For

For

1g

Elect Director Andrew K. Silvernail

Management

For

For

1h

Elect Director Lisa M. Skeete Tatum

Management

For

For

1i

Elect Director Ronda E. Stryker

Management

For

For

1j

Elect Director Rajeev Suri

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Workforce Involvement in Corporate Governance

Shareholder

Against

Against

5

Provide Right to Call A Special Meeting

Shareholder

Against

For

 

 

SYNOPSYS, INC.
Meeting Date:  APR 08, 2021
Record Date:  FEB 09, 2021
Meeting Type:  ANNUAL

Ticker:  SNPS
Security ID:  871607107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Aart J. de Geus

Management

For

For

1b

Elect Director Chi-Foon Chan

Management

For

For

1c

Elect Director Janice D. Chaffin

Management

For

For

1d

Elect Director Bruce R. Chizen

Management

For

For

1e

Elect Director Mercedes Johnson

Management

For

For

1f

Elect Director Chrysostomos L. "Max" Nikias

Management

For

For

1g

Elect Director Jeannine P. Sargent

Management

For

For

1h

Elect Director John Schwarz

Management

For

For

1i

Elect Director Roy Vallee

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  874039100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Amendment to Rules and Procedures for Election of Directors

Management

For

For

3

Approve Issuance of Restricted Stocks

Management

For

For

4.1

Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director

Management

For

For

4.2

Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director

Management

For

For

4.3

Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director

Management

For

For

4.4

Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director

Management

For

For

4.5

Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director

Management

For

For

4.6

Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director

Management

For

For

4.7

Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director

Management

For

For

4.8

Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director

Management

For

For

4.9

Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director

Management

For

For

4.10

Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director

Management

For

For
 

 

 

TELADOC HEALTH, INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 08, 2020
Meeting Type:  SPECIAL

Ticker:  TDOC
Security ID:  87918A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

TELADOC HEALTH, INC.
Meeting Date:  MAY 17, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  TDOC
Security ID:  87918A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher Bischoff

Management

For

For

1b

Elect Director Karen L. Daniel

Management

For

For

1c

Elect Director Sandra L. Fenwick

Management

For

For

1d

Elect Director William H. Frist

Management

For

For

1e

Elect Director Jason Gorevic

Management

For

For

1f

Elect Director Catherine A. Jacobson

Management

For

For

1g

Elect Director Thomas G. McKinley

Management

For

For

1h

Elect Director Kenneth H. Paulus

Management

For

For

1i

Elect Director David Shedlarz

Management

For

For

1j

Elect Director Mark Douglas Smith

Management

For

For

1k

Elect Director David B. Snow, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yang Siu Shun as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  SPECIAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Share Option Plan of China Literature Limited

Management

For

Against

 

 

TERADYNE, INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  TER
Security ID:  880770102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael A. Bradley

Management

For

For

1b

Elect Director Edwin J. Gillis

Management

For

For

1c

Elect Director Timothy E. Guertin

Management

For

For

1d

Elect Director Peter Herweck

Management

For

For

1e

Elect Director Mark E. Jagiela

Management

For

For

1f

Elect Director Mercedes Johnson

Management

For

For

1g

Elect Director Marilyn Matz

Management

For

For

1h

Elect Director Paul J. Tufano

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For

7

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

TESLA, INC.
Meeting Date:  SEP 22, 2020
Record Date:  JUL 31, 2020
Meeting Type:  ANNUAL

Ticker:  TSLA
Security ID:  88160R101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elon Musk

Management

For

For

1.2

Elect Director Robyn Denholm

Management

For

For

1.3

Elect Director Hiromichi Mizuno

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Paid Advertising

Shareholder

Against

Against

5

Adopt Simple Majority Vote

Shareholder

Against

Against

6

Report on Employee Arbitration

Shareholder

Against

For

7

Additional Reporting on Human Rights

Shareholder

Against

For

 

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc N. Casper

Management

For

For

1b

Elect Director Nelson J. Chai

Management

For

For

1c

Elect Director C. Martin Harris

Management

For

For

1d

Elect Director Tyler Jacks

Management

For

For

1e

Elect Director R. Alexandra Keith

Management

For

For

1f

Elect Director Thomas J. Lynch

Management

For

For

1g

Elect Director Jim P. Manzi

Management

For

For

1h

Elect Director James C. Mullen

Management

For

For

1i

Elect Director Lars R. Sorensen

Management

For

For

1j

Elect Director Debora L. Spar

Management

For

For

1k

Elect Director Scott M. Sperling

Management

For

For

1l

Elect Director Dion J. Weisler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Provide Right to Call A Special Meeting

Shareholder

Against

Against
 

 

 

THG PLC
Meeting Date:  JUN 24, 2021
Record Date:  JUN 22, 2021
Meeting Type:  ANNUAL

Ticker:  THG
Security ID:  G47093102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Elect Matthew Moulding as Director

Management

For

For

5

Elect John Gallemore as Director

Management

For

For

6

Elect Zillah Byng-Thorne as Director

Management

For

For

7

Elect Dominic Murphy as Director

Management

For

For

8

Elect Edward Koopman as Director

Management

For

For

9

Elect Iain McDonald as Director

Management

For

For

10

Elect Damian Sanders as Director

Management

For

For

11

Elect Tiffany Hall as Director

Management

For

For

12

Appoint Ernst & Young LLP as Auditors

Management

For

For

13

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

14

Authorise Issue of Equity

Management

For

For

15

Authorise UK Political Donations and Expenditure

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

TRADEWEB MARKETS INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TW
Security ID:  892672106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paula Madoff

Management

For

For

1.2

Elect Director Thomas Pluta

Management

For

For

1.3

Elect Director Brian West

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

TRANSDIGM GROUP INCORPORATED
Meeting Date:  MAR 18, 2021
Record Date:  JAN 27, 2021
Meeting Type:  ANNUAL

Ticker:  TDG
Security ID:  893641100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David Barr

Management

For

For

1.2

Elect Director Mervin Dunn

Management

For

For

1.3

Elect Director Michael S. Graff

Management

For

For

1.4

Elect Director Sean P. Hennessy

Management

For

For

1.5

Elect Director W. Nicholas Howley

Management

For

For

1.6

Elect Director Raymond F. Laubenthal

Management

For

For

1.7

Elect Director Gary E. McCullough

Management

For

For

1.8

Elect Director Michele Santana

Management

For

For

1.9

Elect Director Robert J. Small

Management

For

For

1.10

Elect Director John Staer

Management

For

For

1.11

Elect Director Kevin Stein

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

TWILIO INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeff Lawson

Management

For

For

1.2

Elect Director Byron Deeter

Management

For

For

1.3

Elect Director Jeffrey Epstein

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

TYLER TECHNOLOGIES, INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  TYL
Security ID:  902252105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Glenn A. Carter

Management

For

For

1b

Elect Director Brenda A. Cline

Management

For

For

1c

Elect Director Ronnie D. Hawkins, Jr.

Management

For

For

1d

Elect Director Mary L. Landrieu

Management

For

For

1e

Elect Director John S. Marr, Jr.

Management

For

For

1f

Elect Director H. Lynn Moore, Jr.

Management

For

For

1g

Elect Director Daniel M. Pope

Management

For

For

1h

Elect Director Dustin R. Womble

Management

For

Against

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

UBER TECHNOLOGIES, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  UBER
Security ID:  90353T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ronald Sugar

Management

For

For

1b

Elect Director Revathi Advaithi

Management

For

For

1c

Elect Director Ursula Burns

Management

For

For

1d

Elect Director Robert Eckert

Management

For

For

1e

Elect Director Amanda Ginsberg

Management

For

For

1f

Elect Director Dara Khosrowshahi

Management

For

For

1g

Elect Director Wan Ling Martello

Management

For

For

1h

Elect Director Yasir Al-Rumayyan

Management

For

For

1i

Elect Director John Thain

Management

For

For

1j

Elect Director David I. Trujillo

Management

For

For

1k

Elect Director Alexander Wynaendts

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Gail R. Wilensky

Management

For

For

1i

Elect Director Andrew Witty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JAN 13, 2021
Record Date:  NOV 27, 2020
Meeting Type:  SPECIAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Conversion to Delaware Public Benefit Corporation

Management

For

For

2

Declassify the Board of Directors

Management

For

For

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JUN 23, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Carges

Management

For

For

1b

Elect Director Paul E. Chamberlain

Management

For

For

1c

Elect Director Ronald E.F. Codd

Management

For

For

1d

Elect Director Peter P. Gassner

Management

For

For

1e

Elect Director Mary Lynne Hedley

Management

For

For

1f

Elect Director Gordon Ritter

Management

For

For

1g

Elect Director Paul Sekhri

Management

For

For

1h

Elect Director Matthew J. Wallach

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

Three Years

5

Provide Right to Call Special Meeting

Management

For

For

6

Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold

Shareholder

Against

Against
 

 

 

VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1e

Elect Director Ramon Laguarta

Management

For

For

1f

Elect Director John F. Lundgren

Management

For

For

1g

Elect Director Robert W. Matschullat

Management

For

For

1h

Elect Director Denise M. Morrison

Management

For

For

1i

Elect Director Suzanne Nora Johnson

Management

For

For

1j

Elect Director Linda J. Rendle

Management

For

For

1k

Elect Director John A. C. Swainson

Management

For

For

1l

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Amend Principles of Executive Compensation Program

Shareholder

Against

Against
 

 

 

WIX.COM LTD.
Meeting Date:  NOV 09, 2020
Record Date:  SEP 30, 2020
Meeting Type:  ANNUAL

Ticker:  WIX
Security ID:  M98068105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Reelect Deirdre Bigley as Director

Management

For

For

1b

Reelect Allon Bloch as Director

Management

For

For

2

Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors

Management

For

For

3

Discuss Financial Statements and the Report of the Board

Management

None

None

 

 

WORKDAY, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aneel Bhusri

Management

For

For

1.2

Elect Director Ann-Marie Campbell

Management

For

For

1.3

Elect Director David A. Duffield

Management

For

For

1.4

Elect Director Lee J. Styslinger, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 16, 2021
Record Date:  JUN 09, 2021
Meeting Type:  ANNUAL

Ticker:  2269
Security ID:  G97008117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect William Robert Keller as Director

Management

For

For

2b

Elect Teh-Ming Walter Kwauk as Director

Management

For

For

3

Elect Ning Zhao as Director

Management

For

Against

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares

Management

For

Against

10

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen

Management

For

Against

11

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou

Management

For

Against

12

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller

Management

For

Against

13

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk

Management

For

Against

14

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III

Management

For

Against

15

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong

Management

For

Against

16

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner

Management

For

Against

17

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath

Management

For

Against
 

 

 

WUXI BIOLOGICS (CAYMAN), INC.
Meeting Date:  NOV 12, 2020
Record Date:  NOV 06, 2020
Meeting Type:  SPECIAL

Ticker:  2269
Security ID:  G97008109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For
 

 

 

XERO LIMITED
Meeting Date:  AUG 13, 2020
Record Date:  AUG 11, 2020
Meeting Type:  ANNUAL

Ticker:  XRO
Security ID:  Q98665104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Board to Fix Remuneration of the Auditors

Management

For

For

2

Elect Lee Hatton as Director

Management

For

For

3

Elect Rod Drury as Director

Management

For

For

4

Elect Mark Cross as Director

Management

For

For

 

 

XILINX, INC.
Meeting Date:  AUG 05, 2020
Record Date:  JUN 10, 2020
Meeting Type:  ANNUAL

Ticker:  XLNX
Security ID:  983919101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis Segers

Management

For

For

1.2

Elect Director Raman K. Chitkara

Management

For

For

1.3

Elect Director Saar Gillai

Management

For

For

1.4

Elect Director Ronald S. Jankov

Management

For

For

1.5

Elect Director Mary Louise Krakauer

Management

For

For

1.6

Elect Director Thomas H. Lee

Management

For

For

1.7

Elect Director Jon A. Olson

Management

For

For

1.8

Elect Director Victor Peng

Management

For

For

1.9

Elect Director Elizabeth W. Vanderslice

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ZALANDO SE
Meeting Date:  MAY 19, 2021
Record Date:  APR 27, 2021
Meeting Type:  ANNUAL

Ticker:  ZAL
Security ID:  D98423102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Omission of Dividends

Management

For

For

3

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

5.1

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

Management

For

For

5.2

Ratify Ernst & Young GmbH as Auditors Until the 2022 AGM

Management

For

For

6.1

Elect Kelly Bennett to the Supervisory Board as Shareholder Representative

Management

For

For

6.2

Elect Jennifer Hyman to the Supervisory Board as Shareholder Representative

Management

For

For

6.3

Elect Niklas Oestberg to the Supervisory Board as Shareholder Representative

Management

For

For

6.4

Elect Anders Holch Povlsen to the Supervisory Board as Shareholder Representative

Management

For

For

6.5

Elect Mariella Roehm-Kottmann to the Supervisory Board as Shareholder Representative

Management

For

For

6.6

Elect Cristina Stenbeck to the Supervisory Board as Shareholder Representative

Management

For

For

7

Approve Remuneration Policy

Management

For

Against

8

Approve Remuneration of Supervisory Board

Management

For

For
 

 

 

ZENDESK, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Archana Agrawal

Management

For

For

1b

Elect Director Hilarie Koplow-McAdams

Management

For

For

1c

Elect Director Michelle Wilson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ZOETIS INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  ZTS
Security ID:  98978V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sanjay Khosla

Management

For

For

1b

Elect Director Antoinette R. Leatherberry

Management

For

For

1c

Elect Director Willie M. Reed

Management

For

For

1d

Elect Director Linda Rhodes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditor

Management

For

For

4

Adopt Simple Majority Vote

Shareholder

Against

For

 

 

ZOOMINFO TECHNOLOGIES, INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ZI
Security ID:  98980F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mitesh Dhruv

Management

For

Withhold

1.2

Elect Director Keith Enright

Management

For

Withhold

1.3

Elect Director Henry Schuck

Management

For

Withhold

2

Ratify KPMG LLP as Auditors

Management

For

For



 

Franklin Focused Growth Fund

 

ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director Robert B. Ford

Management

For

For

1.5

Elect Director Michelle A. Kumbier

Management

For

For

1.6

Elect Director Darren W. McDew

Management

For

For

1.7

Elect Director Nancy McKinstry

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Michael F. Roman

Management

For

For

1.10

Elect Director Daniel J. Starks

Management

For

For

1.11

Elect Director John G. Stratton

Management

For

For

1.12

Elect Director Glenn F. Tilton

Management

For

For

1.13

Elect Director Miles D. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4a

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

Management

For

For

4b

Adopt Majority Voting Standard for Certain Extraordinary Transactions

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Racial Justice

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy Banse

Management

For

For

1b

Elect Director Melanie Boulden

Management

For

For

1c

Elect Director Frank Calderoni

Management

For

For

1d

Elect Director James Daley

Management

For

For

1e

Elect Director Laura Desmond

Management

For

For

1f

Elect Director Shantanu Narayen

Management

For

For

1g

Elect Director Kathleen Oberg

Management

For

For

1h

Elect Director Dheeraj Pandey

Management

For

For

1i

Elect Director David Ricks

Management

For

For

1j

Elect Director Daniel Rosensweig

Management

For

For

1k

Elect Director John Warnock

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ADYEN NV
Meeting Date:  FEB 12, 2021
Record Date:  JAN 15, 2021
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Announcements

Management

None

None

2

Elect Alexander Matthey to Management Board

Management

For

For

3

Elect Caoimhe Treasa Keogan to Supervisory Board

Management

For

For

4

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  JUN 03, 2021
Record Date:  MAY 06, 2021
Meeting Type:  ANNUAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2.b

Approve Remuneration Report

Management

For

For

2.c

Adopt Financial Statements and Statutory Reports

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5

Reelect Ingo Jeroen Uytdehaage to Management Board

Management

For

For

6

Reelect Delfin Rueda Arroyo to Supervisory Board

Management

For

For

7

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

Management

For

For

8

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

10

Ratify PwC as Auditors

Management

For

For
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2020
Record Date:  AUG 17, 2020
Meeting Type:  ANNUAL

Ticker:  9988
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2.1

Elect Maggie Wei Wu as Director

Management

For

Against

2.2

Elect Kabir Misra as Director

Management

For

Against

2.3

Elect Walter Teh Ming Kwauk as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Keith B. Alexander

Management

For

For

1c

Elect Director Jamie S. Gorelick

Management

For

For

1d

Elect Director Daniel P. Huttenlocher

Management

For

For

1e

Elect Director Judith A. McGrath

Management

For

For

1f

Elect Director Indra K. Nooyi

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

For

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

7

Report on Promotion Data

Shareholder

Against

Against

8

Report on the Impacts of Plastic Packaging

Shareholder

Against

Against

9

Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit

Shareholder

Against

Against

10

Adopt a Policy to Include Hourly Employees as Director Candidates

Shareholder

Against

Against

11

Report on Board Oversight of Risks Related to Anti-Competitive Practices

Shareholder

Against

Against

12

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

13

Report on Lobbying Payments and Policy

Shareholder

Against

Against

14

Report on Potential Human Rights Impacts of Customers' Use of Rekognition

Shareholder

Against

Against
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  OCT 08, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 10, 2021
Record Date:  JAN 04, 2021
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

For

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Laurie H. Glimcher

Management

For

For

1h

Elect Director Karen M. Golz

Management

For

For

1i

Elect Director Mark M. Little

Management

For

For

1j

Elect Director Kenton J. Sicchitano

Management

For

For

1k

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ASML HOLDING NV
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Discuss the Company's Business, Financial Situation and Sustainability

Management

None

None

3.a

Approve Remuneration Report

Management

For

For

3.b

Adopt Financial Statements and Statutory Reports

Management

For

For

3.c

Receive Clarification on Company's Reserves and Dividend Policy

Management

None

None

3.d

Approve Dividends of EUR 2.75 Per Share

Management

For

For

4.a

Approve Discharge of Management Board

Management

For

For

4.b

Approve Discharge of Supervisory Board

Management

For

For

5

Approve Number of Shares for Management Board

Management

For

For

6

Approve Certain Adjustments to the Remuneration Policy for Management Board

Management

For

For

7

Approve Certain Adjustments to the Remuneration Policy for Supervisory Board

Management

For

For

8

Receive Information on the Composition of the Management Board

Management

None

None

9.a

Elect B. Conix to Supervisory Board

Management

For

For

9.b

Receive Information on the Composition of the Supervisory Board

Management

None

None

10

Ratify KPMG Accountants N.V. as Auditors

Management

For

For

11.a

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

Management

For

For

11.b

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a

Management

For

For

11.c

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

Management

For

For

11.d

Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c

Management

For

For

12.a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12.b

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

13

Authorize Cancellation of Repurchased Shares

Management

For

For

14

Other Business (Non-Voting)

Management

None

None

15

Close Meeting

Management

None

None
 

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 03, 2020
Record Date:  OCT 06, 2020
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Appoint Ernst & Young LLP as Auditors

Management

For

For

4

Authorize Board to Fix Remuneration of Auditors

Management

For

For

5

Elect Director Shona L. Brown

Management

For

For

6

Elect Director Michael Cannon-Brookes

Management

For

For

7

Elect Director Scott Farquhar

Management

For

For

8

Elect Director Heather Mirjahangir Fernandez

Management

For

For

9

Elect Director Sasan Goodarzi

Management

For

For

10

Elect Director Jay Parikh

Management

For

For

11

Elect Director Enrique Salem

Management

For

For

12

Elect Director Steven Sordello

Management

For

For

13

Elect Director Richard P. Wong

Management

For

For

14

Authorize to Make Off-Market Purchases of Ordinary Shares

Management

For

For

15

Authorize Share Repurchase Program

Management

For

For
 

 

 

CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  CHTR
Security ID:  16119P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director W. Lance Conn

Management

For

For

1b

Elect Director Kim C. Goodman

Management

For

For

1c

Elect Director Craig A. Jacobson

Management

For

For

1d

Elect Director Gregory B. Maffei

Management

For

Against

1e

Elect Director John D. Markley, Jr.

Management

For

For

1f

Elect Director David C. Merritt

Management

For

For

1g

Elect Director James E. Meyer

Management

For

For

1h

Elect Director Steven A. Miron

Management

For

For

1i

Elect Director Balan Nair

Management

For

Against

1j

Elect Director Michael A. Newhouse

Management

For

For

1k

Elect Director Mauricio Ramos

Management

For

For

1l

Elect Director Thomas M. Rutledge

Management

For

For

1m

Elect Director Eric L. Zinterhofer

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Report on Lobbying Payments and Policy

Shareholder

Against

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

Shareholder

Against

For

6

Report on Greenhouse Gas Emissions Disclosure

Shareholder

Against

Against

7

Adopt Policy to Annually Disclose EEO-1 Data

Shareholder

Against

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director John W. Hill

Management

For

For

1f

Elect Director Robert W. Musslewhite

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director Louise S. Sams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Shareholder

Against

Against
 

 

 

COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 21, 2021
Record Date:  NOV 12, 2020
Meeting Type:  ANNUAL

Ticker:  COST
Security ID:  22160K105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan L. Decker

Management

For

For

1.2

Elect Director Kenneth D. Denman

Management

For

For

1.3

Elect Director Richard A. Galanti

Management

For

Withhold

1.4

Elect Director W. Craig Jelinek

Management

For

For

1.5

Elect Director Sally Jewell

Management

For

For

1.6

Elect Director Charles T. Munger

Management

For

For

1.7

Elect Director Jeffrey S. Raikes

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  CCI
Security ID:  22822V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director P. Robert Bartolo

Management

For

For

1b

Elect Director Jay A. Brown

Management

For

For

1c

Elect Director Cindy Christy

Management

For

For

1d

Elect Director Ari Q. Fitzgerald

Management

For

For

1e

Elect Director Andrea J. Goldsmith

Management

For

For

1f

Elect Director Lee W. Hogan

Management

For

For

1g

Elect Director Tammy K. Jones

Management

For

For

1h

Elect Director J. Landis Martin

Management

For

For

1i

Elect Director Anthony J. Melone

Management

For

For

1j

Elect Director W. Benjamin Moreland

Management

For

For

1k

Elect Director Kevin A. Stephens

Management

For

For

1l

Elect Director Matthew Thornton, III

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rainer M. Blair

Management

For

For

1b

Elect Director Linda Hefner Filler

Management

For

For

1c

Elect Director Teri List

Management

For

For

1d

Elect Director Walter G. Lohr, Jr.

Management

For

For

1e

Elect Director Jessica L. Mega

Management

For

For

1f

Elect Director Mitchell P. Rales

Management

For

For

1g

Elect Director Steven M. Rales

Management

For

For

1h

Elect Director Pardis C. Sabeti

Management

For

For

1i

Elect Director John T. Schwieters

Management

For

For

1j

Elect Director Alan G. Spoon

Management

For

For

1k

Elect Director Raymond C. Stevens

Management

For

For

1l

Elect Director Elias A. Zerhouni

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peggy Alford

Management

For

For

1.2

Elect Director Marc L. Andreessen

Management

For

For

1.3

Elect Director Andrew W. Houston

Management

For

For

1.4

Elect Director Nancy Killefer

Management

For

For

1.5

Elect Director Robert M. Kimmitt

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Tracey T. Travis

Management

For

For

1.9

Elect Director Mark Zuckerberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Non-Employee Director Compensation Policy

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Online Child Sexual Exploitation

Shareholder

Against

Against

7

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

8

Report on Platform Misuse

Shareholder

Against

Against

9

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

IDEXX LABORATORIES, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  IDXX
Security ID:  45168D104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bruce L. Claflin

Management

For

For

1b

Elect Director Asha S. Collins

Management

For

For

1c

Elect Director Daniel M. Junius

Management

For

For

1d

Elect Director Sam Samad

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig H. Barratt

Management

For

For

1b

Elect Director Joseph C. Beery

Management

For

For

1c

Elect Director Gary S. Guthart

Management

For

For

1d

Elect Director Amal M. Johnson

Management

For

For

1e

Elect Director Don R. Kania

Management

For

For

1f

Elect Director Amy L. Ladd

Management

For

For

1g

Elect Director Keith R. Leonard, Jr.

Management

For

For

1h

Elect Director Alan J. Levy

Management

For

Against

1i

Elect Director Jami Dover Nachtsheim

Management

For

For

1j

Elect Director Monica P. Reed

Management

For

For

1k

Elect Director Mark J. Rubash

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajay Banga

Management

For

For

1b

Elect Director Merit E. Janow

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Oki Matsumoto

Management

For

For

1h

Elect Director Michael Miebach

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

MERCADOLIBRE, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  MELI
Security ID:  58733R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicolas Galperin

Management

For

For

1.2

Elect Director Henrique Dubugras

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Co. S.A as Auditors

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Reid G. Hoffman

Management

For

For

1.2

Elect Director Hugh F. Johnston

Management

For

For

1.3

Elect Director Teri L. List-Stoll

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Sandra E. Peterson

Management

For

For

1.6

Elect Director Penny S. Pritzker

Management

For

For

1.7

Elect Director Charles W. Scharf

Management

For

For

1.8

Elect Director Arne M. Sorenson

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Emma N. Walmsley

Management

For

For

1.12

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

MSCI INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  MSCI
Security ID:  55354G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Henry A. Fernandez

Management

For

For

1b

Elect Director Robert G. Ashe

Management

For

For

1c

Elect Director Wayne Edmunds

Management

For

For

1d

Elect Director Catherine R. Kinney

Management

For

For

1e

Elect Director Jacques P. Perold

Management

For

For

1f

Elect Director Sandy C. Rattray

Management

For

For

1g

Elect Director Linda H. Riefler

Management

For

For

1h

Elect Director Marcus L. Smith

Management

For

For

1i

Elect Director Paula Volent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

NETFLIX, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  NFLX
Security ID:  64110L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard N. Barton

Management

For

For

1b

Elect Director Rodolphe Belmer

Management

For

For

1c

Elect Director Bradford L. Smith

Management

For

For

1d

Elect Director Anne M. Sweeney

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

5

Adopt Simple Majority Vote

Shareholder

Against

Against

6

Improve the Executive Compensation Philosophy

Shareholder

Against

Against

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director James L. Camaren

Management

For

For

1c

Elect Director Kenneth B. Dunn

Management

For

For

1d

Elect Director Naren K. Gursahaney

Management

For

For

1e

Elect Director Kirk S. Hachigian

Management

For

For

1f

Elect Director Amy B. Lane

Management

For

For

1g

Elect Director David L. Porges

Management

For

For

1h

Elect Director James L. Robo

Management

For

For

1i

Elect Director Rudy E. Schupp

Management

For

For

1j

Elect Director John L. Skolds

Management

For

For

1k

Elect Director Lynn M. Utter

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan B. Graf, Jr.

Management

For

For

1b

Elect Director Peter B. Henry

Management

For

For

1c

Elect Director Michelle A. Peluso

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions Disclosure

Shareholder

Against

Against

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 03, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director John O. Dabiri

Management

For

For

1d

Elect Director Persis S. Drell

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director Stephen C. Neal

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Aarti Shah

Management

For

For

1m

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Increase Authorized Common Stock

Management

For

For
 

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rodney C. Adkins

Management

For

For

1b

Elect Director Jonathan Christodoro

Management

For

For

1c

Elect Director John J. Donahoe

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Belinda J. Johnson

Management

For

For

1f

Elect Director Gail J. McGovern

Management

For

For

1g

Elect Director Deborah M. Messemer

Management

For

For

1h

Elect Director David M. Moffett

Management

For

For

1i

Elect Director Ann M. Sarnoff

Management

For

For

1j

Elect Director Daniel H. Schulman

Management

For

For

1k

Elect Director Frank D. Yeary

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against

 

 

PINTEREST, INC.
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  PINS
Security ID:  72352L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fredric Reynolds

Management

For

For

1b

Elect Director Evan Sharp

Management

For

For

1c

Elect Director Andrea Wishom

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Craig Conway

Management

For

For

1c

Elect Director Parker Harris

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

For

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

For

1g

Elect Director Sanford Robertson

Management

For

Against

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

For

1j

Elect Director Maynard Webb

Management

For

For

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

SERVICENOW, INC.
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan L. Bostrom

Management

For

For

1b

Elect Director Jonathan C. Chadwick

Management

For

For

1c

Elect Director Lawrence J. Jackson, Jr.

Management

For

For

1d

Elect Director Frederic B. Luddy

Management

For

For

1e

Elect Director Jeffrey A. Miller

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

SHOPIFY INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  SHOP
Security ID:  82509L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Tobias Luetke

Management

For

For

1B

Elect Director Robert Ashe

Management

For

For

1C

Elect Director Gail Goodman

Management

For

For

1D

Elect Director Colleen Johnston

Management

For

For

1E

Elect Director Jeremy Levine

Management

For

For

1F

Elect Director John Phillips

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Re-approve Stock Option Plan

Management

For

Against

4

Re-approve Long Term Incentive Plan

Management

For

Against

5

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

 

SPOTIFY TECHNOLOGY SA
Meeting Date:  APR 21, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Directors

Management

For

For

4a

Elect Daniel Ek as A Director

Management

For

For

4b

Elect Martin Lorentzon as A Director

Management

For

For

4c

Elect Shishir Samir Mehrotra as A Director

Management

For

For

4d

Elect Christopher Marshall as B Director

Management

For

For

4e

Elect Barry McCarthy as B Director

Management

For

For

4f

Elect Heidi O'Neill as B Director

Management

For

For

4g

Elect Ted Sarandos as B Director

Management

For

For

4h

Elect Thomas Owen Staggs as B Director

Management

For

For

4i

Elect Cristina Mayville Stenbeck as B Director

Management

For

For

4j

Elect Mona Sutphen as B Director

Management

For

For

4k

Elect Padmasree Warrior as B Director

Management

For

For

5

Appoint Ernst & Young S.A. as Auditor

Management

For

For

6

Approve Remuneration of Directors

Management

For

For

7

Approve Share Repurchase

Management

For

For

8

Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws

Management

For

For

 

 

SQUARE, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  SQ
Security ID:  852234103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randy Garutti

Management

For

For

1.2

Elect Director Mary Meeker

Management

For

For

1.3

Elect Director Lawrence Summers

Management

For

For

1.4

Elect Director Darren Walker

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

Against
 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  874039100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Amendment to Rules and Procedures for Election of Directors

Management

For

For

3

Approve Issuance of Restricted Stocks

Management

For

For

4.1

Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director

Management

For

For

4.2

Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director

Management

For

For

4.3

Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director

Management

For

For

4.4

Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director

Management

For

For

4.5

Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director

Management

For

For

4.6

Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director

Management

For

For

4.7

Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director

Management

For

For

4.8

Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director

Management

For

For

4.9

Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director

Management

For

For

4.10

Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director

Management

For

For
 

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yang Siu Shun as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  SPECIAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Share Option Plan of China Literature Limited

Management

For

Against

 

 

TESLA, INC.
Meeting Date:  SEP 22, 2020
Record Date:  JUL 31, 2020
Meeting Type:  ANNUAL

Ticker:  TSLA
Security ID:  88160R101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elon Musk

Management

For

For

1.2

Elect Director Robyn Denholm

Management

For

For

1.3

Elect Director Hiromichi Mizuno

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Paid Advertising

Shareholder

Against

Against

5

Adopt Simple Majority Vote

Shareholder

Against

Against

6

Report on Employee Arbitration

Shareholder

Against

For

7

Additional Reporting on Human Rights

Shareholder

Against

For
 

 

 

THE ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 10, 2020
Record Date:  SEP 11, 2020
Meeting Type:  ANNUAL

Ticker:  EL
Security ID:  518439104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

For

1b

Elect Director Wei Sun Christianson

Management

For

For

1c

Elect Director Fabrizio Freda

Management

For

For

1d

Elect Director Jane Lauder

Management

For

For

1e

Elect Director Leonard A. Lauder

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

TWILIO INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeff Lawson

Management

For

For

1.2

Elect Director Byron Deeter

Management

For

For

1.3

Elect Director Jeffrey Epstein

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JAN 13, 2021
Record Date:  NOV 27, 2020
Meeting Type:  SPECIAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Conversion to Delaware Public Benefit Corporation

Management

For

For

2

Declassify the Board of Directors

Management

For

For

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JUN 23, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Carges

Management

For

For

1b

Elect Director Paul E. Chamberlain

Management

For

For

1c

Elect Director Ronald E.F. Codd

Management

For

For

1d

Elect Director Peter P. Gassner

Management

For

For

1e

Elect Director Mary Lynne Hedley

Management

For

For

1f

Elect Director Gordon Ritter

Management

For

For

1g

Elect Director Paul Sekhri

Management

For

For

1h

Elect Director Matthew J. Wallach

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

Three Years

5

Provide Right to Call Special Meeting

Management

For

For

6

Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold

Shareholder

Against

Against

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 16, 2021
Record Date:  JUN 09, 2021
Meeting Type:  ANNUAL

Ticker:  2269
Security ID:  G97008117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect William Robert Keller as Director

Management

For

For

2b

Elect Teh-Ming Walter Kwauk as Director

Management

For

For

3

Elect Ning Zhao as Director

Management

For

Against

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares

Management

For

Against

10

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen

Management

For

Against

11

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou

Management

For

Against

12

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller

Management

For

Against

13

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk

Management

For

Against

14

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III

Management

For

Against

15

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong

Management

For

Against

16

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner

Management

For

Against

17

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath

Management

For

Against
 

 

 

WUXI BIOLOGICS (CAYMAN), INC.
Meeting Date:  NOV 12, 2020
Record Date:  NOV 06, 2020
Meeting Type:  SPECIAL

Ticker:  2269
Security ID:  G97008109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For
 



 

Franklin Growth Fund

 

10X GENOMICS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TXG
Security ID:  88025U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bryan E. Roberts

Management

For

For

1b

Elect Director Kimberly J. Popovits

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director Robert B. Ford

Management

For

For

1.5

Elect Director Michelle A. Kumbier

Management

For

For

1.6

Elect Director Darren W. McDew

Management

For

For

1.7

Elect Director Nancy McKinstry

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Michael F. Roman

Management

For

For

1.10

Elect Director Daniel J. Starks

Management

For

For

1.11

Elect Director John G. Stratton

Management

For

For

1.12

Elect Director Glenn F. Tilton

Management

For

For

1.13

Elect Director Miles D. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4a

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

Management

For

For

4b

Adopt Majority Voting Standard for Certain Extraordinary Transactions

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Racial Justice

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

ABBVIE INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roxanne S. Austin

Management

For

For

1.2

Elect Director Richard A. Gonzalez

Management

For

For

1.3

Elect Director Rebecca B. Roberts

Management

For

For

1.4

Elect Director Glenn F. Tilton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Require Independent Board Chair

Shareholder

Against

For

 

 

ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy Banse

Management

For

For

1b

Elect Director Melanie Boulden

Management

For

For

1c

Elect Director Frank Calderoni

Management

For

For

1d

Elect Director James Daley

Management

For

For

1e

Elect Director Laura Desmond

Management

For

For

1f

Elect Director Shantanu Narayen

Management

For

For

1g

Elect Director Kathleen Oberg

Management

For

For

1h

Elect Director Dheeraj Pandey

Management

For

For

1i

Elect Director David Ricks

Management

For

For

1j

Elect Director Daniel Rosensweig

Management

For

For

1k

Elect Director John Warnock

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ADYEN NV
Meeting Date:  FEB 12, 2021
Record Date:  JAN 15, 2021
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Announcements

Management

None

None

2

Elect Alexander Matthey to Management Board

Management

For

For

3

Elect Caoimhe Treasa Keogan to Supervisory Board

Management

For

For

4

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  JUN 03, 2021
Record Date:  MAY 06, 2021
Meeting Type:  ANNUAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2.b

Approve Remuneration Report

Management

For

For

2.c

Adopt Financial Statements and Statutory Reports

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5

Reelect Ingo Jeroen Uytdehaage to Management Board

Management

For

For

6

Reelect Delfin Rueda Arroyo to Supervisory Board

Management

For

For

7

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

Management

For

For

8

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

10

Ratify PwC as Auditors

Management

For

For
 

 

 

AGILENT TECHNOLOGIES, INC.
Meeting Date:  MAR 17, 2021
Record Date:  JAN 19, 2021
Meeting Type:  ANNUAL

Ticker:  A
Security ID:  00846U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mala Anand

Management

For

For

1.2

Elect Director Koh Boon Hwee

Management

For

For

1.3

Elect Director Michael R. McMullen

Management

For

For

1.4

Elect Director Daniel K. Podolsky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date:  JAN 28, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL

Ticker:  APD
Security ID:  009158106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan K. Carter

Management

For

For

1b

Elect Director Charles I. Cogut

Management

For

For

1c

Elect Director Lisa A. Davis

Management

For

For

1d

Elect Director Chadwick C. Deaton

Management

For

For

1e

Elect Director Seifollah (Seifi) Ghasemi

Management

For

For

1f

Elect Director David H. Y. Ho

Management

For

For

1g

Elect Director Edward L. Monser

Management

For

For

1h

Elect Director Matthew H. Paull

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

AIRBNB, INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  ABNB
Security ID:  009066101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Angela Ahrendts

Management

For

For

1.2

Elect Director Brian Chesky

Management

For

For

1.3

Elect Director Kenneth Chenault

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2020
Record Date:  AUG 17, 2020
Meeting Type:  ANNUAL

Ticker:  9988
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2.1

Elect Maggie Wei Wu as Director

Management

For

Against

2.2

Elect Kabir Misra as Director

Management

For

Against

2.3

Elect Walter Teh Ming Kwauk as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For
 

 

 

ALLEGION PLC
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  ALLE
Security ID:  G0176J109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kirk S. Hachigian

Management

For

For

1b

Elect Director Steven C. Mizell

Management

For

For

1c

Elect Director Nicole Parent Haughey

Management

For

For

1d

Elect Director David D. Petratis

Management

For

For

1e

Elect Director Dean I. Schaffer

Management

For

For

1f

Elect Director Charles L. Szews

Management

For

For

1g

Elect Director Dev Vardhan

Management

For

For

1h

Elect Director Martin E. Welch, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

5

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights

Management

For

For

 

 

ALPHABET INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Larry Page

Management

For

For

1b

Elect Director Sergey Brin

Management

For

For

1c

Elect Director Sundar Pichai

Management

For

For

1d

Elect Director John L. Hennessy

Management

For

For

1e

Elect Director Frances H. Arnold

Management

For

For

1f

Elect Director L. John Doerr

Management

For

For

1g

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1h

Elect Director Ann Mather

Management

For

For

1i

Elect Director Alan R. Mulally

Management

For

For

1j

Elect Director K. Ram Shriram

Management

For

For

1k

Elect Director Robin L. Washington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

6

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

7

Report on Takedown Requests

Shareholder

Against

Against

8

Report on Whistleblower Policies and Practices

Shareholder

Against

Against

9

Report on Charitable Contributions

Shareholder

Against

Against

10

Report on Risks Related to Anticompetitive Practices

Shareholder

Against

Against

11

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Keith B. Alexander

Management

For

For

1c

Elect Director Jamie S. Gorelick

Management

For

For

1d

Elect Director Daniel P. Huttenlocher

Management

For

For

1e

Elect Director Judith A. McGrath

Management

For

For

1f

Elect Director Indra K. Nooyi

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

For

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

7

Report on Promotion Data

Shareholder

Against

Against

8

Report on the Impacts of Plastic Packaging

Shareholder

Against

Against

9

Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit

Shareholder

Against

Against

10

Adopt a Policy to Include Hourly Employees as Director Candidates

Shareholder

Against

Against

11

Report on Board Oversight of Risks Related to Anti-Competitive Practices

Shareholder

Against

Against

12

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

13

Report on Lobbying Payments and Policy

Shareholder

Against

Against

14

Report on Potential Human Rights Impacts of Customers' Use of Rekognition

Shareholder

Against

Against
 

 

 

AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  AWK
Security ID:  030420103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey N. Edwards

Management

For

For

1b

Elect Director Martha Clark Goss

Management

For

For

1c

Elect Director Veronica M. Hagen

Management

For

For

1d

Elect Director Kimberly J. Harris

Management

For

For

1e

Elect Director Julia L. Johnson

Management

For

For

1f

Elect Director Patricia L. Kampling

Management

For

For

1g

Elect Director Karl F. Kurz

Management

For

For

1h

Elect Director Walter J. Lynch

Management

For

For

1i

Elect Director George MacKenzie

Management

For

For

1j

Elect Director James G. Stavridis

Management

For

For

1k

Elect Director Lloyd M. Yates

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AMERICAN WELL CORPORATION
Meeting Date:  JUN 15, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  AMWL
Security ID:  03044L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Derek Ross

Management

For

Withhold

1.2

Elect Director Brendan O'Grady

Management

For

Withhold

1.3

Elect Director Deborah Jackson

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

AMETEK, INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  AME
Security ID:  031100100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tod E. Carpenter

Management

For

For

1b

Elect Director Karleen M. Oberton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

AMGEN INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director Robert A. Bradway

Management

For

For

1c

Elect Director Brian J. Druker

Management

For

For

1d

Elect Director Robert A. Eckert

Management

For

For

1e

Elect Director Greg C. Garland

Management

For

For

1f

Elect Director Charles M. Holley, Jr.

Management

For

For

1g

Elect Director Tyler Jacks

Management

For

For

1h

Elect Director Ellen J. Kullman

Management

For

For

1i

Elect Director Amy E. Miles

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director R. Sanders Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

AMPHENOL CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  APH
Security ID:  032095101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley L. Clark

Management

For

For

1.2

Elect Director John D. Craig

Management

For

For

1.3

Elect Director David P. Falck

Management

For

For

1.4

Elect Director Edward G. Jepsen

Management

For

For

1.5

Elect Director Rita S. Lane

Management

For

For

1.6

Elect Director Robert A. Livingston

Management

For

For

1.7

Elect Director Martin H. Loeffler

Management

For

For

1.8

Elect Director R. Adam Norwitt

Management

For

For

1.9

Elect Director Anne Clarke Wolff

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Option Plan

Management

For

For

5

Increase Authorized Common Stock

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against

 

 

APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Monica Lozano

Management

For

For

1g

Elect Director Ron Sugar

Management

For

For

1h

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Improve Principles of Executive Compensation Program

Shareholder

Against

Against
 

 

 

APTIV PLC
Meeting Date:  APR 30, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  APTV
Security ID:  G6095L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kevin P. Clark

Management

For

For

1b

Elect Director Richard L. Clemmer

Management

For

For

1c

Elect Director Nancy E. Cooper

Management

For

For

1d

Elect Director Nicholas M. Donofrio

Management

For

For

1e

Elect Director Rajiv L. Gupta

Management

For

For

1f

Elect Director Joseph L. Hooley

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Sean O. Mahoney

Management

For

For

1i

Elect Director Paul M. Meister

Management

For

For

1j

Elect Director Robert K. Ortberg

Management

For

For

1k

Elect Director Colin J. Parris

Management

For

For

1l

Elect Director Ana G. Pinczuk

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ASML HOLDING NV
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Discuss the Company's Business, Financial Situation and Sustainability

Management

None

None

3.a

Approve Remuneration Report

Management

For

For

3.b

Adopt Financial Statements and Statutory Reports

Management

For

For

3.c

Receive Clarification on Company's Reserves and Dividend Policy

Management

None

None

3.d

Approve Dividends of EUR 2.75 Per Share

Management

For

For

4.a

Approve Discharge of Management Board

Management

For

For

4.b

Approve Discharge of Supervisory Board

Management

For

For

5

Approve Number of Shares for Management Board

Management

For

For

6

Approve Certain Adjustments to the Remuneration Policy for Management Board

Management

For

For

7

Approve Certain Adjustments to the Remuneration Policy for Supervisory Board

Management

For

For

8

Receive Information on the Composition of the Management Board

Management

None

None

9.a

Elect B. Conix to Supervisory Board

Management

For

For

9.b

Receive Information on the Composition of the Supervisory Board

Management

None

None

10

Ratify KPMG Accountants N.V. as Auditors

Management

For

For

11.a

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

Management

For

For

11.b

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a

Management

For

For

11.c

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

Management

For

For

11.d

Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c

Management

For

For

12.a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12.b

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

13

Authorize Cancellation of Repurchased Shares

Management

For

For

14

Other Business (Non-Voting)

Management

None

None

15

Close Meeting

Management

None

None
 

 

 

ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividends

Management

For

For

3

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Authorise Board to Fix Remuneration of Auditors

Management

For

For

5a

Re-elect Leif Johansson as Director

Management

For

For

5b

Re-elect Pascal Soriot as Director

Management

For

For

5c

Re-elect Marc Dunoyer as Director

Management

For

For

5d

Re-elect Philip Broadley as Director

Management

For

For

5e

Elect Euan Ashley as Director

Management

For

For

5f

Re-elect Michel Demare as Director

Management

For

For

5g

Re-elect Deborah DiSanzo as Director

Management

For

For

5h

Elect Diana Layfield as Director

Management

For

For

5i

Re-elect Sheri McCoy as Director

Management

For

For

5j

Re-elect Tony Mok as Director

Management

For

For

5k

Re-elect Nazneen Rahman as Director

Management

For

For

5l

Re-elect Marcus Wallenberg as Director

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Authorise UK Political Donations and Expenditure

Management

For

For

9

Authorise Issue of Equity

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

12

Authorise Market Purchase of Ordinary Shares

Management

For

For

13

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

14

Amend Performance Share Plan

Management

For

For
 

 

 

ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  APR 20, 2021
Meeting Type:  SPECIAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition of Alexion Pharmaceuticals, Inc.

Management

For

For

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 03, 2020
Record Date:  OCT 06, 2020
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Appoint Ernst & Young LLP as Auditors

Management

For

For

4

Authorize Board to Fix Remuneration of Auditors

Management

For

For

5

Elect Director Shona L. Brown

Management

For

For

6

Elect Director Michael Cannon-Brookes

Management

For

For

7

Elect Director Scott Farquhar

Management

For

For

8

Elect Director Heather Mirjahangir Fernandez

Management

For

For

9

Elect Director Sasan Goodarzi

Management

For

For

10

Elect Director Jay Parikh

Management

For

For

11

Elect Director Enrique Salem

Management

For

For

12

Elect Director Steven Sordello

Management

For

For

13

Elect Director Richard P. Wong

Management

For

For

14

Authorize to Make Off-Market Purchases of Ordinary Shares

Management

For

For

15

Authorize Share Repurchase Program

Management

For

For
 

 

 

AUTODESK, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew Anagnost

Management

For

For

1b

Elect Director Karen Blasing

Management

For

For

1c

Elect Director Reid French

Management

For

For

1d

Elect Director Ayanna Howard

Management

For

For

1e

Elect Director Blake Irving

Management

For

For

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Stephen Milligan

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Elizabeth (Betsy) Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

AUTOMATIC DATA PROCESSING, INC.
Meeting Date:  NOV 11, 2020
Record Date:  SEP 14, 2020
Meeting Type:  ANNUAL

Ticker:  ADP
Security ID:  053015103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter Bisson

Management

For

For

1b

Elect Director Richard T. Clark

Management

For

For

1c

Elect Director Linnie M. Haynesworth

Management

For

For

1d

Elect Director John P. Jones

Management

For

For

1e

Elect Director Francine S. Katsoudas

Management

For

For

1f

Elect Director Nazzic S. Keene

Management

For

For

1g

Elect Director Thomas J. Lynch

Management

For

For

1h

Elect Director Scott F. Powers

Management

For

For

1i

Elect Director William J. Ready

Management

For

For

1j

Elect Director Carlos A. Rodriguez

Management

For

For

1k

Elect Director Sandra S. Wijnberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Non-Management Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

AVALARA, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marion Foote

Management

For

For

1.2

Elect Director Rajeev Singh

Management

For

For

1.3

Elect Director Kathleen Zwickert

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

BILL.COM HOLDINGS, INC.
Meeting Date:  DEC 03, 2020
Record Date:  OCT 05, 2020
Meeting Type:  ANNUAL

Ticker:  BILL
Security ID:  090043100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rene Lacerte

Management

For

For

1.2

Elect Director Peter Kight

Management

For

For

1.3

Elect Director Colleen Taylor

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

BLACKROCK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bader M. Alsaad

Management

For

For

1b

Elect Director Pamela Daley

Management

For

For

1c

Elect Director Jessica P. Einhorn

Management

For

For

1d

Elect Director Laurence D. Fink

Management

For

For

1e

Elect Director William E. Ford

Management

For

For

1f

Elect Director Fabrizio Freda

Management

For

For

1g

Elect Director Murry S. Gerber

Management

For

For

1h

Elect Director Margaret 'Peggy' L. Johnson

Management

For

For

1i

Elect Director Robert S. Kapito

Management

For

For

1j

Elect Director Cheryl D. Mills

Management

For

For

1k

Elect Director Gordon M. Nixon

Management

For

For

1l

Elect Director Charles H. Robbins

Management

For

For

1m

Elect Director Marco Antonio Slim Domit

Management

For

For

1n

Elect Director Hans E. Vestberg

Management

For

For

1o

Elect Director Susan L. Wagner

Management

For

For

1p

Elect Director Mark Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte LLP as Auditors

Management

For

For

4a

Provide Right to Call Special Meeting

Management

For

For

4b

Eliminate Supermajority Vote Requirement

Management

For

For

4c

Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Glenn D. Fogel

Management

For

For

1.3

Elect Director Mirian M. Graddick-Weir

Management

For

For

1.4

Elect Director Wei Hopeman

Management

For

For

1.5

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.6

Elect Director Charles H. Noski

Management

For

For

1.7

Elect Director Nicholas J. Read

Management

For

For

1.8

Elect Director Thomas E. Rothman

Management

For

For

1.9

Elect Director Bob van Dijk

Management

For

For

1.10

Elect Director Lynn M. Vojvodich

Management

For

For

1.11

Elect Director Vanessa A. Wittman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Provide Right to Act by Written Consent

Management

For

Abstain

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Report on Annual Climate Transition

Shareholder

Against

For

8

Annual Investor Advisory Vote on Climate Plan

Shareholder

Against

Against
 

 

 

BWX TECHNOLOGIES, INC.
Meeting Date:  APR 30, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BWXT
Security ID:  05605H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jan A. Bertsch

Management

For

For

1b

Elect Director Gerhard F. Burbach

Management

For

For

1c

Elect Director Rex D. Geveden

Management

For

For

1d

Elect Director James M. Jaska

Management

For

For

1e

Elect Director Kenneth J. Krieg

Management

For

For

1f

Elect Director Leland D. Melvin

Management

For

For

1g

Elect Director Robert L. Nardelli

Management

For

For

1h

Elect Director Barbara A. Niland

Management

For

For

1i

Elect Director John M. Richardson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CABLE ONE, INC.
Meeting Date:  MAY 21, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CABO
Security ID:  12685J105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas S. Gayner

Management

For

Against

1b

Elect Director Deborah J. Kissire

Management

For

For

1c

Elect Director Thomas O. Might

Management

For

For

1d

Elect Director Kristine E. Miller

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date:  APR 27, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CNR
Security ID:  136375102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Shauneen Bruder

Management

For

For

1B

Elect Director Julie Godin

Management

For

For

1C

Elect Director Denise Gray

Management

For

For

1D

Elect Director Justin M. Howell

Management

For

For

1E

Elect Director Kevin G. Lynch

Management

For

For

1F

Elect Director Margaret A. McKenzie

Management

For

For

1G

Elect Director James E. O'Connor

Management

For

For

1H

Elect Director Robert Pace

Management

For

For

1I

Elect Director Robert L. Phillips

Management

For

For

1J

Elect Director Jean-Jacques Ruest

Management

For

For

1K

Elect Director Laura Stein

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Management Advisory Vote on Climate Change

Management

For

For

5

SP 1: Institute a New Safety-Centered Bonus System

Shareholder

Against

Against

6

SP 2: Require the CN Police Service to Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations

Shareholder

Against

Against
 

 

 

CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date:  APR 21, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  CP
Security ID:  13645T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Ratify Deloitte LLP as Auditors

Management

For

For

2

Advisory Vote on Executive Compensation Approach

Management

For

For

3.1

Elect Director John Baird

Management

For

For

3.2

Elect Director Isabelle Courville

Management

For

For

3.3

Elect Director Keith E. Creel

Management

For

For

3.4

Elect Director Gillian (Jill) H. Denham

Management

For

For

3.5

Elect Director Edward R. Hamberger

Management

For

For

3.6

Elect Director Rebecca MacDonald

Management

For

For

3.7

Elect Director Edward L. Monser

Management

For

For

3.8

Elect Director Matthew H. Paull

Management

For

For

3.9

Elect Director Jane L. Peverett

Management

For

For

3.10

Elect Director Andrea Robertson

Management

For

For

3.11

Elect Director Gordon T. Trafton

Management

For

For

4

Approve Share Split

Management

For

For

5

SP: Hold an Annual Non-Binding Advisory Vote on Climate Change

Shareholder

For

For

 

 

CATALENT, INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 02, 2020
Meeting Type:  ANNUAL

Ticker:  CTLT
Security ID:  148806102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Madhavan "Madhu" Balachandran

Management

For

For

1b

Elect Director J. Martin Carroll

Management

For

For

1c

Elect Director Rolf Classon

Management

For

For

1d

Elect Director John J. Greisch

Management

For

For

1e

Elect Director Christa Kreuzburg

Management

For

For

1f

Elect Director Gregory T. Lucier

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CATERPILLAR INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  CAT
Security ID:  149123101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kelly A. Ayotte

Management

For

For

1.2

Elect Director David L. Calhoun

Management

For

For

1.3

Elect Director Daniel M. Dickinson

Management

For

For

1.4

Elect Director Gerald Johnson

Management

For

For

1.5

Elect Director David W. MacLennan

Management

For

For

1.6

Elect Director Debra L. Reed-Klages

Management

For

For

1.7

Elect Director Edward B. Rust, Jr.

Management

For

For

1.8

Elect Director Susan C. Schwab

Management

For

For

1.9

Elect Director D. James Umpleby, III

Management

For

For

1.10

Elect Director Miles D. White

Management

For

For

1.11

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Climate Policy

Shareholder

Against

For

5

Report on Diversity and Inclusion Efforts

Shareholder

Against

For

6

Amend Certificate of Incorporate to become Public Benefit Corporation

Shareholder

Against

Against

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

CERTARA, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  CERT
Security ID:  15687V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mason P. Slaine

Management

For

Withhold

1.2

Elect Director James E. Cashman, III.

Management

For

For

1.3

Elect Director Ethan Waxman

Management

For

For

2

Ratify CohnReznick LLP as Auditors

Management

For

For
 

 

 

COGNEX CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  CGNX
Security ID:  192422103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Sachin Lawande

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COMCAST CORPORATION
Meeting Date:  JUN 02, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment

Shareholder

Against

For
 

 

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 21, 2020
Record Date:  MAY 22, 2020
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christy Clark

Management

For

For

1.2

Elect Director Jennifer M. Daniels

Management

For

For

1.3

Elect Director Jerry Fowden

Management

For

For

1.4

Elect Director Ernesto M. Hernandez

Management

For

For

1.5

Elect Director Susan Somersille Johnson

Management

For

For

1.6

Elect Director James A. Locke, III

Management

For

Withhold

1.7

Elect Director Jose Manuel Madero Garza

Management

For

For

1.8

Elect Director Daniel J. McCarthy

Management

For

For

1.9

Elect Director William A. Newlands

Management

For

For

1.10

Elect Director Richard Sands

Management

For

For

1.11

Elect Director Robert Sands

Management

For

For

1.12

Elect Director Judy A. Schmeling

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director John W. Hill

Management

For

For

1f

Elect Director Robert W. Musslewhite

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director Louise S. Sams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Shareholder

Against

Against
 

 

 

CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  CCI
Security ID:  22822V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director P. Robert Bartolo

Management

For

For

1b

Elect Director Jay A. Brown

Management

For

For

1c

Elect Director Cindy Christy

Management

For

For

1d

Elect Director Ari Q. Fitzgerald

Management

For

For

1e

Elect Director Andrea J. Goldsmith

Management

For

For

1f

Elect Director Lee W. Hogan

Management

For

For

1g

Elect Director Tammy K. Jones

Management

For

For

1h

Elect Director J. Landis Martin

Management

For

For

1i

Elect Director Anthony J. Melone

Management

For

For

1j

Elect Director W. Benjamin Moreland

Management

For

For

1k

Elect Director Kevin A. Stephens

Management

For

For

1l

Elect Director Matthew Thornton, III

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rainer M. Blair

Management

For

For

1b

Elect Director Linda Hefner Filler

Management

For

For

1c

Elect Director Teri List

Management

For

For

1d

Elect Director Walter G. Lohr, Jr.

Management

For

For

1e

Elect Director Jessica L. Mega

Management

For

For

1f

Elect Director Mitchell P. Rales

Management

For

For

1g

Elect Director Steven M. Rales

Management

For

For

1h

Elect Director Pardis C. Sabeti

Management

For

For

1i

Elect Director John T. Schwieters

Management

For

For

1j

Elect Director Alan G. Spoon

Management

For

For

1k

Elect Director Raymond C. Stevens

Management

For

For

1l

Elect Director Elias A. Zerhouni

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

DECIPHERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 23, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James A. Bristol

Management

For

For

1.2

Elect Director Frank S. Friedman

Management

For

For

1.3

Elect Director Ron Squarer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

DEERE & COMPANY
Meeting Date:  FEB 24, 2021
Record Date:  DEC 31, 2020
Meeting Type:  ANNUAL

Ticker:  DE
Security ID:  244199105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tamra A. Erwin

Management

For

For

1b

Elect Director Alan C. Heuberger

Management

For

For

1c

Elect Director Charles O. Holliday, Jr.

Management

For

For

1d

Elect Director Dipak C. Jain

Management

For

For

1e

Elect Director Michael O. Johanns

Management

For

For

1f

Elect Director Clayton M. Jones

Management

For

For

1g

Elect Director John C. May

Management

For

For

1h

Elect Director Gregory R. Page

Management

For

For

1i

Elect Director Sherry M. Smith

Management

For

For

1j

Elect Director Dmitri L. Stockton

Management

For

For

1k

Elect Director Sheila G. Talton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

DUCK CREEK TECHNOLOGIES, INC.
Meeting Date:  MAR 12, 2021
Record Date:  JAN 22, 2021
Meeting Type:  ANNUAL

Ticker:  DCT
Security ID:  264120106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Moran

Management

For

Withhold

1.2

Elect Director Stuart Nicoll

Management

For

Withhold

1.3

Elect Director Jason Wright

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ECOLAB INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  ECL
Security ID:  278865100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director Shari L. Ballard

Management

For

For

1c

Elect Director Barbara J. Beck

Management

For

For

1d

Elect Director Christophe Beck

Management

For

For

1e

Elect Director Jeffrey M. Ettinger

Management

For

For

1f

Elect Director Arthur J. Higgins

Management

For

For

1g

Elect Director Michael Larson

Management

For

For

1h

Elect Director David W. MacLennan

Management

For

For

1i

Elect Director Tracy B. McKibben

Management

For

For

1j

Elect Director Lionel L. Nowell, III

Management

For

For

1k

Elect Director Victoria J. Reich

Management

For

For

1l

Elect Director Suzanne M. Vautrinot

Management

For

For

1m

Elect Director John J. Zillmer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kieran T. Gallahue

Management

For

For

1.2

Elect Director Leslie S. Heisz

Management

For

For

1.3

Elect Director Paul A. LaViolette

Management

For

For

1.4

Elect Director Steven R. Loranger

Management

For

For

1.5

Elect Director Martha H. Marsh

Management

For

For

1.6

Elect Director Michael A. Mussallem

Management

For

For

1.7

Elect Director Ramona Sequeira

Management

For

For

1.8

Elect Director Nicholas J. Valeriani

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against
 

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Katherine Baicker

Management

For

For

1b

Elect Director J. Erik Fyrwald

Management

For

For

1c

Elect Director Jamere Jackson

Management

For

For

1d

Elect Director Gabrielle Sulzberger

Management

For

For

1e

Elect Director Jackson P. Tai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

For

8

Adopt Policy on Bonus Banking

Shareholder

Against

For

9

Clawback Disclosure of Recoupment Activity from Senior Officers

Shareholder

Against

For

 

 

EQUIFAX INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  EFX
Security ID:  294429105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark W. Begor

Management

For

For

1b

Elect Director Mark L. Feidler

Management

For

For

1c

Elect Director G. Thomas Hough

Management

For

For

1d

Elect Director Robert D. Marcus

Management

For

For

1e

Elect Director Scott A. McGregor

Management

For

For

1f

Elect Director John A. McKinley

Management

For

For

1g

Elect Director Robert W. Selander

Management

For

For

1h

Elect Director Melissa D. Smith

Management

For

For

1i

Elect Director Audrey Boone Tillman

Management

For

For

1j

Elect Director Heather H. Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peggy Alford

Management

For

For

1.2

Elect Director Marc L. Andreessen

Management

For

For

1.3

Elect Director Andrew W. Houston

Management

For

For

1.4

Elect Director Nancy Killefer

Management

For

For

1.5

Elect Director Robert M. Kimmitt

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Tracey T. Travis

Management

For

For

1.9

Elect Director Mark Zuckerberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Non-Employee Director Compensation Policy

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Online Child Sexual Exploitation

Shareholder

Against

Against

7

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

8

Report on Platform Misuse

Shareholder

Against

Against

9

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

FASTENAL COMPANY
Meeting Date:  APR 24, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  FAST
Security ID:  311900104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Scott A. Satterlee

Management

For

For

1b

Elect Director Michael J. Ancius

Management

For

For

1c

Elect Director Stephen L. Eastman

Management

For

For

1d

Elect Director Daniel L. Florness

Management

For

For

1e

Elect Director Rita J. Heise

Management

For

For

1f

Elect Director Hsenghung Sam Hsu

Management

For

For

1g

Elect Director Daniel L. Johnson

Management

For

For

1h

Elect Director Nicholas J. Lundquist

Management

For

For

1i

Elect Director Reyne K. Wisecup

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

FORTIVE CORPORATION
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  FTV
Security ID:  34959J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel L. Comas

Management

For

For

1b

Elect Director Feroz Dewan

Management

For

For

1c

Elect Director Sharmistha Dubey

Management

For

For

1d

Elect Director Rejji P. Hayes

Management

For

For

1e

Elect Director James A. Lico

Management

For

For

1f

Elect Director Kate D. Mitchell

Management

For

For

1g

Elect Director Jeannine Sargent

Management

For

For

1h

Elect Director Alan G. Spoon

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Call Special Meeting

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

GUARDANT HEALTH, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Helmy Eltoukhy

Management

For

For

1b

Elect Director AmirAli Talasaz

Management

For

For

1c

Elect Director Bahija Jallal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

HAEMONETICS CORPORATION
Meeting Date:  JUL 21, 2020
Record Date:  MAY 22, 2020
Meeting Type:  ANNUAL

Ticker:  HAE
Security ID:  405024100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher A. Simon

Management

For

For

1.2

Elect Director Robert E. Abernathy

Management

For

For

1.3

Elect Director Michael J. Coyle

Management

For

For

1.4

Elect Director Charles J. Dockendorff

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

IAC/INTERACTIVECORP
Meeting Date:  MAY 14, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  IAC
Security ID:  44891N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Spin-Off Agreement

Management

For

For

2

Approve the Corporate Opportunities Charter Amendment

Management

For

For

3

Adjourn Meeting

Management

For

For

4a

Elect Director Chelsea Clinton

Management

For

For

4b

Elect Director Barry Diller

Management

For

For

4c

Elect Director Michael D. Eisner

Management

For

Withhold

4d

Elect Director Bonnie S. Hammer

Management

For

For

4e

Elect Director Victor A. Kaufman

Management

For

For

4f

Elect Director Joseph Levin

Management

For

For

4g

Elect Director Bryan Lourd

Management

For

For

4h

Elect Director Westley Moore

Management

For

For

4i

Elect Director David Rosenblatt

Management

For

For

4j

Elect Director Alan G. Spoon

Management

For

For

4k

Elect Director Alexander von Furstenberg

Management

For

For

4l

Elect Director Richard F. Zannino

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

7

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year
 

 

 

IHS MARKIT LTD.
Meeting Date:  MAR 11, 2021
Record Date:  JAN 19, 2021
Meeting Type:  SPECIAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

 

 

IHS MARKIT LTD.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lance Uggla

Management

For

For

1b

Elect Director John Browne

Management

For

For

1c

Elect Director Dinyar S. Devitre

Management

For

For

1d

Elect Director Ruann F. Ernst

Management

For

For

1e

Elect Director Jacques Esculier

Management

For

For

1f

Elect Director Gay Huey Evans

Management

For

For

1g

Elect Director William E. Ford

Management

For

For

1h

Elect Director Nicoletta Giadrossi

Management

For

For

1i

Elect Director Robert P. Kelly

Management

For

For

1j

Elect Director Deborah Doyle McWhinney

Management

For

For

1k

Elect Director Jean-Paul L. Montupet

Management

For

For

1l

Elect Director Deborah K. Orida

Management

For

For

1m

Elect Director James A. Rosenthal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 

 

 

ILLINOIS TOOL WORKS INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  ITW
Security ID:  452308109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel J. Brutto

Management

For

For

1b

Elect Director Susan Crown

Management

For

For

1c

Elect Director Darrell L. Ford

Management

For

For

1d

Elect Director James W. Griffith

Management

For

For

1e

Elect Director Jay L. Henderson

Management

For

For

1f

Elect Director Richard H. Lenny

Management

For

For

1g

Elect Director E. Scott Santi

Management

For

For

1h

Elect Director David B. Smith, Jr.

Management

For

For

1i

Elect Director Pamela B. Strobel

Management

For

For

1j

Elect Director Anre D. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

 

 

ILLUMINA, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Caroline D. Dorsa

Management

For

For

1B

Elect Director Robert S. Epstein

Management

For

For

1C

Elect Director Scott Gottlieb

Management

For

For

1D

Elect Director Gary S. Guthart

Management

For

For

1E

Elect Director Philip W. Schiller

Management

For

For

1F

Elect Director John W. Thompson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

INGERSOLL RAND INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  IR
Security ID:  45687V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

Management

For

For

3

Eliminate Supermajority Vote Requirement to Amend Bylaws

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6a.1

Elect Director Peter M. Stavros

Management

For

For

6a.2

Elect Director Kirk E. Arnold

Management

For

For

6a.3

Elect Director Elizabeth Centoni

Management

For

For

6a.4

Elect Director William P. Donnelly

Management

For

For

6a.5

Elect Director Gary D. Forsee

Management

For

For

6a.6

Elect Director John Humphrey

Management

For

For

6a.7

Elect Director Marc E. Jones

Management

For

For

6a.8

Elect Director Vicente Reynal

Management

For

For

6a.9

Elect Director Joshua T. Weisenbeck

Management

For

For

6a.10

Elect Director Tony L. White

Management

For

For

6b.11

Elect Director Peter M. Stavros

Management

For

For

6b.12

Elect Director Elizabeth Centoni

Management

For

For

6b.13

Elect Director Gary D. Forsee

Management

For

For

6b.14

Elect Director Tony L. White

Management

For

For
 

 

 

INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  ICE
Security ID:  45866F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon Y. Bowen

Management

For

For

1b

Elect Director Shantella E. Cooper

Management

For

For

1c

Elect Director Charles R. Crisp

Management

For

For

1d

Elect Director Duriya M. Farooqui

Management

For

For

1e

Elect Director The Right Hon. the Lord Hague of Richmond

Management

For

For

1f

Elect Director Mark F. Mulhern

Management

For

For

1g

Elect Director Thomas E. Noonan

Management

For

For

1h

Elect Director Frederic V. Salerno

Management

For

For

1i

Elect Director Caroline L. Silver

Management

For

For

1j

Elect Director Jeffrey C. Sprecher

Management

For

For

1k

Elect Director Judith A. Sprieser

Management

For

For

1l

Elect Director Vincent Tese

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Adopt Simple Majority Vote

Shareholder

Against

For

 

 

INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date:  AUG 27, 2020
Record Date:  JUL 13, 2020
Meeting Type:  SPECIAL

Ticker:  IFF
Security ID:  459506101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For
 

 

 

INTUIT INC.
Meeting Date:  JAN 21, 2021
Record Date:  NOV 23, 2020
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eve Burton

Management

For

For

1b

Elect Director Scott D. Cook

Management

For

For

1c

Elect Director Richard L. Dalzell

Management

For

For

1d

Elect Director Sasan K. Goodarzi

Management

For

For

1e

Elect Director Deborah Liu

Management

For

For

1f

Elect Director Tekedra Mawakana

Management

For

For

1g

Elect Director Suzanne Nora Johnson

Management

For

For

1h

Elect Director Dennis D. Powell

Management

For

For

1i

Elect Director Brad D. Smith

Management

For

For

1j

Elect Director Thomas Szkutak

Management

For

For

1k

Elect Director Raul Vazquez

Management

For

For

1l

Elect Director Jeff Weiner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig H. Barratt

Management

For

For

1b

Elect Director Joseph C. Beery

Management

For

For

1c

Elect Director Gary S. Guthart

Management

For

For

1d

Elect Director Amal M. Johnson

Management

For

For

1e

Elect Director Don R. Kania

Management

For

For

1f

Elect Director Amy L. Ladd

Management

For

For

1g

Elect Director Keith R. Leonard, Jr.

Management

For

For

1h

Elect Director Alan J. Levy

Management

For

Against

1i

Elect Director Jami Dover Nachtsheim

Management

For

For

1j

Elect Director Monica P. Reed

Management

For

For

1k

Elect Director Mark J. Rubash

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

IOVANCE BIOTHERAPEUTICS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  IOVA
Security ID:  462260100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

Withhold

1.3

Elect Director Athena Countouriotis

Management

For

Withhold

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

Withhold

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Michael Weiser

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

J.B. HUNT TRANSPORT SERVICES, INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 16, 2021
Meeting Type:  ANNUAL

Ticker:  JBHT
Security ID:  445658107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas G. Duncan

Management

For

For

1.2

Elect Director Francesca M. Edwardson

Management

For

For

1.3

Elect Director Wayne Garrison

Management

For

For

1.4

Elect Director Sharilyn S. Gasaway

Management

For

For

1.5

Elect Director Gary C. George

Management

For

For

1.6

Elect Director Thad Hill

Management

For

For

1.7

Elect Director J. Bryan Hunt, Jr.

Management

For

Against

1.8

Elect Director Gale V. King

Management

For

For

1.9

Elect Director John N. Roberts, III

Management

For

For

1.10

Elect Director James L. Robo

Management

For

For

1.11

Elect Director Kirk Thompson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 22, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

For

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Hubert Joly

Management

For

For

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

For

1k

Elect Director A. Eugene Washington

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Nadja Y. West

Management

For

For

1n

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Civil Rights Audit

Shareholder

Against

Against

7

Adopt Policy on Bonus Banking

Shareholder

Against

Against
 

 

 

KANSAS CITY SOUTHERN
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  KSU
Security ID:  485170302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lydia I. Beebe

Management

For

For

1.2

Elect Director Lu M. Cordova

Management

For

For

1.3

Elect Director Robert J. Druten

Management

For

For

1.4

Elect Director Antonio O. Garza, Jr.

Management

For

For

1.5

Elect Director David Garza-Santos

Management

For

For

1.6

Elect Director Janet H. Kennedy

Management

For

For

1.7

Elect Director Mitchell J. Krebs

Management

For

For

1.8

Elect Director Henry J. Maier

Management

For

For

1.9

Elect Director Thomas A. McDonnell

Management

For

For

1.10

Elect Director Patrick J. Ottensmeyer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KEYSIGHT TECHNOLOGIES, INC.
Meeting Date:  MAR 18, 2021
Record Date:  JAN 19, 2021
Meeting Type:  ANNUAL

Ticker:  KEYS
Security ID:  49338L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald S. Nersesian

Management

For

For

1.2

Elect Director Charles J. Dockendorff

Management

For

For

1.3

Elect Director Robert A. Rango

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date:  MAY 12, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  LH
Security ID:  50540R409

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kerrii B. Anderson

Management

For

For

1b

Elect Director Jean-Luc Belingard

Management

For

For

1c

Elect Director Jeffrey A. Davis

Management

For

For

1d

Elect Director D. Gary Gilliland

Management

For

For

1e

Elect Director Garheng Kong

Management

For

For

1f

Elect Director Peter M. Neupert

Management

For

For

1g

Elect Director Richelle P. Parham

Management

For

For

1h

Elect Director Adam H. Schechter

Management

For

For

1i

Elect Director Kathryn E. Wengel

Management

For

For

1j

Elect Director R. Sanders Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 03, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohail U. Ahmed

Management

For

For

1.2

Elect Director Timothy M. Archer

Management

For

For

1.3

Elect Director Eric K. Brandt

Management

For

For

1.4

Elect Director Michael R. Cannon

Management

For

For

1.5

Elect Director Catherine P. Lego

Management

For

For

1.6

Elect Director Bethany J. Mayer

Management

For

For

1.7

Elect Director Abhijit Y. Talwalkar

Management

For

For

1.8

Elect Director Lih Shyng (Rick L.) Tsai

Management

For

For

1.9

Elect Director Leslie F. Varon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

LAMB WESTON HOLDINGS, INC.
Meeting Date:  SEP 24, 2020
Record Date:  JUL 27, 2020
Meeting Type:  ANNUAL

Ticker:  LW
Security ID:  513272104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter J. Bensen

Management

For

For

1b

Elect Director Charles A. Blixt

Management

For

For

1c

Elect Director Robert J. Coviello

Management

For

For

1d

Elect Director Andre J. Hawaux

Management

For

For

1e

Elect Director W.G. Jurgensen

Management

For

For

1f

Elect Director Thomas P. Maurer

Management

For

For

1g

Elect Director Robert A. Niblock

Management

For

For

1h

Elect Director Hala G. Moddelmog

Management

For

For

1i

Elect Director Maria Renna Sharpe

Management

For

For

1j

Elect Director Thomas P. Werner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

LAS VEGAS SANDS CORP.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  LVS
Security ID:  517834107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Irwin Chafetz

Management

For

For

1.2

Elect Director Micheline Chau

Management

For

For

1.3

Elect Director Patrick Dumont

Management

For

For

1.4

Elect Director Charles D. Forman

Management

For

For

1.5

Elect Director Robert G. Goldstein

Management

For

For

1.6

Elect Director George Jamieson

Management

For

For

1.7

Elect Director Nora M. Jordan

Management

For

For

1.8

Elect Director Charles A. Koppelman

Management

For

For

1.9

Elect Director Lewis Kramer

Management

For

For

1.10

Elect Director David F. Levi

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

LINDE PLC
Meeting Date:  JUL 27, 2020
Record Date:  JUL 25, 2020
Meeting Type:  ANNUAL

Ticker:  LIN
Security ID:  G5494J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wolfgang H. Reitzle

Management

For

For

1b

Elect Director Stephen F. Angel

Management

For

For

1c

Elect Director Ann-Kristin Achleitner

Management

For

For

1d

Elect Director Clemens A. H. Borsig

Management

For

For

1e

Elect Director Nance K. Dicciani

Management

For

For

1f

Elect Director Thomas Enders

Management

For

For

1g

Elect Director Franz Fehrenbach

Management

For

For

1h

Elect Director Edward G. Galante

Management

For

For

1i

Elect Director Larry D. McVay

Management

For

For

1j

Elect Director Victoria E. Ossadnik

Management

For

For

1k

Elect Director Martin H. Richenhagen

Management

For

For

1l

Elect Director Robert L. Wood

Management

For

For

2a

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

2b

Authorize Board to Fix Remuneration of Auditors

Management

For

For

3

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

For

1.4

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.5

Elect Director James O. Ellis, Jr.

Management

For

For

1.6

Elect Director Thomas J. Falk

Management

For

For

1.7

Elect Director Ilene S. Gordon

Management

For

For

1.8

Elect Director Vicki A. Hollub

Management

For

For

1.9

Elect Director Jeh C. Johnson

Management

For

For

1.10

Elect Director Debra L. Reed-Klages

Management

For

For

1.11

Elect Director James D. Taiclet

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Human Rights Due Diligence

Shareholder

Against

Against
 

 

 

MARAVAI LIFESCIENCES HOLDINGS, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MRVI
Security ID:  56600D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carl Hull

Management

For

For

1.2

Elect Director Benjamin Daverman

Management

For

Withhold

1.3

Elect Director Susannah Gray

Management

For

For

1.4

Elect Director Constantine Mihas

Management

For

Withhold

2

Advisory Vote to Retain Classified Board Structure

Management

For

Against

3

Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws

Management

For

Against

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Nancy Altobello

Management

For

For

1c

Elect Director Steven L. Begleiter

Management

For

For

1d

Elect Director Stephen P. Casper

Management

For

For

1e

Elect Director Jane Chwick

Management

For

For

1f

Elect Director Christopher R. Concannon

Management

For

For

1g

Elect Director William F. Cruger

Management

For

For

1h

Elect Director Kourtney Gibson

Management

For

For

1i

Elect Director Justin G. Gmelich

Management

For

For

1j

Elect Director Richard G. Ketchum

Management

For

For

1k

Elect Director Emily H. Portney

Management

For

For

1l

Elect Director Richard L. Prager

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MARTIN MARIETTA MATERIALS, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  MLM
Security ID:  573284106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dorothy M. Ables

Management

For

For

1.2

Elect Director Sue W. Cole

Management

For

For

1.3

Elect Director Smith W. Davis

Management

For

For

1.4

Elect Director Anthony R. Foxx

Management

For

For

1.5

Elect Director John J. Koraleski

Management

For

For

1.6

Elect Director C. Howard Nye

Management

For

For

1.7

Elect Director Laree E. Perez

Management

For

For

1.8

Elect Director Thomas H. Pike

Management

For

For

1.9

Elect Director Michael J. Quillen

Management

For

For

1.10

Elect Director Donald W. Slager

Management

For

For

1.11

Elect Director David C. Wajsgras

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajay Banga

Management

For

For

1b

Elect Director Merit E. Janow

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Oki Matsumoto

Management

For

For

1h

Elect Director Michael Miebach

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For

 

 

MATCH GROUP, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  MTCH
Security ID:  57667L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wendi Murdoch

Management

For

For

1b

Elect Director Glenn H. Schiffman

Management

For

For

1c

Elect Director Pamela S. Seymon

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Mary Ellen Coe

Management

For

For

1c

Elect Director Pamela J. Craig

Management

For

For

1d

Elect Director Kenneth C. Frazier

Management

For

For

1e

Elect Director Thomas H. Glocer

Management

For

For

1f

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1g

Elect Director Stephen L. Mayo

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Access to COVID-19 Products

Shareholder

Against

Against

 

 

MERCURY SYSTEMS, INC.
Meeting Date:  OCT 28, 2020
Record Date:  AUG 24, 2020
Meeting Type:  ANNUAL

Ticker:  MRCY
Security ID:  589378108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Aslett

Management

For

For

1.2

Elect Director Mary Louise Krakauer

Management

For

For

1.3

Elect Director William K. O'Brien

Management

For

For

1.4

Elect Director Orlando P. Carvalho

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Domitille Doat-Le Bigot

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Elisha W. Finney

Management

For

For

1.6

Elect Director Richard Francis

Management

For

For

1.7

Elect Director Michael A. Kelly

Management

For

For

1.8

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Reid G. Hoffman

Management

For

For

1.2

Elect Director Hugh F. Johnston

Management

For

For

1.3

Elect Director Teri L. List-Stoll

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Sandra E. Peterson

Management

For

For

1.6

Elect Director Penny S. Pritzker

Management

For

For

1.7

Elect Director Charles W. Scharf

Management

For

For

1.8

Elect Director Arne M. Sorenson

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Emma N. Walmsley

Management

For

For

1.12

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

MIRATI THERAPEUTICS, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  MRTX
Security ID:  60468T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles M. Baum

Management

For

For

1.2

Elect Director Bruce L.A. Carter

Management

For

For

1.3

Elect Director Julie M. Cherrington

Management

For

For

1.4

Elect Director Aaron I. Davis

Management

For

For

1.5

Elect Director Henry J. Fuchs

Management

For

Withhold

1.6

Elect Director Michael Grey

Management

For

Withhold

1.7

Elect Director Faheem Hasnain

Management

For

For

1.8

Elect Director Craig Johnson

Management

For

For

1.9

Elect Director Maya Martinez-Davis

Management

For

For

1.10

Elect Director Shalini Sharp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

 

 

MONDELEZ INTERNATIONAL, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  MDLZ
Security ID:  609207105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lewis W.K. Booth

Management

For

For

1b

Elect Director Charles E. Bunch

Management

For

For

1c

Elect Director Lois D. Juliber

Management

For

For

1d

Elect Director Peter W. May

Management

For

For

1e

Elect Director Jorge S. Mesquita

Management

For

For

1f

Elect Director Jane Hamilton Nielsen

Management

For

For

1g

Elect Director Fredric G. Reynolds

Management

For

For

1h

Elect Director Christiana S. Shi

Management

For

For

1i

Elect Director Patrick T. Siewert

Management

For

For

1j

Elect Director Michael A. Todman

Management

For

For

1k

Elect Director Jean-Francois M. L. van Boxmeer

Management

For

For

1l

Elect Director Dirk Van de Put

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Consider Pay Disparity Between Executives and Other Employees

Shareholder

Against

Against
 

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Eugen Elmiger

Management

For

For

1.2

Elect Director Jeff Zhou

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  JUN 15, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney C. Sacks

Management

For

For

1.2

Elect Director Hilton H. Schlosberg

Management

For

For

1.3

Elect Director Mark J. Hall

Management

For

For

1.4

Elect Director James L. Dinkins

Management

For

For

1.5

Elect Director Gary P. Fayard

Management

For

For

1.6

Elect Director Jeanne P. Jackson

Management

For

For

1.7

Elect Director Steven G. Pizula

Management

For

For

1.8

Elect Director Benjamin M. Polk

Management

For

For

1.9

Elect Director Mark S. Vidergauz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Annual Vote and Report on Climate Change

Shareholder

Against

Against
 

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Rastetter

Management

For

For

1.2

Elect Director George J. Morrow

Management

For

For

1.3

Elect Director Leslie V. Norwalk

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director James L. Camaren

Management

For

For

1c

Elect Director Kenneth B. Dunn

Management

For

For

1d

Elect Director Naren K. Gursahaney

Management

For

For

1e

Elect Director Kirk S. Hachigian

Management

For

For

1f

Elect Director Amy B. Lane

Management

For

For

1g

Elect Director David L. Porges

Management

For

For

1h

Elect Director James L. Robo

Management

For

For

1i

Elect Director Rudy E. Schupp

Management

For

For

1j

Elect Director John L. Skolds

Management

For

For

1k

Elect Director Lynn M. Utter

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan B. Graf, Jr.

Management

For

For

1b

Elect Director Peter B. Henry

Management

For

For

1c

Elect Director Michelle A. Peluso

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions Disclosure

Shareholder

Against

Against

 

 

NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NOC
Security ID:  666807102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kathy J. Warden

Management

For

For

1.2

Elect Director David P. Abney

Management

For

For

1.3

Elect Director Marianne C. Brown

Management

For

For

1.4

Elect Director Donald E. Felsinger

Management

For

For

1.5

Elect Director Ann M. Fudge

Management

For

For

1.6

Elect Director William H. Hernandez

Management

For

For

1.7

Elect Director Madeleine A. Kleiner

Management

For

For

1.8

Elect Director Karl J. Krapek

Management

For

For

1.9

Elect Director Gary Roughead

Management

For

For

1.10

Elect Director Thomas M. Schoewe

Management

For

For

1.11

Elect Director James S. Turley

Management

For

For

1.12

Elect Director Mark A. Welsh, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Human Rights Impact Assessment

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against
 

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 03, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director John O. Dabiri

Management

For

For

1d

Elect Director Persis S. Drell

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director Stephen C. Neal

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Aarti Shah

Management

For

For

1m

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Increase Authorized Common Stock

Management

For

For
 

 

 

NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 26, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL

Ticker:  NXPI
Security ID:  N6596X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board Members

Management

For

For

3a

Reelect Kurt Sievers as Executive Director

Management

For

For

3b

Reelect Peter Bonfield as Non-Executive Director

Management

For

Against

3c

Elect Annette Clayton as Non-Executive Director

Management

For

For

3d

Elect Anthony Foxx as Non-Executive Director

Management

For

For

3e

Reelect Kenneth A. Goldman as Non-Executive Director

Management

For

For

3f

Reelect Josef Kaeser as Non-Executive Director

Management

For

For

3g

Reelect Lena Olving as Non-Executive Director

Management

For

Against

3h

Reelect Peter Smitham as Non-Executive Director

Management

For

Against

3i

Reelect Julie Southern as Non-Executive Director

Management

For

For

3j

Reelect Jasmin Staiblin as Non-Executive Director

Management

For

For

3k

Reelect Gregory L. Summe as Non-Executive Director

Management

For

For

3l

Reelect Karl-Henrik Sundstrom as Non-Executive Director

Management

For

Against

4

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

5

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

6

Authorize Share Repurchase Program

Management

For

For

7

Approve Cancellation of Ordinary Shares

Management

For

For

8

Approve Remuneration of the Non Executive Members of the Board

Management

For

For

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

OKTA, INC.
Meeting Date:  JUN 17, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  OKTA
Security ID:  679295105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Todd McKinnon

Management

For

For

1.2

Elect Director Michael Stankey

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

OTIS WORLDWIDE CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 03, 2021
Meeting Type:  ANNUAL

Ticker:  OTIS
Security ID:  68902V107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey H. Black

Management

For

For

1b

Elect Director Kathy Hopinkah Hannan

Management

For

For

1c

Elect Director Shailesh G. Jejurikar

Management

For

For

1d

Elect Director Christopher J. Kearney

Management

For

For

1e

Elect Director Judith F. Marks

Management

For

For

1f

Elect Director Harold W. McGraw, III

Management

For

For

1g

Elect Director Margaret M. V. Preston

Management

For

For

1h

Elect Director Shelley Stewart, Jr.

Management

For

For

1i

Elect Director John H. Walker

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PAYCOM SOFTWARE, INC.
Meeting Date:  MAY 03, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  PAYC
Security ID:  70432V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Levenson

Management

For

For

1.2

Elect Director Frederick C. Peters, II

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Plans to Improve Diversity of Executive Leadership

Shareholder

None

For

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rodney C. Adkins

Management

For

For

1b

Elect Director Jonathan Christodoro

Management

For

For

1c

Elect Director John J. Donahoe

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Belinda J. Johnson

Management

For

For

1f

Elect Director Gail J. McGovern

Management

For

For

1g

Elect Director Deborah M. Messemer

Management

For

For

1h

Elect Director David M. Moffett

Management

For

For

1i

Elect Director Ann M. Sarnoff

Management

For

For

1j

Elect Director Daniel H. Schulman

Management

For

For

1k

Elect Director Frank D. Yeary

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against
 

 

 

PEPSICO, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Segun Agbaje

Management

For

For

1b

Elect Director Shona L. Brown

Management

For

For

1c

Elect Director Cesar Conde

Management

For

For

1d

Elect Director Ian Cook

Management

For

For

1e

Elect Director Dina Dublon

Management

For

For

1f

Elect Director Michelle Gass

Management

For

For

1g

Elect Director Ramon L. Laguarta

Management

For

For

1h

Elect Director Dave Lewis

Management

For

For

1i

Elect Director David C. Page

Management

For

For

1j

Elect Director Robert C. Pohlad

Management

For

For

1k

Elect Director Daniel Vasella

Management

For

For

1l

Elect Director Darren Walker

Management

For

For

1m

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

5

Report on Sugar and Public Health

Shareholder

Against

Against

6

Report on External Public Health Costs

Shareholder

Against

Against

 

 

PTC INC.
Meeting Date:  FEB 10, 2021
Record Date:  DEC 14, 2020
Meeting Type:  ANNUAL

Ticker:  PTC
Security ID:  69370C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Janice Chaffin

Management

For

For

1.2

Elect Director Phillip Fernandez

Management

For

For

1.3

Elect Director James Heppelmann

Management

For

For

1.4

Elect Director Klaus Hoehn

Management

For

For

1.5

Elect Director Paul Lacy

Management

For

For

1.6

Elect Director Corinna Lathan

Management

For

For

1.7

Elect Director Blake Moret

Management

For

For

1.8

Elect Director Robert Schechter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PTC THERAPEUTICS, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  PTCT
Security ID:  69366J200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Emma Reeve

Management

For

For

1.2

Elect Director Michael Schmertzler

Management

For

For

1.3

Elect Director Glenn D. Steele, Jr.

Management

For

For

1.4

Elect Director Mary Smith

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

QUALTRICS INTERNATIONAL INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  XM
Security ID:  747601201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Egon Durban

Management

For

For

1b

Elect Director Sindhu Gangadharan

Management

For

Against

1c

Elect Director Paula Hansen

Management

For

For

1d

Elect Director Christian Klein

Management

For

For

1e

Elect Director Luka Mucic

Management

For

Against

1f

Elect Director Donald Paoni

Management

For

For

1g

Elect Director Zig Serafin

Management

For

Against

1h

Elect Director Ryan Smith

Management

For

For

1i

Elect Director Kelly Steckelberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  APR 26, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  RTX
Security ID:  75513E101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tracy A. Atkinson

Management

For

For

1b

Elect Director Gregory J. Hayes

Management

For

For

1c

Elect Director Thomas A. Kennedy

Management

For

For

1d

Elect Director Marshall O. Larsen

Management

For

For

1e

Elect Director George R. Oliver

Management

For

For

1f

Elect Director Robert K. (Kelly) Ortberg

Management

For

For

1g

Elect Director Margaret L. O'Sullivan

Management

For

For

1h

Elect Director Dinesh C. Paliwal

Management

For

For

1i

Elect Director Ellen M. Pawlikowski

Management

For

For

1j

Elect Director Denise L. Ramos

Management

For

For

1k

Elect Director Fredric G. Reynolds

Management

For

For

1l

Elect Director Brian C. Rogers

Management

For

For

1m

Elect Director James A. Winnefeld, Jr.

Management

For

For

1n

Elect Director Robert O. Work

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against

 

 

REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  REGN
Security ID:  75886F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director N. Anthony Coles

Management

For

For

1b

Elect Director Arthur F. Ryan

Management

For

Against

1c

Elect Director George L. Sing

Management

For

Against

1d

Elect Director Marc Tessier-Lavigne

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Michael A. Duffy

Management

For

For

1d

Elect Director Thomas W. Handley

Management

For

For

1e

Elect Director Jennifer M. Kirk

Management

For

For

1f

Elect Director Michael Larson

Management

For

For

1g

Elect Director Kim S. Pegula

Management

For

For

1h

Elect Director James P. Snee

Management

For

For

1i

Elect Director Brian S. Tyler

Management

For

For

1j

Elect Director Sandra M. Volpe

Management

For

For

1k

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Integrating ESG Metrics Into Executive Compensation Program

Shareholder

Against

Against

 

 

S&P GLOBAL INC.
Meeting Date:  MAR 11, 2021
Record Date:  JAN 19, 2021
Meeting Type:  SPECIAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For
 

 

 

S&P GLOBAL INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marco Alvera

Management

For

For

1.2

Elect Director William J. Amelio

Management

For

For

1.3

Elect Director William D. Green

Management

For

For

1.4

Elect Director Stephanie C. Hill

Management

For

For

1.5

Elect Director Rebecca J. Jacoby

Management

For

For

1.6

Elect Director Monique F. Leroux

Management

For

For

1.7

Elect Director Ian P. Livingston

Management

For

For

1.8

Elect Director Maria R. Morris

Management

For

For

1.9

Elect Director Douglas L. Peterson

Management

For

For

1.10

Elect Director Edward B. Rust, Jr.

Management

For

For

1.11

Elect Director Kurt L. Schmoke

Management

For

For

1.12

Elect Director Richard E. Thornburgh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Greenhouse Gas (GHG) Emissions Reduction Plan

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Craig Conway

Management

For

For

1c

Elect Director Parker Harris

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

For

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

For

1g

Elect Director Sanford Robertson

Management

For

Against

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

For

1j

Elect Director Maynard Webb

Management

For

For

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

SEER, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  SEER
Security ID:  81578P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine J. Friedman

Management

For

For

1.2

Elect Director Omead Ostadan

Management

For

For

1.3

Elect Director Mostafa Ronaghi

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

SERVICENOW, INC.
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan L. Bostrom

Management

For

For

1b

Elect Director Jonathan C. Chadwick

Management

For

For

1c

Elect Director Lawrence J. Jackson, Jr.

Management

For

For

1d

Elect Director Frederic B. Luddy

Management

For

For

1e

Elect Director Jeffrey A. Miller

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrea J. Ayers

Management

For

For

1b

Elect Director George W. Buckley

Management

For

For

1c

Elect Director Patrick D. Campbell

Management

For

For

1d

Elect Director Carlos M. Cardoso

Management

For

For

1e

Elect Director Robert B. Coutts

Management

For

For

1f

Elect Director Debra A. Crew

Management

For

For

1g

Elect Director Michael D. Hankin

Management

For

For

1h

Elect Director James M. Loree

Management

For

For

1i

Elect Director Jane M. Palmieri

Management

For

For

1j

Elect Director Mojdeh Poul

Management

For

For

1k

Elect Director Dmitri L. Stockton

Management

For

For

1l

Elect Director Irving Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act

Management

For

For

6

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

Management

For

For

7

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For
 

 

 

STRYKER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  SYK
Security ID:  863667101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary K. Brainerd

Management

For

For

1b

Elect Director Giovanni Caforio

Management

For

For

1c

Elect Director Srikant M. Datar

Management

For

For

1d

Elect Director Allan C. Golston

Management

For

For

1e

Elect Director Kevin A. Lobo

Management

For

For

1f

Elect Director Sherilyn S. McCoy

Management

For

For

1g

Elect Director Andrew K. Silvernail

Management

For

For

1h

Elect Director Lisa M. Skeete Tatum

Management

For

For

1i

Elect Director Ronda E. Stryker

Management

For

For

1j

Elect Director Rajeev Suri

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Workforce Involvement in Corporate Governance

Shareholder

Against

Against

5

Provide Right to Call A Special Meeting

Shareholder

Against

For

 

 

SYNOPSYS, INC.
Meeting Date:  APR 08, 2021
Record Date:  FEB 09, 2021
Meeting Type:  ANNUAL

Ticker:  SNPS
Security ID:  871607107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Aart J. de Geus

Management

For

For

1b

Elect Director Chi-Foon Chan

Management

For

For

1c

Elect Director Janice D. Chaffin

Management

For

For

1d

Elect Director Bruce R. Chizen

Management

For

For

1e

Elect Director Mercedes Johnson

Management

For

For

1f

Elect Director Chrysostomos L. "Max" Nikias

Management

For

For

1g

Elect Director Jeannine P. Sargent

Management

For

For

1h

Elect Director John Schwarz

Management

For

For

1i

Elect Director Roy Vallee

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

TE CONNECTIVITY LTD.
Meeting Date:  MAR 10, 2021
Record Date:  FEB 18, 2021
Meeting Type:  ANNUAL

Ticker:  TEL
Security ID:  H84989104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Pierre R. Brondeau

Management

For

For

1b

Elect Director Terrence R. Curtin

Management

For

For

1c

Elect Director Carol A. (John) Davidson

Management

For

For

1d

Elect Director Lynn A. Dugle

Management

For

For

1e

Elect Director William A. Jeffrey

Management

For

For

1f

Elect Director David M. Kerko *Withdrawn Resolution*

Management

None

None

1g

Elect Director Thomas J. Lynch

Management

For

For

1h

Elect Director Heath A. Mitts

Management

For

For

1i

Elect Director Yong Nam

Management

For

For

1j

Elect Director Daniel J. Phelan

Management

For

For

1k

Elect Director Abhijit Y. Talwalkar

Management

For

For

1l

Elect Director Mark C. Trudeau

Management

For

For

1m

Elect Director Dawn C. Willoughby

Management

For

For

1n

Elect Director Laura H. Wright

Management

For

For

2

Elect Board Chairman Thomas J. Lynch

Management

For

For

3a

Elect Daniel J. Phelan as Member of Management Development and Compensation Committee

Management

For

For

3b

Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee

Management

For

For

3c

Elect Mark C. Trudeau as Member of Management Development and Compensation Committee

Management

For

For

3d

Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee

Management

For

For

4

Designate Rene Schwarzenbach as Independent Proxy

Management

For

For

5.1

Accept Annual Report for Fiscal Year Ended September 25, 2020

Management

For

For

5.2

Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020

Management

For

For

5.3

Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020

Management

For

For

6

Approve Discharge of Board and Senior Management

Management

For

For

7.1

Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021

Management

For

For

7.2

Ratify Deloitte AG as Swiss Registered Auditors

Management

For

For

7.3

Ratify PricewaterhouseCoopers AG as Special Auditors

Management

For

For

8

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

9

Approve the Increase in Maximum Aggregate Remuneration of Executive Management

Management

For

For

10

Approve Maximum Aggregate Remuneration of Board of Directors

Management

For

For

11

Approve Allocation of Available Earnings at September 25, 2020

Management

For

For

12

Approve Declaration of Dividend

Management

For

For

13

Approve Reduction in Share Capital via Cancelation of Shares

Management

For

For

14

Amend Non-Qualified Employee Stock Purchase Plan

Management

For

For

15

Amend Omnibus Stock Plan

Management

For

For

16

Adjourn Meeting

Management

For

For
 

 

 

TELEFLEX INCORPORATED
Meeting Date:  APR 30, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  TFX
Security ID:  879369106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Candace H. Duncan

Management

For

For

1b

Elect Director Stephen K. Klasko

Management

For

For

1c

Elect Director Stuart A. Randle

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Declassify the Board of Directors

Shareholder

None

For
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard K. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Walter W. Bettinger, II

Management

For

For

1b

Elect Director Joan T. Dea

Management

For

For

1c

Elect Director Christopher V. Dodds

Management

For

For

1d

Elect Director Mark A. Goldfarb

Management

For

For

1e

Elect Director Bharat B. Masrani

Management

For

For

1f

Elect Director Charles A. Ruffel

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Declassify the Board of Directors

Shareholder

Against

For
 

 

 

THE ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 10, 2020
Record Date:  SEP 11, 2020
Meeting Type:  ANNUAL

Ticker:  EL
Security ID:  518439104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

For

1b

Elect Director Wei Sun Christianson

Management

For

For

1c

Elect Director Fabrizio Freda

Management

For

For

1d

Elect Director Jane Lauder

Management

For

For

1e

Elect Director Leonard A. Lauder

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 09, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan E. Arnold

Management

For

For

1b

Elect Director Mary T. Barra

Management

For

For

1c

Elect Director Safra A. Catz

Management

For

For

1d

Elect Director Robert A. Chapek

Management

For

For

1e

Elect Director Francis A. deSouza

Management

For

For

1f

Elect Director Michael B.G. Froman

Management

For

For

1g

Elect Director Robert A. Iger

Management

For

For

1h

Elect Director Maria Elena Lagomasino

Management

For

For

1i

Elect Director Mark G. Parker

Management

For

For

1j

Elect Director Derica W. Rice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against
 

 

 

TRADEWEB MARKETS INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TW
Security ID:  892672106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paula Madoff

Management

For

For

1.2

Elect Director Thomas Pluta

Management

For

For

1.3

Elect Director Brian West

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

TRANE TECHNOLOGIES PLC
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  TT
Security ID:  G8994E103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kirk E. Arnold

Management

For

For

1b

Elect Director Ann C. Berzin

Management

For

For

1c

Elect Director John Bruton

Management

For

For

1d

Elect Director Jared L. Cohon

Management

For

For

1e

Elect Director Gary D. Forsee

Management

For

For

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Michael W. Lamach

Management

For

For

1h

Elect Director Myles P. Lee

Management

For

For

1i

Elect Director April Miller Boise

Management

For

For

1j

Elect Director Karen B. Peetz

Management

For

For

1k

Elect Director John P. Surma

Management

For

For

1l

Elect Director Tony L. White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Authorize Issue of Equity

Management

For

For

5

Renew Directors' Authority to Issue Shares for Cash

Management

For

For

6

Authorize Reissuance of Repurchased Shares

Management

For

For
 

 

 

TWILIO INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeff Lawson

Management

For

For

1.2

Elect Director Byron Deeter

Management

For

For

1.3

Elect Director Jeffrey Epstein

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

TYLER TECHNOLOGIES, INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  TYL
Security ID:  902252105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Glenn A. Carter

Management

For

For

1b

Elect Director Brenda A. Cline

Management

For

For

1c

Elect Director Ronnie D. Hawkins, Jr.

Management

For

For

1d

Elect Director Mary L. Landrieu

Management

For

For

1e

Elect Director John S. Marr, Jr.

Management

For

For

1f

Elect Director H. Lynn Moore, Jr.

Management

For

For

1g

Elect Director Daniel M. Pope

Management

For

For

1h

Elect Director Dustin R. Womble

Management

For

Against

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

UBER TECHNOLOGIES, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  UBER
Security ID:  90353T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ronald Sugar

Management

For

For

1b

Elect Director Revathi Advaithi

Management

For

For

1c

Elect Director Ursula Burns

Management

For

For

1d

Elect Director Robert Eckert

Management

For

For

1e

Elect Director Amanda Ginsberg

Management

For

For

1f

Elect Director Dara Khosrowshahi

Management

For

For

1g

Elect Director Wan Ling Martello

Management

For

For

1h

Elect Director Yasir Al-Rumayyan

Management

For

For

1i

Elect Director John Thain

Management

For

For

1j

Elect Director David I. Trujillo

Management

For

For

1k

Elect Director Alexander Wynaendts

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew H. Card, Jr.

Management

For

For

1b

Elect Director William J. DeLaney

Management

For

For

1c

Elect Director David B. Dillon

Management

For

For

1d

Elect Director Lance M. Fritz

Management

For

For

1e

Elect Director Deborah C. Hopkins

Management

For

For

1f

Elect Director Jane H. Lute

Management

For

For

1g

Elect Director Michael R. McCarthy

Management

For

For

1h

Elect Director Thomas F. McLarty, III

Management

For

For

1i

Elect Director Jose H. Villarreal

Management

For

For

1j

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Nonqualified Employee Stock Purchase Plan

Management

For

For

6

Report on EEO

Shareholder

Against

For

7

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

For

8

Annual Vote and Report on Climate Change

Shareholder

Against

Against

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Gail R. Wilensky

Management

For

For

1i

Elect Director Andrew Witty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JAN 13, 2021
Record Date:  NOV 27, 2020
Meeting Type:  SPECIAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Conversion to Delaware Public Benefit Corporation

Management

For

For

2

Declassify the Board of Directors

Management

For

For

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JUN 23, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Carges

Management

For

For

1b

Elect Director Paul E. Chamberlain

Management

For

For

1c

Elect Director Ronald E.F. Codd

Management

For

For

1d

Elect Director Peter P. Gassner

Management

For

For

1e

Elect Director Mary Lynne Hedley

Management

For

For

1f

Elect Director Gordon Ritter

Management

For

For

1g

Elect Director Paul Sekhri

Management

For

For

1h

Elect Director Matthew J. Wallach

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

Three Years

5

Provide Right to Call Special Meeting

Management

For

For

6

Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold

Shareholder

Against

Against
 

 

 

VERISK ANALYTICS, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  VRSK
Security ID:  92345Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel G. Liss

Management

For

For

1b

Elect Director Bruce E. Hansen

Management

For

For

1c

Elect Director Therese M. Vaughan

Management

For

For

1d

Elect Director Kathleen A. Hogenson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1e

Elect Director Ramon Laguarta

Management

For

For

1f

Elect Director John F. Lundgren

Management

For

For

1g

Elect Director Robert W. Matschullat

Management

For

For

1h

Elect Director Denise M. Morrison

Management

For

For

1i

Elect Director Suzanne Nora Johnson

Management

For

For

1j

Elect Director Linda J. Rendle

Management

For

For

1k

Elect Director John A. C. Swainson

Management

For

For

1l

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Amend Principles of Executive Compensation Program

Shareholder

Against

Against
 

 

 

VONTIER CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  VNT
Security ID:  928881101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Karen C. Francis

Management

For

For

1b

Elect Director Mark D. Morelli

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

WORKDAY, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aneel Bhusri

Management

For

For

1.2

Elect Director Ann-Marie Campbell

Management

For

For

1.3

Elect Director David A. Duffield

Management

For

For

1.4

Elect Director Lee J. Styslinger, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 16, 2021
Record Date:  JUN 09, 2021
Meeting Type:  ANNUAL

Ticker:  2269
Security ID:  G97008117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect William Robert Keller as Director

Management

For

For

2b

Elect Teh-Ming Walter Kwauk as Director

Management

For

For

3

Elect Ning Zhao as Director

Management

For

Against

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares

Management

For

Against

10

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen

Management

For

Against

11

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou

Management

For

Against

12

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller

Management

For

Against

13

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk

Management

For

Against

14

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III

Management

For

Against

15

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong

Management

For

Against

16

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner

Management

For

Against

17

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath

Management

For

Against
 

 

 

WUXI BIOLOGICS (CAYMAN), INC.
Meeting Date:  NOV 12, 2020
Record Date:  NOV 06, 2020
Meeting Type:  SPECIAL

Ticker:  2269
Security ID:  G97008109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For

 

 

XYLEM INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  XYL
Security ID:  98419M100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeanne Beliveau-Dunn

Management

For

For

1b

Elect Director Patrick K. Decker

Management

For

For

1c

Elect Director Robert F. Friel

Management

For

For

1d

Elect Director Jorge M. Gomez

Management

For

For

1e

Elect Director Victoria D. Harker

Management

For

For

1f

Elect Director Steven R. Loranger

Management

For

For

1g

Elect Director Surya N. Mohapatra

Management

For

For

1h

Elect Director Jerome A. Peribere

Management

For

For

1i

Elect Director Markos I. Tambakeras

Management

For

For

1j

Elect Director Lila Tretikov

Management

For

For

1k

Elect Director Uday Yadav

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 



 

Franklin Income Fund

 

AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date:  JAN 28, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL

Ticker:  APD
Security ID:  009158106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan K. Carter

Management

For

For

1b

Elect Director Charles I. Cogut

Management

For

For

1c

Elect Director Lisa A. Davis

Management

For

For

1d

Elect Director Chadwick C. Deaton

Management

For

For

1e

Elect Director Seifollah (Seifi) Ghasemi

Management

For

For

1f

Elect Director David H. Y. Ho

Management

For

For

1g

Elect Director Edward L. Monser

Management

For

For

1h

Elect Director Matthew H. Paull

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ALLIANZ SE
Meeting Date:  MAY 05, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  ALV
Security ID:  D03080112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 9.60 per Share

Management

For

For

3

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

5

Approve Remuneration Policy

Management

For

For

6

Approve Remuneration of Supervisory Board

Management

For

For

7

Amend Articles Re: Supervisory Board Term of Office

Management

For

For
 

 

 

ALTRIA GROUP, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  MO
Security ID:  02209S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John T. Casteen, III

Management

For

For

1b

Elect Director Dinyar S. Devitre

Management

For

For

1c

Elect Director William F. Gifford, Jr.

Management

For

For

1d

Elect Director Debra J. Kelly-Ennis

Management

For

For

1e

Elect Director W. Leo Kiely, III

Management

For

For

1f

Elect Director Kathryn B. McQuade

Management

For

For

1g

Elect Director George Munoz

Management

For

For

1h

Elect Director Mark E. Newman

Management

For

For

1i

Elect Director Nabil Y. Sakkab

Management

For

For

1j

Elect Director Virginia E. Shanks

Management

For

For

1k

Elect Director Ellen R. Strahlman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Underage Tobacco Prevention Policies and Marketing Practices

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

AMEREN CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  AEE
Security ID:  023608102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warner L. Baxter

Management

For

For

1b

Elect Director Cynthia J. Brinkley

Management

For

For

1c

Elect Director Catherine S. Brune

Management

For

For

1d

Elect Director J. Edward Coleman

Management

For

For

1e

Elect Director Ward H. Dickson

Management

For

For

1f

Elect Director Noelle K. Eder

Management

For

For

1g

Elect Director Ellen M. Fitzsimmons

Management

For

For

1h

Elect Director Rafael Flores

Management

For

For

1i

Elect Director Richard J. Harshman

Management

For

For

1j

Elect Director Craig S. Ivey

Management

For

For

1k

Elect Director James C. Johnson

Management

For

For

1l

Elect Director Steven H. Lipstein

Management

For

For

1m

Elect Director Leo S. Mackay, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  AEP
Security ID:  025537101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas K. Akins

Management

For

For

1.2

Elect Director David J. Anderson

Management

For

For

1.3

Elect Director J. Barnie Beasley, Jr.

Management

For

For

1.4

Elect Director Art A. Garcia

Management

For

For

1.5

Elect Director Linda A. Goodspeed

Management

For

For

1.6

Elect Director Thomas E. Hoaglin

Management

For

For

1.7

Elect Director Sandra Beach Lin

Management

For

For

1.8

Elect Director Margaret M. McCarthy

Management

For

For

1.9

Elect Director Stephen S. Rasmussen

Management

For

For

1.10

Elect Director Oliver G. Richard, III

Management

For

For

1.11

Elect Director Daryl Roberts

Management

For

For

1.12

Elect Director Sara Martinez Tucker

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AMGEN INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director Robert A. Bradway

Management

For

For

1c

Elect Director Brian J. Druker

Management

For

For

1d

Elect Director Robert A. Eckert

Management

For

For

1e

Elect Director Greg C. Garland

Management

For

For

1f

Elect Director Charles M. Holley, Jr.

Management

For

For

1g

Elect Director Tyler Jacks

Management

For

For

1h

Elect Director Ellen J. Kullman

Management

For

For

1i

Elect Director Amy E. Miles

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director R. Sanders Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ANALOG DEVICES, INC.
Meeting Date:  OCT 08, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

AT&T INC.
Meeting Date:  APR 30, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William E. Kennard

Management

For

For

1b

Elect Director Samuel A. Di Piazza, Jr.

Management

For

For

1c

Elect Director Scott T. Ford

Management

For

For

1d

Elect Director Glenn H. Hutchins

Management

For

For

1e

Elect Director Debra L. Lee

Management

For

For

1f

Elect Director Stephen J. Luczo

Management

For

For

1g

Elect Director Michael B. McCallister

Management

For

For

1h

Elect Director Beth E. Mooney

Management

For

For

1i

Elect Director Matthew K. Rose

Management

For

Against

1j

Elect Director John T. Stankey

Management

For

For

1k

Elect Director Cynthia B. Taylor

Management

For

For

1l

Elect Director Geoffrey Y. Yang

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

Against
 

 

 

AXA SA
Meeting Date:  APR 29, 2021
Record Date:  APR 27, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  CS
Security ID:  F06106102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 1.43 per Share

Management

For

For

4

Approve Compensation Report of Corporate Officers

Management

For

For

5

Approve Compensation of Denis Duverne, Chairman of the Board

Management

For

For

6

Approve Compensation of Thomas Buberl, CEO

Management

For

Against

7

Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020

Management

For

For

8

Approve Remuneration Policy of CEO

Management

For

For

9

Approve Remuneration Policy of Chairman of the Board

Management

For

For

10

Approve Remuneration Policy of Directors

Management

For

For

11

Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

Management

For

For

12

Reelect Ramon de Oliveira as Director

Management

For

For

13

Elect Guillaume Faury as Director

Management

For

For

14

Elect Ramon Fernandez as Director

Management

For

For

15

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

16

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

Management

For

For

17

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

Management

For

For

18

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

Management

For

For

19

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

Management

For

For

20

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

Management

For

For

21

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

Management

For

For

22

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

Management

For

For

23

Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

Management

For

For

24

Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

Management

For

For

25

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For

26

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

Management

For

For

27

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

28

Authorize Filing of Required Documents/Other Formalities

Management

For

For
 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 20, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Frank P. Bramble, Sr.

Management

For

For

1d

Elect Director Pierre J.P. de Weck

Management

For

For

1e

Elect Director Arnold W. Donald

Management

For

For

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Monica C. Lozano

Management

For

For

1h

Elect Director Thomas J. May

Management

For

For

1i

Elect Director Brian T. Moynihan

Management

For

For

1j

Elect Director Lionel L. Nowell, III

Management

For

For

1k

Elect Director Denise L. Ramos

Management

For

For

1l

Elect Director Clayton S. Rose

Management

For

For

1m

Elect Director Michael D. White

Management

For

For

1n

Elect Director Thomas D. Woods

Management

For

For

1o

Elect Director R. David Yost

Management

For

For

1p

Elect Director Maria T. Zuber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Approve Change in Organizational Form

Shareholder

Against

Against

8

Request on Racial Equity Audit

Shareholder

Against

Against

 

 

 

BARCLAYS PLC
Meeting Date:  MAY 05, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  BARC
Security ID:  G08036124

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Elect Julia Wilson as Director

Management

For

For

4

Re-elect Mike Ashley as Director

Management

For

For

5

Re-elect Tim Breedon as Director

Management

For

For

6

Re-elect Mohamed A. El-Erian as Director

Management

For

For

7

Re-elect Dawn Fitzpatrick as Director

Management

For

For

8

Re-elect Mary Francis as Director

Management

For

For

9

Re-elect Crawford Gillies as Director

Management

For

For

10

Re-elect Brian Gilvary as Director

Management

For

For

11

Re-elect Nigel Higgins as Director

Management

For

For

12

Re-elect Tushar Morzaria as Director

Management

For

For

13

Re-elect Diane Schueneman as Director

Management

For

For

14

Re-elect James Staley as Director

Management

For

For

15

Reappoint KPMG LLP as Auditors

Management

For

For

16

Authorise the Board Audit Committee to Fix Remuneration of Auditors

Management

For

For

17

Authorise UK Political Donations and Expenditure

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

21

Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes

Management

For

For

22

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes

Management

For

For

23

Authorise Market Purchase of Ordinary Shares

Management

For

For

24

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

25

Approve Long Term Incentive Plan

Management

For

For

26

Amend Share Value Plan

Management

For

For

27

Approve Scrip Dividend Program

Management

For

For

28

Adopt New Articles of Association

Management

For

For

29

Approve Market Forces Requisitioned Resolution

Shareholder

Against

Against
 

 

 

BASF SE
Meeting Date:  APR 29, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  BAS
Security ID:  D06216317

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 3.30 per Share

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

4

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

5

Ratify KPMG AG as Auditors for Fiscal Year 2021

Management

For

For

6

Elect Liming Chen to the Supervisory Board

Management

For

For

 

 

BAYER AG
Meeting Date:  APR 27, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  BAYN
Security ID:  D0712D163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020

Management

For

For

2

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

4.1

Elect Fei-Fei Li to the Supervisory Board

Management

For

For

4.2

Elect Alberto Weisser to the Supervisory Board

Management

For

For

5

Approve Remuneration of Supervisory Board

Management

For

For

6

Ratify Deloitte GmbH as Auditors for Fiscal Year 2021

Management

For

For
 

 

 

BCE INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  BCE
Security ID:  05534B760

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mirko Bibic

Management

For

For

1.2

Elect Director David F. Denison

Management

For

For

1.3

Elect Director Robert P. Dexter

Management

For

For

1.4

Elect Director Ian Greenberg

Management

For

For

1.5

Elect Director Katherine Lee

Management

For

For

1.6

Elect Director Monique F. Leroux

Management

For

For

1.7

Elect Director Sheila A. Murray

Management

For

For

1.8

Elect Director Gordon M. Nixon

Management

For

For

1.9

Elect Director Louis P. Pagnutti

Management

For

For

1.10

Elect Director Calin Rovinescu

Management

For

For

1.11

Elect Director Karen Sheriff

Management

For

For

1.12

Elect Director Robert C. Simmonds

Management

For

For

1.13

Elect Director Jennifer Tory

Management

For

For

1.14

Elect Director Cornell Wright

Management

For

For

2

Ratify Deloitte LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

BONANZA CREEK ENERGY, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  BCEI
Security ID:  097793400

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Craddock

Management

For

For

1.2

Elect Director Eric T. Greager

Management

For

For

1.3

Elect Director Carrie L. Hudak

Management

For

For

1.4

Elect Director Paul Keglevic

Management

For

For

1.5

Elect Director Audrey Robertson

Management

For

For

1.6

Elect Director Brian Steck

Management

For

For

1.7

Elect Director Jeff E. Wojahn

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Tax Benefits Preservation Plan

Management

For

For
 

 

 

BP PLC
Meeting Date:  MAY 12, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL

Ticker:  BP
Security ID:  055622104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3.a

Elect Murray Auchincloss as Director

Management

For

For

3.b

Elect Tushar Morzaria as Director

Management

For

For

3.c

Elect Karen Richardson as Director

Management

For

For

3.d

Elect Dr Johannes Teyssen as Director

Management

For

For

3.e

Re-elect Bernard Looney as Director

Management

For

For

3.f

Re-elect Pamela Daley as Director

Management

For

For

3.g

Re-elect Helge Lund as Director

Management

For

For

3.h

Re-elect Melody Meyer as Director

Management

For

For

3.i

Re-elect Paula Reynolds as Director

Management

For

For

3.j

Re-elect Sir John Sawers as Director

Management

For

For

4

Reappoint Deloitte LLP as Auditors

Management

For

For

5

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

6

Authorise UK Political Donations and Expenditure

Management

For

For

7

Approve Scrip Dividend Programme

Management

For

For

8

Authorise Issue of Equity

Management

For

For

9

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

11

Authorise Market Purchase of Ordinary Shares

Management

For

For

12

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

13

Approve Shareholder Resolution on Climate Change Targets

Shareholder

Against

Against
 

 

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 04, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Michael W. Bonney

Management

For

For

1C

Elect Director Giovanni Caforio

Management

For

For

1D

Elect Director Julia A. Haller

Management

For

For

1E

Elect Director Paula A. Price

Management

For

For

1F

Elect Director Derica W. Rice

Management

For

For

1G

Elect Director Theodore R. Samuels

Management

For

For

1H

Elect Director Gerald L. Storch

Management

For

For

1I

Elect Director Karen H. Vousden

Management

For

For

1J

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Special Shareholder Meetings to 15%

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

Against

8

Reduce Ownership Threshold for Special Shareholder Meetings to 10%

Shareholder

Against

Against
 

 

 

BRITISH AMERICAN TOBACCO PLC
Meeting Date:  APR 28, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  BATS
Security ID:  G1510J102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

Against

3

Reappoint KPMG LLP as Auditors

Management

For

For

4

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

5

Re-elect Luc Jobin as Director

Management

For

For

6

Re-elect Jack Bowles as Director

Management

For

For

7

Re-elect Tadeu Marroco as Director

Management

For

For

8

Re-elect Sue Farr as Director

Management

For

For

9

Re-elect Jeremy Fowden as Director

Management

For

Abstain

10

Re-elect Dr Marion Helmes as Director

Management

For

For

11

Re-elect Holly Keller Koeppel as Director

Management

For

For

12

Re-elect Savio Kwan as Director

Management

For

For

13

Re-elect Dimitri Panayotopoulos as Director

Management

For

For

14

Elect Karen Guerra as Director

Management

For

For

15

Elect Darrell Thomas as Director

Management

For

For

16

Authorise Issue of Equity

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise UK Political Donations and Expenditure

Management

For

For

20

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Marillyn A. Hewson

Management

For

For

1f

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1g

Elect Director Charles W. Moorman, IV

Management

For

For

1h

Elect Director Dambisa F. Moyo

Management

For

For

1i

Elect Director Debra Reed-Klages

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director D. James Umpleby, III

Management

For

For

1l

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Scope 3 Emissions

Shareholder

Against

Against

5

Report on Impacts of Net Zero 2050 Scenario

Shareholder

Against

Against

6

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Require Independent Board Chair

Shareholder

Against

Against

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

CITIGROUP INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  C
Security ID:  172967424

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ellen M. Costello

Management

For

For

1b

Elect Director Grace E. Dailey

Management

For

For

1c

Elect Director Barbara J. Desoer

Management

For

For

1d

Elect Director John C. Dugan

Management

For

For

1e

Elect Director Jane N. Fraser

Management

For

For

1f

Elect Director Duncan P. Hennes

Management

For

For

1g

Elect Director Peter B. Henry

Management

For

For

1h

Elect Director S. Leslie Ireland

Management

For

For

1i

Elect Director Lew W. (Jay) Jacobs, IV

Management

For

For

1j

Elect Director Renee J. James

Management

For

For

1k

Elect Director Gary M. Reiner

Management

For

For

1l

Elect Director Diana L. Taylor

Management

For

For

1m

Elect Director James S. Turley

Management

For

For

1n

Elect Director Deborah C. Wright

Management

For

For

1o

Elect Director Alexander R. Wynaendts

Management

For

For

1p

Elect Director Ernesto Zedillo Ponce de Leon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

For

6

Require Independent Board Chair

Shareholder

Against

Against

7

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against

8

Report on Lobbying Payments and Policy

Shareholder

Against

Against

9

Report on Racial Equity Audit

Shareholder

Against

Against

10

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

CMS ENERGY CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  CMS
Security ID:  125896100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jon E. Barfield

Management

For

For

1b

Elect Director Deborah H. Butler

Management

For

For

1c

Elect Director Kurt L. Darrow

Management

For

For

1d

Elect Director William D. Harvey

Management

For

For

1e

Elect Director Garrick J. Rochow

Management

For

For

1f

Elect Director John G. Russell

Management

For

For

1g

Elect Director Suzanne F. Shank

Management

For

For

1h

Elect Director Myrna M. Soto

Management

For

For

1i

Elect Director John G. Sznewajs

Management

For

For

1j

Elect Director Ronald J. Tanski

Management

For

For

1k

Elect Director Laura H. Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against
 

 

 

COMMUNITY HEALTH SYSTEMS, INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CYH
Security ID:  203668108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John A. Clerico

Management

For

For

1b

Elect Director Michael Dinkins

Management

For

For

1c

Elect Director James S. Ely, III

Management

For

For

1d

Elect Director John A. Fry

Management

For

For

1e

Elect Director Tim L. Hingtgen

Management

For

For

1f

Elect Director Elizabeth T. Hirsch

Management

For

For

1g

Elect Director William Norris Jennings

Management

For

For

1h

Elect Director K. Ranga Krishnan

Management

For

For

1i

Elect Director Julia B. North

Management

For

For

1j

Elect Director Wayne T. Smith

Management

For

For

1k

Elect Director H. James Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CUMMINS INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  CMI
Security ID:  231021106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director N. Thomas Linebarger

Management

For

For

2

Elect Director Robert J. Bernhard

Management

For

For

3

Elect Director Franklin R. Chang Diaz

Management

For

For

4

Elect Director Bruno V. Di Leo Allen

Management

For

For

5

Elect Director Stephen B. Dobbs

Management

For

For

6

Elect Director Carla A. Harris

Management

For

For

7

Elect Director Robert K. Herdman

Management

For

For

8

Elect Director Alexis M. Herman

Management

For

For

9

Elect Director Thomas J. Lynch

Management

For

For

10

Elect Director William I. Miller

Management

For

For

11

Elect Director Georgia R. Nelson

Management

For

For

12

Elect Director Kimberly A. Nelson

Management

For

For

13

Elect Director Karen H. Quintos

Management

For

For

14

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

15

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

16

Abolish Professional Services Allowance

Shareholder

Against

Against
 

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

1m

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director James A. Bennett

Management

For

For

1B

Elect Director Robert M. Blue

Management

For

For

1C

Elect Director Helen E. Dragas

Management

For

For

1D

Elect Director James O. Ellis, Jr.

Management

For

For

1E

Elect Director D. Maybank Hagood

Management

For

For

1F

Elect Director Ronald W. Jibson

Management

For

For

1G

Elect Director Mark J. Kington

Management

For

For

1H

Elect Director Joseph M. Rigby

Management

For

For

1I

Elect Director Pamela J. Royal

Management

For

For

1J

Elect Director Robert H. Spilman, Jr.

Management

For

For

1K

Elect Director Susan N. Story

Management

For

For

1L

Elect Director Michael E. Szymanczyk

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

6

Amend Proxy Access Right

Shareholder

Against

Against

 

 

DTE ENERGY COMPANY
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerard M. Anderson

Management

For

For

1.2

Elect Director David A. Brandon

Management

For

For

1.3

Elect Director Charles G. McClure, Jr.

Management

For

For

1.4

Elect Director Gail J. McGovern

Management

For

For

1.5

Elect Director Mark A. Murray

Management

For

For

1.6

Elect Director Gerardo Norcia

Management

For

For

1.7

Elect Director Ruth G. Shaw

Management

For

For

1.8

Elect Director Robert C. Skaggs, Jr.

Management

For

For

1.9

Elect Director David A. Thomas

Management

For

For

1.10

Elect Director Gary H. Torgow

Management

For

For

1.11

Elect Director James H. Vandenberghe

Management

For

For

1.12

Elect Director Valerie M. Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

6

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Caroline Dorsa

Management

For

For

1.6

Elect Director W. Roy Dunbar

Management

For

For

1.7

Elect Director Nicholas C. Fanandakis

Management

For

For

1.8

Elect Director Lynn J. Good

Management

For

For

1.9

Elect Director John T. Herron

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Michael J. Pacilio

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Political Contributions and Expenditures

Shareholder

Against

Against
 

 

 

EDISON INTERNATIONAL
Meeting Date:  APR 22, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  EIX
Security ID:  281020107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeanne Beliveau-Dunn

Management

For

For

1b

Elect Director Michael C. Camunez

Management

For

For

1c

Elect Director Vanessa C.L. Chang

Management

For

For

1d

Elect Director James T. Morris

Management

For

For

1e

Elect Director Timothy T. O'Toole

Management

For

For

1f

Elect Director Pedro J. Pizarro

Management

For

For

1g

Elect Director Carey A. Smith

Management

For

For

1h

Elect Director Linda G. Stuntz

Management

For

For

1i

Elect Director William P. Sullivan

Management

For

For

1j

Elect Director Peter J. Taylor

Management

For

For

1k

Elect Director Keith Trent

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

 

 

EXELON CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  EXC
Security ID:  30161N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony Anderson

Management

For

For

1b

Elect Director Ann Berzin

Management

For

For

1c

Elect Director Laurie Brlas

Management

For

For

1d

Elect Director Marjorie Rodgers Cheshire

Management

For

For

1e

Elect Director Christopher Crane

Management

For

For

1f

Elect Director Yves de Balmann

Management

For

For

1g

Elect Director Linda Jojo

Management

For

For

1h

Elect Director Paul Joskow

Management

For

For

1i

Elect Director Robert Lawless

Management

For

For

1j

Elect Director John Richardson

Management

For

For

1k

Elect Director Mayo Shattuck, III

Management

For

For

1l

Elect Director John Young

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Child Labor Audit

Shareholder

Against

Against
 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  PROXY CONTEST

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (Blue Proxy Card)

1.1

Elect Director Michael J. Angelakis

Management

For

Did Not Vote

1.2

Elect Director Susan K. Avery

Management

For

Did Not Vote

1.3

Elect Director Angela F. Braly

Management

For

Did Not Vote

1.4

Elect Director Ursula M. Burns

Management

For

Did Not Vote

1.5

Elect Director Kenneth C. Frazier

Management

For

Did Not Vote

1.6

Elect Director Joseph L. Hooley

Management

For

Did Not Vote

1.7

Elect Director Steven A. Kandarian

Management

For

Did Not Vote

1.8

Elect Director Douglas R. Oberhelman

Management

For

Did Not Vote

1.9

Elect Director Samuel J. Palmisano

Management

For

Did Not Vote

1.10

Elect Director Jeffrey W. Ubben

Management

For

Did Not Vote

1.11

Elect Director Darren W. Woods

Management

For

Did Not Vote

1.12

Elect Director Wan Zulkiflee

Management

For

Did Not Vote

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

Did Not Vote

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

4

Require Independent Board Chair

Shareholder

Against

Did Not Vote

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Did Not Vote

6

Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario

Shareholder

Against

Did Not Vote

7

Report on Costs and Benefits of Environmental-Related Expenditures

Shareholder

Against

Did Not Vote

8

Report on Political Contributions

Shareholder

Against

Did Not Vote

9

Report on Lobbying Payments and Policy

Shareholder

Against

Did Not Vote

10

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (White Proxy Card)

1.1

Elect Director Gregory J. Goff

Shareholder

For

Withhold

1.2

Elect Director Kaisa Hietala

Shareholder

For

Withhold

1.3

Elect Director Alexander A. Karsner

Shareholder

For

For

1.4

Elect Director Anders Runevad

Shareholder

For

Withhold

1.5

Management Nominee Michael J. Angelakis

Shareholder

For

For

1.6

Management Nominee Susan K. Avery

Shareholder

For

For

1.7

Management Nominee Angela F. Braly

Shareholder

For

For

1.8

Management Nominee Ursula M. Burns

Shareholder

For

For

1.9

Management Nominee Kenneth C. Frazier

Shareholder

For

For

1.10

Management Nominee Joseph L. Hooley

Shareholder

For

For

1.11

Management Nominee Jeffrey W. Ubben

Shareholder

For

For

1.12

Management Nominee Darren W. Woods

Shareholder

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

Against

For

4

Require Independent Board Chair

Shareholder

None

Against

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

None

Against

6

Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario

Shareholder

None

Against

7

Report on Costs and Benefits of Environmental-Related Expenditures

Shareholder

None

Against

8

Report on Political Contributions

Shareholder

None

Against

9

Report on Lobbying Payments and Policy

Shareholder

None

Against

10

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

None

Against
 

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Anderson

Management

For

For

1.2

Elect Director Steven J. Demetriou

Management

For

For

1.3

Elect Director Julia L. Johnson

Management

For

For

1.4

Elect Director Jesse A. Lynn

Management

For

For

1.5

Elect Director Donald T. Misheff

Management

For

For

1.6

Elect Director Thomas N. Mitchell

Management

For

For

1.7

Elect Director James F. O'Neil, III

Management

For

For

1.8

Elect Director Christopher D. Pappas

Management

For

For

1.9

Elect Director Luis A. Reyes

Management

For

For

1.10

Elect Director John W. Somerhalder, II

Management

For

For

1.11

Elect Director Steven E. Strah

Management

For

For

1.12

Elect Director Andrew Teno

Management

For

For

1.13

Elect Director Leslie M. Turner

Management

For

For

1.14

Elect Director Melvin Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdulaziz F. Al Khayyal

Management

For

For

1b

Elect Director William E. Albrecht

Management

For

For

1c

Elect Director M. Katherine Banks

Management

For

For

1d

Elect Director Alan M. Bennett

Management

For

For

1e

Elect Director Milton Carroll

Management

For

For

1f

Elect Director Murry S. Gerber

Management

For

For

1g

Elect Director Patricia Hemingway Hall

Management

For

For

1h

Elect Director Robert A. Malone

Management

For

For

1i

Elect Director Jeffrey A. Miller

Management

For

For

1j

Elect Director Bhavesh V. (Bob) Patel

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

HOST HOTELS & RESORTS, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  HST
Security ID:  44107P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary L. Baglivo

Management

For

For

1.2

Elect Director Richard E. Marriott

Management

For

For

1.3

Elect Director Sandeep L. Mathrani

Management

For

For

1.4

Elect Director John B. Morse, Jr.

Management

For

For

1.5

Elect Director Mary Hogan Preusse

Management

For

For

1.6

Elect Director Walter C. Rakowich

Management

For

For

1.7

Elect Director James F. Risoleo

Management

For

For

1.8

Elect Director Gordon H. Smith

Management

For

For

1.9

Elect Director A. William Stein

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

INTEL CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patrick P. Gelsinger

Management

For

For

1b

Elect Director James J. Goetz

Management

For

For

1c

Elect Director Alyssa Henry

Management

For

For

1d

Elect Director Omar Ishrak

Management

For

For

1e

Elect Director Risa Lavizzo-Mourey

Management

For

For

1f

Elect Director Tsu-Jae King Liu

Management

For

For

1g

Elect Director Gregory D. Smith

Management

For

For

1h

Elect Director Dion J. Weisler

Management

For

For

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against

6

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against
 

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  IBM
Security ID:  459200101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas Buberl

Management

For

For

1b

Elect Director Michael L. Eskew

Management

For

For

1c

Elect Director David N. Farr

Management

For

For

1d

Elect Director Alex Gorsky

Management

For

For

1e

Elect Director Michelle J. Howard

Management

For

For

1f

Elect Director Arvind Krishna

Management

For

For

1g

Elect Director Andrew N. Liveris

Management

For

For

1h

Elect Director Frederick William McNabb, III

Management

For

For

1i

Elect Director Martha E. Pollack

Management

For

For

1j

Elect Director Joseph R. Swedish

Management

For

For

1k

Elect Director Peter R. Voser

Management

For

For

1l

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

Against

6

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

Shareholder

For

For

 

 

INTERNATIONAL PAPER COMPANY
Meeting Date:  MAY 10, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  IP
Security ID:  460146103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher M. Connor

Management

For

For

1b

Elect Director Ahmet C. Dorduncu

Management

For

For

1c

Elect Director Ilene S. Gordon

Management

For

For

1d

Elect Director Anders Gustafsson

Management

For

For

1e

Elect Director Jacqueline C. Hinman

Management

For

For

1f

Elect Director Clinton A. Lewis, Jr.

Management

For

For

1g

Elect Director DG Macpherson

Management

For

For

1h

Elect Director Kathryn D. Sullivan

Management

For

For

1i

Elect Director Mark S. Sutton

Management

For

For

1j

Elect Director Anton V. Vincent

Management

For

For

1k

Elect Director Ray G. Young

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against
 

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 22, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

For

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Hubert Joly

Management

For

For

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

For

1k

Elect Director A. Eugene Washington

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Nadja Y. West

Management

For

For

1n

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Civil Rights Audit

Shareholder

Against

Against

7

Adopt Policy on Bonus Banking

Shareholder

Against

Against
 

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director James Dimon

Management

For

For

1f

Elect Director Timothy P. Flynn

Management

For

For

1g

Elect Director Mellody Hobson

Management

For

For

1h

Elect Director Michael A. Neal

Management

For

For

1i

Elect Director Phebe N. Novakovic

Management

For

For

1j

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

For

6

Report on Racial Equity Audit

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

Against

8

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

Against

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

For

1.4

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.5

Elect Director James O. Ellis, Jr.

Management

For

For

1.6

Elect Director Thomas J. Falk

Management

For

For

1.7

Elect Director Ilene S. Gordon

Management

For

For

1.8

Elect Director Vicki A. Hollub

Management

For

For

1.9

Elect Director Jeh C. Johnson

Management

For

For

1.10

Elect Director Debra L. Reed-Klages

Management

For

For

1.11

Elect Director James D. Taiclet

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Human Rights Due Diligence

Shareholder

Against

Against
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Mary Ellen Coe

Management

For

For

1c

Elect Director Pamela J. Craig

Management

For

For

1d

Elect Director Kenneth C. Frazier

Management

For

For

1e

Elect Director Thomas H. Glocer

Management

For

For

1f

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1g

Elect Director Stephen L. Mayo

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Access to COVID-19 Products

Shareholder

Against

Against
 

 

 

METLIFE, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MET
Security ID:  59156R108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cheryl W. Grise

Management

For

For

1b

Elect Director Carlos M. Gutierrez

Management

For

For

1c

Elect Director Gerald L. Hassell

Management

For

For

1d

Elect Director David L. Herzog

Management

For

For

1e

Elect Director R. Glenn Hubbard

Management

For

For

1f

Elect Director Edward J. Kelly, III

Management

For

For

1g

Elect Director William E. Kennard

Management

For

For

1h

Elect Director Michel A. Khalaf

Management

For

For

1i

Elect Director Catherine R. Kinney

Management

For

For

1j

Elect Director Diana L. McKenzie

Management

For

For

1k

Elect Director Denise M. Morrison

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MORGAN STANLEY
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Elizabeth Corley

Management

For

For

1b

Elect Director Alistair Darling

Management

For

For

1c

Elect Director Thomas H. Glocer

Management

For

For

1d

Elect Director James P. Gorman

Management

For

For

1e

Elect Director Robert H. Herz

Management

For

For

1f

Elect Director Nobuyuki Hirano

Management

For

For

1g

Elect Director Hironori Kamezawa

Management

For

For

1h

Elect Director Shelley B. Leibowitz

Management

For

For

1i

Elect Director Stephen J. Luczo

Management

For

For

1j

Elect Director Jami Miscik

Management

For

For

1k

Elect Director Dennis M. Nally

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

MULTIPLAN CORPORATION
Meeting Date:  MAY 27, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  MPLN
Security ID:  62548M100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul D. Emery

Management

For

For

1.2

Elect Director C. Martin Harris

Management

For

For

1.3

Elect Director Mark H. Tabak

Management

For

For

1.4

Elect Director William L. Veghte

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

NESTLE SA
Meeting Date:  APR 15, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  NESN
Security ID:  H57312649

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Accept Financial Statements and Statutory Reports

Management

For

For

1.2

Approve Remuneration Report

Management

For

For

2

Approve Discharge of Board and Senior Management

Management

For

For

3

Approve Allocation of Income and Dividends of CHF 2.75 per Share

Management

For

For

4.1.a

Reelect Paul Bulcke as Director and Board Chairman

Management

For

For

4.1.b

Reelect Ulf Schneider as Director

Management

For

For

4.1.c

Reelect Henri de Castries as Director

Management

For

For

4.1.d

Reelect Renato Fassbind as Director

Management

For

For

4.1.e

Reelect Pablo Isla as Director

Management

For

For

4.1.f

Reelect Ann Veneman as Director

Management

For

For

4.1.g

Reelect Eva Cheng as Director

Management

For

For

4.1.h

Reelect Patrick Aebischer as Director

Management

For

For

4.1.i

Reelect Kasper Rorsted as Director

Management

For

For

4.1.j

Reelect Kimberly Ross as Director

Management

For

For

4.1.k

Reelect Dick Boer as Director

Management

For

For

4.1.l

Reelect Dinesh Paliwal as Director

Management

For

For

4.1.m

Reelect Hanne Jimenez de Mora as Director

Management

For

For

4.2

Elect Lindiwe Sibanda as Director

Management

For

For

4.3.1

Appoint Pablo Isla as Member of the Compensation Committee

Management

For

For

4.3.2

Appoint Patrick Aebischer as Member of the Compensation Committee

Management

For

For

4.3.3

Appoint Dick Boer as Member of the Compensation Committee

Management

For

For

4.3.4

Appoint Kasper Rorsted as Member of the Compensation Committee

Management

For

For

4.4

Ratify Ernst & Young AG as Auditors

Management

For

For

4.5

Designate Hartmann Dreyer as Independent Proxy

Management

For

For

5.1

Approve Remuneration of Directors in the Amount of CHF 10 Million

Management

For

For

5.2

Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million

Management

For

For

6

Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

Management

For

For

7

Approve Climate Action Plan

Management

For

For

8

Transact Other Business (Voting)

Management

Against

Against
 

 

 

NORTONLIFELOCK INC.
Meeting Date:  SEP 08, 2020
Record Date:  JUL 13, 2020
Meeting Type:  ANNUAL

Ticker:  NLOK
Security ID:  668771108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sue Barsamian

Management

For

For

1b

Elect Director Eric K. Brandt

Management

For

For

1c

Elect Director Frank E. Dangeard

Management

For

For

1d

Elect Director Nora M. Denzel

Management

For

For

1e

Elect Director Peter A. Feld

Management

For

For

1f

Elect Director Kenneth Y. Hao

Management

For

For

1g

Elect Director David W. Humphrey

Management

For

For

1h

Elect Director Vincent Pilette

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Political Contributions and Expenditures

Shareholder

Against

Against

 

 

ORACLE CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 08, 2020
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

Withhold

1.2

Elect Director Michael J. Boskin

Management

For

For

1.3

Elect Director Safra A. Catz

Management

For

For

1.4

Elect Director Bruce R. Chizen

Management

For

Withhold

1.5

Elect Director George H. Conrades

Management

For

For

1.6

Elect Director Lawrence J. Ellison

Management

For

For

1.7

Elect Director Rona A. Fairhead

Management

For

For

1.8

Elect Director Jeffrey O. Henley

Management

For

For

1.9

Elect Director Renee J. James

Management

For

For

1.10

Elect Director Charles W. Moorman, IV

Management

For

For

1.11

Elect Director Leon E. Panetta

Management

For

Withhold

1.12

Elect Director William G. Parrett

Management

For

Withhold

1.13

Elect Director Naomi O. Seligman

Management

For

For

1.14

Elect Director Vishal Sikka

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Gender Pay Gap

Shareholder

Against

For

6

Require Independent Board Chair

Shareholder

Against

For
 

 

 

PEPSICO, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Segun Agbaje

Management

For

For

1b

Elect Director Shona L. Brown

Management

For

For

1c

Elect Director Cesar Conde

Management

For

For

1d

Elect Director Ian Cook

Management

For

For

1e

Elect Director Dina Dublon

Management

For

For

1f

Elect Director Michelle Gass

Management

For

For

1g

Elect Director Ramon L. Laguarta

Management

For

For

1h

Elect Director Dave Lewis

Management

For

For

1i

Elect Director David C. Page

Management

For

For

1j

Elect Director Robert C. Pohlad

Management

For

For

1k

Elect Director Daniel Vasella

Management

For

For

1l

Elect Director Darren Walker

Management

For

For

1m

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

5

Report on Sugar and Public Health

Shareholder

Against

Against

6

Report on External Public Health Costs

Shareholder

Against

Against
 

 

 

PFIZER INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For

1.3

Elect Director Susan Desmond-Hellmann

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director Dan R. Littman

Management

For

For

1.9

Elect Director Shantanu Narayen

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Report on Political Contributions and Expenditures

Shareholder

Against

Against

6

Report on Access to COVID-19 Products

Shareholder

Against

Against

 

 

PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  PM
Security ID:  718172109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brant Bonin Bough

Management

For

For

1b

Elect Director Andre Calantzopoulos

Management

For

For

1c

Elect Director Michel Combes

Management

For

For

1d

Elect Director Juan Jose Daboub

Management

For

For

1e

Elect Director Werner Geissler

Management

For

For

1f

Elect Director Lisa A. Hook

Management

For

Against

1g

Elect Director Jun Makihara

Management

For

For

1h

Elect Director Kalpana Morparia

Management

For

For

1i

Elect Director Lucio A. Noto

Management

For

For

1j

Elect Director Jacek Olczak

Management

For

For

1k

Elect Director Frederik Paulsen

Management

For

For

1l

Elect Director Robert B. Polet

Management

For

For

1m

Elect Director Shlomo Yanai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers SA as Auditor

Management

For

For
 

 

 

PPL CORPORATION
Meeting Date:  MAY 18, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  PPL
Security ID:  69351T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Arthur P. Beattie

Management

For

For

1b

Elect Director Steven G. Elliott

Management

For

For

1c

Elect Director Raja Rajamannar

Management

For

For

1d

Elect Director Craig A. Rogerson

Management

For

For

1e

Elect Director Vincent Sorgi

Management

For

For

1f

Elect Director Natica von Althann

Management

For

For

1g

Elect Director Keith H. Williamson

Management

For

For

1h

Elect Director Phoebe A. Wood

Management

For

For

1i

Elect Director Armando Zagalo de Lima

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  APR 26, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  RTX
Security ID:  75513E101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tracy A. Atkinson

Management

For

For

1b

Elect Director Gregory J. Hayes

Management

For

For

1c

Elect Director Thomas A. Kennedy

Management

For

For

1d

Elect Director Marshall O. Larsen

Management

For

For

1e

Elect Director George R. Oliver

Management

For

For

1f

Elect Director Robert K. (Kelly) Ortberg

Management

For

For

1g

Elect Director Margaret L. O'Sullivan

Management

For

For

1h

Elect Director Dinesh C. Paliwal

Management

For

For

1i

Elect Director Ellen M. Pawlikowski

Management

For

For

1j

Elect Director Denise L. Ramos

Management

For

For

1k

Elect Director Fredric G. Reynolds

Management

For

For

1l

Elect Director Brian C. Rogers

Management

For

For

1m

Elect Director James A. Winnefeld, Jr.

Management

For

For

1n

Elect Director Robert O. Work

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against

 

 

RIO TINTO PLC
Meeting Date:  APR 09, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report for UK Law Purposes

Management

For

For

4

Approve Remuneration Report for Australian Law Purposes

Management

For

For

5

Re-elect Megan Clark as Director

Management

For

For

6

Re-elect Hinda Gharbi as Director

Management

For

For

7

Re-elect Simon Henry as Director

Management

For

For

8

Re-elect Sam Laidlaw as Director

Management

For

For

9

Re-elect Simon McKeon as Director

Management

For

For

10

Re-elect Jennifer Nason as Director

Management

For

For

11

Re-elect Jakob Stausholm as Director

Management

For

For

12

Re-elect Simon Thompson as Director

Management

For

For

13

Re-elect Ngaire Woods as Director

Management

For

For

14

Reappoint KPMG LLP as Auditors

Management

For

For

15

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

16

Authorise UK Political Donations and Expenditure

Management

For

For

17

Approve Global Employee Share Plan

Management

None

For

18

Approve UK Share Plan

Management

For

For

19

Authorise Issue of Equity

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 18, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  RDSA
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Elect Jane Lute as Director

Management

For

For

4

Re-elect Ben van Beurden as Director

Management

For

For

5

Re-elect Dick Boer as Director

Management

For

For

6

Re-elect Neil Carson as Director

Management

For

For

7

Re-elect Ann Godbehere as Director

Management

For

For

8

Re-elect Euleen Goh as Director

Management

For

For

9

Re-elect Catherine Hughes as Director

Management

For

For

10

Re-elect Martina Hund-Mejean as Director

Management

For

For

11

Re-elect Sir Andrew Mackenzie as Director

Management

For

For

12

Elect Abraham Schot as Director

Management

For

For

13

Re-elect Jessica Uhl as Director

Management

For

For

14

Re-elect Gerrit Zalm as Director

Management

For

For

15

Reappoint Ernst & Young LLP as Auditors

Management

For

For

16

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

17

Authorise Issue of Equity

Management

For

For

18

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

19

Authorise Market Purchase of Ordinary Shares

Management

For

For

20

Approve the Shell Energy Transition Strategy

Management

For

For

21

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

SANOFI
Meeting Date:  APR 30, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  SAN
Security ID:  F5548N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Treatment of Losses and Dividends of EUR 3.20 per Share

Management

For

For

4

Ratify Appointment of Gilles Schnepp as Director

Management

For

For

5

Reelect Fabienne Lecorvaisier as Director

Management

For

For

6

Reelect Melanie Lee as Director

Management

For

For

7

Elect Barbara Lavernos as Director

Management

For

For

8

Approve Compensation Report of Corporate Officers

Management

For

For

9

Approve Compensation of Serge Weinberg, Chairman of the Board

Management

For

For

10

Approve Compensation of Paul Hudson, CEO

Management

For

For

11

Approve Remuneration Policy of Directors

Management

For

For

12

Approve Remuneration Policy of Chairman of the Board

Management

For

For

13

Approve Remuneration Policy of CEO

Management

For

For

14

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

15

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

16

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million

Management

For

For

17

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million

Management

For

For

18

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million

Management

For

For

19

Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion

Management

For

For

20

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

Management

For

For

21

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

Management

For

For

22

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value

Management

For

For

23

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For

24

Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans

Management

For

For

25

Amend Article 13 of Bylaws Re: Written Consultation

Management

For

For

26

Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors

Management

For

For

27

Authorize Filing of Required Documents/Other Formalities

Management

For

For
 

 

 

SCHLUMBERGER N.V.
Meeting Date:  APR 07, 2021
Record Date:  FEB 17, 2021
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patrick de La Chevardiere

Management

For

For

1.2

Elect Director Miguel M. Galuccio

Management

For

For

1.3

Elect Director Olivier Le Peuch

Management

For

For

1.4

Elect Director Tatiana A. Mitrova

Management

For

For

1.5

Elect Director Maria Moraeus Hanssen

Management

For

For

1.6

Elect Director Mark G. Papa

Management

For

For

1.7

Elect Director Henri Seydoux

Management

For

For

1.8

Elect Director Jeff W. Sheets

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

7

Amend Non-Employee Director Restricted Stock Plan

Management

For

For

 

 

SEMPRA ENERGY
Meeting Date:  MAY 14, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan L. Boeckmann

Management

For

For

1b

Elect Director Andres Conesa

Management

For

For

1c

Elect Director Maria Contreras-Sweet

Management

For

For

1d

Elect Director Pablo A. Ferrero

Management

For

For

1e

Elect Director William D. Jones

Management

For

For

1f

Elect Director Jeffrey W. Martin

Management

For

For

1g

Elect Director Bethany J. Mayer

Management

For

For

1h

Elect Director Michael N. Mears

Management

For

For

1i

Elect Director Jack T. Taylor

Management

For

For

1j

Elect Director Cynthia L. Walker

Management

For

For

1k

Elect Director Cynthia J. Warner

Management

For

For

1l

Elect Director James C. Yardley

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

5

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

Against

Against
 

 

 

SIEMENS AG
Meeting Date:  FEB 03, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  SIE
Security ID:  D69671218

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 3.50 per Share

Management

For

For

3.1

Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20

Management

For

For

3.2

Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20

Management

For

For

3.3

Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20

Management

For

For

3.4

Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20

Management

For

For

3.5

Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20

Management

For

For

3.6

Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20

Management

For

For

3.7

Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20

Management

For

For

3.8

Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20

Management

For

For

4.1

Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20

Management

For

For

4.2

Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20

Management

For

For

4.3

Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20

Management

For

For

4.4

Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20

Management

For

For

4.5

Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20

Management

For

For

4.6

Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20

Management

For

For

4.7

Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20

Management

For

For

4.8

Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20

Management

For

For

4.9

Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20

Management

For

For

4.10

Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20

Management

For

For

4.11

Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20

Management

For

For

4.12

Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20

Management

For

For

4.13

Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20

Management

For

For

4.14

Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20

Management

For

For

4.15

Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20

Management

For

For

4.16

Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20

Management

For

For

4.17

Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20

Management

For

For

4.18

Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20

Management

For

For

4.19

Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20

Management

For

For

4.20

Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20

Management

For

For

5

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21

Management

For

For

6.1

Elect Grazia Vittadini to the Supervisory Board

Management

For

For

6.2

Elect Kasper Rorsted to the Supervisory Board

Management

For

For

6.3

Reelect Jim Snabe to the Supervisory Board

Management

For

For

7

Approve Remuneration of Supervisory Board

Management

For

For

8

Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan

Management

For

For

9

Amend Affiliation Agreement with Siemens Bank GmbH

Management

For

For

10

Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting

Shareholder

Against

Against
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard K. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

THE COCA-COLA COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herbert A. Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Helene D. Gayle

Management

For

For

1.7

Elect Director Alexis M. Herman

Management

For

For

1.8

Elect Director Robert A. Kotick

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director James Quincey

Management

For

For

1.11

Elect Director Caroline J. Tsay

Management

For

For

1.12

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditor

Management

For

For

4

Report on Sugar and Public Health

Shareholder

Against

Against

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

5

Report on Political Contributions Congruency Analysis

Shareholder

Against

Against

6

Report on Prison Labor in the Supply Chain

Shareholder

Against

Against
 

 

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 13, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Francis S. Blake

Management

For

For

1b

Elect Director Angela F. Braly

Management

For

For

1c

Elect Director Amy L. Chang

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Debra L. Lee

Management

For

For

1f

Elect Director Terry J. Lundgren

Management

For

For

1g

Elect Director Christine M. McCarthy

Management

For

For

1h

Elect Director W. James McNerney, Jr.

Management

For

For

1i

Elect Director Nelson Peltz

Management

For

For

1j

Elect Director David S. Taylor

Management

For

For

1k

Elect Director Margaret C. Whitman

Management

For

For

1l

Elect Director Patricia A. Woertz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Report on Efforts to Eliminate Deforestation

Shareholder

Against

Against

6

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

Against
 

 

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janaki Akella

Management

For

For

1b

Elect Director Juanita Powell Baranco

Management

For

For

1c

Elect Director Henry A. Clark, III

Management

For

For

1d

Elect Director Anthony F. Earley, Jr.

Management

For

For

1e

Elect Director Thomas A. Fanning

Management

For

For

1f

Elect Director David J. Grain

Management

For

For

1g

Elect Director Colette D. Honorable

Management

For

For

1h

Elect Director Donald M. James

Management

For

For

1i

Elect Director John D. Johns

Management

For

For

1j

Elect Director Dale E. Klein

Management

For

For

1k

Elect Director Ernest J. Moniz

Management

For

For

1l

Elect Director William G. Smith, Jr.

Management

For

For

1m

Elect Director E. Jenner Wood, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Reduce Supermajority Vote Requirement

Management

For

For

 

 

TOTAL SE
Meeting Date:  MAY 28, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FP
Security ID:  89151E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 2.64 per Share

Management

For

For

4

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5

Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

Management

For

For

6

Reelect Patrick Pouyanne as Director

Management

For

For

7

Reelect Anne-Marie Idrac as Director

Management

For

For

8

Elect Jacques Aschenbroich as Director

Management

For

For

9

Elect Glenn Hubbard as Director

Management

For

For

10

Approve Compensation Report of Corporate Officers

Management

For

For

11

Approve Remuneration Policy of Directors

Management

For

For

12

Approve Compensation of Patrick Pouyanne, Chairman and CEO

Management

For

For

13

Approve Remuneration Policy of Chairman and CEO

Management

For

For

14

Approve the Company's Sustainable Development and Energy Transition

Management

For

For

15

Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly

Management

For

For

16

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

Management

For

For

17

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For
 

 

 

TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  FEB 18, 2021
Meeting Type:  ANNUAL

Ticker:  TFC
Security ID:  89832Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jennifer S. Banner

Management

For

For

1b

Elect Director K. David Boyer, Jr.

Management

For

For

1c

Elect Director Agnes Bundy Scanlan

Management

For

For

1d

Elect Director Anna R. Cablik

Management

For

For

1e

Elect Director Dallas S. Clement

Management

For

For

1f

Elect Director Paul D. Donahue

Management

For

For

1g

Elect Director Paul R. Garcia

Management

For

For

1h

Elect Director Patrick C. Graney, III

Management

For

For

1i

Elect Director Linnie M. Haynesworth

Management

For

For

1j

Elect Director Kelly S. King

Management

For

For

1k

Elect Director Easter A. Maynard

Management

For

For

1l

Elect Director Donna S. Morea

Management

For

For

1m

Elect Director Charles A. Patton

Management

For

For

1n

Elect Director Nido R. Qubein

Management

For

For

1o

Elect Director David M. Ratcliffe

Management

For

For

1p

Elect Director William H. Rogers, Jr.

Management

For

For

1q

Elect Director Frank P. Scruggs, Jr.

Management

For

For

1r

Elect Director Christine Sears

Management

For

For

1s

Elect Director Thomas E. Skains

Management

For

For

1t

Elect Director Bruce L. Tanner

Management

For

For

1u

Elect Director Thomas N. Thompson

Management

For

For

1v

Elect Director Steven C. Voorhees

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

U.S. BANCORP
Meeting Date:  APR 20, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  USB
Security ID:  902973304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warner L. Baxter

Management

For

For

1b

Elect Director Dorothy J. Bridges

Management

For

For

1c

Elect Director Elizabeth L. Buse

Management

For

For

1d

Elect Director Andrew Cecere

Management

For

For

1e

Elect Director Kimberly N. Ellison-Taylor

Management

For

For

1f

Elect Director Kimberly J. Harris

Management

For

For

1g

Elect Director Roland A. Hernandez

Management

For

For

1h

Elect Director Olivia F. Kirtley

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For

1j

Elect Director Richard P. McKenney

Management

For

For

1k

Elect Director Yusuf I. Mehdi

Management

For

For

1l

Elect Director John P. Wiehoff

Management

For

For

1m

Elect Director Scott W. Wine

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

UNILEVER PLC
Meeting Date:  OCT 12, 2020
Record Date:  OCT 10, 2020
Meeting Type:  SPECIAL

Ticker:  ULVR
Security ID:  G92087165

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company

Management

For

For

 

 

UNILEVER PLC
Meeting Date:  OCT 12, 2020
Record Date:  OCT 10, 2020
Meeting Type:  COURT

Ticker:  ULVR
Security ID:  G92087165

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.

Management

For

For

 

 

UNILEVER PLC
Meeting Date:  MAY 05, 2021
Record Date:  MAY 03, 2021
Meeting Type:  ANNUAL

Ticker:  ULVR
Security ID:  G92087165

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Approve Climate Transition Action Plan

Management

For

For

5

Re-elect Nils Andersen as Director

Management

For

For

6

Re-elect Laura Cha as Director

Management

For

For

7

Re-elect Dr Judith Hartmann as Director

Management

For

For

8

Re-elect Alan Jope as Director

Management

For

For

9

Re-elect Andrea Jung as Director

Management

For

For

10

Re-elect Susan Kilsby as Director

Management

For

For

11

Re-elect Strive Masiyiwa as Director

Management

For

For

12

Re-elect Youngme Moon as Director

Management

For

For

13

Re-elect Graeme Pitkethly as Director

Management

For

For

14

Re-elect John Rishton as Director

Management

For

For

15

Re-elect Feike Sijbesma as Director

Management

For

For

16

Reappoint KPMG LLP as Auditors

Management

For

For

17

Authorise Board to Fix Remuneration of Auditors

Management

For

For

18

Authorise UK Political Donations and Expenditure

Management

For

For

19

Approve SHARES Plan

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

23

Authorise Market Purchase of Ordinary Shares

Management

For

For

24

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

25

Adopt New Articles of Association

Management

For

For

26

Approve Reduction of the Share Premium Account

Management

For

For
 

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew H. Card, Jr.

Management

For

For

1b

Elect Director William J. DeLaney

Management

For

For

1c

Elect Director David B. Dillon

Management

For

For

1d

Elect Director Lance M. Fritz

Management

For

For

1e

Elect Director Deborah C. Hopkins

Management

For

For

1f

Elect Director Jane H. Lute

Management

For

For

1g

Elect Director Michael R. McCarthy

Management

For

For

1h

Elect Director Thomas F. McLarty, III

Management

For

For

1i

Elect Director Jose H. Villarreal

Management

For

For

1j

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Nonqualified Employee Stock Purchase Plan

Management

For

For

6

Report on EEO

Shareholder

Against

For

7

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

For

8

Annual Vote and Report on Climate Change

Shareholder

Against

Against
 

 

 

UNITED PARCEL SERVICE, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  UPS
Security ID:  911312106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol B. Tome

Management

For

For

1b

Elect Director Rodney C. Adkins

Management

For

For

1c

Elect Director Eva C. Boratto

Management

For

For

1d

Elect Director Michael J. Burns

Management

For

For

1e

Elect Director Wayne M. Hewett

Management

For

For

1f

Elect Director Angela Hwang

Management

For

For

1g

Elect Director Kate E. Johnson

Management

For

For

1h

Elect Director William R. Johnson

Management

For

For

1i

Elect Director Ann M. Livermore

Management

For

For

1j

Elect Director Franck J. Moison

Management

For

For

1k

Elect Director Christiana Smith Shi

Management

For

For

1l

Elect Director Russell Stokes

Management

For

For

1m

Elect Director Kevin Warsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

Against

7

Report on Climate Change

Shareholder

Against

Against

8

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

9

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

Against
 

 

 

VALERO ENERGY CORPORATION
Meeting Date:  APR 29, 2021
Record Date:  MAR 03, 2021
Meeting Type:  ANNUAL

Ticker:  VLO
Security ID:  91913Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director H. Paulett Eberhart

Management

For

For

1b

Elect Director Joseph W. Gorder

Management

For

For

1c

Elect Director Kimberly S. Greene

Management

For

For

1d

Elect Director Deborah P. Majoras

Management

For

For

1e

Elect Director Eric D. Mullins

Management

For

For

1f

Elect Director Donald L. Nickles

Management

For

For

1g

Elect Director Philip J. Pfeiffer

Management

For

For

1h

Elect Director Robert A. Profusek

Management

For

For

1i

Elect Director Stephen M. Waters

Management

For

For

1j

Elect Director Randall J. Weisenburger

Management

For

For

1k

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Shellye L. Archambeau

Management

For

For

1b

Elect Director Roxanne S. Austin

Management

For

For

1c

Elect Director Mark T. Bertolini

Management

For

For

1d

Elect Director Melanie L. Healey

Management

For

For

1e

Elect Director Clarence Otis, Jr.

Management

For

For

1f

Elect Director Daniel H. Schulman

Management

For

For

1g

Elect Director Rodney E. Slater

Management

For

For

1h

Elect Director Hans E. Vestberg

Management

For

For

1i

Elect Director Gregory G. Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

Against

5

Amend Senior Executive Compensation Clawback Policy

Shareholder

Against

Against

6

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against
 

 

 

VODAFONE GROUP PLC
Meeting Date:  JUL 28, 2020
Record Date:  JUL 24, 2020
Meeting Type:  ANNUAL

Ticker:  VOD
Security ID:  G93882192

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Jean-Francois van Boxmeer as Director

Management

For

For

3

Re-elect Gerard Kleisterlee as Director

Management

For

For

4

Re-elect Nick Read as Director

Management

For

For

5

Re-elect Margherita Della Valle as Director

Management

For

For

6

Re-elect Sir Crispin Davis as Director

Management

For

For

7

Re-elect Michel Demare as Director

Management

For

For

8

Re-elect Dame Clara Furse as Director

Management

For

For

9

Re-elect Valerie Gooding as Director

Management

For

For

10

Re-elect Renee James as Director

Management

For

Against

11

Re-elect Maria Amparo Moraleda Martinez as Director

Management

For

For

12

Re-elect Sanjiv Ahuja as Director

Management

For

For

13

Re-elect David Thodey as Director

Management

For

For

14

Re-elect David Nish as Director

Management

For

For

15

Approve Final Dividend

Management

For

For

16

Approve Remuneration Policy

Management

For

For

17

Approve Remuneration Report

Management

For

For

18

Reappoint Ernst & Young LLP as Auditors

Management

For

For

19

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

23

Authorise Market Purchase of Ordinary Shares

Management

For

For

24

Authorise EU Political Donations and Expenditure

Management

For

For

25

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

26

Approve Share Incentive Plan

Management

For

For
 

 

 

WALMART INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  WMT
Security ID:  931142103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cesar Conde

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Sarah J. Friar

Management

For

For

1d

Elect Director Carla A. Harris

Management

For

For

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Marissa A. Mayer

Management

For

For

1g

Elect Director C. Douglas McMillon

Management

For

For

1h

Elect Director Gregory B. Penner

Management

For

For

1i

Elect Director Steven S Reinemund

Management

For

For

1j

Elect Director Randall L. Stephenson

Management

For

For

1k

Elect Director S. Robson Walton

Management

For

For

1l

Elect Director Steuart L. Walton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Refrigerants Released from Operations

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Report on Alignment of Racial Justice Goals and Starting Wages

Shareholder

Against

Against

7

Approve Creation of a Pandemic Workforce Advisory Council

Shareholder

Against

Against

8

Review of Statement on the Purpose of a Corporation

Shareholder

Against

Against
 

 

 

WEATHERFORD INTERNATIONAL PLC
Meeting Date:  MAY 26, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  WFTLF
Security ID:  G48833118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Benjamin C. Duster, IV

Management

For

For

1b

Elect Director Neal P. Goldman

Management

For

For

1c

Elect Director Jacqueline Mutschler

Management

For

For

1d

Elect Director Girishchandra K. Saligram

Management

For

For

1e

Elect Director Charles M. Sledge

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

XCEL ENERGY INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  XEL
Security ID:  98389B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lynn Casey

Management

For

For

1b

Elect Director Ben Fowke

Management

For

For

1c

Elect Director Robert Frenzel

Management

For

For

1d

Elect Director Netha Johnson

Management

For

For

1e

Elect Director Patricia Kampling

Management

For

For

1f

Elect Director George Kehl

Management

For

For

1g

Elect Director Richard O'Brien

Management

For

For

1h

Elect Director Charles Pardee

Management

For

For

1i

Elect Director Christopher Policinski

Management

For

For

1j

Elect Director James Prokopanko

Management

For

For

1k

Elect Director David Westerlund

Management

For

For

1l

Elect Director Kim Williams

Management

For

For

1m

Elect Director Timothy Wolf

Management

For

For

1n

Elect Director Daniel Yohannes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Climate-Related Activities

Shareholder

Against

Against
 

 

 

ZURICH INSURANCE GROUP AG
Meeting Date:  APR 07, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  ZURN
Security ID:  H9870Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Accept Financial Statements and Statutory Reports

Management

For

For

1.2

Approve Remuneration Report (Non-Binding)

Management

For

For

2

Approve Allocation of Income and Dividends of CHF 20.00 per Share

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4.1a

Reelect Michel Lies as Director and Board Chairman

Management

For

For

4.1b

Reelect Joan Amble as Director

Management

For

For

4.1c

Reelect Catherine Bessant as Director

Management

For

For

4.1d

Reelect Dame Carnwath as Director

Management

For

For

4.1e

Reelect Christoph Franz as Director

Management

For

For

4.1f

Reelect Michael Halbherr as Director

Management

For

For

4.1g

Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment)

Management

For

For

4.1h

Reelect Monica Maechler as Director

Management

For

For

4.1i

Reelect Kishore Mahbubani as Director

Management

For

For

4.1j

Reelect Jasmin Staiblin as Director

Management

For

For

4.1k

Reelect Barry Stowe as Director

Management

For

For

4.1l

Elect Sabine Keller-Busse as Director

Management

For

For

4.2.1

Reappoint Michel Lies as Member of the Compensation Committee

Management

For

For

4.2.2

Reappoint Catherine Bessant as Member of the Compensation Committee

Management

For

For

4.2.3

Reappoint Christoph Franz as Member of the Compensation Committee

Management

For

For

4.2.4

Reappoint Kishore Mahbubani as Member of the Compensation Committee

Management

For

For

4.2.5

Reappoint Jasmin Staiblin as Member of the Compensation Committee

Management

For

For

4.2.6

Appoint Sabine Keller-Busse as Member of the Compensation Committee

Management

For

For

4.3

Designate Keller KLG as Independent Proxy

Management

For

For

4.4

Ratify Ernst & Young AG as Auditors

Management

For

For

5.1

Approve Remuneration of Directors in the Amount of CHF 5.9 Million

Management

For

For

5.2

Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million

Management

For

For

6

Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool

Management

For

For

7

Transact Other Business (Voting)

Management

For

Against
 



 

Franklin U.S. Government Securities Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.



 

 

Franklin Utilities Fund

 

ALLIANT ENERGY CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  LNT
Security ID:  018802108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger K. Newport

Management

For

For

1.2

Elect Director Dean C. Oestreich

Management

For

For

1.3

Elect Director Carol P. Sanders

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against

 

 

AMEREN CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  AEE
Security ID:  023608102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warner L. Baxter

Management

For

For

1b

Elect Director Cynthia J. Brinkley

Management

For

For

1c

Elect Director Catherine S. Brune

Management

For

For

1d

Elect Director J. Edward Coleman

Management

For

For

1e

Elect Director Ward H. Dickson

Management

For

For

1f

Elect Director Noelle K. Eder

Management

For

For

1g

Elect Director Ellen M. Fitzsimmons

Management

For

For

1h

Elect Director Rafael Flores

Management

For

For

1i

Elect Director Richard J. Harshman

Management

For

For

1j

Elect Director Craig S. Ivey

Management

For

For

1k

Elect Director James C. Johnson

Management

For

For

1l

Elect Director Steven H. Lipstein

Management

For

For

1m

Elect Director Leo S. Mackay, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  AEP
Security ID:  025537101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas K. Akins

Management

For

For

1.2

Elect Director David J. Anderson

Management

For

For

1.3

Elect Director J. Barnie Beasley, Jr.

Management

For

For

1.4

Elect Director Art A. Garcia

Management

For

For

1.5

Elect Director Linda A. Goodspeed

Management

For

For

1.6

Elect Director Thomas E. Hoaglin

Management

For

For

1.7

Elect Director Sandra Beach Lin

Management

For

For

1.8

Elect Director Margaret M. McCarthy

Management

For

For

1.9

Elect Director Stephen S. Rasmussen

Management

For

For

1.10

Elect Director Oliver G. Richard, III

Management

For

For

1.11

Elect Director Daryl Roberts

Management

For

For

1.12

Elect Director Sara Martinez Tucker

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ATMOS ENERGY CORPORATION
Meeting Date:  FEB 03, 2021
Record Date:  DEC 11, 2020
Meeting Type:  ANNUAL

Ticker:  ATO
Security ID:  049560105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director J. Kevin Akers

Management

For

For

1b

Elect Director Robert W. Best

Management

For

For

1c

Elect Director Kim R. Cocklin

Management

For

For

1d

Elect Director Kelly H. Compton

Management

For

For

1e

Elect Director Sean Donohue

Management

For

For

1f

Elect Director Rafael G. Garza

Management

For

For

1g

Elect Director Richard K. Gordon

Management

For

For

1h

Elect Director Robert C. Grable

Management

For

For

1i

Elect Director Nancy K. Quinn

Management

For

For

1j

Elect Director Richard A. Sampson

Management

For

For

1k

Elect Director Stephen R. Springer

Management

For

For

1l

Elect Director Diana J. Walters

Management

For

Against

1m

Elect Director Richard Ware, II

Management

For

For

1n

Elect Director Frank Yoho

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AVANGRID, INC.
Meeting Date:  JUN 01, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  AGR
Security ID:  05351W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ignacio S. Galan

Management

For

For

1.2

Elect Director John Baldacci

Management

For

For

1.3

Elect Director Daniel Alcain Lopez

Management

For

For

1.4

Elect Director Dennis V. Arriola

Management

For

For

1.5

Elect Director Pedro Azagra Blazquez

Management

For

For

1.6

Elect Director Robert Duffy

Management

For

For

1.7

Elect Director Teresa Herbert

Management

For

For

1.8

Elect Director Patricia Jacobs

Management

For

For

1.9

Elect Director John Lahey

Management

For

For

1.10

Elect Director Jose Angel Marra Rodriguez

Management

For

For

1.11

Elect Director Santiago Martinez Garrido

Management

For

For

1.12

Elect Director Jose Sainz Armada

Management

For

For

1.13

Elect Director Alan Solomont

Management

For

For

1.14

Elect Director Elizabeth Timm

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

BLACK HILLS CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKH
Security ID:  092113109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Linden R. Evans

Management

For

For

1.2

Elect Director Barry M. Granger

Management

For

For

1.3

Elect Director Tony A. Jensen

Management

For

For

1.4

Elect Director Steven R. Mills

Management

For

For

1.5

Elect Director Scott M. Prochazka

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CENTERPOINT ENERGY, INC.
Meeting Date:  APR 23, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  CNP
Security ID:  15189T107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie D. Biddle

Management

For

For

1b

Elect Director Milton Carroll

Management

For

For

1c

Elect Director Wendy Montoya Cloonan

Management

For

For

1d

Elect Director Earl M. Cummings

Management

For

For

1e

Elect Director David J. Lesar

Management

For

For

1f

Elect Director Martin H. Nesbitt

Management

For

For

1g

Elect Director Theodore F. Pound

Management

For

For

1h

Elect Director Phillip R. Smith

Management

For

For

1i

Elect Director Barry T. Smitherman

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

CHENIERE ENERGY, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  LNG
Security ID:  16411R208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director G. Andrea Botta

Management

For

For

1b

Elect Director Jack A. Fusco

Management

For

For

1c

Elect Director Vicky A. Bailey

Management

For

For

1d

Elect Director Nuno Brandolini

Management

For

For

1e

Elect Director David B. Kilpatrick

Management

For

For

1f

Elect Director Sean T. Klimczak

Management

For

For

1g

Elect Director Andrew Langham

Management

For

For

1h

Elect Director Donald F. Robillard, Jr.

Management

For

For

1i

Elect Director Neal A. Shear

Management

For

For

1j

Elect Director Andrew J. Teno

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

CMS ENERGY CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  CMS
Security ID:  125896100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jon E. Barfield

Management

For

For

1b

Elect Director Deborah H. Butler

Management

For

For

1c

Elect Director Kurt L. Darrow

Management

For

For

1d

Elect Director William D. Harvey

Management

For

For

1e

Elect Director Garrick J. Rochow

Management

For

For

1f

Elect Director John G. Russell

Management

For

For

1g

Elect Director Suzanne F. Shank

Management

For

For

1h

Elect Director Myrna M. Soto

Management

For

For

1i

Elect Director John G. Sznewajs

Management

For

For

1j

Elect Director Ronald J. Tanski

Management

For

For

1k

Elect Director Laura H. Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against
 

 

 

CONSOLIDATED EDISON, INC.
Meeting Date:  MAY 17, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  ED
Security ID:  209115104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy P. Cawley

Management

For

For

1.2

Elect Director Ellen V. Futter

Management

For

For

1.3

Elect Director John F. Killian

Management

For

For

1.4

Elect Director Karol V. Mason

Management

For

For

1.5

Elect Director John McAvoy

Management

For

For

1.6

Elect Director Dwight A. McBride

Management

For

For

1.7

Elect Director William J. Mulrow

Management

For

For

1.8

Elect Director Armando J. Olivera

Management

For

For

1.9

Elect Director Michael W. Ranger

Management

For

For

1.10

Elect Director Linda S. Sanford

Management

For

For

1.11

Elect Director Deirdre Stanley

Management

For

For

1.12

Elect Director L. Frederick Sutherland

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director James A. Bennett

Management

For

For

1B

Elect Director Robert M. Blue

Management

For

For

1C

Elect Director Helen E. Dragas

Management

For

For

1D

Elect Director James O. Ellis, Jr.

Management

For

For

1E

Elect Director D. Maybank Hagood

Management

For

For

1F

Elect Director Ronald W. Jibson

Management

For

For

1G

Elect Director Mark J. Kington

Management

For

For

1H

Elect Director Joseph M. Rigby

Management

For

For

1I

Elect Director Pamela J. Royal

Management

For

For

1J

Elect Director Robert H. Spilman, Jr.

Management

For

For

1K

Elect Director Susan N. Story

Management

For

For

1L

Elect Director Michael E. Szymanczyk

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

6

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

DTE ENERGY COMPANY
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerard M. Anderson

Management

For

For

1.2

Elect Director David A. Brandon

Management

For

For

1.3

Elect Director Charles G. McClure, Jr.

Management

For

For

1.4

Elect Director Gail J. McGovern

Management

For

For

1.5

Elect Director Mark A. Murray

Management

For

For

1.6

Elect Director Gerardo Norcia

Management

For

For

1.7

Elect Director Ruth G. Shaw

Management

For

For

1.8

Elect Director Robert C. Skaggs, Jr.

Management

For

For

1.9

Elect Director David A. Thomas

Management

For

For

1.10

Elect Director Gary H. Torgow

Management

For

For

1.11

Elect Director James H. Vandenberghe

Management

For

For

1.12

Elect Director Valerie M. Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

6

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Caroline Dorsa

Management

For

For

1.6

Elect Director W. Roy Dunbar

Management

For

For

1.7

Elect Director Nicholas C. Fanandakis

Management

For

For

1.8

Elect Director Lynn J. Good

Management

For

For

1.9

Elect Director John T. Herron

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Michael J. Pacilio

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Political Contributions and Expenditures

Shareholder

Against

Against

 

 

E.ON SE
Meeting Date:  MAY 19, 2021
Record Date:  
Meeting Type:  ANNUAL

Ticker:  EOAN
Security ID:  D24914133

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 0.47 per Share

Management

For

For

3

Approve Discharge of Management Board for Fiscal Year 2020

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal Year 2020

Management

For

For

5.1

Ratify KPMG AG as Auditors for Fiscal Year 2021

Management

For

For

5.2

Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021

Management

For

For

5.3

Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022

Management

For

For

6

Approve Remuneration Policy

Management

For

For

7

Approve Remuneration of Supervisory Board

Management

For

For

8.1

Elect Erich Clementi to the Supervisory Board

Management

For

For

8.2

Elect Andreas Schmitz to the Supervisory Board

Management

For

For

8.3

Elect Ewald Woste to the Supervisory Board

Management

For

For

9.1

Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH

Management

For

For

9.2

Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH

Management

For

For
 

 

 

EDISON INTERNATIONAL
Meeting Date:  APR 22, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  EIX
Security ID:  281020107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeanne Beliveau-Dunn

Management

For

For

1b

Elect Director Michael C. Camunez

Management

For

For

1c

Elect Director Vanessa C.L. Chang

Management

For

For

1d

Elect Director James T. Morris

Management

For

For

1e

Elect Director Timothy T. O'Toole

Management

For

For

1f

Elect Director Pedro J. Pizarro

Management

For

For

1g

Elect Director Carey A. Smith

Management

For

For

1h

Elect Director Linda G. Stuntz

Management

For

For

1i

Elect Director William P. Sullivan

Management

For

For

1j

Elect Director Peter J. Taylor

Management

For

For

1k

Elect Director Keith Trent

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

EMERA INCORPORATED
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  EMA
Security ID:  290876101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott C. Balfour

Management

For

For

1.2

Elect Director James V. Bertram

Management

For

For

1.3

Elect Director Henry E. Demone

Management

For

For

1.4

Elect Director Kent M. Harvey

Management

For

For

1.5

Elect Director B. Lynn Loewen

Management

For

For

1.6

Elect Director John B. Ramil

Management

For

For

1.7

Elect Director Andrea S. Rosen

Management

For

For

1.8

Elect Director Richard P. Sergel

Management

For

For

1.9

Elect Director M. Jacqueline Sheppard

Management

For

For

1.10

Elect Director Karen H. Sheriff

Management

For

For

1.11

Elect Director Jochen E. Tilk

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Authorize Board to Fix Remuneration of Auditors

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

5

Amend Stock Option Plan

Management

For

For

 

 

ENTERGY CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  ETR
Security ID:  29364G103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John R. Burbank

Management

For

For

1b

Elect Director Patrick J. Condon

Management

For

For

1c

Elect Director Leo P. Denault

Management

For

For

1d

Elect Director Kirkland H. Donald

Management

For

For

1e

Elect Director Brian W. Ellis

Management

For

For

1f

Elect Director Philip L. Frederickson

Management

For

For

1g

Elect Director Alexis M. Herman

Management

For

For

1h

Elect Director M. Elise Hyland

Management

For

For

1i

Elect Director Stuart L. Levenick

Management

For

For

1j

Elect Director Blanche Lambert Lincoln

Management

For

For

1k

Elect Director Karen A. Puckett

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Authorize New Class of Preferred Stock

Management

For

For
 

 

 

ESSENTIAL UTILITIES, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  WTRG
Security ID:  29670G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elizabeth B. Amato

Management

For

For

1.2

Elect Director Christopher H. Franklin

Management

For

For

1.3

Elect Director Daniel J. Hilferty

Management

For

For

1.4

Elect Director Francis O. Idehen

Management

For

For

1.5

Elect Director Edwina Kelly

Management

For

For

1.6

Elect Director Ellen T. Ruff

Management

For

For

1.7

Elect Director Lee C. Stewart

Management

For

For

1.8

Elect Director Christopher C. Womack

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Proxy Access Right

Management

For

For

 

 

EVERGY, INC.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL

Ticker:  EVRG
Security ID:  30034W106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David A. Campbell

Management

For

For

1b

Elect Director Mollie Hale Carter

Management

For

For

1c

Elect Director Thomas D. Hyde

Management

For

For

1d

Elect Director B. Anthony Isaac

Management

For

For

1e

Elect Director Paul M. Keglevic

Management

For

For

1f

Elect Director Mary L. Landrieu

Management

For

For

1g

Elect Director Sandra A.J. Lawrence

Management

For

For

1h

Elect Director Ann D. Murtlow

Management

For

For

1i

Elect Director Sandra J. Price

Management

For

For

1j

Elect Director Mark A. Ruelle

Management

For

For

1k

Elect Director S. Carl Soderstrom, Jr.

Management

For

For

1l

Elect Director John Arthur Stall

Management

For

For

1m

Elect Director C. John Wilder

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

EVERSOURCE ENERGY
Meeting Date:  MAY 05, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL

Ticker:  ES
Security ID:  30040W108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cotton M. Cleveland

Management

For

For

1.2

Elect Director James S. DiStasio

Management

For

For

1.3

Elect Director Francis A. Doyle

Management

For

For

1.4

Elect Director Linda Dorcena Forry

Management

For

For

1.5

Elect Director Gregory M. Jones

Management

For

For

1.6

Elect Director James J. Judge

Management

For

For

1.7

Elect Director John Y. Kim

Management

For

For

1.8

Elect Director Kenneth R. Leibler

Management

For

For

1.9

Elect Director David H. Long

Management

For

For

1.10

Elect Director William C. Van Faasen

Management

For

For

1.11

Elect Director Frederica M. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche as Auditors

Management

For

For
 

 

 

EXELON CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  EXC
Security ID:  30161N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony Anderson

Management

For

For

1b

Elect Director Ann Berzin

Management

For

For

1c

Elect Director Laurie Brlas

Management

For

For

1d

Elect Director Marjorie Rodgers Cheshire

Management

For

For

1e

Elect Director Christopher Crane

Management

For

For

1f

Elect Director Yves de Balmann

Management

For

For

1g

Elect Director Linda Jojo

Management

For

For

1h

Elect Director Paul Joskow

Management

For

For

1i

Elect Director Robert Lawless

Management

For

For

1j

Elect Director John Richardson

Management

For

For

1k

Elect Director Mayo Shattuck, III

Management

For

For

1l

Elect Director John Young

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Child Labor Audit

Shareholder

Against

Against

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Anderson

Management

For

For

1.2

Elect Director Steven J. Demetriou

Management

For

For

1.3

Elect Director Julia L. Johnson

Management

For

For

1.4

Elect Director Jesse A. Lynn

Management

For

For

1.5

Elect Director Donald T. Misheff

Management

For

For

1.6

Elect Director Thomas N. Mitchell

Management

For

For

1.7

Elect Director James F. O'Neil, III

Management

For

For

1.8

Elect Director Christopher D. Pappas

Management

For

For

1.9

Elect Director Luis A. Reyes

Management

For

For

1.10

Elect Director John W. Somerhalder, II

Management

For

For

1.11

Elect Director Steven E. Strah

Management

For

For

1.12

Elect Director Andrew Teno

Management

For

For

1.13

Elect Director Leslie M. Turner

Management

For

For

1.14

Elect Director Melvin Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NATIONAL GRID PLC
Meeting Date:  JUL 27, 2020
Record Date:  JUL 24, 2020
Meeting Type:  ANNUAL

Ticker:  NG
Security ID:  G6S9A7120

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Re-elect Sir Peter Gershon as Director

Management

For

For

4

Re-elect John Pettigrew as Director

Management

For

For

5

Re-elect Andy Agg as Director

Management

For

For

6

Re-elect Nicola Shaw as Director

Management

For

For

7

Re-elect Mark Williamson as Director

Management

For

For

8

Re-elect Jonathan Dawson as Director

Management

For

For

9

Re-elect Therese Esperdy as Director

Management

For

For

10

Re-elect Paul Golby as Director

Management

For

For

11

Elect Liz Hewitt as Director

Management

For

For

12

Re-elect Amanda Mesler as Director

Management

For

For

13

Re-elect Earl Shipp as Director

Management

For

For

14

Re-elect Jonathan Silver as Director

Management

For

For

15

Reappoint Deloitte LLP as Auditors

Management

For

For

16

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

17

Approve Remuneration Report

Management

For

For

18

Authorise EU Political Donations and Expenditure

Management

For

For

19

Authorise Issue of Equity

Management

For

For

20

Reapprove Share Incentive Plan

Management

For

For

21

Reapprove Sharesave Plan

Management

For

For

22

Approve Increase in Borrowing Limit

Management

For

For

23

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

24

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

25

Authorise Market Purchase of Ordinary Shares

Management

For

For

26

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

NATIONAL GRID PLC
Meeting Date:  APR 22, 2021
Record Date:  APR 20, 2021
Meeting Type:  SPECIAL

Ticker:  NG
Security ID:  G6S9A7120

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition of PPL WPD Investments Limited

Management

For

For

2

Approve Increase in Borrowing Limit Under the Company's Articles of Association

Management

For

For

 

 

NEW JERSEY RESOURCES CORPORATION
Meeting Date:  JAN 20, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL

Ticker:  NJR
Security ID:  646025106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director M. William Howard, Jr.

Management

For

For

1.2

Elect Director Donald L. Correll

Management

For

For

1.3

Elect Director James H. DeGraffenreidt, Jr.

Management

For

For

1.4

Elect Director M. Susan Hardwick

Management

For

For

1.5

Elect Director George R. Zoffinger

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director James L. Camaren

Management

For

For

1c

Elect Director Kenneth B. Dunn

Management

For

For

1d

Elect Director Naren K. Gursahaney

Management

For

For

1e

Elect Director Kirk S. Hachigian

Management

For

For

1f

Elect Director Amy B. Lane

Management

For

For

1g

Elect Director David L. Porges

Management

For

For

1h

Elect Director James L. Robo

Management

For

For

1i

Elect Director Rudy E. Schupp

Management

For

For

1j

Elect Director John L. Skolds

Management

For

For

1k

Elect Director Lynn M. Utter

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

NISOURCE INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  NI
Security ID:  65473P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter A. Altabef

Management

For

For

1b

Elect Director Theodore H. Bunting, Jr.

Management

For

For

1c

Elect Director Eric L. Butler

Management

For

For

1d

Elect Director Aristides S. Candris

Management

For

For

1e

Elect Director Wayne S. DeVeydt

Management

For

For

1f

Elect Director Joseph Hamrock

Management

For

For

1g

Elect Director Deborah A. Henretta

Management

For

For

1h

Elect Director Deborah A. P. Hersman

Management

For

For

1i

Elect Director Michael E. Jesanis

Management

For

For

1j

Elect Director Kevin T. Kabat

Management

For

For

1k

Elect Director Carolyn Y. Woo

Management

For

For

1l

Elect Director Lloyd M. Yates

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

NORTHWESTERN CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  NWE
Security ID:  668074305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony T. Clark

Management

For

For

1.2

Elect Director Dana J. Dykhouse

Management

For

For

1.3

Elect Director Jan R. Horsfall

Management

For

For

1.4

Elect Director Britt E. Ide

Management

For

For

1.5

Elect Director Linda G. Sullivan

Management

For

For

1.6

Elect Director Robert C. Rowe

Management

For

For

1.7

Elect Director Mahvash Yazdi

Management

For

For

1.8

Elect Director Jeffrey W. Yingling

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Other Business

Management

For

Against

 

 

OGE ENERGY CORP.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  OGE
Security ID:  670837103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Frank A. Bozich

Management

For

For

1b

Elect Director Peter D. Clarke

Management

For

For

1c

Elect Director Luke R. Corbett

Management

For

For

1d

Elect Director David L. Hauser

Management

For

For

1e

Elect Director Luther (Luke) C. Kissam, IV

Management

For

For

1f

Elect Director Judy R. McReynolds

Management

For

For

1g

Elect Director David E. Rainbolt

Management

For

For

1h

Elect Director J. Michael Sanner

Management

For

For

1i

Elect Director Sheila G. Talton

Management

For

For

1j

Elect Director Sean Trauschke

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

Against

For
 

 

 

ORIGIN ENERGY LIMITED
Meeting Date:  OCT 20, 2020
Record Date:  OCT 18, 2020
Meeting Type:  ANNUAL

Ticker:  ORG
Security ID:  Q71610101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Elect Maxine Brenner as Director

Management

For

For

3

Approve Remuneration Report

Management

For

Against

4

***Withdrawn Resolution*** Approve Grant of Restricted Share Rights to Frank Calabria

Management

None

None

5a

Approve the Amendments to the Company's Constitution

Shareholder

Against

Against

5b

Approve Consent and Fracking

Shareholder

Against

Against

5c

Approve Lobbying and COVID-19 Recovery

Shareholder

Against

Against

 

 

PG&E CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  PCG
Security ID:  69331C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cheryl F. Campbell

Management

For

For

1b

Elect Director Kerry W. Cooper

Management

For

For

1c

Elect Director Arno L. Harris

Management

For

For

1d

Elect Director Michael R. Niggli

Management

For

For

1e

Elect Director Oluwadara (Dara) J. Treseder

Management

For

For

1f

Elect Director Benjamin F. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

PINNACLE WEST CAPITAL CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  PNW
Security ID:  723484101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Glynis A. Bryan

Management

For

For

1.2

Elect Director Denis A. Cortese

Management

For

For

1.3

Elect Director Richard P. Fox

Management

For

For

1.4

Elect Director Jeffrey B. Guldner

Management

For

For

1.5

Elect Director Dale E. Klein

Management

For

For

1.6

Elect Director Kathryn L. Munro

Management

For

For

1.7

Elect Director Bruce J. Nordstrom

Management

For

For

1.8

Elect Director Paula J. Sims

Management

For

For

1.9

Elect Director William H. Spence

Management

For

For

1.10

Elect Director James E. Trevathan, Jr.

Management

For

For

1.11

Elect Director David P. Wagener

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

 

PNM RESOURCES, INC.
Meeting Date:  FEB 12, 2021
Record Date:  DEC 31, 2020
Meeting Type:  SPECIAL

Ticker:  PNM
Security ID:  69349H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

PNM RESOURCES, INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  PNM
Security ID:  69349H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Vicky A. Bailey

Management

For

For

1B

Elect Director Norman P. Becker

Management

For

For

1C

Elect Director Patricia K. Collawn

Management

For

For

1D

Elect Director E. Renae Conley

Management

For

For

1E

Elect Director Alan J. Fohrer

Management

For

For

1F

Elect Director Sidney M. Gutierrez

Management

For

For

1G

Elect Director James A. Hughes

Management

For

For

1H

Elect Director Maureen T. Mullarkey

Management

For

For

1I

Elect Director Donald K. Schwanz

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Costs and Benefits of Environmental Related Expenditures

Shareholder

Against

Against

 

 

PPL CORPORATION
Meeting Date:  MAY 18, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  PPL
Security ID:  69351T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Arthur P. Beattie

Management

For

For

1b

Elect Director Steven G. Elliott

Management

For

For

1c

Elect Director Raja Rajamannar

Management

For

For

1d

Elect Director Craig A. Rogerson

Management

For

For

1e

Elect Director Vincent Sorgi

Management

For

For

1f

Elect Director Natica von Althann

Management

For

For

1g

Elect Director Keith H. Williamson

Management

For

For

1h

Elect Director Phoebe A. Wood

Management

For

For

1i

Elect Director Armando Zagalo de Lima

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL

Ticker:  PEG
Security ID:  744573106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ralph Izzo

Management

For

For

1.2

Elect Director Shirley Ann Jackson

Management

For

For

1.3

Elect Director Willie A. Deese

Management

For

For

1.4

Elect Director David Lilley

Management

For

For

1.5

Elect Director Barry H. Ostrowsky

Management

For

For

1.6

Elect Director Scott G. Stephenson

Management

For

For

1.7

Elect Director Laura A. Sugg

Management

For

For

1.8

Elect Director John P. Surma

Management

For

For

1.9

Elect Director Susan Tomasky

Management

For

For

1.10

Elect Director Alfred W. Zollar

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Approve Non-Employee Director Restricted Stock Plan

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

 

 

SEMPRA ENERGY
Meeting Date:  MAY 14, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan L. Boeckmann

Management

For

For

1b

Elect Director Andres Conesa

Management

For

For

1c

Elect Director Maria Contreras-Sweet

Management

For

For

1d

Elect Director Pablo A. Ferrero

Management

For

For

1e

Elect Director William D. Jones

Management

For

For

1f

Elect Director Jeffrey W. Martin

Management

For

For

1g

Elect Director Bethany J. Mayer

Management

For

For

1h

Elect Director Michael N. Mears

Management

For

For

1i

Elect Director Jack T. Taylor

Management

For

For

1j

Elect Director Cynthia L. Walker

Management

For

For

1k

Elect Director Cynthia J. Warner

Management

For

For

1l

Elect Director James C. Yardley

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

5

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

Against

Against
 

 

 

SOUTHWEST GAS HOLDINGS, INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  SWX
Security ID:  844895102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert L. Boughner

Management

For

For

1.2

Elect Director Jose A. Cardenas

Management

For

For

1.3

Elect Director Stephen C. Comer

Management

For

For

1.4

Elect Director John P. Hester

Management

For

For

1.5

Elect Director Jane Lewis-Raymond

Management

For

For

1.6

Elect Director Anne L. Mariucci

Management

For

For

1.7

Elect Director Michael J. Melarkey

Management

For

For

1.8

Elect Director A. Randall Thoman

Management

For

For

1.9

Elect Director Thomas A. Thomas

Management

For

For

1.10

Elect Director Leslie T. Thornton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

SPIRE, INC.
Meeting Date:  JAN 28, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL

Ticker:  SR
Security ID:  84857L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark A. Borer

Management

For

For

1.2

Elect Director Maria V. Fogarty

Management

For

For

1.3

Elect Director Stephen S. Schwartz

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

TELUS CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  87971M996

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. H. (Dick) Auchinleck

Management

For

For

1.2

Elect Director Raymond T. Chan

Management

For

For

1.3

Elect Director Hazel Claxton

Management

For

For

1.4

Elect Director Lisa de Wilde

Management

For

For

1.5

Elect Director Darren Entwistle

Management

For

For

1.6

Elect Director Thomas E. Flynn

Management

For

For

1.7

Elect Director Mary Jo Haddad

Management

For

For

1.8

Elect Director Kathy Kinloch

Management

For

For

1.9

Elect Director Christine Magee

Management

For

For

1.10

Elect Director John Manley

Management

For

For

1.11

Elect Director David Mowat

Management

For

For

1.12

Elect Director Marc Parent

Management

For

For

1.13

Elect Director Denise Pickett

Management

For

For

1.14

Elect Director W. Sean Willy

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Amend Deferred Share Unit Plan

Management

For

For
 

 

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janaki Akella

Management

For

For

1b

Elect Director Juanita Powell Baranco

Management

For

For

1c

Elect Director Henry A. Clark, III

Management

For

For

1d

Elect Director Anthony F. Earley, Jr.

Management

For

For

1e

Elect Director Thomas A. Fanning

Management

For

For

1f

Elect Director David J. Grain

Management

For

For

1g

Elect Director Colette D. Honorable

Management

For

For

1h

Elect Director Donald M. James

Management

For

For

1i

Elect Director John D. Johns

Management

For

For

1j

Elect Director Dale E. Klein

Management

For

For

1k

Elect Director Ernest J. Moniz

Management

For

For

1l

Elect Director William G. Smith, Jr.

Management

For

For

1m

Elect Director E. Jenner Wood, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Reduce Supermajority Vote Requirement

Management

For

For

 

 

THE WILLIAMS COMPANIES, INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  WMB
Security ID:  969457100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan S. Armstrong

Management

For

For

1.2

Elect Director Stephen W. Bergstrom

Management

For

For

1.3

Elect Director Nancy K. Buese

Management

For

For

1.4

Elect Director Stephen I. Chazen

Management

For

For

1.5

Elect Director Charles I. Cogut

Management

For

For

1.6

Elect Director Michael A. Creel

Management

For

For

1.7

Elect Director Stacey H. Dore

Management

For

For

1.8

Elect Director Vicki L. Fuller

Management

For

For

1.9

Elect Director Peter A. Ragauss

Management

For

For

1.10

Elect Director Rose M. Robeson

Management

For

For

1.11

Elect Director Scott D. Sheffield

Management

For

For

1.12

Elect Director Murray D. Smith

Management

For

For

1.13

Elect Director William H. Spence

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

UNITED UTILITIES GROUP PLC
Meeting Date:  JUL 24, 2020
Record Date:  JUL 22, 2020
Meeting Type:  ANNUAL

Ticker:  UU
Security ID:  G92755100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Re-elect Sir David Higgins as Director

Management

For

For

5

Re-elect Steve Mogford as Director

Management

For

For

6

Re-elect Mark Clare as Director

Management

For

For

7

Re-elect Brian May as Director

Management

For

For

8

Re-elect Stephen Carter as Director

Management

For

For

9

Re-elect Alison Goligher as Director

Management

For

For

10

Re-elect Paulette Rowe as Director

Management

For

For

11

Reappoint KPMG LLP as Auditors

Management

For

For

12

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

13

Authorise Issue of Equity

Management

For

For

14

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

16

Authorise Market Purchase of Ordinary Shares

Management

For

For

17

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

18

Authorise EU Political Donations and Expenditure

Management

For

For
 

 

 

VISTRA CORP.
Meeting Date:  APR 28, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  VST
Security ID:  92840M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott B. Helm

Management

For

For

1.2

Elect Director Hilary E. Ackermann

Management

For

For

1.3

Elect Director Arcilia C. Acosta

Management

For

For

1.4

Elect Director Gavin R. Baiera

Management

For

For

1.5

Elect Director Paul M. Barbas

Management

For

For

1.6

Elect Director Lisa Crutchfield

Management

For

For

1.7

Elect Director Brian K. Ferraioli

Management

For

For

1.8

Elect Director Jeff D. Hunter

Management

For

For

1.9

Elect Director Curtis A. Morgan

Management

For

For

1.10

Elect Director John R. Sult

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

WEC ENERGY GROUP, INC.
Meeting Date:  MAY 06, 2021
Record Date:  FEB 25, 2021
Meeting Type:  ANNUAL

Ticker:  WEC
Security ID:  92939U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Curt S. Culver

Management

For

For

1.2

Elect Director Danny L. Cunningham

Management

For

For

1.3

Elect Director William M. Farrow, III

Management

For

For

1.4

Elect Director J. Kevin Fletcher

Management

For

For

1.5

Elect Director Cristina A. Garcia-Thomas

Management

For

For

1.6

Elect Director Maria C. Green

Management

For

For

1.7

Elect Director Gale E. Klappa

Management

For

For

1.8

Elect Director Thomas K. Lane

Management

For

For

1.9

Elect Director Ulice Payne, Jr.

Management

For

For

1.10

Elect Director Mary Ellen Stanek

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

XCEL ENERGY INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  XEL
Security ID:  98389B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lynn Casey

Management

For

For

1b

Elect Director Ben Fowke

Management

For

For

1c

Elect Director Robert Frenzel

Management

For

For

1d

Elect Director Netha Johnson

Management

For

For

1e

Elect Director Patricia Kampling

Management

For

For

1f

Elect Director George Kehl

Management

For

For

1g

Elect Director Richard O'Brien

Management

For

For

1h

Elect Director Charles Pardee

Management

For

For

1i

Elect Director Christopher Policinski

Management

For

For

1j

Elect Director James Prokopanko

Management

For

For

1k

Elect Director David Westerlund

Management

For

For

1l

Elect Director Kim Williams

Management

For

For

1m

Elect Director Timothy Wolf

Management

For

For

1n

Elect Director Daniel Yohannes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Climate-Related Activities

Shareholder

Against

Against
 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Franklin Custodian Funds                

 

 

 

By (Signature and Title)* /s/ Matthew T. Hinkle

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

Date August 25, 2021   

 

* Print the name and title of each signing officer under his or her signature.