0001379748-14-000001.txt : 20140624
0001379748-14-000001.hdr.sgml : 20140624
20140605181739
ACCESSION NUMBER: 0001379748-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140603
FILED AS OF DATE: 20140605
DATE AS OF CHANGE: 20140605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ratner Bruce C
CENTRAL INDEX KEY: 0001379748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 14894642
MAIL ADDRESS:
STREET 1: ONE METRO TECH CENTER NORTH
CITY: BROOKLYN
STATE: NY
ZIP: 11201
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-06-03
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001379748
Ratner Bruce C
ONE METRO TECH CENTER NORTH
BROOKLYN
NY
11201
1
1
0
0
Executive Vice President
Class A Common
22500
D
Class A Common
15000
I
See footnote
Class A Common Units
0
2007-11-08
1988-08-08
Class A Common Stock
183610
183610
D
Class A Common Units
18.835
2014-06-03
4
J
0
82041
0
D
2007-11-08
1988-08-08
Class A Common Stock
798842
716801
I
See footnote
Share are held in a street account with Merrill Lynch.
Shares are held in a street account with Chase for the benefit of stepson Michael Carajohn, Bruce Ratner's spouse Pamela R. Lipkin is account custodian.
Class A Common Units of Forest City Master Associates III, LLC (a subsidiary of Forest City Enterprises, Inc.) are convertible into Forest City Enterprises, Inc. Class A Common Stock on a equal number basis or cash at the discretion of Forest City Enterprises, Inc.
Represents 82,041 Class A Common Units that were held indirectly by Bruce C. Ratner through five entities and distributed to redeem a partner's interest in such entities in exchange for the partner's assumption of liabilities related to such entities.
Units are held indirectly through an entity (LLC, Trust etc.).
There is no expiration date.
Subject to certain exceptions, the Class A Common Units were generally not convertible until November 8, 2007. Mr. Ratner disclaims beneficial ownership of all Class A Common Units, including any shares of Class A Common Stock into which such Class A Common Units are convertible, except to the extent of any direct or indirect pecuniary interest therein.
Geralyn M. Presti, Attorney-In-Fact for Bruce C. Ratner
2014-06-05
EX-24
2
attach_1.txt
SEC FORMS 3, 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti
and Patricia A. Comai, with full power of substitution and
resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of October 25, 2006.
By: \s\ Bruce C. Ratner
Bruce C. Ratner