-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StTZUn9g0yV1N34qeao9fniJdgm5U0VBgqRsLF6BGg0FCpSqujZtOIp5yVOMCfX9 4BtP/v3Y/pjjICNTuah3QA== 0001217466-09-000001.txt : 20090316 0001217466-09-000001.hdr.sgml : 20090316 20090316174139 ACCESSION NUMBER: 0001217466-09-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090316 DATE AS OF CHANGE: 20090316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH CENTRAL INDEX KEY: 0001217466 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 09685724 MAIL ADDRESS: STREET 1: 5803 NICHOSON LANE CITY: WASHINGTON STATE: DC ZIP: 20852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2009-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217466 RATNERSALZBERG DEBORAH 1615 L STREET, NW, SUITE 400 WASHINGTON DC 20036 1 0 1 0 Class A Common Stock 643573 I See footnote Class A Common Stock 3500 I See footnote Class A Common Stock 53960 I See footnote Class A Common Stock 3192 I See footnote Class A Common Stock 532257 I See footnote Class A Common 70000 I See footnote Class A Common Stock 2680 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 D Class B Common - Convertible 0 2008-05-21 5 W 0 120.3 0 A 1988-08-08 1988-08-08 Common Stock 120.3 120.3 D Class B Common - Convertible 0 2008-09-26 5 S 0 120.3 30.79 D 1988-08-08 1988-08-08 Common Stock 120.3 0 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 376928 376928 I See footnote Class B Common - Convertible 0 2008-03-14 5 G 0 1455 0 A 1988-08-08 1988-08-08 Common Stock 277295 278750 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 93988 93988 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 148800 148800 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 6402 6402 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 140400 140400 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 5040 5040 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 81940 81940 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 81936 81936 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 58932 58932 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 33805 33805 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 124211 124211 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 515498 515498 I See footnote 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 15600 15600 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 9599 9599 D U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. Deborah Ratner Salzberg 2001 Trust - 1,750 shares for the benefit of Anna Salzberg (daughter) and 1,750 shares for the benefit of Eric Salzberg (son). Michael Salzberg (spouse) shares held directly. Albert B. Ratner 1989 Grandchildrens Trust - 1,596 shares for the benefit of Anna Salzberg (daughter), and 1,596 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert Ratner Remainder Interest Trust - 266,128 shares for the benefit of Anna Salzberg (daughter), and 266,129 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Deborah Ratner-Salzberg Family Trust dated 12/29/1986 - 35,000 shares for the benefit of Anna Salzberg (daughter) and 35,000 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. General Partnership interest in RMS, Ltd. an Ohio limited partnershjp. Michael Salzberg (spouse) - shares were inherited as a settlement from his mother's estate, upon receipt the shares were sold in the open market. Sale reported late due a late communication from third party broker. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - FCE Management, L.P. limited partnership interest in RMS, Ltd. limited partnership. Off by 1 share due to rounding of fractional share values. Deborah Ratner Salzberg 2001 Trust. - FCE Management, L.P. limited partnership interest. 46,994 shares for the benefit of Anna Salzberg (daughter) and 46,994 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1986 Grandchildrens Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest. Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 3,201 and Eric Salzberg (son) 3,201. Deborah Ratner-Salzberg disclaims any beneficial interest. Deborah Ratner 1989 Irrevocable Trust - 70,200 shares for the benefit of Anna Salzberg (daughter), and 70,200 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Anna Salzberg (daughter) shares held in street account at UBS Financial Services as limited partner in RMS, Ltd. Albert B. Ratner 1989 Grandchildrens Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1987 Family Trust - as limited partner in FCE Management, L.P. limited partnership interest in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildrens Trust - as limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildrens Trust - limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any benefical interest. Albert B. Ratner 1989 Grandchildrens Trust - limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1999 Revocable Trust- limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd.; 255,222 shares for the benefit of Anna Salzberg (daughter), and 260,267 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Debroah Ratner serves as an advisor to the trust. Change in share value due to equalization and re-allocation of assetts held by the trust (trust has shares that are allocated to other beneficiaries). No monies were tendered 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/4/2008; 25% exercisable 4/4/2009; and 50% exercisable on 4/4/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Geralyn M. Presti, Attorney-in-Fact for Deborah Ratner-Salzberg 2009-03-16 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Deborah Ratner-Salzberg Deborah Ratner-Salzberg -----END PRIVACY-ENHANCED MESSAGE-----