-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NobmqQGoDzPm4VXddjJ835Rf7yJOw3fW1Byalk9LWQ4lrfocbm6ZaKT6E1UJHtk8 56W8EpCBJiKaDhU70cfbwA== 0001217466-05-000003.txt : 20050411 0001217466-05-000003.hdr.sgml : 20050411 20050411161538 ACCESSION NUMBER: 0001217466-05-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050406 FILED AS OF DATE: 20050411 DATE AS OF CHANGE: 20050411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH CENTRAL INDEX KEY: 0001217466 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05744190 MAIL ADDRESS: STREET 1: 5803 NICHOSON LANE CITY: WASHINGTON STATE: DC ZIP: 20852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2005-04-06 2005-04-08 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217466 RATNERSALZBERG DEBORAH 1615 L STREET NW, SUITE 400 WASHINGTON DC 20036 1 0 1 0 Class A Common Stock 413056 I See footnote Class A Common Stock 1750 I See footnote Class A Common Stock 28111 I See footnote Class A Common Stock 9825 I See footnote Class A Common Stock 1596 I See footnote Class A Common Stock 416130 I See footnote Class A Common Stock 45000 I See footnote Class A Common Stock 7978 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 450 450 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 188464 188464 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 137526 137526 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 46994 46994 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 74400 74400 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 3201 3201 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 70200 70200 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 2520 2520 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 40970 40970 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 40968 40968 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 29196 29196 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 100071 100071 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 16067 16067 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 60842 60842 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 185260 185260 I See footnote 1998 Stock Option Grant (right to buy) 19.00 2000-03-17 2008-03-17 Class A Common 10800 10800 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 15600 15600 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common 15600 15600 D 2005 Stock Option Grant (right to buy) 60.50 2005-04-06 4 A 0 12600 0 A 2007-04-06 2015-04-06 Class A Common 12600 12600 D General Partnership interest in RMS, Ltd., an Ohio limited partnership. Deborah Ratner Trust dated 11/10/55. Deborah Ratner Salzberg 2001 Trust. Michael Salzberg (spouse) held in street account at McDonald Investments. Michael Salzberg (spouse) shares held directly. Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 595 and Eric Salzberg (son) 595. Deborah Ratner disclaims any beneficial interest. Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 208,065 and Eric Salzberg (son) 208,065. Deborah Ratner disclaims any beneficial interest. Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Anna Salzberg (daughter) 22,500 and Eric Salzberg (son) 22,500. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership. Shares from the Faye Ratner Trust were merged into this trust 12/31/04. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - FCE Management, L.P. limited partnership interest in RMS, Ltd. limited partnership. Deborah Ratner Salzberg 2001 Trust. - FCE Management, L.P. limited partnership interest. Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest. Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 1,600and Eric Salzberg (son) 1,601. Deborah Ratner disclaims any beneficial interest. Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 35,100 and Eric Salzberg (son) 35,100. Deborah Ratner disclaims any beneficial interest. Anna Salzberg (daughter), shares are held in street account at McDonald Investments as limited partner in RMS, Ltd. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest. Albert B. Ratner 1987 Family Trust - a limited partner in RMS, Ltd.; for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter) . Deborah Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest. Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter) 92,630 and Eric Salzberg (son) - 92,630. Deborah Ratner disclaims any beneficial interest. 1998 Stock Option Grant - 25% exercisable 3/17/2000; 33% exercisable 3/17/2001; and 42% exercisable 3/17/2002. 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Form is being amended to reflect the correct dates. Original filing showed 12/16/2004 as the earliest date required to be filed and the signature block had 12/21/2004. Dates should have been 4/06/2005 and 4/08/2005 repsectively. Address has also been updated. Geralyn M. Presti, Attorney-In-Fact for Deborah Ratner-Salzberg 2005-04-11 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Deborah Ratner-Salzberg Deborah Ratner-Salzberg -----END PRIVACY-ENHANCED MESSAGE-----