-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PW7E0p3skHHPvrsDo6y3dZSmmC39eIIAH/8SxUk4FmquzYzJwxdOgC8LZxaGrmCG 2iKcSlyHvADRAD7Wh+1jxQ== 0001217466-03-000003.txt : 20030416 0001217466-03-000003.hdr.sgml : 20030416 20030416171735 ACCESSION NUMBER: 0001217466-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030416 FILED AS OF DATE: 20030416 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH CENTRAL INDEX KEY: 0001217466 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 5803 NICHOSON LANE CITY: WASHINGTON STATE: DC ZIP: 20852 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 03653127 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net

1. Name and Address of Reporting Person*

Ratner-Salzberg, Deborah

2. Issuer Name and Ticker or Trading Symbol
Forest City Enterprises, Inc. FCE A/FCEB

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                   X 10% Owner
    Officer (give title below)          Other (specify below)

                                                  

(Last)      (First)     (Middle)

5803 Nicholson Lane
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
4/16/03

(Street)

N. Bethesda, MD 20852

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Class B Common Stock

 

 

 

 

 

 

 

450

D

See footnote(1)

Class A Common Stock

 

 

 

 

 

 

 

360,831

I

See footnote(2)

Class A Common Stock

 

 

 

 

 

 

 

1,750

I

See footnote(3)

Class A Common Stock

 

 

 

 

 

 

 

75,690

I

See footnote(4)

Class A Common Stock

 

 

 

 

 

 

 

25,721

I

See footnote(5)

Class A Common Stock

 

 

 

 

 

 

 

9,825

I

See footnote(6)

Class B Common Stock

 

 

 

 

 

 

 

75,690

I

See footnote(7)

Class B Common Stock

 

 

 

 

 

 

 

112,774

I

See footnote(8)

Class B Common Stock

 

 

 

 

 

 

 

136,588

I

See footnote(9)

Class B Common Stock

 

 

 

 

 

 

 

46,994

I

See footnote(10)

Class A Common Stock

 

 

 

 

 

 

 

350

I

See footnote(11)

Class A Common Stock

 

 

 

 

 

 

 

350

I

See footnote(12)

Class A Common Stock

 

 

 

 

 

 

 

208,065

I

See footnote(13)

Class A Common Stock

 

 

 

 

 

 

 

208,065

I

See footnote(14)

Class A Common Stock

 

 

 

 

 

 

 

22,500

I

See footnote(15)

Class A Common Stock

 

 

 

 

 

 

 

22,500

I

See footnote(16)

Class B Common Stock

 

 

 

 

 

 

 

74,400

I

See footnote(17)

Class B Common Stock

 

 

 

 

 

 

 

1,600

I

See footntoe(18)

Class B Common Stock

 

 

 

 

 

 

 

1,601

I

See footnote(19)

Class B Common Stock

 

 

 

 

 

 

 

35,100

I

See footnote(20)

Class B Common Stock

 

 

 

 

 

 

 

35,100

I

See footnote(21)

Class B Common Stock

 

 

 

 

 

 

 

2,520

I

See footnote(22)

Class B Common Stock

 

 

 

 

 

 

 

54,870

I

See footnote(23)

Class B Common Stock

 

 

 

 

 

 

 

29,196

I

See footnote(24)

Class B Common Stock

 

 

 

 

 

 

 

100,071

I

See footnote(25)

Class B Common Stock

 

 

 

 

 

 

 

1,228

I

See footnote(26)

Class B Common Stock

 

 

 

 

 

 

 

1,229

I

See footnote(27)

Class B Common Stock

 

 

 

 

 

 

 

92,630

I

See footnote(28)

Class B Common Stock

 

 

 

 

 

 

 

92,630

I

See footnote(29)

Class A Common Stock

 

 

 

 

 

 

 

8,845

I

See footntoe(30)

Class A Common Stock

 

 

 

 

 

 

 

14,375

I

See footnote(31)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

1996 Stock Option Grant (right to buy)

$9.583

 

 

 

 

 

 

9/09/98(32)

9/09/06

Class A Common

5,400

 

5,400

D

 

1998 Stock Option Grant (right to buy)

$19.00

 

 

 

 

 

 

3/17/00(33)

3/17/08

Class A Common

10,800

 

10,800

D

 

1999 Stock Option Grant (right to buy)

$14.917

 

 

 

 

 

 

4/07/01(34)

4/07/09

Class A Common

10,800

 

10,800

D

 

2001 Stock Option Grant (right to buy)

$28.533

 

 

 

 

 

 

3/08/03(35)

3/08/11

Class A Common

15,600

 

15,600

D

 

2003 Stock Option Grant (right to buy)

$31.00

4/16/03

 

M

 

15,600

 

3/17/05(35)

3/17/13

Class A Common

15,600

 

15,600

D

 

Explanation of Responses:

(1) General Partnership interest in RMS, Ltd., an Ohio limited partnership.
(2) Deborah Ratner Trust dated 11/10/55.
(3) Deborah Ratner Salzberg 2001 Trust.
(4) Faye Ratner Trust dated 1/01/79 - for the benefit of Deborah Ratner.
(5) Michael Salzberg (spouse) held in street account at McDonald Investments.
(6) Michael Salzberg (spouse) shares held directly.
(7) Faye Ratner Trust - for the benefit of Deborah, shares are the limited partnership interest in RMS, Ltd.
(8) Deborah Ratner Trust dated 11/10/55 - limited partnership interest in RMS, Ltd. limited partnership.
(9) Deborah Ratner Trust dated 11/10/55 - FCE Manageme nt, L.P. limited partnership interest in RMS, Ltd., limited partnership.
(10) Deborah Ratner Salzberg 2001 Trust - FCE Management, L.P., limited partnership interest.
(11) Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(12) Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(13) Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(14) Albert Ratner Remainder Interest Trust - for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(15) Deborah Ratner Salzberg Family Trust date d 12/29/1986 - for the benefit of Anna Salzberg (daughter).
(16) Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Eric Salzberg (son).
(17) Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(18) Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(19) Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(20) Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(2 1) Deborah Ratner 1989 Irrevocable Trust - for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(22) Anna Salzberg (daughter), shares are held in street account at McDonald Investments as limited partner in RMS, Ltd.
(23) Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(24) Albert B. Ratner 1987 Family Trust - a limited partner in RMS, Ltd.; for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(25) Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(26) Albert B. Ratner 1989 Grandchildren's T rust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(27) Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(28) Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(29) Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(30)< /A> Michael and Deborah Salzberg Philanthropic Fund (WA).
(31) Michael and Deborah Salzberg Philanthropic Fund (OH).
(32) 1996 Stock Option Grant - 25 % exercisable 9/09/1998; 25% exercisable 9/09/1999; and 50% exercisable 9/09/2000.
(33) 1998 Stock Option Grant - 25% exercisable 3/17/2000; 33% exercisable 3/17/2001; and 42% exercisable 3/18/2002.
(34) 1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/08/2003.
(35) 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005.
  By: /s/ Geralyn M. Presti
             Geralyn M. Presti, Attorney-In-Fact for Deborah Ratner-Salzberg, Director and 10% Shareholder
**Signature of Reporting Person		 4/16/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

 
SEC FORMS 4 & 5



POWER OF ATTORNEY





The undersigned, designated by the Board of Directors as a Section 16 Company Insider,
hereby constitutes and appoints Robert Gephart, Geralyn M. Presti and Patricia A. Comai,
with full power of substitution and resubstitution, as attorney of the undersigned, their name,
place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16
Reporting Forms, and any and all amendments thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and authority to do and
perform any and all acts and things whatsoever required and necessary to be done in the
premises, hereby ratifying and approving the act of said attorney and any such substitute.



EFFECTIVE as of October 25, 2002.





By: /s/ Deborah Ratner-Salzberg

        Deborah Ratner-Salzberg
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