-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cdf6DR35q3dIB02Ni9wyrVHEy28KjMmgpcSKWHPr2CbEcPgcVqUrFGZR6wVQ/1fi JmDl0EX0qnH1jvo4sVvXQA== 0001217465-05-000005.txt : 20051215 0001217465-05-000005.hdr.sgml : 20051215 20051215190950 ACCESSION NUMBER: 0001217465-05-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051213 FILED AS OF DATE: 20051215 DATE AS OF CHANGE: 20051215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER RONALD A CENTRAL INDEX KEY: 0001217465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 051267942 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-13 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217465 RATNER RONALD A 50 PUBLIC SQUARE, SUIT 1100 CLEVELAND OH 44113 1 1 1 0 Executive Vice President Class A Common Stock 3500 I See footnote Class A Common Stock 972302 I See footnote Class A Common Stock 224294 I See footnote Class A Common Stock 9410 I See footnote Class A Common Stock 50946 I See footnote Class A Common Stock 52802 I See footnote Class A Common Stock 43764 I See footnote Class A Common Stock 43596 I See footnote Class A Common Stock 2005-12-13 4 S 0 60 39.26 D 89610 D Class A Common Stock 2005-12-13 4 S 0 500 39.25 D 89110 D Class A Common Stock 2005-12-13 4 S 0 100 39.24 D 89010 D Class A Common Stock 2005-12-13 4 S 0 100 39.22 D 88910 D Class A Common Stock 2005-12-13 4 S 0 100 39.21 D 88810 D Class A Common Stock 2005-12-13 4 S 0 200 39.19 D 88610 D Class A Common Stock 2005-12-13 4 S 0 20 39.17 D 88590 D Class A Common Stock 2005-12-13 4 S 0 20 39.16 D 88570 D Class A Common Stock 2005-12-13 4 S 0 40 39.15 D 88530 D Class A Common Stock 2005-12-13 4 S 0 420 39.02 D 88110 D Class A Common Stock 2005-12-13 4 S 0 760 39.39 D 87350 D Class A Common Stock 2005-12-14 4 S 0 20 39.37 D 87330 D Class A Common Stock 2005-12-14 4 S 0 120 39.38 D 87210 D Class A Common Stock 2005-12-14 4 S 0 40 39.39 D 87170 D Class A Common Stock 2005-12-14 4 S 0 220 39.40 D 86950 D Class A Common Stock 2005-12-14 4 S 0 200 39.41 D 86750 D Class A Common Stock 2005-12-14 4 S 0 340 39.42 D 86410 D Class A Common Stock 2005-12-14 4 S 0 60 39.43 D 86350 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 784 784 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 728400 728400 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 94526 94526 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 114676 114676 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 59922 59922 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 11984 11984 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1800 1800 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 243424 243424 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 198020 198020 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 345510 345510 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 370350 370350 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 468444 468444 I See footnote 1998 Stock Option Grant (right to buy) 9.50 2005-12-13 4 M 0 54000 0 D 2000-03-18 2008-03-18 Class A Common 54000 0 D 1999 Stock Option Grant (right to buy) 7.46 2005-12-13 4 M 0 13500 0 D 2001-04-08 2009-04-08 Class A Common 13500 0 D 2001 Stock Option Grant (right to buy) 14.27 2005-12-13 4 M 0 27000 0 D 2003-03-08 2011-03-08 Class A Common 54000 27000 D 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 54000 54000 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 25200 25200 D Ronald Ratner 2001 Trust dated, 11/01/01. The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee) Deborah Ratner Trust - individually trust of spouse, shares held in account at McDonald Investments. Ronald Ratner 1986 Family Trust 4,704 shares for the benefit of Matthew (son), and 4,706 shares for the benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest. Deborah B. Ratner, Trustee of the Irene Meldon 1998 Irrevocable Trust dated 12/04/1998. Max Ratner Family Trust dated 12/18/1986 - 26,242 shares for benefit of Matthew (son), and 26,240 shares for benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest. Max Ratner Remainder Interest Trust - special allocation to Ronald Ratner 1986 FamilyTrust - for the benefit of Matthew (son). Ronald Ratner disclaims any beneficial interest. Max Ratner Remainder Interest Trust - special allocation to Ronald Ratner 1986 FamilyTrust - for the benefit of Sarah (daughter). Ronald Ratner disclaims any beneficial interest. General Partnership interest in RMS, Ltd. partnership a 10% sharelholder. The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee); these shares are held by FCE Management, LP as a limited partner of RMS, Ltd. (limited partnership). Ronald Ratner 2001 Trust dated, 11/01/01. Limited partnership interest in RMS, Ltd. held by son, Matthew. Max Ratner 1986 Family Trust - Ronald Ratner is a Trustee (along with his brothers), and disclaims any beneficial interest. Matthew and Sarah each have a 1/10th beneifical interest (5,992 shares). 1989 Irrevocable Trust - 900 shares for the benefit of Matthew (son), and 900 shares for the benefit of Sarah (daughter). Ronald Ratner 1986 Family Trust - 121,712 shares for the benefit of Matthew (son), and 121,712 for the benefit of Sarah (daughter)- RMS, Ltd. - limited partnership interest - Ronald Ratner disclaims any beneficial interest. Ronald Ratner 1986 Family Trust - 99,010 shares for the benefit of Matthew (son), and 99,010 shares for the benefit of Sarah (daughter) - FCE Management, L.P., limited partnership interest - Ronald Ratner disclaims any beneficial interest. Max Ratner Grandchildren's Trust dated 12/21/1988 - for the benefit of Matthew (son) - RMS, Ltd. - limited partnership interest. - Ronald Ratner disclaims any beneficial interest. Max Ratner Grandchildren's Trust dated 12/21/1988 - for the benefit of Sarah (daughter) - RMS, Ltd. - limited partnership interest. - Ronald Ratner disclaims any beneficial interest. Max Ratner Family 1999 Revocable Trust - 234,222 shares for Matthew (son) beneficiary, and 234,222 shares for Sarah (daughter) beneficiary. Ronald Ratner disclaims any beneficial interest. 1998 Stock Option Grant - 25% exercisable 3/18/2000; 33% exercisable 3/18/2001; and 42% exercisable 3/18/02. 1999 Stock Option Grant - 25% exercisable 4/08/2001; 25% exercisable 4/08/2002; and 50% exercisable 4/08/2003. 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Filing 2 of 4. Geralyn M. Presti, Attorney-in-Fact for Ronald A. Ratner 2005-12-15 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Ronald A. Ratner Ronald A. Ratner -----END PRIVACY-ENHANCED MESSAGE-----