-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TDQxPT7YoG2r6Ihp9Qtxfb1LxjBOCMcAwPqt3oRJhEobJfOZBCzhfQWi2cDLme1P AhsqRGfpYRfBC+MbFlrV1A== 0001217465-04-000001.txt : 20040315 0001217465-04-000001.hdr.sgml : 20040315 20040315193032 ACCESSION NUMBER: 0001217465-04-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER RONALD A CENTRAL INDEX KEY: 0001217465 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 04670984 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2004-03-15 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217465 RATNER RONALD A 50 PUBLIC SQUARE, SUIT 1100 CLEVELAND OH 44113 0 1 1 0 Executive Vice President Class B Common Stock 364200 I See footnote Class B Common Stock 47262.45 I See footnote Class A Common Stock 1750 D Class B Common Stock 392 D Class B Common Stock 450 D Class A Common Stock 2003-12-10 5 G 0 6500 0 D 548145 I See footnote Class A Common Stock 2003-12-30 5 G 0 458 0 D 547687 I See footnote Class A Common Stock 162147 I See footnote Class B Common Stock 57338 I See footnote Class A Common Stock 52352 I See footnote Class A Common Stock 52353 I See footnote Class B Common Stock 29961 I See footnote Class B Common Stock 2996 I See footnote Class B Common Stock 2996 I See footnote Class B Common Stock 450 I See footnote Class B Common Stock 450 I See footnote Class B Common Stock 60856 I See footnote Class B Common Stock 60857 I See footnote Class B Common Stock 49506 I See footnote Class B Common Stock 49505 I See footnote Class B Common Stock 172755 I See footnote Class B Common Stock 185175 I See footnote Class A Common Stock 25873 I See footnote Class A Common Stock 13200 I See footnote Class A Common Stock 13200 I See footnote Class A Common Stock 21882 I See footnote Class A Common Stock 21798 I See footnote Class B Common Stock 117111 I See footnote Class B Common Stock 117111 I See footnote 1996 Stock Option Grant (right to buy) 9.583 1998-09-10 2006-09-10 Class A Common 27000 27000 D 1998 Stock Option Grant (right to buy) 19.00 2000-03-18 2008-03-18 Class A Common 27000 27000 D 1999 Stock Option Grant (right to buy) 14.917 2001-04-08 2009-04-08 Class A Common 27000 27000 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 27000 27000 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common Stock 27000 27000 D The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee); these shares are held by FCE Management, LP as a limited partner of RMS, Ltd. (limited partnership). Ronald Ratner 2001 Trust dated, 11/01/01. RMS, Ltd. general partnership interest. The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee) Deborah Ratner Trust - individually trust of spouse, shares held in account at McDonald Investments. Limited partnership interest in RMS, Ltd. held by son, Matthew. Ronald Ratner 1986 Family Trust for the benefit of Matthew (son) - Ronald Ratner disclaims any beneficial interest. Ronald Ratner 1986 Family Trust for the benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest. Max Ratner 1986 Family Trust - Ronald Ratner is a Trustee (along with his brothers), and disclaims any beneficial interest. Matthew and Sarah each have a 1/10th beneifical interest (2,996 shares). 1989 Irrevocable Trust for the benefit of Matthew (son). 1989 Irrevocable Trust for the benefit of Sarah (daughter). Ronald Ratner 1986 Family Trust for the benefit of Matthew (son) - RMS, Ltd. - limited partnership interest - Ronald Ratner disclaims any beneficial interest. Ronald Ratner 1986 Family Trust for the benefit of Sarah (daughter) - RMS, Ltd. - limited partnership interest - Ronald Ratner disclaims any beneficial interest. Ronald Ratner 1986 Family Trust for the benefit of Matthew (son) - FCE Management, L.P., limited partnership interest - Ronald Ratner disclaims any beneficial interest. Ronald Ratner 1986 Family Trust for the benefit of Sarah (daughter) - FCE Management, L.P., limited partnership interest - Ronald Ratner disclaims any beneficial interest. Max Ratner Grandchildren's Trust dated 12/21/1988 - for the benefit of Matthew (son) - RMS, Ltd. - limited partnership interest. - Ronald Ratner dsiclaims any beneficial interest. Max Ratner Grandchildren's Trust dated 12/21/1988 - for the benefit of Sarah (daughter) - RMS, Ltd. - limited partnership interest. - Ronald Ratner dsiclaims any beneficial interest. Deborah B. Ratner, Trustee of the Irene Meldon 1998 Irrevocable dated 12/04/1998. Max Ratner Family Trust dated 12/18/1986 for benefit of Matthew (son) - Ronald Ratner disclaims any beneficial interest. Max Ratner Family Trust dated 12/18/1986 for benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest. Max Ratner Remainder Interest Trust - special allocation to Ronald Ratner 1986 FamilyTrust - for the benefit of Matthew (son). Ronald Ratner disclaims any beneficial interest. Max Ratner Remainder Interest Trust - special allocation to Ronald Ratner 1986 FamilyTrust - for the benefit of Sarah (daughter). Ronald Ratner disclaims any beneficial interest. Max Ratner Family 1999 Revocable Trust - Matthew (son) beneficiary. Ronald Ratner disclaims any beneficial interest. Max Ratner Family 1999 Revocable Trust - Sarah (daughter) beneficiary. Ronald Ratner disclaims any beneficial interest. 1996 Stock Option Grant - 25% exercisable 9/10/98; 25% exercisable 9/10/99; and 50% exercisable 9/10/00. 1998 Stock Option Grant - 25% exercisable 3/18/00; 33% exercisable 3/18/01; and 42% exercisable 3/18/02. 1999 Stock Option Grant - 25% exercisable 4/08/01; 25% exercisable 4/08/02; and 50% exercsiable 4/08/03. 2001 Stock Option Grant - 25% exercisable 3/08/03; 25% exercisable 3/08/04; and 50% exercisable 3/08/05. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. Geralyn M. Presti, Attorney-in-Fact for Ronald A. Ratner 2004-03-15 EX-24 3 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Ronald A. Ratner Ronald A. Ratner -----END PRIVACY-ENHANCED MESSAGE-----