-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RILFiCJPEhBmcI0ncHVzuo2e5+kUH504hSPPerVJ9Iyg8ZS3liFS1NHXp0Ka4Pl+ 2th1NJpBtMREn5tdZ23uSA== 0001217464-05-000003.txt : 20050725 0001217464-05-000003.hdr.sgml : 20050725 20050725174303 ACCESSION NUMBER: 0001217464-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050721 FILED AS OF DATE: 20050725 DATE AS OF CHANGE: 20050725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER JAMES A CENTRAL INDEX KEY: 0001217464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05972300 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-21 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217464 RATNER JAMES A 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Executive Vice President Class A Common Stock 2005-07-21 4 S 0 40642 35.90 D 1249256 I See footnote Class A Common Stock 3500 I See footnote Class A Common Stock 700206 I See footnote Class A Common Stock 12194 I See footnote Class A Common Stock 2005-07-21 4 S 0 80390 35.90 D 182012 I See footnote Class A Common Stock 2005-07-21 4 S 0 59358 35.90 D 0 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 748 748 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 657174 657174 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 89358.2 89538.2 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 59922 59922 I See footnote 1998 Stock Option Grant (right to buy) 9.50 2000-03-18 2008-03-18 Class A Common 54000 54000 D 1999 Stock Option Grant (right to buy) 7.46 2001-04-08 2009-04-08 Class A Common 13500 13500 D 2001 Stock Option Grant (right to buy) 14.27 2003-03-08 2011-03-08 Class A Common 54000 54000 D 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 54000 54000 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 25200 25200 D James Ratner Revocable Trust dated 12/04/1981. James Ratner 2001 Trust. Max Ratner 1986 Remainder Interest Trust - James Ratner is a trustee (along with his brothers) Held by spouse at street account with McDonald Investment. Max Ratner 1986 Family Trust - dated 12/18/86, James Ratner is trustee along with his brother. Held as a limited partner in FCE Management, L.P., a limited partnership that is a limited partner in RMS, Ltd. James Ratner 2001 Trust. Max Ratner 1986 Family Trust - held as a limited partner of RMS, Ltd., James Ratner is a trustee, along with his brothers. James Ratner disclaims any beneficial interest. 1998 Stock Option Grant - 25% exercisable 3/18/2000; 33% exercisable 3/18/2001; and 42% exercisable 3/18/02. 1999 Stock Option Grant - 25% exercisable 4/08/2001; 25% exercisable 4/08/2002; and 50% exercisable 4/08/2003. 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Exercise price was erroneously reported as $60.50 and should have been $63.50 pre-stock split of July 11, 2005. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. There was a 2-for-1 stock split that took place at the close of business on July 11, 2005. All holdings have been adjusted to reflect the stock split. Geralyn M. Presti, Attorney-in-Fact for James A. Ratner 2005-07-25 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ James A. Ratner James A. Ratner -----END PRIVACY-ENHANCED MESSAGE-----