-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HzJsX0ZmxVBX6Hkvn7zvrGAToH4RwEgI9z1z4SMPCUGYIlaB5mY2MxncEuVL/1Ns VXD/xSyxS0QoK6S2KOomsQ== 0001217464-05-000002.txt : 20050408 0001217464-05-000002.hdr.sgml : 20050408 20050408210020 ACCESSION NUMBER: 0001217464-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050406 FILED AS OF DATE: 20050408 DATE AS OF CHANGE: 20050408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER JAMES A CENTRAL INDEX KEY: 0001217464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05742728 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-04-06 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217464 RATNER JAMES A 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Executive Vice President Class A Common Stock 649489 I See footnote Class A Common Stock 1750 I See footnote Class A Common Stock 350103 I See footnote Class A Common Stock 6097 I See footnote Class A Common Stock 130201 I See footnote Class A Common Stock 25139 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 392 392 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 328587 328587 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 44769.1 44769.1 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 29961 29961 I See footnote 1998 Stock Option Grant (right to buy) 19.00 2000-03-18 2008-03-18 Class A Common 27000 27000 D 1999 Stock Option Grant (right to buy) 14.917 2001-04-08 2009-04-08 Class A Common 6750 6750 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 27000 27000 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common 27000 27000 D 2005 Stock Option Grant (right to buy) 60.50 2005-04-06 4 A 0 12600 0 A 2007-04-06 2015-04-06 Class A Common 12600 12600 D James Ratner Revocable Trust dated 12/04/1981. James Ratner 2001 Trust. Max Ratner 1986 Remainder Interest Trust - James Ratner is a trustee (along with his brothers) Held by spouse at street account with McDonald Investment. Max Ratner 1986 Family Trust - dated 12/18/86, James Ratner is trustee along with his brother. Held as a limited partner in FCE Management, L.P., a limited partnership that is a limited partner in RMS, Ltd. James Ratner 2001 Trust. Max Ratner 1986 Family Trust - held as a limited partner of RMS, Ltd., James Ratner is a trustee, along with his brothers. James Ratner disclaims any beneficial interest. 1998 Stock Option Grant - 25% exercisable 3/18/2000; 33% exercisable 3/18/2001; and 42% exercisable 3/18/02. 1999 Stock Option Grant - 25% exercisable 4/08/2001; 25% exercisable 4/08/2002; and 50% exercisable 4/08/2003. 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Geralyn M. Presti, Attorney-in-Fact for James A. Ratner 2005-04-08 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ James A. Ratner James A. Ratner -----END PRIVACY-ENHANCED MESSAGE-----